| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Vistas Acquisition Co II Inc.
|
SEC STAFF ACTION
|
|
|
Global Robotic Drone Acquisition Corp.
|
SEC STAFF ACTION
|
|
|
Alkaid Acquisition Corp.
|
SEC STAFF ACTION
|
|
|
NORTHERN DYNASTY MINERALS LTD
|
6-K
|
Financial Statements
|
|
Stone Ridge Trust II
|
NPORT-P
|
|
|
WP Trust
|
497J
|
|
|
COLUMBIA BANKING SYSTEM, INC.
|
8-K
|
Financial Statements
|
|
MO-0904 Fund II, a series of MV Funds, LP
|
D
|
|
|
Axcelus Financial Life Insurance Co Separate Account VA 379
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
10-D
|
|
|
FluxWorks SRC Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
AMERICAN CENTURY INTERNATIONAL BOND FUNDS
|
N-CSRS
|
|
|
VanEck Bitcoin Trust
|
424B3
|
|
|
Dreyfus Institutional Reserves Funds
|
24F-2NT
|
|
|
CSAIL 2016-C6 Commercial Mortgage Trust
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
ABS-EE
|
|
|
Global X Funds
|
40-17G
|
|
|
Yes Matthews Pointe LP
|
D
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
SC TO-I
|
|
|
AMERICAN CENTURY MUTUAL FUNDS, INC.
|
N-CSRS
|
|
|
Federated Hermes Money Market Obligations Trust
|
497J
|
|
|
ETF Series Solutions
|
497K
|
|
|
JZ NC Matthews Pointe LLC
|
D
|
|
|
Link Pre-seed Mar 2024 a Series of CGF2021 LLC
|
D
|
|
|
Huge Amount Group Ltd
|
F-1/A
|
|
|
Holbrook Capital LLC / ID
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
10-D
|
|
|
Blubuzzard, Inc.
|
15-12G
|
|
|
Territorial Bancorp Inc.
|
NT 11-K
|
Financial Statements
|
|
Incaendium Initiative Corp
|
D
|
|
|
SEI Catholic Values Trust
|
485BPOS
|
|
|
NB Private Markets Fund III
|
N-CSR/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
ABS-EE
|
|
|
Moonlite AI Inc. Jun 2024 a Series of CGF2021 LLC
|
D
|
|
|
Datum One Series Trust
|
485BPOS
|
|
|
CAIS North Rock Fund, Ltd.
|
D
|
|
|
Unity Select Fund, LLC - Insight Partners XIII Tax Exempt Series
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
Blackstone Real Estate Income Trust, Inc.
|
8-K
|
|
|
CSAIL 2017-C8 Commercial Mortgage Trust
|
10-D
|
|
|
REEP3Prop, LP
|
D
|
|
|
Branstetter Stephen Robert
|
144
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
Columbia Funds Series Trust II
|
497K
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
CYANOTECH CORP
|
PRE 14A
|
Financial Statements
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
11-K
|
Financial Statements
|
|
CSAIL 2017-C8 Commercial Mortgage Trust
|
ABS-EE
|
|
|
SKY Data PLL OU
|
SC 13D
|
|
|
SPECTRAL CAPITAL Corp
|
SC 13D
|
|
|
Fernwood Trace LP
|
D
|
|
|
AMERICAN CENTURY CAPITAL PORTFOLIOS INC
|
N-CSRS
|
|
|
CLEARFLOW, Inc
|
D
|
|
|
Voya MUTUAL FUNDS
|
DEF 14C
|
|
|
Graham Holdings Co
|
NT 11-K
|
Financial Statements
|
|
Axcelus Financial Life Insurance Co Separate Account VA 380
|
D
|
|
|
iSHARES TRUST
|
497K
|
|
|
ColabaMLC Jun 2023 a Series of CGF2021 LLC
|
D
|
|
|
TEGNA INC
|
11-K
|
Financial Statements
|
|
Calamos Aksia Alternative Credit & Income Fund
|
24F-2NT
|
|
|
Unity Select Fund, LLC - Insight Partners XIII Series
|
D
|
|
|
CSAIL 2019-C16 Commercial Mortgage Trust
|
10-D
|
|
|
FIAM CONCENTRATED BLUE CHIP GROWTH FUND, LLC
|
D/A
|
|
|
CSAIL 2019-C16 Commercial Mortgage Trust
|
ABS-EE
|
|
|
KROGER CO
|
8-K
|
Financial Statements
|
|
WWC LXXIV US Investor2, LP
|
D/A
|
|
|
Veda Tech Labs Inc.
|
D
|
|
|
CAIS Apollo S3 Equity & Hybrid Solutions Fund Offshore, L.P.
|
D
|
|
|
BBCMS Mortgage Trust 2022-C18
|
10-D
|
|
|
Above Food Ingredients Inc.
|
8-A12B
|
|
|
COGNIOS BETA NEUTRAL LARGE CAP FUND, LP
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
BBCMS Mortgage Trust 2022-C18
|
ABS-EE
|
|
|
Wine Joel M
|
4
|
|
|
Matson, Inc.
|
4
|
Financial Statements
|
|
Bayerische Motoren Werke AG/ADR
|
F-6EF
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6EF
|
|
|
Murchinson Ltd.
|
SC 13D/A
|
|
|
Nano Dimension Ltd.
|
SC 13D/A
|
Financial Statements
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
10-K
|
|
|
Jellison Douglas J
|
144
|
|
|
NUCOR CORP
|
144
|
Financial Statements
|
|
YouSolar, Inc.
|
C/A
|
|
|
Unity Select Fund, LLC - Hudson Bay Tax Exempt Series
|
D
|
|
|
AB CAP FUND, INC.
|
24F-2NT
|
|
|
HUMMINGBIRD HEALTHCARE SPV 2, LLC
|
D
|
|
|
Puyallup Station Lenders, LLC
|
D
|
|
|
Direxion Shares ETF Trust
|
NPORT-P
|
|
|
Osterwalder Jenifer Lyn
|
4
|
|
|
SPECTRAL CAPITAL Corp
|
4
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
10-K
|
|
|
HARBOR FUNDS
|
NPORT-P
|
|
|
Harbor ETF Trust
|
NPORT-P
|
|
|
Harbor Funds II
|
NPORT-P
|
|
|
Infinera Corp
|
425
|
Financial Statements
|
|
NOKIA CORP
|
425
|
Financial Statements
|
|
DESTINATION XL GROUP, INC.
|
DEF 14A
|
Financial Statements
|
|
TELEFLEX INC
|
11-K
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Bright Futures Wealth Management, LLC.
|
13F-HR
|
|
|
Reproductive Health Investor Alliance INC.
|
PX14A6G
|
|
|
MCKESSON CORP
|
PX14A6G
|
Financial Statements
|
|
CTT PHARMACEUTICAL HOLDINGS, INC.
|
4
|
|
|
Nissan Auto Receivables 2023-B Owner Trust
|
10-K
|
|
|
FIAM BROAD MARKET DURATION FUND, LLC
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2014-C19
|
10-D
|
|
|
Tidal Trust II
|
NPORT-P
|
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
Chartwell Family ETF Fund, L.P.
|
D/A
|
|
|
Grays Creek Special Opportunities, LP
|
D
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
10-K
|
|
|
MEXICO EQUITY & INCOME FUND INC
|
NPORT-P
|
|
|
Tidal ETF Trust
|
NPORT-P
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
MCM - MONTFORD, LLC
|
D
|
|
|
Apis Cor Inc.
|
C/A
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C21
|
10-D
|
|
|
Pinstripes Holdings, Inc.
|
10-K
|
|
|
Nissan Auto Lease Trust 2023-B
|
10-K
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
BRIDGEWAY FUNDS INC
|
497
|
|
|
Unity Select Fund, LLC - Hudson Bay Series
|
D
|
|
|
MCM - RSTRS BALLANTYNE, LLC
|
D
|
|
|
Kara Water, Inc.
|
C/A
|
|
|
RREEF Property Trust, Inc.
|
8-K
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
10-K
|
|
|
PRIMECAP Odyssey Funds
|
NPORT-P
|
|
|
First Seacoast Bancorp, Inc.
|
NT 11-K
|
|
|
SUNAMERICA SERIES TRUST
|
497
|
|
|
Ecofin Tax-Exempt Private Credit Fund, Inc.
|
N-23C3A
|
|
|
International Fund, LLC
|
D/A
|
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
10-K
|
|
|
FIN2, LLC
|
X-17A-5
|
|
|
JACK HENRY & ASSOCIATES INC
|
11-K
|
Financial Statements
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Daiwa Securities Group Inc.
|
D/A
|
|
|
ASPEN RIDGE CAPITAL LLC
|
D
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
485APOS
|
|
|
Nissan Auto Lease Trust 2023-A
|
10-K
|
|
|
Thirdline Real Estate Income Fund
|
24F-2NT
|
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
CSAIL 2019-C18 Commercial Mortgage Trust
|
10-D
|
|
|
BBCMS Mortgage Trust 2019-C5
|
10-D
|
|
|
American Healthcare REIT, Inc.
|
8-K
|
|
|
CAPITAL GROUP PRIVATE CLIENT SERVICES FUNDS
|
N-CSRS
|
|
|
CSAIL 2019-C18 Commercial Mortgage Trust
|
ABS-EE
|
|
|
NextGen RunSafe LLC
|
D/A
|
|
|
BBCMS Mortgage Trust 2019-C5
|
ABS-EE
|
|
|
TRANSAMERICA FUNDS
|
497
|
|
|
Gillespie Gary E
|
144
|
|
|
Ingersoll Rand Inc.
|
144
|
Financial Statements
|
|
Managed Portfolio Series
|
24F-2NT
|
|
|
CSAIL 2015-C4 Commercial Mortgage Trust
|
10-D
|
|
|
Sweater Inc
|
C/A
|
|
|
LEAWOOD INVESTMENT GROUP G, LLC
|
D
|
|
|
Nissan Auto Lease Trust 2022-A
|
10-K
|
|
|
WFRBS Commercial Mortgage Trust 2013-C11
|
10-D
|
|
|
WASHINGTON MUTUAL INVESTORS FUND
|
N-CSR
|
|
|
ROYAL BANK OF CANADA
|
11-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C8
|
10-D
|
|
|
Lakeside Holding Ltd
|
424B4
|
|
|
NEW WORLD FUND INC
|
N-CSRS
|
|
|
DMEscripts LLC
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
ABS-EE
|
|
|
Medical Innovation Centers of America, Inc.
|
D
|
|
|
Unity Select Fund, LLC - Graham Absolute Return Tax Exempt Series
|
D
|
|
|
CSAIL 2016-C5 Commercial Mortgage Trust
|
10-D
|
|
|
American Funds International Vantage Fund
|
N-CSRS
|
|
|
EPILOG IMAGING SYSTEMS INC.
|
C/A
|
|
|
Investment Managers Series Trust III
|
N-CSRS/A
|
|
|
Nissan Auto Lease Trust 2024-A
|
10-K
|
|
|
American Funds Global Insight Fund
|
N-CSRS
|
|
|
NextGen Stoplight Investment LLC
|
D/A
|
|
|
MVP ES FUND CXXXVII LLC
|
D
|
|
|
FT 11532
|
487
|
|
|
GCL Global Holdings Ltd
|
F-4
|
|
|
AMERICAN FUNDS GLOBAL BALANCED FUND
|
N-CSRS
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Water Dragon LLC
|
D
|
|
|
Tantisimo LLC
|
C/A
|
|
|
FT 11531
|
487
|
|
|
CAPITAL INCOME BUILDER
|
N-CSRS
|
|
|
PRIMECAP Odyssey Funds
|
40-17G
|
|
|
FT 11533
|
487
|
|
|
FT 11547
|
487
|
|
|
DESTINATION XL GROUP, INC.
|
ARS
|
Financial Statements
|
|
FT 11534
|
487
|
|
|
Capital Group Central Fund Series
|
N-CSRS
|
|
|
FT 11550
|
487
|
|
|
Alpha Motor Corp
|
C/A
|
|
|
WARRANTEE INC.
|
6-K
|
|
|
Capital Group U.S. Equity Fund
|
N-CSRS
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
Newman Scott S.
|
3
|
|
|
BANNER CORP
|
3
|
Financial Statements
|
|
Listed Funds Trust
|
497
|
|
|
PFS FUNDS
|
24F-2NT
|
|
|
NEIMAN FUNDS
|
24F-2NT
|
|
|
MVP LS FUND CDLXVII LLC
|
D/A
|
|
|
ALLIO MARKETS, LLC
|
X-17A-5
|
|
|
CSAIL 2019-C15 Commercial Mortgage Trust
|
10-D
|
|
|
AMERICAN MUTUAL FUND
|
N-CSRS
|
|
|
Orange County Bancorp, Inc. /DE/
|
11-K
|
Financial Statements
|
|
Manulife Private Credit Fund
|
8-K
|
|
|
NextGen Sunroom LLC
|
D/A
|
|
|
GREYSTONE LOGISTICS, INC.
|
8-K
|
|
|
Nuveen Global Cities REIT, Inc.
|
8-K
|
|
|
CSAIL 2019-C15 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Li Bang International Corp Inc.
|
F-1/A
|
|
|
American Funds Target Date Retirement Series
|
N-CSRS
|
|
|
Tamboran Resources Corp
|
S-8
|
|
|
Palmer Square Opportunistic Income Fund
|
NPORT-P
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
10-D
|
|
|
American Funds Retirement Income Portfolio Series
|
N-CSRS
|
|
|
Unity Select Fund, LLC - Graham Absolute Return Series
|
D
|
|
|
Q Global Capital Management, L.P.
|
SC 13G
|
|
|
ModivCare Inc
|
SC 13G
|
Financial Statements
|
|
Kuleana Spirits, Inc.
|
C/A
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
N-CSRS
|
|
|
BG Holding Co LLC
|
D
|
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
10-D
|
|
|
OLD WESTBURY FUNDS INC
|
NPORT-P
|
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
N-CSRS
|
|
|
HASBRO, INC.
|
11-K
|
Financial Statements
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
ABS-EE
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Yinfu Gold Corp.
|
NT 10-K
|
|
|
Legend Retail Management Group, Inc.
|
D
|
|
|
NextGen Tripleblind LLC
|
D/A
|
|
|
Okeanos Venture Partners II, LLC Series 116
|
D
|
|
|
UNITED STATES STEEL CORP
|
11-K
|
Financial Statements
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
NPORT-P
|
|
|
PC Rise Matthews Pointe LLC
|
D
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
40-17G
|
|
|
Solum Global, Inc.
|
D
|
|
|
Radcliffe Short Duration Fund, L.P.
|
D/A
|
|
|
CSAIL 2021-C20 Commercial Mortgage Trust
|
10-D
|
|
|
Tidal Trust II
|
497K
|
|
|
Moonstone Nutrition Inc.
|
C/A
|
|
|
CM ADVISORS FAMILY OF FUNDS
|
485BPOS
|
|
|
SUNAMERICA SERIES TRUST
|
NPORT-P
|
|
|
CSAIL 2021-C20 Commercial Mortgage Trust
|
ABS-EE
|
|
|
CSAIL 2018-C14 Commercial Mortgage Trust
|
10-D
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
10-D
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
N-CSRS
|
|
|
Luqman Elisa V
|
4
|
|
|
Nutex Health, Inc.
|
4
|
|
|
Tidal Trust II
|
497
|
|
|
CSAIL 2018-C14 Commercial Mortgage Trust
|
ABS-EE
|
|
|
ABR Dynamic Multi-Asset Offshore Fund LP
|
D
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
ABS-EE
|
|
|
WESTAMERICA BANCORPORATION
|
8-K
|
Financial Statements
|
|
VALE OVERSEAS LTD
|
8-A12B
|
|
|
Vale S.A.
|
8-A12B
|
Financial Statements
|
|
SEVENTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST
|
N-8F
|
|
|
Montgomery Pamela W.
|
4
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
BNY MELLON STRATEGIC MUNICIPALS, INC.
|
SC 13D/A
|
Financial Statements
|
|
Invesco Real Estate Income Trust Inc.
|
8-K
|
|
|
AF1US Forandra, LP
|
D
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
8-K
|
|
|
TWELFTH AUTOMATIC COMMON EXCHANGE SECURITY TRUST
|
N-8F
|
|
|
DE GEUS AART
|
4
|
|
|
SYNOPSYS INC
|
4
|
Financial Statements
|
|
FT 11601
|
497J
|
|
|
Sands Capital Team Fund, L.P.
|
D/A
|
|
|
CSAIL 2017-CX9 Commercial Mortgage Trust
|
10-D
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Putnam Target Date Funds
|
NPORT-P
|
|
|
Merritt Sears
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
New Age Alpha Variable Funds Trust
|
40-APP
|
|
|
New Age Alpha Funds Trust
|
40-APP
|
|
|
New Age Alpha Advisors, LLC
|
40-APP
|
|
|
FBN SECURITIES, INC.
|
X-17A-5
|
|
|
FT 11530
|
497J
|
|
|
BBH Trust
|
NPORT-P
|
|
|
OKEANOS SPV 121, LP
|
D
|
|
|
CREDIT SUISSE OPPORTUNITY FUNDS
|
NPORT-P
|
|
|
MANDATORILY EXCHANGEABLE SECURITIES TRUST
|
N-8F
|
|
|
CSAIL 2017-CX9 Commercial Mortgage Trust
|
ABS-EE
|
|
|
FT 11529
|
497J
|
|
|
Hyperlink Selector, L.P.
|
D
|
|
|
LANDY R JOSEPH
|
4/A
|
|
|
CITIZENS FINANCIAL SERVICES INC
|
4/A
|
|
|
FT 11528
|
497J
|
|
|
Catalyst Bancorp, Inc.
|
11-K
|
|
|
Kennedy Patrick J.
|
4
|
|
|
Innovator ETFs Trust
|
8-A12B/A
|
|
|
WORTHINGTON ENTERPRISES, INC.
|
4
|
Financial Statements
|
|
FT 11527
|
497J
|
|
|
Credit Suisse Commodity Strategy Funds
|
NPORT-P
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
NPORT-P
|
|
