| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Westrock Arch Fund, LP
|
D/A
|
|
|
RAIT PARTNERSHIP LP
|
ABS-15G
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
ITB PREMIUM FUND II LTD
|
D/A
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
10-D
|
|
|
BANK 2019-BNK22
|
10-D
|
|
|
BENCHMARK 2019-B9 MORTGAGE TRUST
|
ABS-EE
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C57
|
10-D
|
|
|
Hancock Park Corporate Income, Inc.
|
8-K
|
|
|
BANK 2019-BNK22
|
ABS-EE
|
|
|
Huadi International Group Co., Ltd.
|
NT 20-F
|
Financial Statements
|
|
Crossroads Asset Finance LLC
|
ABS-15G
|
|
|
BAILLIE GIFFORD FUNDS
|
497
|
|
|
Wells Fargo Commercial Mortgage Trust 2020-C57
|
ABS-EE
|
|
|
Five9, Inc.
|
SC 13G
|
Financial Statements
|
|
BANK 2018-BNK13
|
10-D
|
|
|
Snodgrass Adam
|
5
|
|
|
Keystone Private Income Fund
|
SC TO-I
|
|
|
Pacific Wealth Management
|
13F-HR
|
|
|
ASBJORNSON NORMAN H
|
4
|
|
|
AAON, INC.
|
4
|
Financial Statements
|
|
KeyStar Corp.
|
8-K
|
|
|
BANK 2018-BNK13
|
ABS-EE
|
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
Flour Mill Fund, Ltd.
|
D/A
|
|
|
SK-1025 Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
Laird Group Fund, LP
|
D
|
|
|
World Omni Auto Receivables Trust 2024-A
|
424H
|
|
|
WORLD OMNI AUTO RECEIVABLES LLC
|
424H
|
|
|
FEDERATED HERMES, INC.
|
13F-HR
|
|
|
PRINCIPAL FUNDS, INC.
|
497
|
|
|
Tufton Capital Management
|
13F-HR
|
|
|
Global AI, Inc.
|
8-K
|
|
|
Columbia Funds Variable Series Trust II
|
497
|
|
|
COLUMBIA FUNDS VARIABLE INSURANCE TRUST
|
497
|
|
|
Provident Bancorp, Inc. /MD/
|
3
|
Financial Statements
|
|
POLLACK DENNIS
|
3
|
|
|
WRIGHT INVESTORS SERVICE INC
|
13F-HR
|
|
|
BLACKROCK BOND FUND, INC.
|
497K
|
|
|
Bond Capital Management, LP
|
13F-HR
|
|
|
BANK 2018-BNK10
|
10-D
|
|
|
Walt Disney Co
|
DFAN14A
|
Financial Statements
|
|
TRIAN FUND MANAGEMENT, L.P.
|
DFAN14A
|
|
|
BNY Mellon Investment Funds I
|
497K
|
|
|
Capital Group Central Fund Series
|
POS AMI
|
|
|
EquityZen Growth Technology Fund LLC - Series 1832
|
D
|
|
|
BANK 2018-BNK10
|
ABS-EE
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
497
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
497K
|
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
497K
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
485BPOS
|
|
|
SUPERIOR ENERGY SERVICES INC
|
8-K
|
|
|
Osisko Gold Royalties LTD
|
6-K
|
Financial Statements
|
|
Luken Investment Analytics, LLC
|
13F-HR
|
|
|
B2GOLD CORP
|
6-K
|
Financial Statements
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
485BPOS
|
|
|
Maxim Income Opportunity Fund IV, L.P.
|
D/A
|
|
|
Rochon Thomas R.
|
4
|
|
|
NEW ECONOMY FUND
|
497K
|
|
|
All Tides Capital Fund I LP
|
D
|
|
|
LUTHERAN CHURCH MISSOURI SYNOD FOUNDATION
|
13F-NT
|
|
|
NEW ECONOMY FUND
|
485BPOS
|
|
|
Stone Ridge Trust II
|
N-23C3A
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
497K
|
|
|
ITB PREMIUM FUND I LTD
|
D/A
|
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
485BPOS
|
|
|
Emancipation Management LLC
|
SC 13G/A
|
|
|
SONO TEK CORP
|
SC 13G/A
|
|
|
CapWealth Advisors, LLC
|
13F-HR
|
|
|
Highgate Partners, L.P.
|
D/A
|
|
|
World Omni Auto Receivables Trust 2024-A
|
ABS-EE
|
|
|
WORLD OMNI AUTO RECEIVABLES LLC
|
ABS-EE
|
|
|
Over the Top Ladder, LLC
|
C/A
|
|
|
WURM GERALD B
|
5
|
|
|
CIVISTA BANCSHARES, INC.
|
5
|
Financial Statements
|
|
Schreier Richard
|
5
|
|
|
McLaughlin Shawn Patrick
|
4
|
|
|
DELTA FINANCIAL ADVISORS LLC
|
13F-HR
|
|
|
Pioneer Series Trust VI
|
497
|
|
|
KRIPITZ JEFFREY H
|
4
|
|
|
PARKE BANCORP, INC.
|
4
|
Financial Statements
|
|
Lanx Opportunity Fund LLC - Series 1
|
D/A
|
|
|
PRUCO LIFE INSURANCE CO
|
424B3
|
|
|
FCRE Arabella, LLC
|
D/A
|
|
|
TETRA TECH INC
|
SC 13G
|
Financial Statements
|
|
GROESBECK INVESTMENT MANAGEMENT CORP /NJ/
|
13F-HR
|
|
|
OBSIDIAN ENERGY LTD.
|
6-K
|
Financial Statements
|
|
UNILEVER PLC
|
6-K
|
Financial Statements
|
|
AIM SECTOR FUNDS
|
497K
|
|
|
FMI FUNDS INC
|
497J
|
|
|
DOCK STREET ASSET MANAGEMENT INC
|
13F-HR
|
|
|
FMI FUNDS INC
|
497K
|
|
|
CAHILL FINANCIAL GROUP SERIES FUND, LLC, SERIES III
|
D/A
|
|
|
CF 2019-CF1 Mortgage Trust
|
10-D
|
|
|
Trustees of Dartmouth College
|
13F-HR
|
|
|
Inrad Optics, Inc.
|
SC 13G/A
|
|
|
Timpanogos Hiking Co
|
C
|
|
|
CF 2019-CF1 Mortgage Trust
|
ABS-EE
|
|
|
Fidante Partners Ltd
|
13F-NT
|
|
|
JOHCM Funds Trust
|
N-CEN/A
|
|
|
BROOKFIELD Corp /ON/
|
6-K
|
|
|
PROPERTY HOLDING CORP
|
D
|
|
|
Radcliffe International Ultra Short Duration Select Fund, Ltd.
|
D/A
|
|
|
Manager Directed Portfolios
|
497J
|
|
|
AIM SECTOR FUNDS
|
497
|
|
|
VIEWPOINT INVESTMENT PARTNERS CORP
|
13F-HR
|
|
|
Manager Directed Portfolios
|
497K
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
PIONEER HIGH INCOME FUND, INC.
|
SC 13G/A
|
|
|
Zalatoris II Acquisition Corp
|
SC 13G/A
|
|
|
Truxt Investmentos Ltda.
|
SC 13G/A
|
|
|
Pioneer Floating Rate Fund, Inc.
|
SC 13G/A
|
|
|
Waldencast plc
|
SC 13G/A
|
|
|
FS Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Invesco Exchange-Traded Fund Trust II
|
SC 13G/A
|
|
|
NXG NextGen Infrastructure Income Fund
|
SC 13G/A
|
|
|
VanEck ETF Trust
|
SC 13G/A
|
|
|
Fairway Private Markets Fund
|
N-2
|
|
|
Immersion LLC
|
C
|
|
|
NBW CAPITAL LLC
|
13F-HR
|
|
|
Smead Capital Management, Inc.
|
13F-HR
|
|
|
MFS INTERMEDIATE INCOME TRUST
|
SC 13G/A
|
|
|
GPC-HT
|
D
|
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
SC 13G/A
|
|
|
Starwood Real Estate Income Trust, Inc.
|
8-K
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
SC 13G/A
|
|
|
INVESTORS ASSET MANAGEMENT OF GEORGIA INC /GA/ /ADV
|
13F-HR
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VI
|
SC 13G/A
|
|
|
DWS MUNICIPAL INCOME TRUST
|
SC 13G/A
|
|
|
Cook & Bynum Funds Trust
|
497J
|
|
|
NOKIA CORP
|
6-K
|
Financial Statements
|
|
KKR Income Opportunities Fund
|
SC 13G/A
|
|
|
Duke Energy CORP
|
8-K
|
Financial Statements
|
|
DUKE ENERGY FLORIDA, LLC.
|
8-K
|
|
|
Nuveen Core Equity Alpha Fund
|
SC 13G/A
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
SC 13G/A
|
|
|
Euro Pacific Asset Management, LLC
|
13F-HR
|
|
|
BOK FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
Ninety One UK Ltd
|
13F-HR
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
SC 13G/A
|
|
|
Radcliffe International SPAC Fund, Ltd.
|
D/A
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
MFS HIGH INCOME MUNICIPAL TRUST
|
SC 13G/A
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
SC 13G/A
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
OptionAgent Capital Partners, L.P.
|
D/A
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
SC 13G/A
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
BankFinancial CORP
|
8-K
|
Financial Statements
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
Peetz Mehgan
|
4
|
|
|
Shoals Technologies Group, Inc.
|
4
|
Financial Statements
|
|
TWIN CAPITAL MANAGEMENT INC
|
13F-HR
|
|
|
Ninety One North America, Inc.
|
13F-HR
|
|
|
Unified Software Solutions Inc.
|
C
|
|
|
CD 2017-CD5 MORTGAGE TRUST
|
10-D
|
|
|
Minerva Advisors LLC
|
13F-HR/A
|
|
|
FIRST FINANCIAL CORP /IN/
|
8-K
|
Financial Statements
|
|
CD 2017-CD5 MORTGAGE TRUST
|
ABS-EE
|
|
|
CRITO CAPITAL LLC
|
X-17A-5/A
|
|
|
Eagle Bancorp Montana, Inc.
|
8-K
|
Financial Statements
|
|
Santelli Jonathan N
|
4
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
Muzinich Corporate Lending Income Fund, Inc.
|
D
|
|
|
Ninety One SA
|
13F-HR
|
|
|
UMeWorld Ltd
|
20-F
|
|
|
Tilt Investment Management Holdings, PBC
|
13F-HR
|
|
|
Origin Agritech LTD
|
NT 20-F
|
Financial Statements
|
|
OLD DOMINION FREIGHT LINE, INC.
|
8-K
|
Financial Statements
|
|
CITIGROUP INC
|
424B8
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B8
|
|
|
LeddarTech Holdings Inc.
|
20-F
|
|
|
Dreyfus Institutional Liquidity Funds
|
497
|
|
|
Dreyfus Institutional Reserves Funds
|
497
|
|
|
CITIZENSSELECT FUNDS
|
497
|
|
|
DREYFUS INSTITUTIONAL PREFERRED MONEY MARKET FUNDS
|
497
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
497
|
|
|
DREYFUS TREASURY SECURITIES CASH MANAGEMENT
|
497
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
497
|
|
|
Dreyfus Treasury Obligations Cash Management
|
497
|
|
|
DREYFUS CASH MANAGEMENT
|
497
|
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
497
|
|
|
DREYFUS TAX EXEMPT CASH MANAGEMENT FUNDS
|
497
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
497
|
|
|
BNY Mellon Large Cap Securities Fund, Inc.
|
497
|
|
|
GLOBAL TECHNOLOGIES LTD
|
8-K
|
|
|
CAHILL FINANCIAL GROUP SERIES FUND, LLC, SERIES I
|
D
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BNY MELLON STOCK FUNDS
|
497K
|
|
|
ML OF NEW YORK VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
8-K
|
|
|
Two Six Technologies Holdings Inc.
|
D
|
|
|
Soriano Lidio
|
144
|
|
|
POPULAR, INC.
|
144
|
Financial Statements
|
|
MERRILL LYNCH LIFE VARIABLE ANNUITY SEPARATE ACCOUNT D
|
N-30B-2
|
|
|
CAMBRIDGE TRUST CO
|
13F-HR
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
10-D
|
|
|
Quadro Acquisition One Corp.
|
3/A
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
3/A
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C27
|
10-D
|
|
|
Phillips 66
|
8-K
|
Financial Statements
|
|
Anatole Partners Enhanced Ltd.
|
D/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7
|
ABS-EE
|
|
|
Saguaro Large Cap Select Fund LP
|
D
|
|
|
CopperSteel HoldCo, Inc.
|
EFFECT
|
|
|
REVELATION BIOSCIENCES, INC.
|
EFFECT
|
|
|
FT 11239
|
EFFECT
|
|
|
BriaCell Therapeutics Corp.
|
EFFECT
|
Financial Statements
|
|
INOVIO PHARMACEUTICALS, INC.
|
EFFECT
|
Financial Statements
|
|
Nuvve Holding Corp.
|
EFFECT
|
|
|
Sintx Technologies, Inc.
|
EFFECT
|
Financial Statements
|
|
Aeva Technologies, Inc.
|
EFFECT
|
|
|
NAVIDEA BIOPHARMACEUTICALS, INC.
|
EFFECT
|
Financial Statements
|
|
BioLingus
|
EFFECT
|
|
|
Healthcare Triangle, Inc.
|
EFFECT
|
Financial Statements
|
|
BullFrog AI Holdings, Inc.
|
EFFECT
|
|
|
LBBB Merger Corp.
|
EFFECT
|
|
|
Amer Sports, Inc.
|
EFFECT
|
|
|
Cyxtera Technologies, Inc.
|
EFFECT
|
|
|
Shattuck Labs, Inc.
|
EFFECT
|
|
|
GRIID Infrastructure Inc.
|
EFFECT
|
|
|
Advanced Emissions Solutions, Inc.
|
EFFECT
|
Financial Statements
|
|
Taylor John-Paul D.
|
4
|
|
|
Enviva Inc.
|
4
|
Financial Statements
|
|
Meth Thomas
|
4
|
|
|
Paral Jason E.
|
4
|
|
|
LEAP THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
Mashiach Nissim
|
4
|
|
|
Dietz Thomas John
|
4
|
|
|
Schilsky Richard
|
4
|
|
|
Granfield Christine
|
4
|
|
|
Baum Jason
|
4
|
|
|
Richard Christian M
|
4
|
|
|
O'Mahony John Mark
|
4
|
|
|
Sirard Cynthia
|
4
|
|
|
Martin Patricia A.
|
4
|
|
|
LAWLOR AUGUSTINE
|
4
|
|
|
LOSCALZO JOSEPH
|
4
|
|
|
Mirabelli Christopher
|
4
|
|
|
ONSI DOUGLAS E
|
4
|
|
|
LI WILLIAM
|
4
|
|
|
CAVANAUGH JAMES H
|
4
|
|
|
Swayze Eric
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
Woods Andrew
|
4
|
|
|
PubMatic, Inc.
|
4
|
|
|
Pantelick Steven
|
4
|
|
|
Jacobs Justin
|
4
|
|
|
NATURAL GAS SERVICES GROUP INC
|
4
|
Financial Statements
|
|
Kumar Mukul
|
4
|
|
|
Klimenko Paulina
|
4
|
|
|
Goel Rajeev K.
|
4
|
|
|
Goel Amar K.
|
4
|
|
|
Lyssikatos Joseph P
|
4
|
|
|
Enliven Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Assaderaghi Fariborz
|
4
|
|
|
SITIME Corp
|
4
|
Financial Statements
|
|
Hohl Benjamin
|
4
|
|
|
Buller Benyamin
|
4
|
|
|
Velo3D, Inc.
|
4
|
|
|
ZENTMAN SAMUEL M
|
4
|
|
|
ACORN ENERGY, INC.
|
4
|
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
EERKES CRAIG D
|
4
|
|
|
LAYNEY TRACY
|
4
|
|
|
LEVI STRAUSS & CO
|
4
|
Financial Statements
|
|
O'Neill Elizabeth T
|
4
|
|
|
Singh Harmit J
|
4
|
|
|
Jedrzejek David
|
4
|
|
|
Stirling Lisa
|
4
|
|
|
Gass Michelle
|
4
|
|
|
Amer Sports, Inc.
|
F-1MEF
|
|
|
Rosett Max
|
4
|
|
|
Immunome Inc.
|
4
|
Financial Statements
|
|
Vontur Steven
|
4
|
|
|
Intuitive Machines, Inc.
|
4
|
|
|
Stoneman Sandra G.
|
4
|
|
|
Hanesbrands Inc.
|
4
|
Financial Statements
|
|
MOISON FRANCK J
|
4
|
|
|
Inspire Medical Systems, Inc.
|
4
|
Financial Statements
|
|
Phillips Bryan K
|
4
|
|
|
Irvin Mark A
|
4
|
|
|
LEVINE ANDREW S
|
4
|
|
|
SL GREEN REALTY CORP
|
4
|
Financial Statements
|
|
Jandrich Steven
|
4
|
|
|
Lian Brian
|
4
|
|
|
Viking Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Johnson James C
|
4
|
|
|
Mehas John
|
4
|
|
|
DiLiberto Matthew J.
|
4
|
|
|
Breig Geralyn
|
4
|
|
|
Simon William S
|
4
|
|
|
MATHIAS ANDREW W
|
4
|
|