| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Xos, Inc.
|
144
|
|
|
David Shay
|
4
|
|
|
CGC Financial Services, LLC
|
13F-HR
|
|
|
Adams Asset Advisors, LLC
|
13F-HR
|
|
|
NextGen UrbanStems LLC
|
D/A
|
|
|
Streeterville Capital LLC
|
SC 13G/A
|
|
|
CHINA PHARMA HOLDINGS, INC.
|
SC 13G/A
|
Financial Statements
|
|
Rockline Wealth Management, LLC
|
13F-HR
|
|
|
Shadowridge Apex Fund LP
|
D/A
|
|
|
Sara-Bay Financial
|
13F-HR
|
|
|
LEE ENTERPRISES, Inc
|
DEF 14A
|
Financial Statements
|
|
Weir Daniel F
|
4
|
|
|
TFS Financial CORP
|
4
|
Financial Statements
|
|
ABRAMS ROBIN ANN
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
TSW3, LP
|
D/A
|
|
|
FIDELITY D & D BANCORP INC
|
13F-HR
|
Financial Statements
|
|
Wellington Global Technology Long/Short Fund, L.P.
|
D/A
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
10-Q
|
|
|
WEIK VALUE PARTNERS
|
D/A
|
|
|
AREX Capital, Ltd.
|
D/A
|
|
|
OLD WESTBURY FUNDS INC
|
N-CEN
|
|
|
Stetson Capital Fund IV
|
D
|
|
|
Stetson Capital Fund IV LP
|
D
|
|
|
Sunnova Energy Corp
|
ABS-15G
|
|
|
MCS MA REIT, INC.
|
D
|
|
|
AVALON CAPITAL MANAGEMENT
|
13F-HR
|
|
|
Nascend PBC
|
C-U
|
|
|
mTradeCo.
|
D
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
DEF 14C
|
|
|
Magyar Bancorp, Inc.
|
DEFA14A
|
Financial Statements
|
|
SCOTT ROAD PROPERTY REIT LLC
|
D
|
|
|
Magyar Bancorp, Inc.
|
DEF 14A
|
Financial Statements
|
|
VIDEO DISPLAY CORP
|
10-Q
|
|
|
SUMMIT PARTNERS L P
|
13F-HR
|
|
|
WEIK SMALL-CAP PARTNERS
|
D/A
|
|
|
SUMMIT FINANCIAL GROUP, INC.
|
13F-HR
|
Financial Statements
|
|
GSI Absolute Return Fund L.P.
|
D/A
|
|
|
Casaccio Tenee R
|
4
|
|
|
ARROW FINANCIAL CORP
|
4
|
Financial Statements
|
|
Behan Mark
|
4
|
|
|
Miller Elizabeth
|
4
|
|
|
CHAMPION GREGORY J
|
4
|
|
|
DAKE GARY C
|
4
|
|
|
Read Colin L
|
4
|
|
|
O'Conor Raymond F
|
4
|
|
|
OWENS WILLIAM L
|
4
|
|
|
LITMAN GREGORY FUNDS TRUST
|
485BXT
|
|
|
Westside Investment Management, Inc.
|
13F-HR
|
|
|
Generative Crossover Onshore LP
|
D/A
|
|
|
iSHARES TRUST
|
8-A12B
|
|
|
Opto Artificial Intelligence Early Stage Venture Fund, LP
|
D
|
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Invesco Trust for Investment Grade New York Municipals
|
4
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
HENNESSY JOHN L
|
4
|
|
|
Grade Joel T.
|
144
|
|
|
SYSCO CORP
|
144
|
Financial Statements
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
Target Global Selected Opportunities, LLC - Series Manganese
|
D
|
|
|
TRANSAMERICA SERIES TRUST
|
497
|
|
|
astbury kenneth alan
|
SC 13G
|
|
|
MUELLER PAUL CO
|
SC 13G
|
|
|
SREP ACRE Fund IV Co-Invest REIT, LLC
|
D
|
|
|
APPlife Digital Solutions Inc
|
POS AM
|
|
|
ALGER FUNDS II
|
N-CEN
|
|
|
Advisors Disciplined Trust 2220
|
497J
|
|
|
SIEBERT FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
ALGER FUNDS
|
N-CEN
|
|
|
ALGER INSTITUTIONAL FUNDS
|
N-CEN
|
|
|
ALGER GLOBAL FOCUS FUND
|
N-CEN
|
|
|
ARBITRAGE FUNDS
|
40-17G
|
|
|
Hartford Funds Exchange-Traded Trust
|
N-CEN
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
4
|
|
|
Principal Real Estate Income Fund
|
N-CEN
|
|
|
New Hampshire Trust
|
13F-HR
|
|
|
AltShares Trust
|
40-17G
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Neuberger Berman Group LLC
|
SC 13D/A
|
|
|
STANDARD BIOTOOLS INC.
|
SC 13D/A
|
|
|
Bayforest Innovation Fund US LP
|
D
|
|
|
C3 Bullion, Inc.
|
D/A
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
Barings Global Investment Funds plc
|
D/A
|
|
|
HARTFORD MUTUAL FUNDS INC/CT
|
N-CEN
|
|
|
Janus Detroit Street Trust
|
N-CEN
|
|
|
ZeroBeta Series of 4Alts Platform LLC
|
D
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
4
|
|
|
HARTFORD MUTUAL FUNDS II INC
|
N-CEN
|
|
|
WRIGHT JOSEPH T JR
|
4
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
4
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
Pennington Real Estate Partners OZF, LP
|
D
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
Managed Portfolio Series
|
24F-2NT
|
|
|
Zededa, Inc.
|
D
|
|
|
GEF US Climate Solutions II Feeder, L.P.
|
D/A
|
|
|
GEF US Climate Solutions Fund II, L.P.
|
D/A
|
|
|
ITRIANGLE SPV A SERIES OF SSD SPV I LLC
|
D
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
4
|
|
|
BlackRock Capital Investment Corp
|
DEFA14A
|
Financial Statements
|
|
Independent Wealth Network Inc.
|
13F-HR
|
|
|
BlackRock TCP Capital Corp.
|
DEFA14A
|
Financial Statements
|
|
Marquie Group, Inc.
|
NT 10-Q
|
|
|
Aquilus Inflection Fund LP
|
D/A
|
|
|
INSTOREAI-SPV A SERIES OF SSD SPV I LLC
|
D
|
|
|
Aquacultural Research Corp
|
D
|
|
|
LifeGuides, PBC
|
D/A
|
|
|
Volato Group, Inc.
|
S-1
|
|
|
Innovator ETFs Trust
|
485APOS
|
|
|
Ramirez Elisa Z
|
4
|
|
|
Miller/Howard High Income Equity Fund
|
4
|
|
|
747 Shine Capital, L.P.
|
D
|
|
|
PIMCO California Flexible Municipal Income Fund
|
424B3
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
KKR Diversified Core Infrastructure CAD Feeder Fund
|
D/A
|
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
Golden Seeds Alcatraz AI LLC
|
D/A
|
|
|
FarmTogether Sustainable Farmland Fund, LP fka FarmTogether US Farmland Fund, LP
|
D/A
|
|
|
Grannus Therapeutics, Inc.
|
D
|
|
|
Meyne John R
|
3
|
|
|
LKQ CORP
|
3
|
Financial Statements
|
|
Brookfield Real Estate Secondaries C L.P.
|
D/A
|
|
|
Brookfield Real Estate Secondaries B L.P.
|
D/A
|
|
|
Brookfield Real Estate Secondaries A L.P.
|
D/A
|
|
|
Hamilton Andrew C
|
3
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
4
|
Financial Statements
|
|
Caden Opportunity Fund, L.P.
|
D/A
|
|
|
TRANSAMERICA FUNDS
|
497
|
|
|
C3N Technologies, Inc.
|
D
|
|
|
Listed Funds Trust
|
N-CEN
|
|
|
Nautical Ventures Group Inc.
|
D
|
|
|
Destra Multi-Alternative Fund
|
4
|
|
|
Caden Long Equity Fund, L.P.
|
D/A
|
|
|
BlackRock Health Sciences Term Trust
|
4
|
|
|
KKR Diversified Core Infrastructure GBP Feeder Fund
|
D/A
|
|
|
UNIFIRST CORP
|
8-K
|
Financial Statements
|
|
Calamos ETF Trust
|
497K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
SILVER STAR PROPERTIES REIT, INC
|
DEFA14A
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Golden Seeds Endomedix LLC
|
D
|
|
|
BlackRock Innovation & Growth Term Trust
|
4
|
|
|
NEOS ETF Trust
|
497K
|
|
|
BlackRock Capital Allocation Term Trust
|
4
|
|
|
KKR Diversified Core Infrastructure EUR Feeder Fund
|
D/A
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
GS OtoNexus LLC
|
D
|
|
|
PRINCIPAL FUNDS, INC.
|
N-CEN
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
NEOS ETF Trust
|
497
|
|
|
McGuire Investment Group, LLC
|
13F-HR
|
|
|
ICI Fund II, L.P.
|
D/A
|
|
|
CX Institutional
|
13F-HR
|
|
|
Aikya Investment Management Ltd
|
13F-HR
|
|
|
Golden Seeds Princeton Identity LLC
|
D
|
|
|
LOCHEN RICHARD S JR
|
4
|
|
|
Swick Adam Michael
|
4
|
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
SWAMI ASHU
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Vidoso, Inc.
|
D
|
|
|
BLACKROCK LIQUIDITY FUNDS
|
N-CEN
|
|
|
Pacific & General Investments Inc.
|
D/A
|
|
|
CAA-Point Olema U.S. VC Portfolio, L.P.
|
D/A
|
|
|
SCHWAB STRATEGIC TRUST
|
497K
|
|
|
SKEMA, INC.
|
D
|
|
|
SkyOak Wealth, LLC
|
13F-HR
|
|
|
Master Portfolio
|
D/A
|
|
|
JONES FINANCIAL COMPANIES LLLP
|
8-K
|
|
|
BNY Mellon Investment Funds III
|
40-17F2
|
|
|
Amplify ETF Trust
|
485BXT
|
|
|
Array Radiology, LLC
|
D
|
|
|
Ross Elizabeth
|
3
|
|
|
HARTE HANKS INC
|
3
|
Financial Statements
|
|
Pensa Systems, Inc.
|
D
|
|
|
Alphadyne International Fund, Ltd.
|
D/A
|
|
|
INDEPENDENT INVESTORS INC
|
13F-HR
|
|
|
Dogness
|
6-K
|
Financial Statements
|
|
Jacksonville Ambulatory Surgery Center, LLC
|
D
|
|
|
Managed Portfolio Series
|
N-CEN
|
|
|
HUDSON VALLEY INVESTMENT ADVISORS INC /ADV
|
13F-HR
|
|
|
Valkyrie ETF Trust II
|
485BXT
|
|
|
Bodnyk Sandra
|
4/A
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
4/A
|
Financial Statements
|
|
Global Strategic Investment Solutions, LLC
|
13F-HR
|
|
|
Coutts & Co
|
13F-NT
|
|
|
Willis Johnson & Associates, Inc.
|
13F-HR
|
|
|
Columbia ETF Trust I
|
N-CEN
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
N-CEN
|
|
|
DALTON KIZUNA
|
D/A
|
|
|
Columbia Funds Series Trust II
|
N-CEN
|
|
|
Morgan Stanley Portfolios, Series 70
|
497J
|
|
|
PINEAPPLE, INC.
|
10-Q
|
|
|
PT1 HoldCo LLC
|
D
|
|
|
Whitaker-Myers Wealth Managers, LTD.
|
13F-HR
|
|
|
SCHWAB STRATEGIC TRUST
|
497
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Vanamor Reedville Meadows Investments L.P.
|
D
|
|
|
NatWest Group plc
|
13F-HR
|
Financial Statements
|
|
Lantz Financial LLC
|
13F-HR
|
|
|
Verde Capital Management
|
13F-HR
|
|
|
TREASURE GLOBAL INC
|
PRE 14C
|
Financial Statements
|
|
Mendelson Daniel Newman
|
4
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
Alphadyne International
|
D/A
|
|
|
Twelve Points Wealth Management LLC
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Merrion Investment Management Co, LLC
|
13F-HR
|
|
|
Sterling Investment Counsel, LLC
|
13F-HR
|
|
|
Govinda's Catering LLC
|
C/A
|
|
|
Arrived SFR Genesis Fund, LLC
|
253G2
|
|
|
Dalton India
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BXT
|
|
|
South Meadow MHC Holdings LLC
|
D
|
|
|
Bimes Randy S.
|
4/A
|
|
|
QNB CORP
|
4/A
|
|
|
Invesco Unit Trusts Series 2337
|
497J
|
|
|
Medinotec Inc.
|
NT 10-Q
|
|
|
Signify Wealth
|
13F-HR
|
|
|
Pono Capital Three, Inc.
|
8-K
|
|
|
FT 11183
|
487
|
|
|
Revolve Wealth Partners, LLC
|
13F-HR
|
|
|
FT 11181
|
487
|
|
|
Montecito Medical Office Fund IV
|
D
|
|
|
FT 11188
|
487
|
|
|
Arrived SFR Genesis Fund, LLC
|
1-U
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
PEMBINA PIPELINE CORP
|
6-K
|
Financial Statements
|
|
Accredited Solutions, Inc.
|
10-Q
|
|
|
FT 11192
|
487
|
|
|
FT 11182
|
487
|
|
|
Presidio Capital Management, LLC
|
13F-HR
|
|
|
FT 11187
|
487
|
|
|
Tiferes Triple Whale I LLC
|
D
|
|
|
Park Edge Advisors, LLC
|
13F-HR
|
|
|
UBS Series Funds
|
DEL AM
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Volcon, Inc.
|
8-K
|
Financial Statements
|
|
Wheeler Real Estate Investment Trust, Inc.
|
SC 13D
|
|
|
Amster Howard
|
SC 13D
|
|
|
Arrived STR 2, LLC
|
253G2
|
|
|
Sweet Financial Partners, LLC
|
13F-HR
|
|
|
Papyrus Capital Fund LP
|
D/A
|
|
|
Advisory Research Partners Fund, L.P.
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
485BXT
|
|
|
Oak Harvest Investment Services
|
13F-HR
|
|
|
Courant Investment Management LLC
|
13F-HR
|
|
|
Asian Infrastructure Investment Bank
|
424B5
|
|
|
Platte River Wealth Advisors, LLC
|
13F-HR
|
|
|
Visions Hotels Opportunity Fund 8 L.P.
|
D
|
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
4
|
|
|
Perold Jacques P
|
4
|
|
|
LS Investment Advisors, LLC
|
13F-HR
|
|
|
Briarwood Capital Partners LP
|
D/A
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
REEDER JOE
|
4
|
|
|
PERMA FIX ENVIRONMENTAL SERVICES INC
|
4
|
Financial Statements
|
|
Stolper Co
|
13F-HR
|
|
|
Papyrus Perennial Yield Fund LP
|
D/A
|
|
|
1WS Credit Income Fund
|
N-CEN
|
|
|
DALTON ASIA
|
D/A
|
|
|
Arrived STR 2, LLC
|
1-U
|
|
|
Dhanidina Halim
|
144
|
|
|
Fidelity National Financial, Inc.
|
144
|
Financial Statements
|
|
KKR Diversified Core Infrastructure USD Feeder Fund
|
D/A
|
|
|
KEATING WEALTH MANAGEMENT LLC
|
13F-HR
|
|
|
KLEIN PAVLIS & PEASLEY FINANCIAL, INC.
|
13F-HR
|
|
|
Blue Ocean Capital Wealth Fund LLC
|
D/A
|
|
|
KUKUCHKA RONALD G
|
4
|
|
|
Arrived STR, LLC
|
253G2
|
|
|
DIXON FNANCIAL SERVICES, INC.
|
13F-HR
|
|
|
Dillon Inland Port I, LLC
|
D/A
|
|
|
Yaupon Fund
|
D/A
|
|
|
ELLIS RESIDENTIAL PHASE II INVESTMENT PARTNERS, LLC
|
D/A
|
|
|
Private Advisory Group LLC
|
13F-HR/A
|
|
|
CV EMB CO-INVEST LP
|
D
|
|
|
Hixon Zuercher, LLC
|
13F-HR
|
|
|
Partners Capital Harrier Fund
|
D/A
|
|
|
Ellis Residential, L.P.
|
D/A
|
|
|
Greenspring Advisors, LLC
|
13F-HR
|
|
|
iSHARES TRUST
|
N-CEN
|
|
|
BlackRock Funds III
|
N-CEN
|
|
|
BLACKROCK FUNDS
|
N-CEN
|
|
|
iShares, Inc.
|
N-CEN
|
|
|
iShares U.S. ETF Trust
|
N-CEN
|
|
|
BlackRock Multi-Sector Income Trust
|
N-CEN
|
|
|
HWH International Inc.
|
4
|
|
|
WOLVERINE ASSET MANAGEMENT LLC
|
4
|
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
4/A
|
|
|
Perold Jacques P
|
4/A
|
|
|
Norway Savings Bank
|
13F-HR
|
|
|
Symmetry Panoramic Trust
|
N-CEN/A
|
|
|
Everhart Financial Group, Inc.
|
13F-HR
|
|
|
Grover Vikram P
|
4
|
|
