| Company Name |
Form Type |
SEC Filings |
|
|
|
|
ROCKETFUEL BLOCKCHAIN, INC.
|
SC 13D
|
|
|
ALKALINE WATER Co INC
|
8-K
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
Jefferson William Jr.
|
4
|
|
|
Amplify ETF Trust
|
497K
|
|
|
Shannon Patrick S
|
3
|
|
|
Grifols SA
|
6-K
|
Financial Statements
|
|
Kaival Brands Innovations Group, Inc.
|
8-K
|
|
|
Agrify Corp
|
S-1
|
Financial Statements
|
|
Conestoga Capital Advisors, LLC
|
13F-HR
|
|
|
Luhrs Michael
|
4
|
|
|
Munsey Joshua Todd
|
4
|
|
|
Miller/Howard High Income Equity Fund
|
4
|
|
|
Robbins Brad
|
4
|
|
|
Aspira Women's Health Inc.
|
424B5
|
|
|
Atlanticus Holdings Corp
|
424B5
|
Financial Statements
|
|
Berman Melanie B.
|
4
|
|
|
AUDDIA INC.
|
S-1
|
|
|
Provident Mutual Funds, Inc.
|
485BPOS
|
|
|
LENNAR CORP /NEW/
|
10-K
|
Financial Statements
|
|
Critical Metals Corp.
|
425
|
|
|
BrightSpring Health Services, Inc.
|
424B4
|
|
|
Sizzle Acquisition Corp.
|
DEFA14A
|
|
|
Promontory Capital Partners, LLC
|
D
|
|
|
Cuccia Kimberly S
|
4
|
|
|
Numem Inc.
|
D/A
|
|
|
Ionic Digital Inc.
|
10-12B
|
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
497
|
|
|
ARIEL INVESTMENT TRUST
|
485BPOS
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
BERNSTEIN SANFORD C FUND II INC
|
485BPOS
|
|
|
WILSON TROY EDWARD
|
4
|
|
|
Kura Oncology, Inc.
|
4
|
Financial Statements
|
|
Kuke Music Holding Ltd
|
6-K
|
Financial Statements
|
|
Starboard Investment Trust
|
485BPOS
|
|
|
Magno Maria Georgia
|
4
|
|
|
Baker Hughes Co
|
4
|
Financial Statements
|
|
Apollo Infrastructure Co LLC
|
8-K
|
|
|
Mendel Capital Management LLC
|
13F-HR
|
|
|
Artisan Partners Asset Management Inc.
|
4
|
Financial Statements
|
|
COXE TENCH
|
4
|
|
|
ORGANOVO HOLDINGS, INC.
|
S-3
|
Financial Statements
|
|
Hooper Michael
|
4
|
|
|
CHART INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
RIVERPARK FUNDS TRUST
|
485BPOS
|
|
|
Apostolides James E
|
4
|
|
|
Fairway Tech Inc.
|
C-W
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Revere Partners RF, LP - C4
|
D
|
|
|
Buchan Hannah Scofield
|
4
|
|
|
Hacienda Company, LLC
|
4
|
|
|
Wood John Francis
|
4
|
|
|
BORRAS MARIA C
|
4
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
Allarity Therapeutics, Inc.
|
PRE 14A
|
|
|
YCG Funds
|
NPORT-P
|
|
|
Gode Gunnar
|
4
|
|
|
GRIID Infrastructure Inc.
|
CERT
|
|
|
CANTOR SELECT PORTFOLIOS TRUST
|
485BPOS
|
|
|
EQ ADVISORS TRUST
|
497K
|
|
|
Simonelli Lorenzo
|
4
|
|
|
Primordial Venture Fund, LP - A1
|
D
|
|
|
SPDR INDEX SHARES FUNDS
|
485BPOS
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Cherry Creek Investment Advisors, Inc.
|
13F-HR/A
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
SEI INSTITUTIONAL INTERNATIONAL TRUST
|
485BPOS
|
|
|
RuckList, LLC
|
D
|
|
|
Buese Nancy
|
4
|
|
|
INTELLIGENT BIO SOLUTIONS INC.
|
8-K
|
|
|
Cultivate Brands LP
|
D
|
|
|
Valkyrie ETF Trust II
|
485BXT
|
|
|
Bridger Aerospace Group Holdings, Inc.
|
S-3
|
|
|
Autonomix Medical, Inc.
|
CERT
|
|
|
ExcelFin Acquisition Corp.
|
8-K
|
|
|
Horn Daniel E.
|
4
|
|
|
Liu Tao
|
SC 13G
|
|
|
CHINA PHARMA HOLDINGS, INC.
|
SC 13G
|
Financial Statements
|
|
Oak Hill Capital Partners VI
|
D/A
|
|
|
RAMASWAMY SREEGANESH
|
4
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
Liu Tao
|
3
|
|
|
CHINA PHARMA HOLDINGS, INC.
|
3
|
Financial Statements
|
|
Hill Thomas P Jr
|
4
|
|
|
CHESAPEAKE UTILITIES CORP
|
4
|
Financial Statements
|
|
Yates Lloyd M
|
4
|
|
|
MASS MEGAWATTS WIND POWER INC
|
PRE 14A
|
|
|
Jones David Scott
|
4
|
|
|
EyePoint Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Paradigm, Strategies in Wealth Management, LLC
|
13F-HR
|
|
|
Sizzle Acquisition Corp.
|
425
|
|
|
Puerto Rico Residents Tax-Free Fund, Inc.
|
DEFR14A
|
|
|
Sanders Elaine
|
4
|
|
|
Trilogy Metals Inc.
|
4
|
Financial Statements
|
|
Cooperstone Elliot
|
SC 13D/A
|
|
|
Cano Health, Inc.
|
SC 13D/A
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
NPORT-P
|
|
|
P2 Capital Partners, LLC
|
SC 13D/A
|
|
|
CBIZ, Inc.
|
SC 13D/A
|
Financial Statements
|
|
WYNDHAM HOTELS & RESORTS, INC.
|
SC TO-T/A
|
Financial Statements
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
SC TO-T/A
|
Financial Statements
|
|
O'Grady Michael
|
4
|
|
|
NORTHERN TRUST CORP
|
4
|
|
|
Mixx Technologies, Inc.
|
D
|
|
|
Focused Compounding Fund, LP
|
DEFC14A
|
|
|
PARKS AMERICA, INC
|
DEFC14A
|
|
|
BlackRock Capital Allocation Term Trust
|
4
|
|
|
KKR Credit Opportunities Portfolio
|
486BPOS
|
|
|
Lowell Farms Inc.
|
SC 13D/A
|
|
|
Beehouse, LLC
|
SC 13D/A
|
|
|
O'Grady Michael
|
4/A
|
|
|
NORTHERN TRUST CORP
|
4/A
|
|
|
Territorial Bancorp Inc.
|
8-K
|
Financial Statements
|
|
Brown Jay A.
|
4
|
|
|
CROWN CASTLE INC.
|
4
|
Financial Statements
|
|
AB Active ETFs, Inc.
|
497
|
|
|
D'Andre Carla
|
4/A
|
|
|
KINGSTONE COMPANIES, INC.
|
4/A
|
Financial Statements
|
|
Southbeach Trust R6
|
144
|
|
|
Zeta Global Holdings Corp.
|
144
|
Financial Statements
|
|
Gross Mary E.
|
144
|
|
|
UNITY BANCORP INC /NJ/
|
144
|
Financial Statements
|
|
Giardini Tony
|
4
|
|
|
ATKINS BETSY S
|
4
|
|
|
SL GREEN REALTY CORP
|
4
|
Financial Statements
|
|
SCM ESH Opportunity Fund III LLC
|
D
|
|
|
Assertio Holdings, Inc.
|
8-K
|
Financial Statements
|
|
EQ ADVISORS TRUST
|
497
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Becker Steven R
|
4
|
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Sizzle Acquisition Corp.
|
8-K
|
|
|
Spinnaker ETF Series
|
485BPOS
|
|
|
AltraVue Capital, LLC
|
SC 13G/A
|
|
|
Semler Scientific, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Kuke Music Holding Ltd
|
424B5
|
Financial Statements
|
|
Spring Valley Acquisition Corp. II
|
8-K
|
|
|
SMX
|
6-K
|
|
|
Whitehead Jason E.
|
4
|
|
|
Chijet Motor Company, Inc.
|
6-K
|
|
|
Strategic Organizing Center
|
DFRN14A
|
|
|
STARBUCKS CORP
|
DFRN14A
|
Financial Statements
|
|
Pomel Olivier
|
4
|
|
|
Datadog, Inc.
|
4
|
Financial Statements
|
|
Phio Pharmaceuticals Corp.
|
8-K
|
Financial Statements
|
|
McLoughlin Sean
|
3
|
|
|
HilleVax, Inc.
|
3
|
Financial Statements
|
|
Foremost Lithium Resource & Technology Ltd.
|
6-K
|
|
|
Budur Kumar
|
4
|
|
|
Harmony Biosciences Holdings, Inc.
|
4
|
Financial Statements
|
|
360 Funds
|
485BPOS
|
|
|
Bingold Michael
|
4
|
|
|
Advisers Investment Trust
|
485BPOS
|
|
|
Budur Kumar
|
3
|
|
|
Harmony Biosciences Holdings, Inc.
|
3
|
Financial Statements
|
|
Wilkinson Tristram
|
4
|
|
|
KIMBERLY CLARK CORP
|
4
|
Financial Statements
|
|
Oric Pharmaceuticals, Inc.
|
S-3
|
Financial Statements
|
|
Point72 Capital, L.P.
|
D/A
|
|
|
GOLD FIELDS LTD
|
6-K
|
Financial Statements
|
|
Rain Oncology Inc.
|
S-8 POS
|
Financial Statements
|
|
Avid Bioservices, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Nucleation Capital, LP - C3
|
D
|
|
|
Natixis Funds Trust II
|
NPORT-P
|
|
|
Point72 Capital International, Ltd.
|
D/A
|
|
|
Community Capital Trust
|
NPORT-P
|
|
|
City National Rochdale Strategic Credit Fund
|
NPORT-P
|
|
|
Becker Steven R
|
3
|
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
3
|
Financial Statements
|
|
AG Mortgage Investment Trust, Inc.
|
8-K
|
|
|
PINTOFF CRAIG ADAM
|
4
|
|
|
UNITED RENTALS, INC.
|
4
|
Financial Statements
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
Team Ignite Ventures, LP - B4
|
D
|
|
|
Family Trust No. C5 DTD 5/27/22
|
144
|
|
|
Landa App LLC
|
1-U
|
|
|
Dayno Jeffrey M.
|
4
|
|
|
Portfolio Services Ltd.
|
SC 13G/A
|
|
|
British American Tobacco p.l.c.
|
SC 13G/A
|
Financial Statements
|
|
Investcorp US Institutional Private Credit Fund
|
8-K
|
|
|
Flaherty Scott B.
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
WEST BANCORPORATION INC
|
13F-HR
|
Financial Statements
|
|
DILLARD GEORGE DOUGLAS JR
|
4
|
|
|
ACUITY BRANDS INC
|
4
|
Financial Statements
|
|
Dierks Jeffrey
|
4
|
|
|
IVY FUNDS
|
485BPOS
|
|
|
TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA
|
D/A
|
|
|
Grupo Argos S.A.
|
3/A
|
|
|
Argos SEM, LLC
|
3/A
|
|
|
Valle Cement Investments, Inc.
|
3/A
|
|
|
Summit Materials, Inc.
|
3/A
|
Financial Statements
|
|
Cementos Argos S.A.
|
3/A
|
|
|
BurgerFi International, Inc.
|
8-K
|
|
|
CONESTOGA FUNDS
|
485BPOS
|
|
|
AB HIGH INCOME FUND INC
|
485BPOS
|
|
|
Serafin Andrew
|
4
|
|
|
UFP TECHNOLOGIES INC
|
SC 13G/A
|
Financial Statements
|
|
TAMPA ELECTRIC CO
|
424B5
|
|
|
DFA INVESTMENT DIMENSIONS GROUP INC
|
24F-2NT
|
|
|
Nauticus Robotics, Inc.
|
425
|
|
|
Dewan Darryll E
|
4
|
|
|
TSS, Inc.
|
4
|
|
|
Kingsley Scott Allen
|
4
|
|
|
NBT BANCORP INC
|
4
|
Financial Statements
|
|
Phunware, Inc.
|
8-K
|
|
|
Kapadia Sandip
|
4
|
|
|
DELAWARE GROUP EQUITY FUNDS IV
|
485BPOS
|
|
|
Nicholson Roger Lee
|
4
|
|
|
Zuckerberg Mark
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
WEBER JAMES HARRY
|
4
|
|
|
COMERICA INC /NEW/
|
4
|
Financial Statements
|
|
Gabelli Innovations Trust
|
485BPOS
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
FWP
|
Financial Statements
|
|
Safeguard Investment Advisory Group, LLC
|
13F-HR
|
|
|
Sefzik Peter L
|
4
|
|
|
CFSB Bancorp, Inc. /MA/
|
8-K
|
|
|
Limoges Andrew B.
|
4
|
|
|
DIMENSIONAL INVESTMENT GROUP INC
|
24F-2NT
|
|
|
RITCHIE MICHAEL T
|
4
|
|
|
Ortiz Mauricio A
|
4
|
|
|
Dianthus Therapeutics, Inc. /DE/
|
4
|
Financial Statements
|
|
CARR EDWARD
|
4
|
|
|
Casalena Anthony
|
144
|
|
|
Squarespace, Inc.
|
144
|
Financial Statements
|
|
Nauticus Robotics, Inc.
|
8-K
|
|
|
Oxford Development Partners LLC
|
D
|
|
|
Ehrsam Frederick Ernest III
|
144
|
|
|
Coinbase Global, Inc.
|
144
|
Financial Statements
|
|
Wolff Stefani
|
4
|
|
|
Rain Oncology Inc.
|
4
|
Financial Statements
|
|
Moore Christine M
|
4
|
|
|
Hoag Jay C
|
4
|
|
|
SPDR S&P 500 ETF TRUST
|
485BPOS
|
|
|
McKinney Cassandra M.
|
4
|
|
|
KORZEKWINSKI FRANCIS W
|
4
|
|
|
Herzog James J
|
4
|
|
|
Radovich Peter
|
4
|
|
|
Amplify ETF Trust
|
CERT
|
|
|
Simply Good Foods Co
|
4
|
Financial Statements
|
|
Montgomery Robert G.
|
4
|
|
|
Hays Von E
|
4
|
|
|
WINSTON MARY A
|
4
|
|
|
GS MORTGAGE SECURITIES CORP II
|
ABS-15G
|
|
|
FARMER CURTIS C
|
4
|
|
|
ClimateRock Holdings Ltd
|
F-4
|
|
|
TETON WESTWOOD FUNDS
|
485BPOS
|
|
|
Kesler Dale Craig
|
144
|
|
|
EAGLE MATERIALS INC
|
144
|
Financial Statements
|
|
Leopold Anthony S.
|
4
|
|
|
PSG Equity L.L.C.
|
13F-HR
|
|
|
10X Capital / Gaingels Diversity Fund, LP - C2
|
D
|
|
|
Signing Day Sports, Inc.
|
S-1
|
|
|
Nguyen Tran
|
4
|
|
|
CRESPI MEGAN D.
|
4
|
|
|
ADVISORS SERIES TRUST
|
497
|
|
|
BondBloxx Investment Management Corp.
|
40-APP/A
|
|
|
BondBloxx ETF Trust
|
40-APP/A
|
|
|
Veness Adam M
|
4
|
|
|
GABELLI MONEY MARKET FUNDS
|
485BPOS
|
|
|
CHAUSSE MELINDA A.
|
4
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
8-K
|
|
|
Nova Lifestyle, Inc.
|
8-K
|
Financial Statements
|
|
Finnovate Acquisition Corp.
|
8-K
|
|
|
PALISADE BIO, INC.
|
PRE 14A
|
|
|
Apple Allan Victor
|
144
|
|
|
CREDIT ACCEPTANCE CORP
|
144
|
Financial Statements
|
|
Hayes Robin
|
4
|
|
|
KEYCORP /NEW/
|
4
|
Financial Statements
|
|
CARR JAMES MCGREGOR
|
4
|
|
|
Amer Sports, Inc.
|
F-1/A
|
|
|
MAXCYTE, INC.
|
8-K
|
|
|
Fluence Energy, Inc.
|
ARS
|
Financial Statements
|
|
ASHLAND INC.
|
8-K
|
Financial Statements
|
|
McEwen Mining Inc.
|
8-K
|
Financial Statements
|
|
Burkhart Megan D
|
4
|
|
|
Series Portfolios Trust
|
NPORT-P
|
|
|
Edenbrook Capital, LLC
|
SC 13G/A
|
|
|
PHX MINERALS INC.
|
SC 13G/A
|
Financial Statements
|
|
Hrustanovic Gorjan
|
4
|
|
|
Tesspay Inc.
|
S-1
|
|
|
Jefferies Financial Group Inc.
|
10-K
|
Financial Statements
|
|
HIGHWATER ETHANOL LLC
|
8-K
|
|
|
WEISEL THOMAS W
|
4
|
|
|
STIFEL FINANCIAL CORP
|
4
|
Financial Statements
|
|
Sachleben Mark
|
4
|
|
|
GW HENSSLER & ASSOCIATES LTD
|
13F-HR
|
|
|
Bridges Wendy
|
4
|
|
|
Randhawa Simrat
|
4
|
|
|
Advisors' Inner Circle Fund II
|
485APOS
|
|
|
Barger Matthew R
|
4
|
|
|
Flannery Matthew John
|
4
|
|
|
AB GLOBAL BOND FUND, INC.
|
485BPOS
|
|
|
OSI SYSTEMS INC
|
S-8
|
Financial Statements
|
|
O'Shaughnessy Laura
|
4
|
|
