| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Phio Pharmaceuticals Corp.
|
4
|
Financial Statements
|
|
Campbell Brandi
|
4
|
|
|
SYNOVUS SECURITIES, INC.
|
X-17A-5/A
|
|
|
Hunt Jeffrey K.
|
4
|
|
|
Haynes-Gaspar Ashley
|
4
|
|
|
Gamgort Robert James
|
4
|
|
|
Patterson Nicholas A.
|
4
|
|
|
Van Brunt David Dylan
|
4
|
|
|
Beachy Mark J.
|
4
|
|
|
Zartler William A
|
4
|
|
|
Genschaw Andrea
|
4
|
|
|
Karpinski Jane
|
4/A
|
|
|
NORTHERN TRUST CORP
|
4/A
|
|
|
Vigil Neuroscience, Inc.
|
4
|
Financial Statements
|
|
Booth Bruce
|
4
|
|
|
Brock Amanda M
|
4
|
|
|
Arlo Technologies, Inc.
|
144
|
Financial Statements
|
|
MCRAE MATTHEW BLAKE
|
144
|
|
|
Diramerian Harout Krikor
|
4
|
|
|
Hudson Pacific Properties, Inc.
|
4
|
Financial Statements
|
|
D'Angelo John J
|
4
|
|
|
Investar Holding Corp
|
4
|
Financial Statements
|
|
HOWE JERALD S JR
|
4
|
|
|
Hernandez Richard
|
4
|
|
|
Southern California Bancorp \ CA
|
4
|
|
|
LAMMAS MARK T
|
4
|
|
|
ADINA STORCH
|
4
|
|
|
GLOBAL INDUSTRIAL Co
|
4
|
|
|
Nelson Todd Robert
|
4
|
|
|
Telesis Bio Inc.
|
4
|
Financial Statements
|
|
Tompsett Stephan E
|
4
|
|
|
Gordon Drew
|
4
|
|
|
Zallie James P.
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
Tidwell Kay Lee
|
4
|
|
|
Campbell John R
|
4
|
|
|
COLEMAN VICTOR J
|
4
|
|
|
Shetty Manoj
|
4
|
|
|
Sloan Nicolette
|
4
|
|
|
Dolan Thomas G.
|
4
|
|
|
Crochet Linda M
|
4
|
|
|
Butcher Thatcher
|
4
|
|
|
STAR EQUITY HOLDINGS, INC.
|
4
|
|
|
Longhito Christopher
|
4
|
|
|
Hwang Tim
|
4
|
|
|
FiscalNote Holdings, Inc.
|
4
|
|
|
Nutz Peter
|
4
|
|
|
Clark Thomas Eugene
|
4
|
|
|
Shanks Sally J
|
4
|
|
|
Fasano Gerard A
|
4
|
|
|
Noble David J.
|
4
|
|
|
Bloom Mark H.
|
4
|
|
|
Ni David Kang-Wen
|
4
|
|
|
Enstar Group LTD
|
4
|
Financial Statements
|
|
Plumb Laurence
|
4
|
|
|
Kirk Matthew
|
4
|
|
|
AXMACHER THOMAS
|
4
|
|
|
Murphy Timothy John
|
4
|
|
|
Repay Holdings Corp
|
4
|
Financial Statements
|
|
Taranto Audrey Bowen
|
4
|
|
|
Virsik Peter
|
4
|
|
|
ESSA Pharma Inc.
|
4
|
Financial Statements
|
|
Kao James
|
4
|
|
|
RBB Bancorp
|
4
|
Financial Statements
|
|
Brockman Paul Michael James
|
4
|
|
|
Rainer David I
|
4
|
|
|
Tomey Alex
|
4
|
|
|
Al Obaidat Nazar
|
4
|
|
|
Arlo Technologies, Inc.
|
4
|
Financial Statements
|
|
BINDER KURTIS JOSEPH
|
4
|
|
|
YEUNG MAN WEIN VIVIEN
|
4
|
|
|
JACK IN THE BOX INC
|
4
|
Financial Statements
|
|
Thaper Seema
|
4
|
|
|
Vander Ark Jon
|
4
|
|
|
SHIFFMAN GARY A
|
4
|
|
|
Liska Martin
|
4
|
|
|
CARY RICHARD C
|
4
|
|
|
MARTINETTO JOSEPH R
|
4
|
|
|
MYERS JAMES M
|
4
|
|
|
DeShazer Michael D.
|
4
|
|
|
Coterra Energy Inc.
|
4
|
Financial Statements
|
|
Cook Stephen Allen
|
4
|
|
|
Heckman Todd
|
4
|
|
|
Walgreens Boots Alliance, Inc.
|
4
|
Financial Statements
|
|
MCRAE MATTHEW BLAKE
|
4
|
|
|
Disc Medicine, Inc.
|
144
|
|
|
Atlas Venture Opportunity Fund I, L.P.
|
144
|
|
|
Schultz Nathan J.
|
4
|
|
|
CHEGG, INC
|
4
|
Financial Statements
|
|
Holt Jason
|
4
|
|
|
UFP TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Atlas Venture Fund X, L.P.
|
144
|
|
|
CHEUNG MARTINA
|
4
|
|
|
S&P Global Inc.
|
4
|
Financial Statements
|
|
Ramirez Enrique
|
4
|
|
|
Cardin Steve
|
4
|
|
|
Bay Walter D.
|
4
|
|
|
ROSENSWEIG DANIEL
|
4
|
|
|
ROCK MITCHELL
|
4
|
|
|
Fabbri Beth Amber L.
|
4
|
|
|
Litterio Christopher P.
|
4
|
|
|
Busse Brian
|
4
|
|
|
DIAZ GUILLERMO JR
|
4
|
|
|
Manis Dimitra
|
4
|
|
|
Rajeski Scott Michael
|
4
|
|
|
Latham Group, Inc.
|
4
|
Financial Statements
|
|
Carlini James F.
|
4
|
|
|
LATAILLE RONALD J
|
4
|
|
|
SCHWARTZ HARVEY M
|
4
|
|
|
Carlyle Group Inc.
|
4
|
Financial Statements
|
|
Draper Daniel E
|
4
|
|
|
Dhruv Kaushal Bhikhesh
|
4
|
|
|
BAILLY R JEFFREY
|
4
|
|
|
GOEBEL DAVID
|
4
|
|
|
Wirtz Christopher P.
|
4
|
|
|
Solaris Oilfield Infrastructure, Inc.
|
4
|
Financial Statements
|
|
Cowley Joshua D.
|
4
|
|
|
Castillo Daniel J
|
4
|
|
|
BRINKS CO
|
4
|
Financial Statements
|
|
Tavernier Edouard
|
4
|
|
|
Brown Tracey D
|
4
|
|
|
Thigpen Richard T
|
4
|
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
4
|
Financial Statements
|
|
Blackwood Lindsay K.
|
4
|
|
|
Rostiac Sheila J
|
4
|
|
|
McFeaters Charles V
|
4
|
|
|
ZANDMAN MARC
|
4
|
|
|
VISHAY INTERTECHNOLOGY INC
|
4
|
Financial Statements
|
|
ITEM SECOND IRR. TRUST FBO ANNE MARIE WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001
|
4
|
|
|
Vertex, Inc.
|
4
|
Financial Statements
|
|
Bennett Martha Claire
|
4
|
|
|
nVent Electric plc
|
4
|
Financial Statements
|
|
Herling Michael J
|
4
|
|
|
Bahl Sanjeev
|
4
|
|
|
John Sharon Price
|
4
|
|
|
Morgan Peter J. III
|
4
|
|
|
Galloway Elizabeth A
|
4
|
|
|
Durrett Cynthia M.
|
4
|
|
|
2020 IRREVOCABLE TRUST FOR BENEFIT OF NICHOLAS A. SHUHAN
|
4
|
|
|
Kemps Steven J
|
4
|
|
|
Linde Tamara Louise
|
4
|
|
|
LaRossa Ralph A
|
4
|
|
|
Hanemann Kim C
|
4
|
|
|
Cregg Daniel J
|
4
|
|
|
Esser Eric Eugene
|
4
|
|
|
Bossart Dominik
|
4
|
|
|
McConnell David
|
4
|
|
|
Yang Arthas Bing
|
3
|
|
|
Trinseo PLC
|
3
|
Financial Statements
|
|
Sheller Patrick M
|
4
|
|
|
Ravin Seth A.
|
4
|
|
|
Rimini Street, Inc.
|
4
|
Financial Statements
|
|
Sweeney Michael E
|
4
|
|
|
Field Matthew
|
4
|
|
|
Joby Aviation, Inc.
|
4
|
Financial Statements
|
|
Kunchala Suraj
|
4
|
|
|
Eubanks Richard M.
|
4
|
|
|
O'Sullivan Michael Shamus
|
4
|
|
|
Cage Christopher R
|
4
|
|
|
BOYNTON PAUL G
|
4
|
|
|
Kansler Adam Jason
|
4
|
|
|
Powell Christopher M
|
4
|
|
|
MURPHY MICHAEL W
|
4
|
|
|
Parks James K
|
4
|
|
|
van der Kolk Robert J.
|
4
|
|
|
ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001
|
4
|
|
|
Hackett Robert Barrett II
|
4
|
|
|
Mahajan Manmohan
|
4
|
|
|
McMaken Kurt B
|
4
|
|
|
St John Frank A
|
4
|
|
|
LOCKHEED MARTIN CORP
|
4
|
Financial Statements
|
|
Wyche Keith R
|
4
|
|
|
KING CHARLES L
|
4
|
|
|
Evergy, Inc.
|
4
|
Financial Statements
|
|
Tynan Timothy Joseph
|
4
|
|
|
Moore Sally
|
4
|
|
|
Price Kelly L.
|
4
|
|
|
Tomlinson David L
|
4
|
|
|
Trefler Leon
|
4
|
|
|
PEGASYSTEMS INC
|
4
|
Financial Statements
|
|
KLEINER MADELEINE
|
4
|
|
|
Rowe David W.
|
4
|
|
|
Saha Saugata
|
4
|
|
|
Gallagher Patrick Murphy
|
4
|
|
|
Miller Michael Benjamin
|
4
|
|
|
ATI INC
|
4
|
Financial Statements
|
|
Ramachandran Kyle S.
|
4
|
|
|
Zawoyski Sara E
|
4
|
|
|
Atkinson Daniel A.
|
4
|
|
|
Schwab Charles R.
|
4
|
|
|
Kocherlakota Sitarama Swamy
|
4
|
|
|
Butier Mitchell R
|
4
|
|
|
Bitzer Marc R
|
4
|
|
|
WHIRLPOOL CORP /DE/
|
4
|
Financial Statements
|
|
Zabel Steven Andrew
|
4
|
|
|
Unum Group
|
4
|
Financial Statements
|
|
Perica Michael L.
|
4
|
|
|
NXG NextGen Infrastructure Income Fund
|
N-2
|
|
|
Fieldman, Rolapp & Associates, Inc.
|
MA-A
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I/A
|
|
|
COMPASS POINT RESEARCH & TRADING, LLC
|
FOCUSN
|
|
|
IVP CAPITAL, LLC
|
FOCUSN
|
|
|
BML SECURITIES LLC
|
X-17A-5
|
|
|
COMMONWEALTH PHARMA SECURITIES LLC
|
X-17A-5
|
|
|
IVP CAPITAL, LLC
|
X-17A-5
|
|
|
L.J. HART AND COMPANY
|
X-17A-5
|
|
|
TLS FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
Hedge Point Financial, LLC
|
MA-A
|
|
|
ARTEMIS SECURITIES CLEARING, LLC
|
FOCUSN
|
|
|
ARTEMIS SECURITIES CLEARING, LLC
|
X-17A-5
|
|
|
PCF CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
MIAX PEARL, LLC
|
1/A
|
|
|
Miami International Securities Exchange, LLC
|
1/A
|
|
|
MIAX Emerald, LLC
|
1/A
|
|
|
Cboe EDGX Exchange, Inc.
|
1/A
|
|
|
Cboe EDGA Exchange, Inc.
|
1/A
|
|
|
Cboe BZX Exchange, Inc.
|
1/A
|
|
|
Cboe BYX Exchange, Inc.
|
1/A
|
|
|
AUGUSTAR DISTRIBUTORS, INC.
|
X-17A-5
|
|
|
CHURCHILL CAPITAL USA, INC.
|
X-17A-5
|
|
|
ANOVEST FINANCIAL SERVICES, INC.
|
X-17A-5
|
|
|
EUREKA CAPITAL MARKETS, LLC
|
X-17A-5
|
|
|
WELLESLEY HILLS SECURITIES, LLC
|
X-17A-5
|
|
|
CHURCHILL CAPITAL USA, INC.
|
FOCUSN
|
|
|
EUREKA CAPITAL MARKETS, LLC
|
FOCUSN
|
|
|
INVESTORLINK CAPITAL MARKETS, LLC
|
FOCUSN
|
|
|
BP SECURITIES, LLC
|
FOCUSN
|
|
|
BP SECURITIES, LLC
|
X-17A-5
|
|
|
Cboe EDGX Exchange, Inc.
|
19B-4E
|
|
|
Cboe EDGA Exchange, Inc.
|
19B-4E
|
|
|
Cboe BZX Exchange, Inc.
|
19B-4E
|
|
|
Cboe BYX Exchange, Inc.
|
19B-4E
|
|
|
MAIN STREET SECURITIES LLC
|
X-17A-5
|
|
