| Company Name |
Form Type |
SEC Filings |
|
|
|
|
IPFS Corp
|
ABS-15G
|
|
|
MEILER PAULA J
|
4
|
|
|
CSB Bancorp, Inc.
|
4
|
|
|
BlackRock Funds V
|
497
|
|
|
Pelosi Peggie
|
4
|
|
|
USANA HEALTH SCIENCES INC
|
4
|
Financial Statements
|
|
RealtyMogul Income REIT, LLC
|
253G2
|
|
|
FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY
|
8-K
|
|
|
Mitra Diversified Fund I LP
|
D/A
|
|
|
HARBOR INVESTMENT ADVISORY, LLC
|
13F-HR
|
|
|
ALLSPRING FUNDS TRUST
|
NPORT-P
|
|
|
ALLSPRING UTILITIES & HIGH INCOME FUND
|
NPORT-P
|
|
|
Draft Ventures II, LP - D2
|
D
|
|
|
Duro Ventures, LP - D2
|
D
|
|
|
GrabTV, Inc.
|
D/A
|
|
|
FCP Insight, Inc.
|
C/A
|
|
|
Revohloo, Inc
|
C/A
|
|
|
Excelsior Physicians Plaza CIV LLC
|
D
|
|
|
Invicta Water, Inc.
|
C/A
|
|
|
NauVista Capital Offshore Fund, Ltd.
|
D/A
|
|
|
Burgundy Funds, DST - Global Equity Portfolio
|
D/A
|
|
|
Matrix Analytics, Inc.
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
485BPOS
|
|
|
Choose Your Horizon Inc.
|
C/A
|
|
|
Enhalus Burgh LP
|
D/A
|
|
|
FULLER GILBERT A
|
4
|
|
|
UBS AG
|
FWP
|
|
|
NEIRG Wealth Management, LLC
|
13F-HR
|
|
|
BlackRock Funds V
|
497J
|
|
|
SmartStop Self Storage REIT, Inc.
|
S-11/A
|
|
|
Winssinger Frederic J
|
4
|
|
|
Provident Funding Loan Depositor, LLC
|
ABS-15G
|
|
|
ADVISORS SERIES TRUST
|
497K
|
|
|
CORRELL DONALD L
|
4
|
|
|
NEW JERSEY RESOURCES CORP
|
4
|
Financial Statements
|
|
OConnor Thomas C
|
4
|
|
|
McClintock Douglas J
|
4
|
|
|
FLUSHING FINANCIAL CORP
|
4
|
Financial Statements
|
|
Aliff Gregory E
|
4
|
|
|
O'Sullivan Michael A
|
4
|
|
|
Hardwick M Susan
|
4
|
|
|
TAYLOR SHARON C
|
4
|
|
|
DEGRAFFENREIDT JAMES H JR
|
4
|
|
|
Climate Venture Capital, LP - D1
|
D
|
|
|
THUMB TECHNOLGIES, INC.
|
D
|
|
|
KENNY JANE M
|
4
|
|
|
Harvey Peter C
|
4
|
|
|
Jefferies Financial Group Inc.
|
424B5
|
Financial Statements
|
|
Opteum Mortgage Acceptance CORP
|
ABS-15G
|
|
|
Dot Slash Capital, LP - D2
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
SEQUOIA FUND INC
|
497
|
|
|
Fleming John Turman
|
4
|
|
|
RBB FUND, INC.
|
NPORT-P
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Forethought Life Insurance Co
|
S-1
|
|
|
X-SQUARE SERIES TRUST
|
485BPOS
|
|
|
Glassberg Brian L
|
5
|
|
|
MUTUAL OF AMERICA LIFE INSURANCE CO
|
13F-NT
|
|
|
Arrived Homes 3, LLC
|
1-U
|
|
|
Private Wealth Group, LLC
|
13F-HR
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
497K
|
|
|
RBB Fund Trust
|
NPORT-P
|
|
|
Northern Lights Fund Trust
|
485BPOS
|
|
|
Nixon J Scott
|
4
|
|
|
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
GLENMEDE PORTFOLIOS
|
24F-2NT
|
|
|
Arrived Homes, LLC
|
1-U
|
|
|
Burgundy Funds, DST - Focus Asian Equity Portfolio
|
D/A
|
|
|
Inflammasome Therapeutics, Inc.
|
D/A
|
|
|
RAYMOND JAMES & ASSOCIATES
|
SC 13G/A
|
|
|
HEARTLAND BANCCORP
|
SC 13G/A
|
|
|
PhysiSens LLC
|
C
|
|
|
CapitalX, LP - D3
|
D
|
|
|
CapitalX QP, LP - D3
|
D
|
|
|
WELLS FARGO COMMERCIAL MORTGAGE SECURITIES INC
|
ABS-15G
|
|
|
ALT Distilling, INC.
|
C
|
|
|
EMIF II Sub REIT LLC
|
D
|
|
|
AMERICAN FUNDS PORTFOLIO SERIES
|
497
|
|
|
WOOD TIMOTHY E
|
4
|
|
|
Schwab Gary S.
|
SC 13G/A
|
|
|
IF Bancorp, Inc.
|
SC 13G/A
|
Financial Statements
|
|
ALF IV REIT Noa AL LLC
|
D
|
|
|
GLENMEDE FUND INC
|
24F-2NT
|
|
|
Hoyt Casey
|
4/A
|
|
|
VIEMED HEALTHCARE, INC.
|
4/A
|
|
|
Arrived STR, LLC
|
1-U
|
|
|
ZEHNDER WILLIAM TODD
|
4/A
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
BurklandSaaS.vc, LP - C1
|
D
|
|
|
Moore Michael
|
4/A
|
|
|
Ding Xia
|
4
|
|
|
HSBC Bank USA, N.A.
|
13F-NT
|
|
|
TRINNIUM SA1 LLC
|
D
|
|
|
ALF IV REIT Harrison at Windsor LLC
|
D
|
|
|
ONEFUND Trust
|
40-17G
|
|
|
Tidal Trust II
|
CERT
|
|
|
SSB Wealth Management, Inc.
|
13F-NT
|
|
|
CKW FINANCIAL GROUP
|
13F-HR
|
|
|
ALF IV REIT Enso AL LLC
|
D
|
|
|
Rivard Patrick William
|
4
|
|
|
MINIM, INC.
|
4
|
|
|
Rivard Patrick William
|
3
|
|
|
MINIM, INC.
|
3
|
|
|
TriAgenics, Inc
|
C-AR
|
|
|
Arrived STR 2, LLC
|
1-U
|
|
|
ALF IV REIT Drake at Deerwood LLC
|
D
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
497
|
|
|
NNS Investments
|
13F-HR
|
|
|
NNS Holding
|
13F-HR
|
|
|
UBS AG
|
424B2
|
|
|
BlackBoiler, Inc.
|
D/A
|
|
|
ALF IV REIT Deseo II LLC
|
D
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
253G2
|
|
|
AB Active ETFs, Inc.
|
497J
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
EngageSmart, Inc.
|
POSASR
|
Financial Statements
|
|
West Financial Services, Inc.
|
13F-NT
|
|
|
Accelerator Ventures Rolling Fund, LP - C4
|
D
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
10-D
|
|
|
EA Series Trust
|
N-CEN/A
|
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-SA
|
|
|
Diversified Alternative Income Fund LP
|
D/A
|
|
|
Burgundy Funds, DST - Emerging Markets Portfolio
|
D/A
|
|
|
P.A.W. CAPITAL CORP
|
13F-HR
|
|
|
Flora Lake Partners LLC
|
D/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
ABS-EE
|
|
|
CM ADVISORS FAMILY OF FUNDS
|
NPORT-P
|
|
|
Kayne Anderson Energy Infrastructure Fund, Inc.
|
NPORT-P
|
Financial Statements
|
|
EngageSmart, Inc.
|
S-8 POS
|
Financial Statements
|
|
VALIC Co I
|
NPORT-P
|
|
|
IRIDIAN ASSET MANAGEMENT LLC/CT
|
13F-HR
|
|
|
NXT Capital, LLC
|
ABS-15G
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
497K
|
|
|
AMERICAN BEACON FUNDS
|
NPORT-P
|
|
|
EngageSmart, Inc.
|
SC 13E3/A
|
Financial Statements
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
497
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Easy Co Consulting, LLC
|
D
|
|
|
Unpopular Ventures Preferred, LP - D1
|
D
|
|
|
Unpopular Ventures Preferred QP, LP - D1
|
D
|
|
|
Nash Shannon
|
4
|
|
|
NETSCOUT SYSTEMS INC
|
4
|
Financial Statements
|
|
Diversified Alternative Opportunity Fund LP
|
D/A
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
JW Select Investments, LP
|
D/A
|
|
|
Uncommon Projects Capital, LP - D2
|
D
|
|
|
TriAgenics, Inc
|
C/A
|
|
|
Indie Asset Partners, LLC
|
13F-HR
|
|
|
KAT EXPLORATION, INC.
|
PRE 14C
|
|
|
TIAA REAL ESTATE ACCOUNT
|
8-K
|
|
|
AMG Funds I
|
485BPOS
|
|
|
Hahnfeld Jeffrey D
|
144
|
|
|
WINTRUST FINANCIAL CORP
|
144
|
Financial Statements
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
486BPOS
|
|
|
MACQUARIE/FIRST TRUST GLOBAL INFRASTR/UTIL DIV & INC FUND
|
5
|
|
|
SPEACHT WILLIAM H
|
5
|
|
|
Halevi-Davidov Naama
|
4
|
|
|
KALTURA INC
|
4
|
Financial Statements
|
|
Priebe Wealth Holdings LLC
|
13F-HR
|
|
|
Golden Minerals Co
|
8-K
|
Financial Statements
|
|
NUVEEN MULTISTATE TRUST IV
|
NPORT-P
|
|
|
Capitol Series Trust
|
485BPOS
|
|
|
Eagle Capital Management, LLC
|
13F-HR
|
|
|
Cypress Ascendant Events SPV, LP
|
D
|
|
|
Handy John K
|
4
|
|
|
COMMERCE BANCSHARES INC /MO/
|
4
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
NewView CL SPV, LLC
|
D
|
|
|
Mastech Digital, Inc.
|
SCHEDULE 13G
|
Financial Statements
|
|
CAPITAL MANAGEMENT CORP /VA
|
SCHEDULE 13G
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Incubara Capital Corp.
|
1-A/A
|
|
|
PHYSICIANS FINANCIAL SERVICES, INC.
|
13F-HR
|
|
|
Tristar Acquisition I Corp.
|
SC 13G/A
|
|
|
Magnetar Financial LLC
|
SC 13G/A
|
|
|
Accelerator Ventures Rolling Fund, LP - C3
|
D
|
|
|
PEOPLES BANCORP INC
|
8-K
|
Financial Statements
|
|
Franklin, Parlapiano, Turner & Welch, LLC
|
13F-HR
|
|
|
BURGUNDY FUNDS DST-EAFE PORTFOLIO
|
D/A
|
|
|
Seelaus Asset Management LLC
|
13F-HR
|
|
|
Rolling Fun GP, LP - B4
|
D
|
|
|
Clean Energy Special Situations Corp.
|
SC 13G/A
|
|
|
Cyxtera Technologies, Inc.
|
15-12G
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C6
|
10-D
|
|
|
Woodruff William Matthew
|
4
|
|
|
KIRBY CORP
|
4
|
Financial Statements
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
497K
|
|
|
Cyxtera Technologies, Inc.
|
S-8 POS
|
|
|
Ross Acquisition Corp II
|
SC 13G/A
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2018-C6
|
ABS-EE
|
|
|
Gage Technology, Inc.
|
D
|
|
|
Taylor Alan
|
4
|
|
|
Weave Communications, Inc.
|
4
|
Financial Statements
|
|
DIREXION FUNDS
|
NPORT-P
|
|
|
Virica Biotech Inc.
|
D
|
|
|
Aeries Technology, Inc.
|
SC 13G/A
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
485BPOS
|
|
|
Rochow Garrick J
|
4
|
|
|
CMS ENERGY CORP
|
4
|
Financial Statements
|
|
RCP SOF IV OVERAGE FUND, LP
|
D/A
|
|
|
Johnson Shaun M
|
4
|
|
|
FIRST US BANCSHARES, INC.
|
8-K
|
Financial Statements
|
|
Hayes Rejji P
|
4
|
|
|
Rich Brian F
|
4
|
|
|
STRAHAN DORMAN LYNN
|
4
|
|
|
Wells LeeRoy Jr
|
4
|
|
|
Hendrian Catherine A
|
4
|
|
|
Sustainable Food Ventures, LP - D1
|
D
|
|
|
Venkat Dhenuvakonda Rao
|
4
|
|
|
Vastly Valuable Ventures, LP - A4
|
D
|
|
|
Volato Group, Inc.
|
SC 13G/A
|
|
|
Berry Tonya L
|
4
|
|
|
Monia Brett P
|
144
|
|
|
IONIS PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
McIntosh Scott B
|
4
|
|
|
MINIM, INC.
|
8-K/A
|
|
|
Hofmeister Brandon J.
|
4
|
|
|
First Trust Private Credit Fund
|
424B3
|
|
|
Pelage Marlene
|
4
|
|
|
SANDY SPRING BANCORP INC
|
13F-NT
|
Financial Statements
|
|
CEDRUS LLC
|
13F-HR
|
|
|
Enphys Acquisition Corp.
|
SC 13G/A
|
|
|
Investment Managers Series Trust
|
485BPOS
|
|
|
Cyxtera Technologies, Inc.
|
POS AM
|
|
|
Sandy Spring Bank
|
13F-HR
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
24F-2NT
|
|
|
MUTUAL FUND SERIES TRUST
|
40-17G
|
|
|
O'Neil Christian G.
|
4
|
|
|
PANM GROUP LLC
|
D/A
|
|
|
Cohen & Steers Alternative Income Fund, Inc.
|
24F-2NT
|
|
|
T. Rowe Price Exchange-Traded Funds, Inc.
|
24F-2NT
|
|
|
Nelson Michael Aaron
|
SCHEDULE 13G
|
|
|
Bellerophon Therapeutics, Inc.
|
SCHEDULE 13G
|
Financial Statements
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
SC 13G/A
|
Financial Statements
|
|
VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P.
|
SC 13G/A
|
|
|
Ellman Thomas A.
|
5
|
|
|
FIRST EAGLE FUNDS
|
24F-2NT
|
|
|
RENAISSANCE CAPITAL GREENWICH FUNDS
|
485BPOS
|
|
|
Cerity Partners LLC
|
13F-HR
|
|
|
Alternative Credit Income Fund
|
486BPOS
|
|
|
Trucks Growth Fund LP - C3
|
D
|
|
|
Niemietz Kurt A.
|
4
|
|
|
Uncommon Projects Capital, LP - D1
|
D
|
|
|
NEUBERGER BERMAN EQUITY FUNDS
|
NPORT-P
|
|
|
Neuberger Berman ETF Trust
|
NPORT-P
|
|
|
Mutual Fund & Variable Insurance Trust
|
40-17G
|
|
|
Bay Harbor Wealth Management, LLC
|
13F-HR
|
|
|
BROWN MICHAEL J
|
3
|
|
|
RED RIVER BANCSHARES INC
|
3
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Kensington Asset Management, LLC
|
13F-HR
|
|
|
Kosmos Energy Ltd.
|
SC 13G/A
|
Financial Statements
|
|
BORNMANN DAVID E
|
5
|
|
|
PUBLIX SUPER MARKETS INC
|
5
|
|
|
E-Valuator Funds Trust
|
497K
|
|
|
Advisors Disciplined Trust 2217
|
487
|
|
|
DOMINION PARTNERS, L.C.
|
X-17A-5
|
|
|
Waycross Independent Trust
|
NPORT-P
|
|
|
IX Acquisition Corp.
|
SC 13G/A
|
|
|
Nomura Alternative Income Fund
|
N-23C3A
|
|
|
SAG Holdings Ltd
|
F-1/A
|
|
|
MILLER SCOTT P
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
abrdn Funds
|
24F-2NT
|
|
|
Opportunistic Credit Interval Fund
|
486BPOS
|
|
|
CALAMOS INVESTMENT TRUST/IL
|
24F-2NT
|
|
|
Golds Irwin
|
4
|
|
|
Southern California Bancorp \ CA
|
4
|
|
|
BARON INVESTMENT FUNDS TRUST
|
497
|
|
|
DFN Alpha 90/10 Fund LP
|
D/A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Sun Valley Investment Group, LP
|
D/A
|
|
|
ODEF Rolling Fund, LP - A4
|
D
|
|
|
Reinforced Ventures Subscription Fund, LP - C1
|
D
|
|
|
SAFKHET CAPITAL INVESTORS, LP
|
D/A
|
|
|
BlackRock Private Credit Fund
|
8-K
|
|
|
Quadracci Robert H
|
4/A
|
|
|
Quad/Graphics, Inc.
|
4/A
|
Financial Statements
|
|
Strategy Shares
|
40-17G
|
|
|
BankFinancial CORP
|
8-K
|
Financial Statements
|
|
Nissan Auto Receivables 2020-B Owner Trust
|
10-D
|
|
|
Key Mining Corp.
|
S-1/A
|
|
|
Kruger Julie Marie
|
4
|
|
|
Nissan Auto Receivables 2020-A Owner Trust
|
10-D
|
|
|
Empros Technologies Fund XXIII, LLC
|
D/A
|
|
|
Quadracci Robert H
|
3/A
|
|
|
Quad/Graphics, Inc.
|
3/A
|
Financial Statements
|
|
ORANCO INC
|
S-1/A
|
|
|
Carlyle AlpInvest Private Markets Fund
|
SC TO-I
|
|
|
DFN Alpha Advantage Fund LP
|
D/A
|
|
|
Cudahy Theresa Ellen
|
4
|
|
|
CuriosityStream Inc.
|
4
|
|
|
Linqto Liquidshares LLC
|
D
|
|
|
O'NEIL PATRICK R.
|
144
|
|
|
Mercer Bancorp, Inc.
|
SC 13G
|
|
