| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
NT NPORT-P
|
|
|
MALIBU BOATS, INC.
|
8-K
|
Financial Statements
|
|
BNY MELLON FUNDS TRUST
|
NT NPORT-P
|
|
|
Can-Fite BioPharma Ltd.
|
6-K
|
Financial Statements
|
|
BNY Mellon Advantage Funds, Inc.
|
NT NPORT-P
|
|
|
Microbot Medical Inc.
|
8-K
|
Financial Statements
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
NT NPORT-P
|
|
|
BNY Mellon New York Tax Exempt Bond Fund, Inc.
|
NT NPORT-P
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
NT NPORT-P
|
|
|
BAILLIE GIFFORD & CO
|
SC 13G/A
|
|
|
AMERICAN SUPERCONDUCTOR CORP /DE/
|
SC 13G/A
|
Financial Statements
|
|
Iterum Therapeutics plc
|
8-K
|
Financial Statements
|
|
BNY Mellon Strategic Funds, Inc.
|
NT NPORT-P
|
|
|
Natura &Co Holding S.A.
|
25
|
|
|
DAQO NEW ENERGY CORP.
|
6-K
|
Financial Statements
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
NT NPORT-P
|
|
|
CORNING INC /NY
|
8-K
|
Financial Statements
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
NT NPORT-P
|
|
|
CG Oncology, Inc.
|
8-K
|
|
|
Kura Oncology, Inc.
|
8-K
|
Financial Statements
|
|
Coincheck Group B.V.
|
425
|
|
|
Thunder Bridge Capital Partners IV, Inc.
|
425
|
|
|
Mobilicom Ltd
|
424B5
|
|
|
Aligos Therapeutics, Inc.
|
SC TO-I
|
Financial Statements
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
Doximity, Inc.
|
SC 13G
|
Financial Statements
|
|
BAILLIE GIFFORD & CO
|
SC 13G
|
|
|
Mobilicom Ltd
|
6-K
|
|
|
NELNET INC
|
8-K
|
Financial Statements
|
|
Denali Therapeutics Inc.
|
SC 13G/A
|
Financial Statements
|
|
Johnson Controls International plc
|
8-K
|
Financial Statements
|
|
PENTAIR plc
|
8-K
|
Financial Statements
|
|
SMITH A O CORP
|
8-K
|
Financial Statements
|
|
MSCI Inc.
|
8-K
|
Financial Statements
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
CHUNGHWA TELECOM CO LTD
|
6-K
|
Financial Statements
|
|
Coursera, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Southern California Bancorp \ CA
|
425
|
|
|
California BanCorp
|
425
|
|
|
Southern California Bancorp \ CA
|
8-K
|
|
|
MPLX LP
|
8-K
|
Financial Statements
|
|
Coupang, Inc.
|
SC 13G/A
|
|
|
Nomad Foods Ltd
|
6-K
|
Financial Statements
|
|
Marathon Petroleum Corp
|
8-K
|
Financial Statements
|
|
Copa Holdings, S.A.
|
SC 13G/A
|
Financial Statements
|
|
Temasek Holdings
|
SC 13G/A
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
NT NPORT-P
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
NT NPORT-P
|
|
|
Cloudflare, Inc.
|
SC 13G/A
|
Financial Statements
|
|
DR REDDYS LABORATORIES LTD
|
6-K
|
Financial Statements
|
|
Sunshinewoods Holdings Ltd
|
SC 13G/A
|
|
|
Jiayin Group Inc.
|
SC 13G/A
|
Financial Statements
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
New Dream Capital Holdings Ltd
|
SC 13G/A
|
|
|
Castellum, Inc.
|
8-K
|
Financial Statements
|
|
Chewy, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Osherov Yoni
|
144
|
|
|
monday.com Ltd.
|
144
|
Financial Statements
|
|
JETBLUE AIRWAYS CORP
|
8-K
|
Financial Statements
|
|
California BanCorp
|
8-K
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
Prime Storage Fund III REIT-B, LLC
|
D
|
|
|
Certara, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Uxin Ltd
|
6-K
|
Financial Statements
|
|
PowerFleet, Inc.
|
425
|
|
|
Atlassian Corp
|
SC 13G/A
|
Financial Statements
|
|
PowerFleet, Inc.
|
8-K
|
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
MiX Telematics Ltd
|
DEFA14A
|
Financial Statements
|
|
ICON PLC
|
6-K
|
Financial Statements
|
|
Acorn Advisory Capital L.P.
|
13F-NT
|
|
|
Delphi Capital Management, Inc.
|
13F-NT
|
|
|
DELPHI FINANCIAL GROUP, INC.
|
13F-HR
|
|
|
MiX Telematics Ltd
|
8-K
|
Financial Statements
|
|
Zhu Jun
|
SC 13D/A
|
|
|
The9 LTD
|
SC 13D/A
|
Financial Statements
|
|
M.D.C. HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
SK TELECOM CO LTD
|
6-K
|
Financial Statements
|
|
Harel Mutual Funds Ltd
|
13F-NT
|
|
|
DIAGEO PLC
|
6-K
|
Financial Statements
|
|
KE Holdings Inc.
|
6-K
|
Financial Statements
|
|
CANON INC
|
6-K
|
|
|
Harel Insurance Co LTD
|
13F-NT
|
|
|
KB Financial Group Inc.
|
6-K
|
Financial Statements
|
|
Hollysys Automation Technologies, Ltd.
|
6-K
|
Financial Statements
|
|
EQUITY RESIDENTIAL
|
SC 13G/A
|
Financial Statements
|
|
STATE STREET CORP
|
SC 13G/A
|
Financial Statements
|
|
UNITED PARCEL SERVICE INC
|
8-K
|
Financial Statements
|
|
SEELOS THERAPEUTICS, INC.
|
424B5
|
|
|
Harel Insurance Investments & Financial Services Ltd.
|
13F-HR
|
|
|
Sumitomo Mitsui Trust Holdings, Inc.
|
13F-HR
|
|
|
Sumitomo Mitsui Trust Asset Management Co., Ltd.
|
13F-NT
|
|
|
Nikko Asset Management Co., Ltd.
|
13F-NT
|
|
|
SUMITOMO MITSUI TRUST BANK Ltd
|
13F-NT
|
|
|
Varilease Finance, Inc.
|
ABS-15G
|
|
|
GPODS, INC.
|
10-K
|
|
|
SUMITOMO LIFE INSURANCE CO
|
13F-HR
|
|
|
Gracell Biotechnologies Inc.
|
6-K
|
Financial Statements
|
|
Chen Eric Long
|
SC 13G
|
|
|
ZKH Group Ltd
|
SC 13G
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Astria Therapeutics, Inc.
|
8-K
|
|
|
ioneer Ltd
|
6-K
|
|
|
Diversified Energy Co PLC
|
6-K
|
|
|
Fresenius Medical Care AG
|
S-8 POS
|
Financial Statements
|
|
Caledonia Mining Corp Plc
|
6-K
|
Financial Statements
|
|
UNITED STATES STEEL CORP
|
DEFA14A
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Western Acquisition Ventures Corp.
|
S-4/A
|
|
|
JOCOM HOLDINGS CORP.
|
8-A12G
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Aptose Biosciences Inc.
|
8-K
|
Financial Statements
|
|
NORTHROP GRUMMAN CORP /DE/
|
8-K
|
Financial Statements
|
|
Velo3D, Inc.
|
8-K
|
|
|
ARVANA INC
|
8-K
|
|
|
Nxu, Inc.
|
POS AM
|
|
|
Isla Verde Capital US Fund, LP
|
D
|
|
|
InFinT Acquisition Corp
|
DEF 14A
|
|
|
SMX
|
F-1
|
|
|
Bon Natural Life Ltd
|
NT 20-F
|
Financial Statements
|
|
Elate Group, Inc.
|
FWP
|
|
|
SA II-HSRE IX Master REIT, LLC
|
D
|
|
|
NORTHROP GRUMMAN CORP /DE/
|
FWP
|
Financial Statements
|
|
NYIAX, INC.
|
S-1/A
|
|
|
JIOS Fund I-A REIT, LLC
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
AltC Acquisition Corp.
|
S-4/A
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
MicroCloud Hologram Inc.
|
6-K
|
|
|
AlixPartners Holdings, LLP
|
D/A
|
|
|
Carolina FC LLC
|
D
|
|
|
PowerUp Acquisition Corp.
|
425
|
|
|
AV Growth Fund 4, LLC
|
D
|
|
|
LeddarTech Holdings Inc.
|
6-K
|
|
|
BANCOLOMBIA SA
|
6-K
|
Financial Statements
|
|
Fundrise Development eREIT, LLC
|
1-A POS
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Triller Corp.
|
S-1/A
|
|
|
Viewpoint Capital Management LLC
|
13F-HR
|
|
|
OVERSEAS SHIPHOLDING GROUP INC
|
8-K
|
Financial Statements
|
|
NEXTERA ENERGY CAPITAL HOLDINGS INC
|
FWP
|
|
|
NEXTERA ENERGY INC
|
FWP
|
Financial Statements
|
|
Algoma Steel Group Inc.
|
6-K
|
|
|
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors
|
13F-HR
|
|
|
Focused Compounding Fund, LP
|
DFAN14A
|
|
|
PARKS AMERICA, INC
|
DFAN14A
|
|
|
UG Investment Advisers Ltd.
|
13F-HR
|
|
|
UBS AG
|
424B2
|
|
|
Phocas Financial Corp.
|
13F-HR
|
|
|
Cliq Products Inc.
|
D
|
|
|
IDG Technology Venture Investment IV, LLC
|
13F-HR
|
|
|
IDG China Venture Capital Fund V Associates L.P.
|
13F-HR
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
IDG China Venture Capital Fund IV Associates L.P.
|
13F-HR
|
|
|
MARKET STREET WEALTH MANAGEMENT ADVISORS LLC
|
13F-HR
|
|
|
Windward Private Wealth Management Inc.
|
13F-HR
|
|
|
CASI Pharmaceuticals, Inc.
|
6-K
|
Financial Statements
|
|
Madrona Venture Group, LLC
|
13F-HR
|
|
|
CORVEL CORP
|
8-K
|
Financial Statements
|
|
LIXTE BIOTECHNOLOGY HOLDINGS, INC.
|
8-K
|
|
|
Shackelford Pharma Inc.
|
1-K
|
|
|
Edgio, Inc.
|
8-K
|
Financial Statements
|
|
FIRST NORTHERN COMMUNITY BANCORP
|
8-K
|
|
|
NexPoint Real Estate Finance, Inc.
|
S-8
|
Financial Statements
|
|
Morgan Stanley Direct Lending Fund
|
POS EX
|
|
|
4809 S Congress Ave Investors, LLC
|
D
|
|
|
Jura Mountains Business Blocker, LLC
|
D
|
|
|
4809 S Congress Ave Owner, LP
|
D
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
Glassy Mountain Advisors, Inc.
|
13F-HR
|
|
|
IBM International Capital Pte. Ltd.
|
FWP
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
INTERNATIONAL BUSINESS MACHINES CORP
|
FWP
|
Financial Statements
|
|
Beverly Hills Private Wealth, LLC
|
13F-HR
|
|
|
CONSUMER PORTFOLIO SERVICES, INC.
|
8-K
|
Financial Statements
|
|
PCG Wealth Advisors, LLC
|
13F-HR
|
|
|
Howard Capital Management Inc.
|
13F-HR
|
|
|
MAPTELLIGENT, INC.
|
1-A/A
|
|
|
Axiom Advisory, LLC
|
13F-HR
|
|
|
VIRTUS ASSET TRUST
|
497
|
|
|
Charles Schwab Trust Bank
|
13F-NT
|
|
|
CONNING INC.
|
13F-HR
|
|
|
BRISTOL JOHN W & CO INC /NY/
|
13F-HR
|
|
|
Carnegie Capital Asset Management, LLC
|
13F-HR
|
|
|
S. R. Schill & Associates
|
13F-HR
|
|
|
Vontobel Holding Ltd.
|
13F-HR
|
|
|
BANK VONTOBEL AG
|
13F-NT
|
|
|
Bank Vontobel Europe AG
|
13F-NT
|
|
|
Vontobel Asset Management Ltd
|
13F-NT
|
|
|
Vontobel Asset Management S.A.
|
13F-NT
|
|
|
Root Financial Partners, LLC
|
13F-HR
|
|
|
F&M BANK CORP
|
8-K
|
|
|
Taylor Frigon Capital Management LLC
|
13F-HR
|
|
|
OFFICE PROPERTIES INCOME TRUST
|
8-K
|
|
|
Thorwear Inc
|
D/A
|
|
|
AB-0830 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Pantheon Private Debt Program SCSp SICAV-RAIF- MHST Overage
|
D
|
|
|
Caesars Entertainment, Inc.
|
8-K
|
Financial Statements
|
|
Kooman & Associates
|
13F-HR
|
|
|
Mr. Cooper Group Inc.
|
8-K
|
Financial Statements
|
|
Danimer Scientific, Inc.
|
424B3
|
|
|
XPEL, Inc.
|
SC 13G/A
|
|
|
Hirschman Jason
|
SC 13G/A
|
|
|
Miracle on 74th Street LLC
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Finwise Bancorp
|
8-K
|
Financial Statements
|
|
HomeStreet, Inc.
|
425
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
FIVE STAR BANCORP
|
8-K
|
Financial Statements
|
|
Liberty Media Corp
|
PREM14A
|
Financial Statements
|
|
SOUTHERN MISSOURI BANCORP, INC.
|
8-K
|
Financial Statements
|
|
River Street Advisors LLC
|
13F-HR
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
CELESTICA INC
|
6-K
|
Financial Statements
|
|
Keene & Associates, Inc.
|
13F-HR
|
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
DANAHER CORP /DE/
|
8-K
|
Financial Statements
|
|
Kades & Cheifetz LLC
|
13F-HR
|
|
|
REDWOOD TRUST INC
|
8-K
|
|
|
Sing Inc.
|
D/A
|
|
|
Joyhound Beer Co LLC
|
C/A
|
|
|
Orbit Fund QP, L.P.
|
D/A
|
|
|
Polaris Inc.
|
8-K
|
Financial Statements
|
|
Pharma-Bio Serv, Inc.
|
8-K
|
|
|
DHJJ Financial Advisors, Ltd.
|
13F-HR
|
|
|
Victory Portfolios II
|
N-CEN/A
|
|
|
Orbit Fund, L.P.
|
D/A
|
|
|
Silchester Continuation Ltd
|
13F-NT
|
|
|
NEOS ETF Trust
|
CERT
|
|
|
Silchester International Investors LLP
|
13F-HR
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
Future Health ESG Corp.
|
8-K
|
|
|
SILCHESTER PARTNERS LTD
|
13F-NT
|
|
|
GOLUB CAPITAL BDC, Inc.
|
497AD
|
Financial Statements
|
|
Tennessee Valley Authority
|
10-Q
|
|
|
OAK HILL CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
ORION ENERGY SYSTEMS, INC.
|
8-K
|
Financial Statements
|
|
VanEck ETF Trust
|
497K
|
|
|
Northern Lights Fund Trust
|
497J
|
|
|
BML Capital Management, LLC
|
13F-HR
|
|
|
PIRONDINI MARCO
|
3
|
|
|
Pioneer Diversified High Income Fund, Inc.
|
3
|
|
|
CD 2016-CD1 Mortgage Trust
|
10-D/A
|
|
|
Shelter Growth Master Residential Mortgage Credit Fund A LP
|
ABS-15G
|
|
|
Extra Space Storage Inc.
|
SC 13G/A
|
Financial Statements
|
|
DOLAN TERRANCE R
|
144
|
|
|
US BANCORP \DE\
|
144
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
AETOS MULTI-STRATEGY ARBITRAGE FUND LLC
|
497AD
|
|
|
Roualet Mark C.
|
4
|
|
|
GENERAL DYNAMICS CORP
|
4
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
SG Capital Partners LLC
|
ABS-15G
|
|
|
General Motors Co
|
10-K
|
Financial Statements
|
|
PACE PATRICK W
|
4
|
|
|
ENCISION INC
|
4
|
|
|
AC Partners, Inc.
|
1-A
|
|
|
REGIONS FINANCIAL CORP
|
SC 13G/A
|
Financial Statements
|
|
Bertrand Greg D
|
144
|
|
|
SYSCO CORP
|
144
|
Financial Statements
|
|
NOVAKOVIC PHEBE N
|
4
|
|
|
OLIVO MARIA
|
144
|
|
|
TRAVELERS COMPANIES, INC.
|
144
|
Financial Statements
|
|
One Dock Mortgage LLC
|
ABS-15G
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
COMM 2016-COR1 Mortgage Trust
|
10-D/A
|
|
|
MEISSNER THOMAS P JR
|
4
|
|
|
UNITIL CORP
|
4
|
Financial Statements
|
|
Moss William A
|
4
|
|
|
Novelis Inc.
|
8-K
|
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
NPORT-P
|
|
|
Walker Steven M
|
4
|
|
|
HEICO CORP
|
4
|
Financial Statements
|
|
KITE REALTY GROUP TRUST
|
SC 13G/A
|
|
|
INVESCO, LLC
|
13F-HR
|
|
|
Kartoon Studios, Inc.
|
8-K
|
Financial Statements
|
|
Home Trust Co
|
ABS-15G
|
|
|
Smith Gregory Martin
|
4
|
|
|
PEAPACK GLADSTONE FINANCIAL CORP
|
4
|
Financial Statements
|
|
Lang Gregory A.
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
REVELATION BIOSCIENCES, INC.
|
S-1/A
|
|
|
Aiken Jason W
|
4
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Snyder Barbara R
|
4
|
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
WOODWORTH CONTRARIAN STOCK & BOND FUND, L.P.
|
D/A
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C19
|
10-D
|
|
|
IPC Alternative Real Estate Income Trust, Inc.
|
8-K
|
|
|
Pin Oak Opportunity Fund 3 Master, LP
|
D/A
|
|
