| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Dodson Bradley J
|
4
|
|
|
Haspel Ahron H
|
4
|
|
|
Schoening Allan
|
4
|
|
|
AGF Investments Trust
|
N-CSRS
|
|
|
BALOGH ARISTOTLE N
|
144
|
|
|
Brewer Barclay
|
4
|
|
|
BNY Mellon Investment Funds V, Inc.
|
N-CEN
|
|
|
Hemsey Rene
|
4
|
|
|
PIONEER MID CAP VALUE FUND
|
497J
|
|
|
Renlund Cari Anne
|
4
|
|
|
PIONEER BOND FUND /DE/
|
N-CSRS
|
|
|
PIONEER SERIES TRUST XI
|
N-CSR
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Gaingels BF LLC
|
D
|
|
|
PIONEER HIGH YIELD FUND
|
497J
|
|
|
SUMITOMO MITSUI FINANCIAL GROUP, INC.
|
6-K
|
Financial Statements
|
|
MyMD Pharmaceuticals, Inc.
|
8-K
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
AUL AMERICAN UNIT TRUST
|
N-CEN
|
|
|
AG Japan Value-Add Overflow Master Fund, L.P.
|
D
|
|
|
PIONEER SERIES TRUST II
|
N-CSR
|
|
|
KELSO TECHNOLOGIES INC
|
6-K
|
Financial Statements
|
|
Turitz Andrew
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
HOBBIE LYNN K
|
4
|
|
|
Shringi Dhruv
|
144
|
|
|
Yatra Online, Inc.
|
144
|
Financial Statements
|
|
PIONEER EQUITY INCOME FUND
|
497J
|
|
|
PIONEER FUND /MA/
|
N-CSR
|
|
|
Bedford Park Opportunities Fund
|
D/A
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
IGLESIAS LISA G
|
144
|
|
|
Unum Group
|
144
|
Financial Statements
|
|
Bushek Jared Joseph
|
4
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
N-CEN
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
497J
|
|
|
Spann Rick
|
4
|
|
|
Versus Capital Real Assets Fund LLC
|
424B3
|
|
|
Fidelity National Financial, Inc.
|
4
|
Financial Statements
|
|
THOMPSON CARY H
|
4
|
|
|
Owens Thomas C
|
4
|
|
|
TRUSTMARK CORP
|
4
|
Financial Statements
|
|
PIONEER MONEY MARKET TRUST
|
N-CSR
|
|
|
Cache Exchange Fund I, LLC
|
D
|
|
|
Fresenius Medical Care AG
|
6-K
|
Financial Statements
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
CECO ENVIRONMENTAL CORP
|
10-K
|
Financial Statements
|
|
Versus Capital Multi-Manager Real Estate Income Fund LLC
|
424B3
|
|
|
PIONEER SERIES TRUST VII
|
497J
|
|
|
Keebler Jeffrey M
|
4
|
|
|
PIONEER VARIABLE CONTRACTS TRUST /MA/
|
N-CSR
|
|
|
Universa Black Swan Protection Protocol LVIII LP
|
D/A
|
|
|
Amen Lemuel
|
4
|
|
|
Glimpse Group, Inc.
|
4
|
Financial Statements
|
|
Robinson-Gay Donald
|
4
|
|
|
LAKELAND FINANCIAL CORP
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
AUL AMERICAN INDIVIDUAL VARIABLE ANNUITY UNIT TRUST
|
N-CEN
|
|
|
Pioneer Series Trust VI
|
497J
|
|
|
Team8 Enterprise Partners III SA Fund, L.P.
|
D
|
|
|
Nordwand Early Opportunities I LLC
|
D/A
|
|
|
BNY MELLON STOCK INDEX FUND, INC.
|
N-CEN
|
|
|
Mountain & Co. I Acquisition Corp.
|
DEFA14A
|
|
|
PBCay One RSC Ltd
|
13F-HR
|
|
|
Kize Partners Offshore LP
|
D/A
|
|
|
Kize Partners III LP
|
D/A
|
|
|
Team8 Capital II SA Fund, L.P.
|
D
|
|
|
Kize Partners LP
|
D/A
|
|
|
Putnam Emerging Markets Small Cap Equity Fund, LP
|
D/A
|
|
|
EA Series Trust
|
485BXT
|
|
|
Cromwell Thomas G
|
4
|
|
|
Woodward, Inc.
|
4
|
Financial Statements
|
|
Kize Partners II Feeder LLC
|
D/A
|
|
|
VERDE BIO HOLDINGS, INC.
|
425
|
|
|
Linares Carlos G.
|
4
|
|
|
Team8 Co-Invest, L.P.
|
D/A
|
|
|
Fashionista Distributor Holdings Inc.
|
DEL AM
|
|
|
Universa BSPP Equity & Fixed Income Fund, L.P.
|
D/A
|
|
|
HORTON OZEY K JR
|
4
|
|
|
LOUISIANA-PACIFIC CORP
|
4
|
Financial Statements
|
|
PUTNAM INTERMEDIATE U.S. INVESTMENT GRADE FUND LLC
|
D/A
|
|
|
Joyce Rhonda P
|
4
|
|
|
Marvin Emma
|
4
|
|
|
COMMUNITY BANCORP /VT
|
4
|
|
|
Nye C Howard
|
144
|
|
|
MARTIN MARIETTA MATERIALS INC
|
144
|
Financial Statements
|
|
Meaney William L
|
144
|
|
|
Sorrenti John R
|
4
|
|
|
Team8 Health Partners I, L.P.
|
D/A
|
|
|
Processus Wealth & Capital Management, LLC
|
13F-HR
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
497J
|
|
|
Bentovim Lyron L
|
4
|
|
|
Weinstein Boaz
|
4/A
|
|
|
Saba Capital Management, L.P.
|
4/A
|
|
|
TEMPLETON GLOBAL INCOME FUND
|
4/A
|
|
|
PUTNAM TOTAL RETURN U.S. INVESTMENT GRADE FIXED INCOME, LLC
|
D/A
|
|
|
Fahnemann Thomas
|
4/A
|
|
|
Glatfelter Corp
|
4/A
|
Financial Statements
|
|
PRUCO SECURITIES, LLC.
|
X-17A-5/A
|
|
|
Chu Maggie
|
4
|
|
|
LITTELFUSE INC /DE
|
4
|
Financial Statements
|
|
Planck Holdings LLC - Series 5954
|
D
|
|
|
Sony Group Corp
|
6-K
|
|
|
AUL AMERICAN INDIVIDUAL UNIT TRUST
|
N-CEN
|
|
|
Myers Malcolm A
|
3/A
|
|
|
FIRST FINANCIAL BANCORP /OH/
|
3/A
|
Financial Statements
|
|
Team8 Follow-On Fund, L.P.
|
D/A
|
|
|
Northwoods Capital Equity Holdings IV, L.P.
|
D
|
|
|
Altivest Capital Fund I, LLC
|
D
|
|
|
Strategic Organizing Center
|
DFAN14A
|
|
|
STARBUCKS CORP
|
DFAN14A
|
Financial Statements
|
|
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
|
X-17A-5/A
|
|
|
GS Finance Corp.
|
FWP
|
|
|
PROGRESSIVE CORP/OH/
|
11-K
|
Financial Statements
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
EPILOG IMAGING SYSTEMS INC.
|
C
|
|
|
Tricolor Auto Acceptance, LLC
|
ABS-15G
|
|
|
Putnam Emerging Markets Equity Fund, LP
|
D/A
|
|
|
Aufreiter Nora A
|
4
|
|
|
KROGER CO
|
4
|
Financial Statements
|
|
Harmonic Investors LLC Hedged Partners Fund
|
D/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Team8 Capital II, L.P.
|
D/A
|
|
|
Buchert Brian D
|
4
|
|
|
Galaxy Labs, LLC
|
D
|
|
|
Heilmann Peter T
|
144
|
|
|
Venkatesh Vandana
|
4
|
|
|
Stillwell Mary-Lee
|
4
|
|
|
Skiadas Anthony T
|
4
|
|
|
Seres Therapeutics, Inc.
|
DEF 14A
|
Financial Statements
|
|
Silliman Craig L.
|
4
|
|
|
Sampath Sowmyanarayan
|
4
|
|
|
Putnam Catholic Values U.S. Large Cap Growth Fund, LP
|
D/A
|
|
|
Russo Joseph J.
|
4
|
|
|
Giangrave Andrew
|
4
|
|
|
FIRST CITIZENS BANCSHARES INC /DE/
|
4
|
Financial Statements
|
|
Malady Kyle
|
4
|
|
|
Hammock Samantha
|
4
|
|
|
Vestberg Hans Erik
|
4
|
|
|
TVG V Private Investors Offshore, L.P.
|
D/A
|
|
|
CarCarePro, Inc.
|
C/A
|
|
|
Lightning Motors Corp
|
C/A
|
|
|
OneFul Health, Inc.
|
C/A
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
tZERO Transfer Services, LLC
|
TA-2
|
|
|
optiPulse, Inc.
|
C/A
|
|
|
ETF Series Solutions
|
497
|
|
|
Pixi Plus Inc.
|
C/A
|
|
|
Total TV Network, Inc.
|
C/A
|
|
|
Seres Therapeutics, Inc.
|
S-8
|
Financial Statements
|
|
Evans Stephen C.
|
4
|
|
|
Gates Anne
|
4
|
|
|
Charles Ian Morgan
|
4
|
|
|
Putnam Cash Collateral Pool, LLC
|
D/A
|
|
|
FORUM FUNDS
|
24F-2NT
|
|
|
SRMBD Funding I, LLC
|
D
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
497J
|
|
|
Rothblum Maydan
|
4
|
|
|
ANCORA TRUST
|
N-CSR
|
|
|
Hudson Daniel A.
|
144
|
|
|
SARATOGA ADVANTAGE TRUST
|
N-MFP2
|
|
|
Advantage Advisers Xanthus Fund, L.L.C.
|
N-CEN
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
FENIMORE ASSET MANAGEMENT TRUST
|
N-CSR
|
|
|
37 CAPITAL STRUCTURED CREDIT FUND, LP
|
D/A
|
|
|
SARGENT RONALD
|
4
|
|
|
AMERICAN BEACON FUNDS
|
497K
|
|
|
New Horizon Aircraft Ltd.
|
3
|
|
|
Robinson Eric Brian
|
3
|
|
|
Myers Malcolm A
|
3
|
|
|
FIRST FINANCIAL BANCORP /OH/
|
3
|
Financial Statements
|
|
SPIRIT OF AMERICA INVESTMENT FUND INC
|
N-CSR
|
|
|
AMERICAN BEACON FUNDS
|
497
|
|
|
Seres Therapeutics, Inc.
|
10-K
|
Financial Statements
|
|
PROSPECTOR FUNDS, INC.
|
N-CSR
|
|
|
NDB Inc.
|
SEC STAFF ACTION
|
|
|
YORK WATER CO
|
8-K
|
Financial Statements
|
|
UNIFIED SERIES TRUST
|
N-CSRS
|
|
|
37 Capital Private Mortgage Fund
|
D/A
|
|
|
Bruno Barry A.
|
4
|
|
|
UNIFIED SERIES TRUST
|
N-CSR
|
|
|
Viper Energy, Inc.
|
8-K/A
|
Financial Statements
|
|
AGNC Investment Corp.
|
4
|
Financial Statements
|
|
Hatcher Michael C.
|
4
|
|
|
CHUY'S HOLDINGS, INC.
|
4
|
Financial Statements
|
|
VALLEY OF FIRE CONTINUATION FUND FEEDER LP
|
D
|
|
|
Piuma, LLC
|
SC 13G/A
|
|
|
Brera Holdings PLC
|
SC 13G/A
|
|
|
Germa Caroline
|
3
|
|
|
Ikena Oncology, Inc.
|
3
|
Financial Statements
|
|
Beyer Pat
|
4
|
|
|
Wheeler Real Estate Investment Trust, Inc.
|
10-K
|
|
|
CONMED Corp
|
4
|
Financial Statements
|
|
Bell Bernice
|
4
|
|
|
Howie Jon W
|
4
|
|
|
Nottebohm Olivia
|
4
|
|
|
APPFOLIO INC
|
4
|
Financial Statements
|
|
MYERS INDUSTRIES INC
|
10-K
|
Financial Statements
|
|
Locke Lori C.
|
4
|
|
|
Warner Bros. Discovery, Inc.
|
4
|
|
|
Premutico Mauro
|
4
|
|
|
UNIVERSAL DISPLAY CORP \PA\
|
4
|
Financial Statements
|
|
Mahon Janice K
|
4
|
|
|
BROWN JULIA J
|
4
|
|
|
Casellas Alberto
|
144
|
|
|
PURPLE BIOTECH LTD.
|
20-F
|
|
|
Wulf Eric
|
4
|
|
|
Pactiv Evergreen Inc.
|
4
|
Financial Statements
|
|
ABRAMSON STEVEN V
|
4
|
|
|
Santander UK plc
|
20-F
|
|
|
Crexendo, Inc.
|
8-K
|
|
|
Millard Brian
|
4
|
|
|
Boyle Shekufeh
|
4
|
|
|
United Parks & Resorts Inc.
|
4
|
Financial Statements
|
|
Calumet Specialty Products Partners, L.P.
|
8-K
|
Financial Statements
|
|
Forrester James W Jr
|
4
|
|
|
BridgeBio Pharma, Inc.
|
4
|
Financial Statements
|
|
Scott Randal W.
|
4
|
|
|
Hughes James Clark
|
4
|
|
|
Miller Kyle Robert
|
4
|
|
|
Surrett Byron
|
4
|
|
|
BondBloxx ETF Trust
|
485BXT
|
|
|
Inland Real Estate Income Trust, Inc.
|
8-K
|
|
|
Koenig Amy
|
4
|
|
|
Schweitzer Pascal
|
4/A
|
|
|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
|
4/A
|
Financial Statements
|
|
GRIFFIN ASSET MANAGEMENT, INC.
|
SC 13G
|
|
|
Accelerate Diagnostics, Inc
|
SC 13G
|
Financial Statements
|
|
Ronda Penn
|
4
|
|
|
Ellis Michael G
|
144
|
|
|
Owenby Douglas
|
4
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Mitchell Chandra J
|
4
|
|
|
Monko Cezary L
|
4
|
|
|
O'Rourke Stephen T.
|
4
|
|
|
King Michael Jack
|
4
|
|
|
Berge Terence M
|
4
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
IRANNOTICE
|
|
|
BOURLA ALBERT
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
QUARTERMAIN ROBERT
|
4
|
|
|
HUME RICHARD T
|
4
|
|
|
TD SYNNEX CORP
|
4
|
Financial Statements
|
|
Cox Jeffrey Hays
|
4
|
|
|
IBEX Ltd
|
4
|
Financial Statements
|
|
Levenda Tim A.
|
4
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
20-F
|
|
|
SCHROEDER ALICE D.
|
4
|
|
|
SCHWAB JOHN R
|
144
|
|
|
McNew Monte C
|
4
|
|
|
Berry James McCoy
|
4
|
|
|
Lindsey Katrina S
|
4
|
|
|
TCW ETF Trust
|
497J
|
|
|
S&W Seed Co
|
8-K
|
Financial Statements
|
|
CASEYS GENERAL STORES INC
|
4
|
Financial Statements
|
|
Baksht Jonathan
|
4
|
|
|
Nudd Alison S
|
4/A
|
|
|
Cooper-Standard Holdings Inc.
|
4/A
|
Financial Statements
|
|
Griffith Curtis C
|
144
|
|
|
SOUTH PLAINS FINANCIAL, INC.
|
144
|
Financial Statements
|
|
Abdo Michael N
|
4
|
|
|
TAIWAN FUND INC
|
DEF 14A
|
|
|
RED TRAIL ENERGY, LLC
|
8-K
|
|
|
Varkey Johnson
|
4
|
|
|
WASTE MANAGEMENT INC
|
4
|
Financial Statements
|
|
Rooney Kelly C.
|
4
|
|
|
Watson Michael J.
|
4
|
|
|
Boettcher Charles C
|
4
|
|
|
Smith Donald J
|
4
|
|
|
DeSantis Christopher P.
|
4
|
|
|
Carrasco Rafael
|
4
|
|
|
Hemmer Tara J.
|
4
|
|
|
Rankin Devina A
|
4
|
|
|
Morris John J
|
4
|
|
|
Castro-Caratini Fernando
|
4
|
|
|
Fish James C Jr
|
4
|
|
|
CAMPBELL SHAWN
|
4
|
|
|
Carroll John A.
|
4
|
|
|
Khatibi Alex A
|
144
|
|
|
AIR LEASE CORP
|
144
|
Financial Statements
|
|
Grabscheid Eduard
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
Theophilus Nicole B
|
4
|
|
|
Benitec Biopharma Inc.
|
EFFECT
|
Financial Statements
|
|
Iris Energy Ltd
|
EFFECT
|
Financial Statements
|
|
FT 11335
|
EFFECT
|
|
|
FT 11334
|
EFFECT
|
|
|
enGene Holdings Inc.
|
EFFECT
|
|
|
PHAXIAM Therapeutics S.A.
|
EFFECT
|
Financial Statements
|
|
CommScope Holding Company, Inc.
|
EFFECT
|
Financial Statements
|
|
Son Christine K.
|
4
|
|
|
Dine Brands Global, Inc.
|
4
|
Financial Statements
|
|
Sarcos Technology & Robotics Corp
|
SCHEDULE 13D
|
|
|
KERBER WILLIAM XAVIER III
|
SCHEDULE 13D
|
|
|
Peyton John W.
|
4
|
|
|
Moralejo Tony E.
|
4
|
|
|
Johns Jay D.
|
4
|
|
|
Hall Allison
|
4
|
|
|
Chang Vance YuWen
|
4
|
|
