| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Husted Amy D.
|
4
|
|
|
Nissan Auto Receivables 2021-A Owner Trust
|
10-D
|
|
|
Leore Avidar Angel Investments VI, LP - B1
|
D
|
|
|
Franklin BSP Capital Corp
|
4
|
|
|
Byrne Richard J
|
4
|
|
|
WASATCH FUNDS TRUST
|
485BPOS
|
|
|
Siqi Chen Access Fund, LP - C1
|
D
|
|
|
Nissan Auto Receivables 2019-C Owner Trust
|
10-D
|
|
|
TIMBERLAND BANCORP INC
|
8-K
|
Financial Statements
|
|
MICHELSON LESLIE D
|
4
|
|
|
John Hancock Funds II
|
NPORT-P
|
|
|
Grzebinski David W
|
4
|
|
|
JOHN HANCOCK MUNICIPAL SECURITIES TRUST
|
NPORT-P
|
|
|
JOHN HANCOCK BOND TRUST
|
NPORT-P
|
|
|
JOHN HANCOCK STRATEGIC SERIES
|
NPORT-P
|
|
|
JOHN HANCOCK SOVEREIGN BOND FUND
|
NPORT-P
|
|
|
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND
|
NPORT-P
|
|
|
PreTam Holdings Inc.
|
FWP
|
|
|
Jnana Therapeutics Inc.
|
D/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
KAVILCO INC/WA/
|
40-17G
|
|
|
PEREGRINE CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Flutter Entertainment plc
|
SEC STAFF ACTION
|
|
|
Nissan Auto Receivables 2022-A Owner Trust
|
10-D
|
|
|
Franklin BSP Lending Corp
|
4
|
|
|
Zedge, Inc.
|
4
|
Financial Statements
|
|
JONAS HOWARD S
|
4
|
|
|
Genie Energy Ltd.
|
4
|
Financial Statements
|
|
DRAGG RONALD A
|
4
|
|
|
Stone Ridge Trust V
|
NPORT-P
|
|
|
AngelList Access Fund, LP - D3
|
D
|
|
|
AngelList Access Fund QP, LP - D3
|
D
|
|
|
IDT CORP
|
4
|
Financial Statements
|
|
L1EF Rolling Fund, LP - A3
|
D
|
|
|
Nissan Auto Lease Trust 2023-B
|
10-D
|
|
|
Healthspan Capital Rolling Fund, LP - C1
|
D
|
|
|
Bialik Leon
|
SC 13G/A
|
|
|
AUDIOCODES LTD
|
SC 13G/A
|
Financial Statements
|
|
EngageSmart, Inc.
|
8-K
|
Financial Statements
|
|
Krane Shares Trust
|
485BXT
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
485BPOS
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
10-D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC41
|
ABS-EE
|
|
|
Nissan Auto Lease Trust 2023-A
|
10-D
|
|
|
MCI Income Fund VII, LLC
|
1-A/A
|
|
|
Deckbar Carol
|
3
|
|
|
Invesco Quality Municipal Income Trust
|
3
|
|
|
Nissan Auto Receivables 2022-B Owner Trust
|
10-D
|
|
|
Farrar James Thomas
|
4
|
|
|
City Office REIT, Inc.
|
4
|
Financial Statements
|
|
W Funds, LP - D2
|
D
|
|
|
Network Ventures Rolling Fund, LP - C1
|
D
|
|
|
AB INSTITUTIONAL FUNDS INC
|
485BPOS
|
|
|
JNL INVESTORS SERIES TRUST
|
497
|
|
|
CABOT CORP
|
ARS
|
Financial Statements
|
|
Invesco Value Municipal Income Trust
|
3
|
|
|
LifeBrand Inc.
|
D
|
|
|
Tylee Gregory
|
4
|
|
|
Nissan Auto Lease Trust 2022-A
|
10-D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
PROVIDENT FINANCIAL HOLDINGS INC
|
SC 13G/A
|
Financial Statements
|
|
CABOT CORP
|
DEFA14A
|
Financial Statements
|
|
AERWINS Technologies Inc.
|
SC 13G/A
|
|
|
Weiss Asset Management LP
|
SC 13G/A
|
|
|
CABOT CORP
|
DEF 14A
|
Financial Statements
|
|
REIK & CO., LLC
|
13F-HR
|
|
|
Invesco Advantage Municipal Income Trust II
|
3
|
|
|
Nissan Auto Receivables 2023-A Owner Trust
|
10-D
|
|
|
HSBC SECURITIES USA INC
|
13F-NT
|
|
|
Maretic Anthony
|
4
|
|
|
Draft Ventures II, LP - D1
|
D
|
|
|
Junto Offshore Fund Ltd.
|
D/A
|
|
|
Cornovus Pharmaceuticals Inc.
|
D
|
|
|
Invesco Municipal Opportunity Trust
|
3
|
|
|
Junto Offshore Fund II Ltd.
|
D/A
|
|
|
Diaspora Ventures, LP - D2
|
D
|
|
|
Junto Capital Partners LP
|
D/A
|
|
|
Cnergreen Corp
|
D
|
|
|
Sweet John
|
4
|
|
|
Inception Growth Acquisition Ltd
|
SC 13G/A
|
|
|
Nissan Auto Lease Trust 2021-A
|
10-D
|
|
|
LATOUR CAPITAL IV FPCI
|
D/A
|
|
|
Invesco Municipal Trust
|
3
|
|
|
Marasco James A
|
3
|
|
|
HANMI FINANCIAL CORP
|
3
|
Financial Statements
|
|
Mcare 2022 Bridge, a Series of Master Marani Health SPV, LLC
|
D/A
|
|
|
ETX Park Fund #2, LLC
|
1-A POS
|
|
|
Capitalworks Emerging Markets Acquisition Corp
|
SC 13G/A
|
|
|
Tectonic Financial, Inc.
|
8-K
|
|
|
MESA AIR GROUP INC
|
10-K
|
Financial Statements
|
|
Invesco Trust for Investment Grade Municipals
|
3
|
|
|
Versus Capital Real Assets Fund LLC
|
N-23C3A
|
|
|
McLernon John R.
|
4
|
|
|
Build Funds Trust
|
485BPOS
|
|
|
Lester Murray Antman dba SimplyRich
|
13F-HR
|
|
|
Nissan Auto Receivables 2023-B Owner Trust
|
10-D
|
|
|
Mentors Fund II, LP - C2
|
D
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
3
|
|
|
RDF REIT IV LLC
|
D
|
|
|
Funders & Founders, LP - C1
|
D
|
|
|
Mirza Sabah
|
4
|
|
|
SK TELECOM CO LTD
|
6-K/A
|
Financial Statements
|
|
Red Oak Capital Fund VI, LLC
|
1-A POS
|
|
|
ETF Series Solutions
|
497
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
3
|
|
|
Focus Impact BH3 Acquisition Co
|
SC 13G/A
|
|
|
Van Aken Jennifer
|
5
|
|
|
Lord Abbett Special Situations Income Fund
|
4
|
|
|
LORD, ABBETT & CO. LLC
|
4
|
|
|
ALTSCHUL ARTHUR G JR
|
5
|
|
|
GENERAL AMERICAN INVESTORS CO INC
|
5
|
Financial Statements
|
|
TRP Capital Partners VI, LP
|
D
|
|
|
Murski Mark Wilhelm
|
4
|
|
|
Invesco Municipal Income Opportunities Trust
|
3
|
|
|
APPLIED INDUSTRIAL TECHNOLOGIES INC
|
10-Q
|
Financial Statements
|
|
NXG NextGen Infrastructure Income Fund
|
SC 13G/A
|
|
|
HARBERT FUND ADVISORS, INC.
|
13F-HR/A
|
|
|
Invesco California Value Municipal Income Trust
|
3
|
|
|
SC GSW VALWOOD LP
|
D
|
|
|
Alpha Star Acquisition Corp
|
SC 13G/A
|
|
|
Accounting Platform Holdings, LLC
|
D
|
|
|
Mazan Michael
|
4
|
|
|
Capital Factory Ventures, LP - C3
|
D
|
|
|
Invesco Bond Fund
|
3
|
|
|
Multifaceted Capital, LP - A2
|
D
|
|
|
Grover Vikram P
|
4
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
BENCHMARK 2018-B6 MORTGAGE TRUST
|
10-D
|
|
|
MOUNT VERNON ASSOCIATES INC /MD/
|
13F-HR
|
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
Ocean Biomedical, Inc.
|
SC 13G/A
|
|
|
Peaceful Bend Vineyard, L.L.C.
|
C
|
|
|
Invesco High Income Trust II
|
3
|
|
|
Energy 11, L.P.
|
8-K
|
|
|
BENCHMARK 2018-B6 MORTGAGE TRUST
|
ABS-EE
|
|
|
PrairieView Partners, LLC
|
13F-HR
|
|
|
PUTNAM INVESTMENT FUNDS
|
485BPOS
|
|
|
CALVERT FUND
|
497K
|
|
|
Kultura Summit Offshore Fund Ltd.
|
D
|
|
|
Invesco Senior Income Trust
|
3
|
|
|
Kultura Summit Fund LP
|
D
|
|
|
Phillips Geoffrey
|
5
|
|
|
ENERGY RESOURCES 12, L.P.
|
8-K
|
|
|
DBX ETF TRUST
|
NPORT-P
|
|
|
Hemington Wealth Management
|
13F-HR
|
|
|
Invesco High Income 2024 Target Term Fund
|
3
|
|
|
CALVERT IMPACT FUND INC
|
497K
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
N-CSR
|
|
|
IMPAX ASSET MANAGEMENT LLC
|
13F-NT
|
|
|
NEXPOINT FUNDS II
|
485BPOS
|
|
|
The Y Startup Index, LP - C1
|
D
|
|
|
MyAsiaVC LP - C4
|
D
|
|
|
CALVERT SOCIAL INVESTMENT FUND
|
497K
|
|
|
Invesco Senior Loan Fund
|
3
|
|
|
EzFill Holdings Inc
|
PRE 14C
|
Financial Statements
|
|
Impax Asset Management
|
13F-NT
|
|
|
Arthrosi Therapeutics, Inc.
|
D
|
|
|
TOTH FINANCIAL ADVISORY CORP
|
13F-HR
|
|
|
Cullman Bancorp, Inc. /MD/
|
SC 13G/A
|
|
|
Rainsberger Wealth Advisors, Inc.
|
13F-HR
|
|
|
Autolus Therapeutics plc
|
8-K
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C5
|
10-D
|
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
Invesco Dynamic Credit Opportunity Fund
|
3
|
|
|
Impax Asset Management LTD
|
13F-NT
|
|
|
NICKLES ALLEN R
|
5/A
|
|
|
CIVISTA BANCSHARES, INC.
|
5/A
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C5
|
ABS-EE
|
|
|
VAUGHAN & Co SECURITIES, INC.
|
13F-HR
|
|
|
Woodward, Inc.
|
8-K
|
Financial Statements
|
|
Innovator ETFs Trust
|
24F-2NT
|
|
|
SingleTimeMicroneedles, Inc.
|
D
|
|
|
Soltis Investment Advisors LLC
|
13F-HR
|
|
|
eGateway Capital Partners II, L.P.
|
D/A
|
|
|
Natixis Funds Trust II
|
497K
|
|
|
PROVIDENT FINANCIAL HOLDINGS INC
|
8-K
|
Financial Statements
|
|
Clark Matthew T.
|
4
|
|
|
Princeton Bancorp, Inc.
|
4
|
Financial Statements
|
|
Bitcoin Magazine Fund, LP - A2
|
D
|
|
|
Vivid Wealth Management, LLC
|
13F-HR
|
|
|
BNY Mellon Investment Funds I
|
485BPOS
|
|
|
Avion Wealth
|
13F-HR
|
|
|
FRANKLIN MANAGED TRUST
|
485BPOS
|
|
|
Geneos Wealth Management Inc.
|
13F-HR
|
|
|
Impax Asset Management Group plc
|
13F-HR
|
|
|
Fjor Founders Fund I, L.P.
|
D
|
|
|
Stiles Financial Services Inc
|
13F-HR
|
|
|
RedHill Biopharma Ltd.
|
6-K
|
Financial Statements
|
|
Goehring & Rozencwajg Investment Funds
|
NPORT-P
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-B2
|
10-D
|
|
|
Graphene Investments SAS
|
13F-HR
|
|
|
LITMAN GREGORY FUNDS TRUST
|
NPORT-P/A
|
|
|
Natixis Funds Trust II
|
497
|
|
|
Stone Point Wealth LLC
|
13F-HR
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-B2
|
ABS-EE
|
|
|
Lape Rachael R
|
4
|
|
|
Atlantic Union Bankshares Corp
|
4
|
|
|
Chuang Shun-Chih
|
3
|
|
|
NOCERA, INC.
|
3
|
|
|
Keener Financial Planning LLC
|
13F-HR
|
|
|
Gorman Robert Michael
|
4
|
|
|
HATKOFF CRAIG M
|
144
|
|
|
SL GREEN REALTY CORP
|
144
|
Financial Statements
|
|
BENCHMARK 2018-B3 COMMERCIAL MORTGAGE TRUST
|
10-D
|
|
|
Asbury John C
|
4
|
|
|
Vericimetry Funds
|
485BPOS
|
|
|
Harbour Trust & Investment Management Co
|
13F-HR
|
|
|
Letsche Margaret
|
144
|
|
|
Blue Foundry Bancorp
|
144
|
|
|
Ring David V
|
4
|
|
|
BENCHMARK 2018-B3 COMMERCIAL MORTGAGE TRUST
|
ABS-EE
|
|
|
GT Partners - Monterey Cypress Fund, LP
|
D/A
|
|
|
Sterling Manor Financial, LLC
|
13F-HR
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2375
|
497J
|
|
|
BONFIELD ANDREW R J
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
Woolley Douglas F. III
|
4
|
|
|
O'Brien Shawn E.
|
4
|
|
|
YATZKAN ELAINE S
|
3
|
|
|
IDT CORP
|
3
|
Financial Statements
|
|
APA Corp
|
4
|
Financial Statements
|
|
Riney Stephen J
|
4
|
|
|
Sather Financial Group Inc
|
13F-HR
|
|
|
Tedesco Maria P
|
4
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
Pursell David A
|
4
|
|
|
Pinnacle Capital Management Funds Trust
|
24F-2NT
|
|
|
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO
|
485BPOS
|
|
|
CXJ GROUP CO., Ltd
|
10-Q
|
|
|
Maddox Mark D
|
4
|
|
|
STRATASYS LTD.
|
SC 13D
|
Financial Statements
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
10-D
|
|
|
Capital Group International Focus Equity ETF
|
NPORT-P
|
|
|
Capital Group Global Growth Equity ETF
|
NPORT-P
|
|
|
MCG APARTMENT DEVELOPMENT FUND, LLC
|
D/A
|
|
|
BlackRock Funds II
|
497J
|
|
|
LANNIE P ANTHONY
|
4
|
|
|
T. Rowe Price Summit Municipal Funds, Inc.
|
24F-2NT
|
|
|
VCI Global Ltd
|
6-K
|
|
|
Greis Leslie E
|
5
|
|
|
CBRE GLOBAL REAL ESTATE INCOME FUND
|
5
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-C4
|
ABS-EE
|
|
|
Hoyt Rebecca A
|
4
|
|
|
Franklin High Income Trust
|
485BPOS
|
|
|
Henderson Tracey K
|
4
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
497
|
|
|
CHRISTMANN JOHN J
|
4
|
|
|
Capital Group International Equity ETF
|
NPORT-P
|
|
|
Capital Group Growth ETF
|
NPORT-P
|
|
|
Young Jeffery R.
|
5
|
|
|
Capital Group Dividend Growers ETF
|
NPORT-P
|
|
|
Capital Group Dividend Value ETF
|
NPORT-P
|
|
|
Capital Group Core Equity ETF
|
NPORT-P
|
|
|
Bretches D. Clay
|
4
|
|
|
T. Rowe Price Summit Funds, Inc.
|
24F-2NT
|
|
|
Managed Portfolio Series
|
24F-2NT
|
|
|
Greene Jonathan M
|
4
|
|
|
NETWORK-1 TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P6
|
10-D
|
|
|
Invesco Unit Trusts Taxable Income Series 593
|
24F-2NT
|
|
|
PLIMOTH TRUST CO LLC
|
13F-HR
|
|
|
Capitol Federal Financial, Inc.
|
8-K
|
Financial Statements
|
|
iShares, Inc.
|
NPORT-P
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P6
|
ABS-EE
|
|
|
T. Rowe Price QM U.S. Bond Index Fund, Inc.
|
24F-2NT
|
|
|
BCR Wealth Strategies, LLC
|
13F-HR
|
|
|
TE Connectivity Ltd.
|
10-Q
|
Financial Statements
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
Zmudka Robert
|
5
|
|
|
CDT Environmental Technology Investment Holdings Ltd
|
F-1/A
|
|
|
Blackbird FX LP
|
D/A
|
|
|
T. Rowe Price Multi-Strategy Total Return Fund, Inc.
|
24F-2NT
|
|
|
Yost Focused Long Fund, L.P.
|
D/A
|
|
|
Destra Multi-Alternative Fund
|
SC 13G
|
|
|
Bulldog Investors, LLP
|
SC 13G
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497K
|
|
|
T. Rowe Price International Funds, Inc.
|
24F-2NT
|
|
|
Capasso Planning Partners LLC
|
13F-HR
|
|
|
MASTER BOND LLC
|
POS AMI
|
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
NPORT-P
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
NPORT-P
|
|
|
ALLIED ASSET ADVISORS FUNDS
|
NPORT-P
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
NUVEEN MULTISTATE TRUST III
|
NPORT-P
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
NPORT-P
|
Financial Statements
|
|
Sanchez Yovan Arturo
|
4
|
|
|
Earth Science Tech, Inc.
|
4
|
|
|
Financial Connections Group, Inc.
|
13F-HR
|
|
|
Gyrodyne, LLC
|
S-1/A
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
485BPOS
|
|
|
Aplington Matthew J
|
3
|
|
|
SPIRE INC
|
3
|
Financial Statements
|
|
Gorla Gerard L
|
3
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-P5
|
10-D
|
|
|
EATON VANCE MUNICIPALS TRUST
|
497K
|
|
|
Hyman Ryan L
|
3
|
|
|
T. Rowe Price International Index Fund, Inc.
|
24F-2NT
|
|
|
Metros Development Co., Ltd.
|
F-1/A
|
|
|
Violich Capital Management, Inc.
|
13F-HR
|
|
