| Company Name |
Form Type |
SEC Filings |
|
|
|
|
IEQ Capital Access Fund - FP Credit Partners III, L.P.
|
D
|
|
|
Invesco Senior Loan Fund
|
486BPOS
|
|
|
AIM TAX-EXEMPT FUNDS
|
485BPOS
|
|
|
Western Copper & Gold Corp
|
6-K
|
Financial Statements
|
|
Invesco Dynamic Credit Opportunity Fund
|
486BPOS
|
|
|
Bitcoin Depot Inc.
|
8-K
|
|
|
InMed Pharmaceuticals Inc.
|
424B3
|
|
|
Metalla Royalty & Streaming Ltd.
|
6-K
|
|
|
Avawatz Company, Inc
|
D/A
|
|
|
Arena Opportunities Fund, LP -Series 2
|
D/A
|
|
|
TrinCap Funding, LLC
|
40-APP
|
|
|
Trinity Capital Adviser LLC
|
40-APP
|
|
|
EPT 16 LLC
|
40-APP
|
|
|
Trinity Capital Inc.
|
40-APP
|
Financial Statements
|
|
Eagle Point Credit Management LLC
|
40-APP
|
|
|
KORE Group Holdings, Inc.
|
8-K
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
497K
|
|
|
United Super Markets Holdings Inc.
|
CB
|
|
|
Inageya Co., Ltd
|
CB
|
|
|
THRIVENT SERIES FUND INC
|
497K
|
|
|
DigitalBridge AI Infrastructure G, LP
|
D
|
|
|
ORIGINCLEAR, INC.
|
1-A/A
|
|
|
Mendota Tech Center LLC
|
D
|
|
|
Tax-Free Fixed Income Fund IV for Puerto Rico Residents, Inc.
|
DFAN14A
|
|
|
Ocean Capital LLC
|
DFAN14A
|
|
|
CHEVRON CORP
|
11-K
|
Financial Statements
|
|
Galaxy 1 L.P.
|
D
|
|
|
Earth Science Tech, Inc.
|
NT 10-K
|
|
|
K2 INSTITUTIONAL INVESTORS II LTD
|
D/A
|
|
|
DBP III Discretionary Co-Invest, LP
|
D
|
|
|
Galaxy 2 L.P.
|
D
|
|
|
Bluejay Diagnostics, Inc.
|
424B1
|
|
|
THRIVENT SERIES FUND INC
|
497
|
|
|
CI&T Inc
|
6-K
|
Financial Statements
|
|
RED RIVER BANCSHARES INC
|
11-K
|
Financial Statements
|
|
AV CINCINCCATI PREF LLC
|
D
|
|
|
USHA Radiance Matthews Pointe LLC
|
D
|
|
|
K2 Logica Tail Risk Liquid Fund Ltd.
|
D/A
|
|
|
BetterLife Pharma Inc.
|
6-K
|
|
|
COMSCORE, INC.
|
8-K
|
Financial Statements
|
|
Quemarla, LLC
|
D
|
|
|
Series V of Dovetail Investment Group, LLC
|
D
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
RCP Multi-Strategy Cayman Feeder II, LP
|
D/A
|
|
|
iSHARES TRUST
|
497
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
EATON VANCE INVESTMENT TRUST
|
24F-2NT
|
|
|
Industrious Ventures SPV - PS, LLC
|
D
|
|
|
BioNTech SE
|
6-K
|
Financial Statements
|
|
Copium OZ Fund 2-A LLC
|
D
|
|
|
KKR Enhanced US Direct Lending Fund-L Inc.
|
8-K
|
|
|
Barzo, Inc.
|
D
|
|
|
KINROSS GOLD CORP
|
6-K
|
Financial Statements
|
|
CONCREIT FUND I LLC
|
1-A POS
|
|
|
Redwood MHC H, LLC
|
D
|
|
|
Protalix BioTherapeutics, Inc.
|
8-K
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Graham Institutional Partners, LP
|
D/A
|
|
|
Nuveen Taxable Municipal Income Fund
|
DEF 14A
|
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
DEF 14A
|
|
|
Parliament Capital Series II, LLC
|
D/A
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
DEF 14A
|
Financial Statements
|
|
World Omni Automobile Lease Securitization Trust 2024-A
|
10-D
|
|
|
Blackstone Dislocation Fund L.P.
|
D/A
|
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
497
|
|
|
VIRTUS EQUITY TRUST
|
497
|
|
|
WILSON JEFFREY L
|
4
|
|
|
World Omni Automobile Lease Securitization Trust 2023-A
|
10-D
|
|
|
FSD Pharma Inc.
|
6-K
|
|
|
Burnham Harbor Fund Ltd.
|
D/A
|
|
|
AETOS LONG/SHORT STRATEGIES FUND LLC
|
497AD
|
|
|
Verve Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
World Omni Automobile Lease Securitization Trust 2022-A
|
10-D
|
|
|
Baozun Inc.
|
6-K
|
Financial Statements
|
|
Yeshwant Krishna
|
4
|
|
|
Mikhail Sheila
|
4
|
|
|
Connetic Venture Capital Access Fund
|
N-2/A
|
|
|
PUTNAM FUNDS TRUST
|
485BPOS
|
|
|
Bonventre Joseph
|
4
|
|
|
LXP Industrial Trust
|
4
|
|
|
HOGLUND PETER G
|
4
|
|
|
POWELL INDUSTRIES INC
|
4
|
Financial Statements
|
|
Junee Ltd
|
6-K
|
|
|
WILLIAMS DEREK G
|
4
|
|
|
CONSUMERS BANCORP INC /OH/
|
4
|
|
|
Murray Mark F.
|
4
|
|
|
JONES SODA CO
|
4
|
|
|
Fifth Third Auto Trust 2023-1
|
10-D
|
|
|
Fifth Third Holdings Funding, LLC
|
10-D
|
|
|
SIRKIN CLIVE M
|
4
|
|
|
Dissinger Ronald L
|
4
|
|
|
COLUMBIA FUNDS SERIES TRUST
|
497K
|
|
|
Intequity Fund LP
|
D/A
|
|
|
Volterra Multi-Asset Fund, L.P.
|
D
|
|
|
Norman Paul T
|
4
|
|
|
Reichman Gregg
|
4
|
|
|
Gigafund 0.28, LP
|
D
|
|
|
PUTNAM FUNDS TRUST
|
NPORT-P
|
|
|
ROYCE FUND
|
497
|
|
|
Gigafund 0.27, LP
|
D
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497K
|
|
|
Zimmerman Laura R
|
4
|
|
|
Vericity, Inc.
|
4
|
|
|
Kim Chris S
|
4
|
|
|
BYB Properties, LLC
|
D
|
|
|
Gigafund 0.26, LP
|
D
|
|
|
Hohmann James E
|
4
|
|
|
FIRST BANCORP /NC/
|
11-K
|
Financial Statements
|
|
Charlie's Holdings, Inc.
|
8-K
|
|
|
Oak Proof Fund I, LP
|
D
|
|
|
Hemmings Richard A
|
4
|
|
|
FNB CORP/PA/
|
11-K
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Harkensee James C
|
4
|
|
|
Dong Calvin
|
4
|
|
|
FIAM High Yield Fund, LLC
|
D/A
|
|
|
Unity Select Fund, LLC - Pinnacle Natural Resources Series
|
D
|
|
|
Buchanan John E
|
4
|
|
|
Metalla Royalty & Streaming Ltd.
|
F-10/A
|
|
|
Abdiel Qualified Offshore Partners Ltd.
|
D/A
|
|
|
ROBERT W. BAIRD & CO. INCORPORATED
|
MA-I/A
|
|
|
JACKSONVILLE AVENUES PICKLERAGE HOLDING LLC
|
D
|
|
|
Hudak Hillary A
|
4
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
F9 Investments LLC
|
SC 13D/A
|
|
|
LL Flooring Holdings, Inc.
|
SC 13D/A
|
Financial Statements
|
|
BondBloxx ETF Trust
|
N-CSRS
|
|
|
L.J. HART AND COMPANY
|
MA-I/A
|
|
|
KROGER CO
|
11-K
|
Financial Statements
|
|
Strategic Storage Growth Trust III, Inc.
|
D/A
|
|
|
COMSCORE, INC.
|
S-8
|
Financial Statements
|
|
Variant Alternative Income Fund
|
NPORT-P
|
|
|
Kent Lake Capital LLC
|
SC 13G
|
|
|
UNIVERSAL ELECTRONICS INC
|
SC 13G
|
Financial Statements
|
|
Reda Joseph
|
SC 13G/A
|
|
|
Creatd, Inc.
|
SC 13G/A
|
|
|
SR Bancorp, Inc.
|
NT 11-K
|
|
|
NovaBay Pharmaceuticals, Inc.
|
D
|
Financial Statements
|
|
NEWCO PLASTICS LLC
|
D
|
|
|
New Holland Special Opportunities Aggregator LP
|
D
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Vericity, Inc.
|
8-K
|
|
|
Tema ETF Trust
|
485BPOS
|
|
|
OLD SECOND BANCORP INC
|
11-K
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
NORDSON CORP
|
11-K
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS6
|
10-D
|
|
|
UTG INC
|
8-K
|
|
|
Harmon Cyrus
|
144
|
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
BoomBoom Naturals Inc.
|
C/A
|
|
|
TPG AG Credit Solutions III & Annex Access LLC
|
D
|
|
|
Enviro.Farm Systems Inc
|
D
|
|
|
EdgeRunner AI, Inc.
|
D
|
|
|
Greene Eileen Maria
|
4
|
|
|
ETHEMA HEALTH Corp
|
4
|
|
|
Unity Select Fund, LLC - One William Street CP II Tax Exempt Series
|
D
|
|
|
Enovis CORP
|
11-K
|
|
|
WEBSTER FINANCIAL CORP
|
S-8 POS
|
Financial Statements
|
|
FIAM Global Low Volatility Equity Fund, L.P.
|
D/A
|
|
|
OAK ASSOCIATES FUNDS
|
NPORT-P
|
|
|
First Phosphate Corp.
|
NT 20-F
|
|
|
PUTNAM INCOME FUND
|
NPORT-P
|
|
|
KORN FERRY
|
10-K
|
Financial Statements
|
|
PROVIDENT FINANCIAL SERVICES INC
|
11-K
|
Financial Statements
|
|
FINANCIAL INVESTORS TRUST
|
NPORT-P
|
|
|
Chuckalovchak Kimberly K
|
4
|
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
497
|
|
|
Yates Electrospace Corp
|
D
|
|
|
Neuronetics, Inc.
|
SC 13G
|
Financial Statements
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
N-CSRS/A
|
|
|
Abdiel Qualified Onshore Partners LP
|
D/A
|
|
|
Kurv ETF Trust
|
485BPOS
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
11-K
|
Financial Statements
|
|
Novo Space, Co.
|
D/A
|
|
|
Blue Foundry Bancorp
|
11-K
|
|
|
Earth Science Tech, Inc.
|
10-K
|
|
|
Moolec Science SA
|
6-K
|
|
|
Jenks John
|
4
|
|
|
Sculptor Diversified Real Estate Income Trust, Inc.
|
4
|
|
|
Wellchange Holdings Co Ltd
|
FWP
|
|
|
Epione Co-Investment SCSp
|
D
|
|
|
205 Thompson Street LLC
|
D
|
|
|
Geanakos Jonathan G.
|
4
|
|
|
Otsuka Masaya
|
SC 13G/A
|
|
|
MicroAlgo Inc.
|
SC 13G/A
|
|
|
De Soi Bridge Extension Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
BANNER PRINT PARTNERS, L.P.
|
D
|
|
|
WINSTON ROBERT W III
|
4
|
|
|
Golden Seeds BMI OrganBk LLC
|
D
|
|
|
New Holland Tactical Alpha Offshore Fund Ltd
|
D/A
|
|
|
OCA Acquisition Corp.
|
SC 13G
|
|
|
COWEN AND COMPANY, LLC
|
SC 13G
|
|
|
Independent Bank Group, Inc.
|
11-K
|
Financial Statements
|
|
Coromandel Credit Income Evergreen Fund LP
|
D
|
|
|
Pari Passu 624 a Series of Pari Passu Master II, LLC
|
D
|
|
|
HOGLUND PETER G
|
3
|
|
|
POWELL INDUSTRIES INC
|
3
|
Financial Statements
|
|
Golden Seeds UNCAGED Innovations LLC
|
D
|
|
|
Unity Select Fund, LLC - One William Street CP II Series
|
D
|
|
|
Credit Apps Software, Inc.
|
D
|
|
|
Golub Capital BDC 4, Inc.
|
4
|
|
|
Golub David
|
4
|
|
|
FAC Puyallup Holdings, LLC
|
D
|
|
|
BlackRock ETF Trust
|
497
|
|
|
Golub Lawrence E
|
4
|
|
|
Roycraft Kevin J.
|
4
|
|
|
ADAMS RESOURCES & ENERGY, INC.
|
4
|
Financial Statements
|
|
Golub Capital BDC 4, Inc.
|
8-K
|
|
|
Advisors' Inner Circle Fund III
|
NPORT-P
|
|
|
Advisors' Inner Circle Fund II
|
NPORT-P
|
|
|
Miller & Broadway Buckeye, LLC
|
D
|
|
|
Kent Lake Partners LP
|
D/A
|
|
|
New Holland Tactical Alpha Domestic Fund LP
|
D/A
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
8-K
|
Financial Statements
|
|
Pinpoint App Inc. - Good Morning a Series of CGF2021 LLC
|
D
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
11-K
|
Financial Statements
|
|
FIAM Global Founders Fund, LP
|
D/A
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
Coastal Bonita Springs BlueGate Fund, LLC
|
D
|
|
|
Enhalus Intertidal Overseas, Ltd.
|
D/A
|
|
|
MILL POINT CAPITAL PARTNERS III-A, L.P.
|
D
|
|
|
Monroe Capital Income Plus Corp
|
SC TO-I/A
|
|
|
MILL POINT CAPITAL PARTNERS III, L.P.
|
D
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
SOMMER REGINA O
|
144
|
|
|
INTERNATIONAL FLAVORS & FRAGRANCES INC
|
11-K
|
Financial Statements
|
|
Unity Select Fund, LLC - Main Street Diversified Opportunity Tax Exempt Series
|
D
|
|
|
Clearwater Paper Corp
|
11-K
|
Financial Statements
|
|
First Savings Financial Group, Inc.
|
11-K
|
Financial Statements
|
|
Enhalus Intertidal Domestic, LP
|
D/A
|
|
|
Rare Candy May 2024 a Series of Yonder Ventures LLC
|
D
|
|
|
SAMFINE CREATION HOLDINGS GROUP Ltd
|
FWP
|
|
|
MILLER JAMES B JR
|
4
|
|
|
AMERICAN SOFTWARE INC
|
4
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C25
|
10-D
|
|
|
WESTAMERICA BANCORPORATION
|
11-K
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C32
|
10-D
|
|
|
TRINITY BIOTECH PLC
|
F-3/A
|
Financial Statements
|
|
Sunset Ventures SPV 1 Kindo a Series of CGF2021 LLC
|
D
|
|
|
Volatility Shares Trust
|
497K
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
N-6/A
|
|
|
METTLER TOLEDO INTERNATIONAL INC/
|
11-K
|
Financial Statements
|
|
FIAM Global Credit Ex-U.S. Hedged Fund, LP
|
D/A
|
|
|
MODEL N, INC.
|
SC 13G
|
Financial Statements
|
|
GLAZER CAPITAL, LLC
|
SC 13G
|
|
|
Sapphire Joint Venture
|
D
|
|
|
Red Desert Joint Venture
|
D
|
|
|
Denarius Metals Corp
|
D
|
|
|
Unity Select Fund, LLC - Main Street Diversified Opportunity Series
|
D
|
|
|
JANUS INVESTMENT FUND
|
485BXT
|
|
|
Alpha Wolf Joint Venture
|
D
|
|
|
Chatham Investment Fund VI A, L.P.
|
D
|
|
|
Rainmaker F1 SPV3 Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
Iron Horse Joint Venture
|
D
|
|
|
LILLY ENDOWMENT INC
|
144
|
|
|
ELI LILLY & Co
|
144
|
Financial Statements
|
|
Bouffard David Mark
|
4
|
|
|
COMMUNITY BANCORP /VT
|
4
|
|
|
Rolling Hills Joint Venture
|
D
|
|
|
CSAIL 2016-C7 Commercial Mortgage Trust
|
10-D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
CSAIL 2020-C19 Commercial Mortgage Trust
|
10-D
|
|
|
PACE SELECT ADVISORS TRUST
|
NPORT-P
|
|
|
MDWerks, Inc.
|
10-K
|
|
|
CSAIL 2020-C19 Commercial Mortgage Trust
|
ABS-EE
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
EA Series Trust
|
497
|
|
|
FIAM EMERGING MARKET DEBT FUND LLC
|
D/A
|
|
|
UBS Series Funds
|
NPORT-P
|
|
|
Murphy USA Inc.
|
11-K
|
Financial Statements
|
|
MainGate Trust
|
40-17G
|
|
|
Unity Select Fund, LLC - King Street Capital Tax Exempt Series
|
D
|
|
|
Rare Candy May 2024 II a Series of Yonder Ventures LLC
|
D
|
|
|
PEOPLES FINANCIAL CORP /MS/
|
NT 11-K
|
|
|
CSAIL 2019-C17 Commercial Mortgage Trust
|
10-D
|
|
|
Stos Partners Fund I, LLC
|
D
|
|
|
CAIS Stonepeak Infrastructure Fund V, L.P.
|
D
|
|
|
CSAIL 2019-C17 Commercial Mortgage Trust
|
ABS-EE
|
|
|
BNSN LLC
|
D
|
|
|
Fourplay Social Jan 2024 a Series of CGF2021 LLC
|
D
|
|
|
Dappier Inc.
|
D
|
|
|
Volatility Shares Trust
|
485BPOS
|
|
|
REDE PARTNERS
|
X-17A-5
|
|
|
STONE RIDGE TRUST
|
NPORT-P
|
|
|
Stone Ridge Trust VIII
|
NPORT-P
|
|
|
WFRBS Commercial Mortgage Trust 2013-C15
|
10-D
|
|
|
Chatham Investment Fund VI QP, L.P.
|
D
|
|
|
GOB Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
Eaton Vance National Municipal Opportunities Trust
|
424B3
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
6-K
|
Financial Statements
|
|
Unity Select Fund, LLC - King Street Capital Series
|
D
|
|
|
Mitesco, Inc.
|
8-K
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
10-D
|
|
|
FIAM CORE PLUS FUND, LLC
|
D/A
|
|
|
Harbor ETF Trust
|
497J
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
ABS-EE
|
|
|
Exchange Place
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D/A
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Noble Education Acquisition Corp.
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SEC STAFF ACTION
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