| Company Name |
Form Type |
SEC Filings |
|
|
|
|
VANGUARD QUANTITATIVE FUNDS
|
497K
|
|
|
VANGUARD WELLESLEY INCOME FUND
|
497K
|
|
|
VANGUARD FENWAY FUNDS
|
497K
|
|
|
VANGUARD HORIZON FUNDS
|
485BPOS
|
|
|
VANGUARD MALVERN FUNDS
|
485BPOS
|
|
|
VANGUARD CHESTER FUNDS
|
485BPOS
|
|
|
VANGUARD FENWAY FUNDS
|
485BPOS
|
|
|
VANGUARD WELLESLEY INCOME FUND
|
485BPOS
|
|
|
VANGUARD QUANTITATIVE FUNDS
|
485BPOS
|
|
|
iShares U.S. ETF Trust
|
497
|
|
|
DBX ETF TRUST
|
497
|
|
|
Atento S.A.
|
15-12G
|
Financial Statements
|
|
DBX ETF TRUST
|
497K
|
|
|
Telos Capital Management, Inc.
|
13F-HR
|
|
|
BECKER CHRISTOPHER
|
4
|
|
|
FIRST OF LONG ISLAND CORP
|
4
|
Financial Statements
|
|
Day Trippers Travel Inc.
|
D
|
|
|
Fidelis Capital Partners, LLC
|
13F-HR
|
|
|
LB Partners LLC
|
SC 13G
|
|
|
WideOpenWest, Inc.
|
SC 13G
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Perro Richard P
|
4
|
|
|
NextGen Maven LLC
|
D/A
|
|
|
Goldman Sachs ETF Trust
|
25-NSE
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
Mauldin Robert M III
|
4
|
|
|
CITIZENS, INC.
|
4
|
Financial Statements
|
|
Euvera Holdings, Inc.
|
D
|
|
|
Calamos Advisors LLC
|
13F-HR
|
|
|
Rectitude Holdings Ltd.
|
F-1/A
|
|
|
Calamos Wealth Management LLC
|
13F-HR
|
|
|
GRANDFIELD & DODD, LLC
|
13F-HR
|
|
|
COMCAST CORP
|
10-K
|
Financial Statements
|
|
ALPS Series Trust
|
497K
|
|
|
WFRBS Commercial Mortgage Trust 2014-C21
|
10-D
|
|
|
PLANNING DIRECTIONS INC
|
13F-HR
|
|
|
RIVERVIEW BANCORP INC
|
8-K
|
Financial Statements
|
|
abrdn Investments Ltd
|
13F-NT
|
|
|
VERNEUILLE JANET T
|
4
|
|
|
abrdn Investment Management Ltd
|
13F-NT
|
|
|
Sahai Avanish
|
144
|
|
|
HUBSPOT INC
|
144
|
Financial Statements
|
|
abrdn Inc.
|
13F-NT
|
|
|
DT Investment Partners, LLC
|
13F-HR
|
|
|
abrdn Asia Ltd
|
13F-NT
|
|
|
Spolarich Michael J.
|
4
|
|
|
abrdn plc
|
13F-HR
|
|
|
Plex, Inc.
|
D
|
|
|
WP Advisors, LLC
|
13F-HR
|
|
|
Pheffer Susanne
|
4
|
|
|
Adofo-Wilson Baye
|
4
|
|
|
BERKSHIRE HILLS BANCORP INC
|
4
|
Financial Statements
|
|
GlobeFlex Emerging Markets Small Cap, L.P.
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2014-LC16
|
10-D
|
|
|
Vontobel Swiss Financial Advisers AG
|
13F-NT
|
|
|
Dupree Financial Group, LLC
|
13F-HR
|
|
|
Polito Karyn
|
4
|
|
|
WFRBS Commercial Mortgage Trust 2014-C19
|
10-D
|
|
|
Cask100 ISA
|
D
|
|
|
McIntyre Julian Alexander
|
SC 13D/A
|
|
|
Advanced Emissions Solutions, Inc.
|
SC 13D/A
|
Financial Statements
|
|
NextGen Carta LLC
|
D/A
|
|
|
Kip Jeffrey W
|
4
|
|
|
Ansari Tanweer Sheikh
|
4
|
|
|
Shelter Mutual Insurance Co
|
13F-HR
|
|
|
Maxfield Sylvia
|
4
|
|
|
Klesch Jonathan
|
SC 13G
|
|
|
Greenfire Resources Ltd.
|
SC 13G
|
|
|
RiverNorth Funds
|
497J
|
|
|
REYNOLDS FUNDS INC
|
497J
|
|
|
Logan Robert Bahr
|
SC 13G
|
|
|
REYNOLDS FUNDS INC
|
497K
|
|
|
Pehar Joseph
|
SC 13G
|
|
|
RIPE TECH CORP.
|
D
|
|
|
McIntyre Julian Alexander
|
SC 13G
|
|
|
SIVARAMAKRISHNAN Venkatraghavan
|
SC 13G
|
|
|
Moffatt Laurie Norton
|
4
|
|
|
Ipswich Investment Management Co., Inc.
|
13F-HR
|
|
|
WeTrade Group Inc.
|
8-K
|
Financial Statements
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
8-K
|
|
|
Volt Global Offshore Ltd
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
HILTON CHRISTOPHER J
|
4
|
|
|
Arjuna Capital
|
PX14A6G
|
|
|
Vantage Investment Partners, LLC
|
13F-HR
|
|
|
APPLIED MATERIALS INC /DE
|
PX14A6G
|
Financial Statements
|
|
Northern Lights Fund Trust
|
497K
|
|
|
BofA Finance LLC
|
FWP
|
|
|
Qubits Ventures Fund I, LP
|
D/A
|
|
|
Hughes William H III
|
4
|
|
|
SHORELINE C&S INVESTMENT, LP
|
D
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Brunelle David
|
4
|
|
|
Alternus Clean Energy, Inc.
|
8-K
|
|
|
Alpha Cognition Inc.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-LC24
|
10-D
|
|
|
Andrew Hill Investment Advisors, Inc.
|
13F-HR
|
|
|
Ansari Jon
|
4
|
|
|
Magyar Bancorp, Inc.
|
4
|
Financial Statements
|
|
Callahan Mary Anne
|
4
|
|
|
RICHERSON HERBERT ELMER
|
4
|
|
|
WILSON BANK HOLDING CO
|
4
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C14
|
10-D
|
|
|
Charnley Nina A
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
ABS-EE
|
|
|
Desai Mihir A.
|
4
|
|
|
Rosengren Eric S
|
4
|
|
|
COMMVAULT SYSTEMS INC
|
10-Q
|
Financial Statements
|
|
Minerva 1894, L.P.
|
D
|
|
|
Daiwa America Strategic Advisors Corp
|
13F-NT
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C49
|
10-D
|
|
|
FIRST NATIONAL BANK & TRUST CO OF NEWTOWN
|
13F-HR
|
|
|
MetLife Securitization Depositor LLC
|
ABS-15G
|
|
|
CAUSEWAY CAPITAL MANAGEMENT TRUST
|
497J
|
|
|
GLENDALE STUDIO I REIT, LLC
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C49
|
ABS-EE
|
|
|
Amytrx Therapeutics, Inc.
|
D
|
|
|
SUNNYSIDE STUDIO REIT, LLC
|
D
|
|
|
Financial Symmetry Inc
|
13F-HR
|
|
|
VANGUARD CALIFORNIA TAX-FREE FUNDS
|
497J
|
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
497J
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
ABS-EE
|
|
|
DAVIDSON TRUST CO
|
13F-HR
|
|
|
Byers William G
|
144
|
|
|
FVCBankcorp, Inc.
|
144
|
Financial Statements
|
|
Dorer Benno O
|
4
|
|
|
GENERAL MILLS INC
|
4
|
Financial Statements
|
|
W FINANCIAL FUND, LP
|
D/A
|
|
|
MOBIVITY HOLDINGS CORP.
|
8-K
|
|
|
CASCADE SECURITIZATION DEPOSITOR LLC
|
ABS-15G
|
|
|
Largo Income Fund I, LP
|
D
|
|
|
Tidal Trust II
|
485BXT
|
|
|
PRESTON MARGARET M V
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
Cannon Global Investment Management, LLC
|
13F-HR
|
|
|
NEXTERA ENERGY INC
|
8-K
|
Financial Statements
|
|
Ovanova Construction Services LLC
|
C
|
|
|
MORIKIS JOHN G
|
4
|
|
|
Sisti Elena
|
4
|
|
|
Hanover Bancorp, Inc. /NY
|
4
|
Financial Statements
|
|
QUEBEC
|
S-B/A
|
|
|
Clark Consulting, LLC
|
ABS-15G
|
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
10-D
|
|
|
FORTE ASSET MANAGEMENT LLC
|
13F-HR
|
|
|
WERT JAMES W
|
4
|
|
|
CRAWFORD UNITED Corp
|
4
|
|
|
La Tourelle Partners, LLC
|
D
|
|
|
ALLSPRING FUNDS TRUST
|
497K
|
|
|
Mayni Real Estate Fund I Series of Fundviews Series, LLC
|
D
|
|
|
GGK Capital Offshore, Ltd.
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
ABS-EE
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE TRUST 2015-P2
|
10-D
|
|
|
Gaucho Group Holdings, Inc.
|
8-K
|
|
|
HTLF Bank
|
13F-HR
|
|
|
DOUGLAS FALCON FUND, L.P.
|
D/A
|
|
|
FLUHLER STEPHAN
|
4
|
|
|
FIRST MERCHANTS CORP
|
4
|
Financial Statements
|
|
GGK Capital, LP
|
D
|
|
|
HARDWICK MARK K
|
4
|
|
|
Stark Eugene S
|
5
|
|
|
GENERAL AMERICAN INVESTORS CO INC
|
5
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C13
|
10-D
|
|
|
Lafayette Investments, Inc.
|
13F-HR
|
|
|
Gyft Labs
|
D/A
|
|
|
Harmon Cyrus
|
144
|
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C13
|
ABS-EE
|
|
|
Beaumont Financial Advisors, LLC
|
13F-HR
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-LC22
|
10-D
|
|
|
Stabell Jason
|
4
|
|
|
Epsilon Energy Ltd.
|
4
|
|
|
OSTRANDER GREGG A
|
4
|
|
|
CARLISLE COMPANIES INC
|
4
|
Financial Statements
|
|
Meketa Infrastructure Fund
|
3
|
|
|
Mullins Derek Jason
|
3
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C29
|
10-D
|
|
|
BDL III Associates LLC
|
D
|
|
|
Daiwa Capital Markets America Holdings Inc.
|
13F-NT
|
|
|
LOVOI JOHN
|
4
|
|
|
Eukles Asset Management
|
13F-HR
|
|
|
Bank of America Auto Receivables Securitization, LLC
|
ABS-15G
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C54
|
10-D
|
|
|
McVeigh Marcie
|
3
|
|
|
Gabelli Innovations Trust
|
497J
|
|
|
TETON WESTWOOD FUNDS
|
497J
|
|
|
CELLCO PARTNERSHIP
|
ABS-15G
|
|
|
GABELLI EQUITY SERIES FUNDS INC
|
497J
|
|
|
Keeley Funds, Inc.
|
497J
|
|
|
Ellington Mortgage Recovery Partners II LP
|
D/A
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
3
|
|
|
WOLIN MARTIN J
|
3
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C54
|
ABS-EE
|
|
|
Mercantile 820 Logistics Park, LLC
|
D
|
|
|
MASSMUTUAL ASCEND LIFE INSURANCE CO
|
S-1
|
|
|
Wells Fargo Commercial Mortgage Trust 2013-LC12
|
10-D
|
|
|
Ninepoint Partners LP
|
13F-HR
|
|
|
JPMCC Commercial Mortgage Securities Trust 2016-JP2
|
10-D
|
|
|
Prime Property Fund, LLC
|
D/A
|
|
|
Ellington Mortgage Recovery Fund II LP
|
D/A
|
|
|
BOHN ROBERT G
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C32
|
10-D
|
|
|
CCI Round Top, LLC
|
D
|
|
|
CHECK CAPITAL MANAGEMENT INC/CA
|
13F-HR/A
|
|
|
CAPITAL WORLD GROWTH & INCOME FUND
|
N-CSR
|
|
|
Jermain Patrick John
|
144
|
|
|
PLEXUS CORP
|
144
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2013-C18
|
10-D
|
|
|
Ivy Variable Insurance Portfolios
|
485BXT
|
|
|
WFRBS Commercial Mortgage Trust 2012-C10
|
10-D
|
|
|
NEW ECONOMY FUND
|
N-CSR
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Exeter Automobile Receivables Trust 2024-1
|
8-K
|
|
|
EFCAR, LLC
|
8-K
|
|
|
RL REIT LLC
|
D
|
|
|
Knights of Columbus Asset Advisors LLC
|
13F-HR
|
|
|
18W Green Opportunity Fund I, L.P.
|
D
|
|
|
AMERICAN FUNDS INFLATION LINKED BOND FUND
|
N-CSR
|
|
|
Geek Ventures NewHomesMate SPV, a series of Decile SPV, LLC
|
D
|
|
|
Capitol Series Trust
|
497K
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C52
|
10-D
|
|
|
Advisers Investment Trust
|
497J
|
|
|
Berlin John E
|
4
|
|
|
WFRBS Commercial Mortgage Trust 2013-C14
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C27
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C52
|
ABS-EE
|
|
|
Erickson Gayn
|
4
|
|
|
AEHR TEST SYSTEMS
|
4
|
Financial Statements
|
|
AMERICAN FUNDS DEVELOPING WORLD GROWTH & INCOME FUND
|
N-CSR
|
|
|
M FINANCIAL INVESTMENT ADVISERS INC /ADV
|
13F-NT
|
|
|
Plummer Tammy L
|
4
|
|
|
First Bancorp, Inc /ME/
|
4
|
Financial Statements
|
|
Rao Radhakrishna S
|
5
|
|
|
HNI CORP
|
5
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C12
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS4
|
10-D
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
DEFR14A
|
|
|
ENGINEER ADIL
|
4
|
|
|
Franklin Lexington Private Markets Fund
|
N-8A
|
|
|
Hagedorn Jason Dean
|
5
|
|
|
Cornerstone Investment Partners, LLC
|
13F-HR
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
ABS-EE
|
|
|
Cube Group, Inc.
|
D
|
|
|
Capital Group International Focus Equity ETF
|
N-CSRS
|
|
|
ROGERS VERNON
|
4
|
|
|
Wheelhouse Advisory Group LLC
|
13F-HR
|
|
|
Bridges Marshall H
|
5
|
|
|
WFRBS Commercial Mortgage Trust 2014-C20
|
10-D
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
Capital Group Core Equity ETF
|
N-CSRS
|
|
|
First Financial Northwest, Inc.
|
8-K
|
Financial Statements
|
|
resistanceBio, Inc.
|
D
|
|
|
READY FRANK J.
|
4
|
|
|
Bradford Steven M
|
5
|
|
|
ST-1128 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
Direxion Shares ETF Trust
|
8-A12B
|
|
|
Capital Group International Equity ETF
|
N-CSRS
|
|
|
JANUS INVESTMENT FUND
|
497J
|
|
|
SPORCK ALISTAIR N
|
4
|
|
|
Berger Vincent P
|
5
|
|
|
WFRBS Commercial Mortgage Trust 2013-UBS1
|
10-D
|
|
|
Bricxone Real Estate Fund
|
C
|
|
|
Schwar Stephen
|
4
|
|
|
Capital Group Growth ETF
|
N-CSRS
|
|
|
Brevan Howard PT Fund Ltd
|
D/A
|
|
|
Ray-Chaudhuri Avijit K.
|
4
|
|
|
Brown Stone Capital Ltd
|
SC 13G/A
|
|
|
Nuvve Holding Corp.
|
SC 13G/A
|
|
|
Hillesland Kevin
|
4
|
|
|
GATX CORP
|
4
|
Financial Statements
|
|
Capital Group Global Growth Equity ETF
|
N-CSRS
|
|
|
RICHMOND DONALD P. II
|
4
|
|
|
Kin Insurance, Inc.
|
D/A
|
|
|
Phillips Geoffrey
|
4
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C36
|
10-D
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C31
|
10-D
|
|
|
SURREALDB Ltd
|
D
|
|
|
Capital Group Dividend Value ETF
|
N-CSRS
|
|
|
Zhang Financial LLC
|
13F-HR
|
|
|
BBCMS Mortgage Trust 2024-C24
|
8-K
|
|
|
Capital Group Dividend Growers ETF
|
N-CSRS
|
|
|
LORD ABBETT INVESTMENT TRUST
|
N-CSR
|
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C35
|
10-D
|
|
|
SIEBERT FINANCIAL CORP
|
424B3
|
Financial Statements
|
|
LOP National Tour LLC
|
D
|
|
|
Waring Gary
|
4
|
|
|
EDGEWELL PERSONAL CARE Co
|
4
|
Financial Statements
|
|
Andrade Esperanza
|
3
|
|
|
CULLEN/FROST BANKERS, INC.
|
3
|
Financial Statements
|
|
Capital Group Central Fund Series II
|
N-CSRS
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BILL Holdings, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BlackRock Inc.
|
SC 13G/A
|
Financial Statements
|
|
LORD ABBETT RESEARCH FUND INC
|
N-CSR
|
|
|
FVCBankcorp, Inc.
|
SC 13G
|
Financial Statements
|
