| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Fleming John Turman
|
4
|
|
|
USANA HEALTH SCIENCES INC
|
4
|
Financial Statements
|
|
TA Realty Core Property Fund, LP
|
D/A
|
|
|
Advisor Managed Portfolios
|
8-A12B
|
|
|
Bowyer Research, Inc.
|
PX14A6G
|
|
|
STARBUCKS CORP
|
PX14A6G
|
Financial Statements
|
|
CHAOUKI STEVEN M
|
144
|
|
|
AMCSI CO-INVESTMENT PARTNERSHIP, LP
|
D
|
|
|
BP CAPITAL MARKETS PLC
|
CERT
|
|
|
GSK plc
|
IRANNOTICE
|
Financial Statements
|
|
WMS SPC - CMAP Macro WL Fund SP
|
D
|
|
|
Alternus Clean Energy, Inc.
|
8-K
|
|
|
Chi Ko Holdings Ltd
|
F-1/A
|
|
|
FULLER GILBERT A
|
4
|
|
|
TCW FUNDS INC
|
497J
|
|
|
Sterling Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Jianpu Technology Inc.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
SC 13D/A
|
|
|
SIMON QUICK CHAPIN FUND QP, LTD
|
D/A
|
|
|
Keith R. Alexandra
|
4
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
Archer Jacqueline L.
|
4
|
|
|
SIMON QUICK CHAPIN FUND QP, LLC
|
D/A
|
|
|
Benedict Susan C.
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
AGEE NANCY H
|
4
|
|
|
SOTO JASON A.
|
144
|
|
|
WEBSTER FINANCIAL CORP
|
144
|
Financial Statements
|
|
Cormorant Global Healthcare Fund, LP
|
D/A
|
|
|
SIMON QUICK CHAPIN FUND, LTD
|
D/A
|
|
|
Bancorp 34, Inc.
|
425
|
Financial Statements
|
|
CBOA FINANCIAL, INC.
|
425
|
|
|
Tappin Matthew
|
144
|
|
|
STEM, INC.
|
144
|
|
|
Monolith Select Strategies Power Fund LLC
|
D
|
|
|
PROOF III HLI LLC
|
D
|
|
|
MARSON DEBORAH
|
144
|
|
|
IRON MOUNTAIN INC
|
144
|
Financial Statements
|
|
Cormorant Global Healthcare Offshore Fund, Ltd.
|
D/A
|
|
|
Garrison Michael David
|
4
|
|
|
BECTON DICKINSON & CO
|
4
|
Financial Statements
|
|
Cohen & Steers Real Estate Opportunities & Income Fund
|
40-17G
|
|
|
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
|
40-17G
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
40-17G
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
40-17G
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
40-17G
|
|
|
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
|
40-17G
|
|
|
Cohen & Steers Real Assets Fund, Inc.
|
40-17G
|
|
|
Cohen & Steers Select Preferred & Income Fund, Inc.
|
40-17G
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
40-17G
|
|
|
Cohen & Steers Closed-End Opportunity Fund, Inc.
|
40-17G
|
|
|
Cohen & Steers International Realty Fund, Inc.
|
40-17G
|
|
|
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC
|
40-17G
|
|
|
COHEN & STEERS INFRASTRUCTURE FUND INC
|
40-17G
|
|
|
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC
|
40-17G
|
|
|
COHEN & STEERS QUALITY INCOME REALTY FUND INC
|
40-17G
|
|
|
COHEN & STEERS INSTITUTIONAL REALTY SHARES INC
|
40-17G
|
|
|
COHEN & STEERS REAL ESTATE SECURITIES FUND INC
|
40-17G
|
|
|
COHEN & STEERS GLOBAL REALTY SHARES, INC
|
40-17G
|
|
|
COHEN & STEERS TOTAL RETURN REALTY FUND INC
|
40-17G
|
|
|
COHEN & STEERS REALTY SHARES INC
|
40-17G
|
|
|
RBB FUND, INC.
|
497
|
|
|
Morgan Stanley Portfolios, Series 72
|
S-6
|
|
|
Spoerel Thomas J
|
4
|
|
|
MOORE H LYNN JR
|
4
|
|
|
SIMON QUICK CHAPIN FUND, LLC
|
D/A
|
|
|
Two Roads Shared Trust
|
497K
|
|
|
HORNADAY F D III
|
4
|
|
|
Gunderson Thomas James
|
4
|
|
|
MERIT MEDICAL SYSTEMS INC
|
4
|
Financial Statements
|
|
Ezell Antoine C
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Capitol Federal Financial, Inc.
|
4
|
Financial Statements
|
|
HUEY MORRIS J II
|
4
|
|
|
37 CAPITAL INC
|
6-K
|
|
|
BMW Vehicle Lease Trust 2023-2
|
ABS-EE
|
|
|
Jackson Rick C
|
4
|
|
|
GSK plc
|
20-F
|
Financial Statements
|
|
Bischoff Gerald R
|
4
|
|
|
PNM RESOURCES INC
|
4
|
Financial Statements
|
|
Key Mining Corp.
|
S-1/A
|
|
|
Eden Elisabeth A
|
4
|
|
|
TARRY JOSEPH DON
|
4
|
|
|
OpenXpu Inc.
|
D
|
|
|
Apodaca Patrick V
|
4
|
|
|
COLLAWN PATRICIA K
|
4
|
|
|
HALEY MICHAEL P
|
4
|
|
|
Slagle Financial, LLC
|
13F-HR
|
|
|
Rademacher Randy D
|
4
|
|
|
Air Transport Services Group, Inc.
|
4
|
Financial Statements
|
|
UNIVERSAL BIOSENSORS INC
|
DEFA14A
|
|
|
Two Roads Shared Trust
|
497J
|
|
|
UNIVERSAL BIOSENSORS INC
|
8-K
|
|
|
Contlo Inc.
|
D
|
|
|
FJ Capital Management LLC
|
SC 13G
|
|
|
HERITAGE COMMERCE CORP
|
SC 13G
|
Financial Statements
|
|
KAMERICK EILEEN A
|
144
|
|
|
Ajer Jeffrey Robert
|
144
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Cantor Fitzgerald Income Trust, Inc.
|
8-K
|
|
|
Weaver Gregory G.
|
4
|
|
|
VERIZON COMMUNICATIONS INC
|
4
|
Financial Statements
|
|
TOME CAROL B
|
4
|
|
|
SLATER RODNEY E
|
4
|
|
|
SCHULMAN DANIEL H
|
4
|
|
|
Finley Tammy M
|
4
|
|
|
BBR ALO Fund, LLC
|
4
|
|
|
Barth Brett H
|
4
|
|
|
OTIS CLARENCE JR
|
4
|
|
|
Narasimhan Laxman
|
4
|
|
|
Healey Melanie
|
4
|
|
|
Colao Vittorio
|
4
|
|
|
Inspired Senior Living of New Braunfels DST, LLC
|
D
|
|
|
Bertolini Mark T
|
4
|
|
|
AUSTIN ROXANNE S
|
4
|
|
|
Lyniate US Holdings LP
|
D/A
|
|
|
ARCHAMBEAU SHELLYE L
|
4
|
|
|
BMW Vehicle Lease Trust 2023-1
|
ABS-EE
|
|
|
Osculo LLC
|
C/A
|
|
|
WALTRIP W BLAIR
|
144
|
|
|
SERVICE CORP INTERNATIONAL
|
144
|
Financial Statements
|
|
Farrell William J II
|
4
|
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
N-MFP2
|
|
|
REGIONS FINANCIAL CORP
|
3
|
Financial Statements
|
|
RHODES WILLIAM C III
|
3
|
|
|
Storey Paul H.
|
144
|
|
|
Celsius Holdings, Inc.
|
144
|
Financial Statements
|
|
BMW Vehicle Lease Trust 2022-1
|
ABS-EE
|
|
|
Investment Managers Series Trust
|
497K
|
|
|
Quadrant Private Capital Solutions Platform, LP
|
D
|
|
|
Buchenroth Patrick
|
4
|
|
|
FARRELL MATTHEW
|
4
|
|
|
BMW Vehicle Owner Trust 2023-A
|
ABS-EE
|
|
|
TIGO ENERGY, INC.
|
4
|
|
|
ALON ZVI
|
4
|
|
|
LASKAWY PHILIP A
|
144
|
|
|
HENRY SCHEIN INC
|
144
|
Financial Statements
|
|
Abraham Varkey
|
4
|
|
|
Song Lianyue
|
SCHEDULE 13D
|
|
|
Hartford Great Health Corp.
|
SCHEDULE 13D
|
|
|
McCarthy Cathy L
|
144
|
|
|
MIDDLEBY Corp
|
144
|
Financial Statements
|
|
Goodman Stephen J.
|
4
|
|
|
LION COPPER & GOLD CORP.
|
4
|
|
|
Duggins James Nathan III
|
4
|
|
|
Investment Managers Series Trust
|
497
|
|
|
Barker Rick J
|
4
|
|
|
MARR JOHN S JR
|
4
|
|
|
BMW Vehicle Owner Trust 2022-A
|
ABS-EE
|
|
|
Chadwick Shelly Marie
|
4
|
|
|
MATERION Corp
|
4
|
Financial Statements
|
|
Golden Robert
|
4
|
|
|
Gaingels ValidM LLC
|
D
|
|
|
PETERSMEYER GARY S
|
144
|
|
|
COOPER COMPANIES, INC.
|
144
|
Financial Statements
|
|
Managed Portfolio Series
|
N-CSR
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
SharpLink Gaming, Inc.
|
S-8 POS
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497J
|
|
|
Tryder David E.
|
4
|
|
|
BMW Vehicle Owner Trust 2020-A
|
ABS-EE
|
|
|
A-Mark Precious Metals, Inc.
|
4
|
Financial Statements
|
|
ROBERTS GREGORY N
|
4
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I
|
|
|
Hooker Carlen
|
4
|
|
|
STAR STRATEGIC ASSETS FUND III-A LP
|
D
|
|
|
Anderson Mark C
|
4
|
|
|
Stewart Susan Bugnacki
|
4
|
|
|
NORTHWEST MUNICIPAL ADVISORS, INC.
|
MA-A
|
|
|
Rubio Samuel R
|
144
|
|
|
TIDEWATER INC
|
144
|
Financial Statements
|
|
WayMaker Real Estate Fund I, LP
|
D/A
|
|
|
ARCHER TIMOTHY
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
Vivani Medical, Inc.
|
424B5
|
Financial Statements
|
|
Bettinger Douglas R
|
4
|
|
|
Sanborn H. Scott
|
4
|
|
|
Katz Michael J.
|
144
|
|
|
Bailo Karen
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
Darling David E
|
144
|
|
|
LORD PATRICK J
|
4
|
|
|
Ferland Martine
|
144
|
|
|
MARSH & MCLENNAN COMPANIES, INC.
|
144
|
Financial Statements
|
|
ROLAND DAVID L
|
144
|
|
|
DIAMOND OFFSHORE DRILLING, INC.
|
144
|
Financial Statements
|
|
Vahedi Vahid
|
4
|
|
|
McQuade Joseph E.
|
4
|
|
|
Kite Co-Investment No.3 Limited Partnership
|
D
|
|
|
Fernandes Neil J
|
4
|
|
|
Cypress Grove Partners, L.P.
|
D/A
|
|
|
Legg Mason Global Asset Management Trust
|
497J
|
|
|
Corrreia Christina
|
4
|
|
|
Value Line Mid Cap Focused Fund, Inc.
|
N-CEN
|
|
|
Levesque Jean
|
4
|
|
|
HILLS BANCORPORATION
|
10-K
|
|
|
FRAMEWORK LABS & MARKETING INC.
|
D
|
|
|
STAR STRATEGIC ASSETS FUND IV LP
|
D/A
|
|
|
Schisler George M
|
4
|
|
|
Grable Brent W.
|
4
|
|
|
TFS DERIVATIVES LLC
|
X-17A-5/A
|
|
|
Sisti Elena
|
4
|
|
|
Longo Joseph James
|
4
|
|
|
EquityZen Growth Technology Fund LLC - Series 1866
|
D
|
|
|
Diepold Brenda Carolyn
|
4
|
|
|
VALUE LINE CAPITAL APPRECIATION FUND INC
|
N-CEN
|
|
|
VALUE LINE ASSET ALLOCATION FUND INC
|
N-CEN
|
|
|
Value Line Core Bond Fund
|
N-CEN
|
|
|
Value Line Select Growth Fund, Inc.
|
N-CEN
|
|
|
Value Line Larger Companies Focused Fund, Inc.
|
N-CEN
|
|
|
Value Line Small Cap Opportunities Fund, Inc.
|
N-CEN
|
|
|
Demzik Paul T.
|
4
|
|
|
ARCH RESOURCES, INC.
|
4
|
Financial Statements
|
|
Jenny Project, Inc.
|
D
|
|
|
Friedman-Boyce Inez
|
4
|
|
|
Haleon plc
|
6-K
|
|
|
Lorenz James Jerome
|
4
|
|
|
MGE ENERGY INC
|
4
|
Financial Statements
|
|
SEPARATE ACCOUNT VA B
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA QNY
|
N-CEN/A
|
|
|
WRL SERIES ANNUITY ACCOUNT B
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA-6
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA-5NLNY OF TFLIC
|
N-CEN/A
|
|
|
TFLIC SERIES ANNUITY ACCOUNT
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA 6NY OF TFLIC
|
N-CEN/A
|
|
|
WRL SERIES ANNUITY ACCOUNT
|
N-CEN/A
|
|
|
TFLIC SEPARATE ACCOUNT C
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA-8
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA 7
|
N-CEN/A
|
|
|
TFLIC SEPARATE ACCOUNT B
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA Q
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA U
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA BNY
|
N-CEN/A
|
|
|
TFLIC Separate Account VNY
|
N-CEN/A
|
|
|
RETIREMENT BUILDER VARIABLE ANNUITY ACCOUNT
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT FUND C
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA 2LNY OF TRANSAMERICA FINANCIAL
|
N-CEN/A
|
|
|
PFL VARIABLE ANNUITY FUND II
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA V
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA CC
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA-1
|
N-CEN/A
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT C
|
N-CEN/A
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT FUND B
|
N-CEN/A
|
|
|
FIDELITY VARIABLE ANNUITY ACCOUNT /IA/
|
N-CEN/A
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUNITY SEPARATE ACCOUNT
|
N-CEN/A
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT B
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA-5
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA-2L
|
N-CEN/A
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-CEN/A
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT A
|
N-CEN/A
|
|
|
Separate Account VA HH
|
N-CEN/A
|
|
|
KINETICS MUTUAL FUNDS INC
|
24F-2NT
|
|
|
SEPARATE ACCOUNT VA BB
|
N-CEN/A
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT A
|
N-CEN/A
|
|
|
Separate Account VA AA
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VA DD
|
N-CEN/A
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT C
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VUL-A
|
N-CEN/A
|
|
|
MERRILL LYNCH LIFE VARIABLE LIFE SEPARATE ACCOUNT II
|
N-CEN/A
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT B
|
N-CEN/A
|
|
|
VARIABLE LIFE ACCOUNT A
|
N-CEN/A
|
|
|
ML OF NEW YORK VARIABLE LIFE SEPARATE ACCOUNT II
|
N-CEN/A
|
|
|
MERRILL LYNCH VARIABLE LIFE SEPARATE ACCOUNT
|
N-CEN/A
|
|
|
TRANSAMERICA LIFE INS CO Separate Account VUL-4
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VL E
|
N-CEN/A
|
|
|
WRL Series Life Account G
|
N-CEN/A
|
|
|
TRANSAMERICA LIFE INSURANCE Co SEPARATE ACCOUNT VUL-6
|
N-CEN/A
|
|
|
TRANSAMERICA LIFE INSURANCE CO Separate Account VUL-2
|
N-CEN/A
|
|
|
ML OF NEW YORK VARIABLE LIFE SEPARATE ACCOUNT
|
N-CEN/A
|
|
|
TRANSAMERICA LIFE INS CO SEPARATE ACCOUNT VUL-5
|
N-CEN/A
|
|
|
SEPARATE ACCOUNT VUL 3
|
N-CEN/A
|
|
|
TRANSAMERICA LIFE INSURANCE CO Separate Account VUL-1
|
N-CEN/A
|
|
|
TRANSAMERICA LIFE INSURANCE CO SEPARATE ACCOUNT VL
|
N-CEN/A
|
|
|
TFLIC SERIES LIFE ACCOUNT
|
N-CEN/A
|
|
|
WRL SERIES LIFE ACCOUNT
|
N-CEN/A
|
|
|
Ace Global Business Acquisition Ltd
|
PRE 14A
|
|
|
TRANSAMERICA CORPORATE SEPARATE ACCOUNT SIXTEEN
|
N-CEN/A
|
|
|
WRL SERIES LIFE CORPORATE ACCOUNT
|
N-CEN/A
|
|
|
AUL AMERICAN INDIVIDUAL VARIABLE LIFE UNIT TRUST
|
N-CEN
|
|
|
Joyce Rhonda P
|
4/A
|
|
|
AMERICAN NATIONAL BANKSHARES INC.
|
4/A
|
Financial Statements
|
|
Katz Michael David M.D.
|
4
|
|
|
Varadarajan Seshasayee
|
4
|
|
|
Dierker Richard A
|
4
|
|
|
Investment Managers Series Trust
|
497J
|
|
|
Smith Scott Robert
|
4
|
|
|
Pioneer ILS Interval Fund
|
497J
|
|
|
AG Japan Value-Add Overflow Fund, L.P.
|
D
|
|
|
Qube Co-Investment Ltd
|
D
|
|
|
Gaingels Addi LLC
|
D
|
|
|
Pioneer ILS Interval Fund
|
497
|
|
|
McCann Peter
|
4
|
|
|
Civeo Corp
|
4
|
Financial Statements
|
|
Johnson Tamara Jean
|
4
|
|
