| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
4
|
|
|
Rome Capital Investors Offshore Ltd.
|
D/A
|
|
|
TCW ETF Trust
|
DEF 14A
|
|
|
Clarity Financial LLC
|
13F-HR
|
|
|
Sausalito Records Ltd Liability Co
|
D
|
|
|
Northern Trace Fund II LLC
|
D/A
|
|
|
Future Health ESG Corp.
|
3
|
|
|
Bay Rivers Group
|
13F-HR
|
|
|
Polar Asset Management Partners Inc.
|
3
|
|
|
Genius Group Ltd
|
6-K
|
Financial Statements
|
|
CCA Longevity Fund V
|
D
|
|
|
MacKay Municipal High Income Opportunities Fund LP
|
D/A
|
|
|
Apeiron RIA LLC
|
13F-HR
|
|
|
Rome Capital Investors, LP
|
D/A
|
|
|
DNB Bank ASA
|
SCHEDULE 13G
|
|
|
SFL Corp Ltd.
|
SCHEDULE 13G
|
Financial Statements
|
|
TLW Wealth Management, LLC
|
13F-HR
|
|
|
GUILFORD ROAD INVESTMENT PARTNERS LLC
|
D/A
|
|
|
PIPER ROAD INVESTMENT PARTNERS LLC
|
D/A
|
|
|
BELLWOOD ROAD INVESTMENT PARTNERS LLC
|
D/A
|
|
|
Duke Energy CORP
|
8-K
|
Financial Statements
|
|
LVM CAPITAL MANAGEMENT LTD/MI
|
13F-HR
|
|
|
TSWS, L.P.
|
D/A
|
|
|
Overland Advantage
|
10-12G/A
|
|
|
Bodnyk Sandra
|
4
|
|
|
Dalton Pacific Rim Fund LP
|
D/A
|
|
|
NORTHEAST INVESTORS TRUST
|
497AD
|
|
|
Amur Equipment Finance, Inc.
|
ABS-15G
|
|
|
Arrived STR, LLC
|
1-U
|
|
|
AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA
|
485BXT
|
|
|
RIDGEWOOD ENERGY V FUND LLC
|
5
|
|
|
Swanson Robert E
|
5
|
|
|
Stride Opportunities Fund LP
|
D/A
|
|
|
Ridgewood Energy O Fund LLC
|
5
|
|
|
Monterey Private Wealth, Inc.
|
13F-HR
|
|
|
RIDGEWOOD ENERGY Q FUND LLC
|
5
|
|
|
Greenhouse Wealth Management, LLC
|
13F-HR
|
|
|
Piper Road Equus Investors LLC
|
D/A
|
|
|
Bellwood Road Equus Investors LLC
|
D/A
|
|
|
Guilford Road Equus Investors LLC
|
D/A
|
|
|
AMERITAS VARIABLE SEPARATE ACCOUNT VA-2
|
485BXT
|
|
|
abrdn Life Sciences Investors
|
SC 13D/A
|
Financial Statements
|
|
LibreMax Core Fund, LP
|
D/A
|
|
|
Fortress Wealth Group, LLC
|
13F-HR
|
|
|
Abcam plc
|
SC 13G/A
|
Financial Statements
|
|
HARDING LOEVNER LP
|
SC 13G/A
|
|
|
FIRST TRUST MORTGAGE INCOME FUND
|
N-CEN
|
|
|
Executive Equity Bellwood Road LLC
|
D/A
|
|
|
RDA Financial Network
|
13F-HR
|
|
|
TOCQUEVILLE TRUST
|
N-CEN
|
|
|
NYLARC HOLDING CO INC.
|
D
|
|
|
Executive Equity Guilford Road LLC
|
D/A
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CEN
|
|
|
Innovator ETFs Trust
|
N-CEN
|
|
|
CLF-McKinney 1, LLC
|
D
|
|
|
Barnegat Investments Ltd
|
D/A
|
|
|
Moo Point Capital Management Fund LP
|
D/A
|
|
|
Executive Equity Piper Road LLC
|
D/A
|
|
|
Paragon Capital Management Ltd
|
13F-HR
|
|
|
Akerna Corp.
|
425
|
|
|
FFG RETIREMENT ADVISORS LLC
|
13F-HR
|
|
|
Emery Christina
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
WeldenField Real Estate BAM Fund II, LP
|
D/A
|
|
|
Akerna Corp.
|
8-K
|
|
|
TSW II, L.P.
|
D/A
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
SINGH RAJEEV
|
4
|
|
|
Empirical Asset Management, LLC
|
13F-HR
|
|
|
Stargate Holdings, Inc.
|
D
|
|
|
Pivot Holdings III LLC
|
D
|
|
|
EAGLE ROCK INVESTMENT COMPANY, LLC
|
13F-HR
|
|
|
Aubrey William E II
|
4
|
|
|
Cavanaugh Robert N
|
4
|
|
|
Davis Investment Partners, LLC
|
13F-HR
|
|
|
Barnes Stephen H.
|
4
|
|
|
VERDAD EUROPE FUND, L.P.
|
D/A
|
|
|
DFP FUND, L.P.
|
D/A
|
|
|
DALTON KIZUNA
|
D/A
|
|
|
Etesian Wealth Advisors, Inc.
|
13F-HR
|
|
|
DUDLEY & SHANLEY, INC.
|
13F-HR
|
|
|
Volta Labs, Inc.
|
D
|
|
|
HILTON MICHAEL W
|
4
|
|
|
Roma Green Finance Ltd
|
6-K
|
|
|
BC 2416 Barry, LP
|
D
|
|
|
Invesco Unit Trusts Series 2338
|
487
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
WHITEHAVEN CREDIT OPPORTUNITIES FUND, LTD.
|
D/A
|
|
|
BLACK UNICORN FACTORY
|
1-A-W
|
|
|
BofA Finance LLC
|
FWP
|
|
|
WISEMAN THOMAS E
|
4
|
|
|
OHIO VALLEY BANC CORP
|
4
|
Financial Statements
|
|
Arrived Homes 3, LLC
|
253G2
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
Desert Light Capital, LP
|
D/A
|
|
|
ONESPAWORLD HOLDINGS Ltd
|
4
|
|
|
FUSFIELD GLENN
|
4
|
|
|
Battle Capital Investment Partners LP
|
D/A
|
|
|
Ativo International Equity Fund, LP
|
D/A
|
|
|
USEDC 2023 Auxiliary Fund LP
|
D/A
|
|
|
WHITEHAVEN CREDIT OPPORTUNITIES FUND, LP
|
D/A
|
|
|
ATLANTIC LITHOTRIPSY, LLC
|
D/A
|
|
|
Dialectic Barrel Finance SPV LLC
|
D
|
|
|
THREE LOTS 650, LLC
|
D
|
|
|
Dialectic Provable SPV LLC
|
D
|
|
|
Chloe Nashville HV, LLC
|
D
|
|
|
Toyota Auto Receivables 2024-A Owner Trust
|
ABS-15G
|
|
|
TOYOTA AUTO FINANCE RECEIVABLES LLC
|
ABS-15G
|
|
|
Marcho Partners Feeder Fund
|
D/A
|
|
|
ALLIANZ LIFE VARIABLE ACCOUNT B
|
497
|
|
|
Sony Group Corp
|
6-K
|
|
|
VanEck Bitcoin Trust
|
FWP
|
|
|
ISRAEL, STATE OF
|
FWP
|
|
|
Arrived Homes 3, LLC
|
1-U
|
|
|
Canterbury Peak Investors, LLC
|
D
|
|
|
DBX ETF TRUST
|
485BXT
|
|
|
Broadfield Capital, L.P.
|
D/A
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
EQ ADVISORS TRUST
|
497K
|
|
|
Kerry Solar Investments, LLC
|
D
|
|
|
Griffin Capital Qualified Opportunity Zone Fund III, L.P.
|
D/A
|
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
424B3
|
|
|
Energy Dynamics Fund, L.P.
|
D/A
|
|
|
Invesco Unit Trusts Series 2339
|
487
|
|
|
TSW II Domestic, L.P.
|
D/A
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
Sterling Group Wealth Management, LLC
|
13F-HR
|
|
|
Arrived Homes, LLC
|
253G2
|
|
|
Cardinal Point Capital Management, ULC
|
13F-HR
|
|
|
Alpha Star Acquisition Corp
|
8-K
|
|
|
Mezzasalma Advisors, LLC
|
13F-HR
|
|
|
CITIGROUP INC
|
8-K
|
Financial Statements
|
|
FT 11287
|
S-6
|
|
|
Bellwether Advisors, LLC
|
13F-HR
|
|
|
High Tide Inc.
|
6-K
|
|
|
Cannabis Bioscience International Holdings, Inc.
|
NT 10-Q
|
|
|
Advisor Resource Council
|
13F-HR
|
|
|
CHICKASAW CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
SCHARF INVESTMENTS, LLC
|
13F-HR
|
|
|
FT 11286
|
S-6
|
|
|
Financial Sense Advisors, Inc.
|
13F-HR
|
|
|
Guild Investment Management, Inc.
|
13F-HR
|
|
|
Fortitude Family Office, LLC
|
13F-HR
|
|
|
My Legacy Advisors, LLC
|
13F-HR
|
|
|
Financial Management Professionals, Inc.
|
13F-HR
|
|
|
VALUED ADVISERS TRUST
|
N-CEN
|
|
|
Insight Wealth Strategies, LLC
|
13F-HR
|
|
|
Arrived Homes, LLC
|
1-U
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
First Trust Intermediate Duration Preferred & Income Fund
|
N-CEN
|
|
|
Bitech Technologies Corp
|
8-K
|
|
|
NAM TAI PROPERTY INC.
|
6-K
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Freeman Holdings 1, LLC
|
D
|
|
|
SMX
|
6-K
|
|
|
Quantix Commodities Alpha Partners LP
|
D/A
|
|
|
Tower Hills Fund, LP
|
D
|
|
|
PERSIMMON RESEARCH PARTNERS LP
|
D/A
|
|
|
Arcadium Lithium plc
|
4/A
|
|
|
Ponessa Sara
|
4/A
|
|
|
17Capital Strategic Lending Fund 6 USD SCSp
|
D/A
|
|
|
17Capital Strategic Lending Fund 6 EUR SCSp
|
D/A
|
|
|
17Capital Strategic Lending Fund 6 Partners Fund Feeder SCSp
|
D/A
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Stark Ronald B
|
4/A
|
|
|
SEI INSTITUTIONAL INTERNATIONAL TRUST
|
40-17G
|
|
|
Antoniazzi Gilberto
|
4/A
|
|
|
Subramanian Srinivas
|
144
|
|
|
NORDSON CORP
|
144
|
Financial Statements
|
|
ETF Opportunities Trust
|
497J
|
|
|
MTX Capital, LP
|
D/A
|
|
|
Anheuser-Busch InBev Worldwide Inc.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
BrandBrew S.A.
|
25-NSE
|
|
|
CHS INC
|
8-K
|
Financial Statements
|
|
Brandbev S.a r.l.
|
25-NSE
|
|
|
Canter Resources Corp.
|
D
|
|
|
ABS Investment Fund LLC
|
D/A
|
|
|
Anheuser-Busch InBev Finance Inc.
|
25-NSE
|
|
|
EMPOWER FUNDS, INC.
|
497
|
|
|
Northern Lights Fund Trust IV
|
NPORT-P
|
|
|
Cobrew SA/NV
|
25-NSE
|
|
|
BANK OF NOVA SCOTIA
|
6-K
|
Financial Statements
|
|
Merit Life Insurance Co.
|
POS AM
|
|
|
ANHEUSER-BUSCH COMPANIES, LLC
|
25-NSE
|
|
|
Lakewood Discovery Fund, LP
|
D/A
|
|
|
Redhawk Wealth Advisors, Inc.
|
13F-HR
|
|
|
LMR Multi-Strategy Fund Ltd.
|
D/A
|
|
|
NORGES BANK
|
SC 13G
|
|
|
Hollysys Automation Technologies, Ltd.
|
SC 13G
|
Financial Statements
|
|
HPE Depositor LLC
|
ABS-15G
|
|
|
Contango ORE, Inc.
|
144
|
|
|
COMPOFELICE JOSEPH S
|
144
|
|
|
McPherson John R
|
4
|
|
|
COMMERCIAL METALS Co
|
4
|
Financial Statements
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Barton Lisa M
|
4
|
|
|
SPDR INDEX SHARES FUNDS
|
485BXT
|
|
|
Radcliffe Domestic SPAC Fund, L.P.
|
D/A
|
|
|
SZEWS CHARLES L
|
4
|
|
|
Delaware Wilshire Private Markets Master Fund
|
40-17G
|
|
|
Anheuser-Busch InBev SA/NV
|
25-NSE
|
Financial Statements
|
|
GOLDMAN SACHS TRUST
|
N-CEN
|
|
|
Antler Creek Capital Partners, LP
|
D/A
|
|
|
CNBX Pharmaceuticals Inc.
|
10-Q
|
|
|
RAISS SARAH E.
|
4
|
|
|
T. Rowe Price Summit Municipal Funds, Inc.
|
N-CEN
|
|
|
Chenghe Acquisition Co.
|
DEF 14A
|
|
|
T. Rowe Price Summit Funds, Inc.
|
N-CEN
|
|
|
Hussey C. Mark
|
4
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
T. Rowe Price QM U.S. Bond Index Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price Multi-Strategy Total Return Fund, Inc.
|
N-CEN
|
|
|
T. Rowe Price International Index Fund, Inc.
|
N-CEN
|
|
|
Avril-Groves Vicki L
|
4
|
|
|
T. Rowe Price International Funds, Inc.
|
N-CEN
|
|
|
Delaware Wilshire Private Markets Tender Fund
|
40-17G
|
|
|
Griffin Capital Development Partners Fund II, L.P.
|
D/A
|
|
|
NorthStar Healthcare Income, Inc.
|
SC 14D9
|
|
|
T. Rowe Price Global Funds, Inc.
|
N-CEN
|
|
|
Howley W Nicholas
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
WETHERBEE ROBERT S
|
4
|
|
|
Samlyn Net Neutral Onshore Fund, LP
|
D/A
|
|
|
T. Rowe Price Global Allocation Fund, Inc.
|
N-CEN
|
|
|
MUELLER INDUSTRIES INC
|
SC 13G/A
|
Financial Statements
|
|
MCCULLOUGH GARY E
|
4
|
|
|
NORTHERN FUNDS
|
485BXT
|
|
|
Graves Paul W
|
4/A
|
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
Cox Capital Mgt LLC
|
13F-HR
|
|
|
STC NS Franchise I, LLC
|
D
|
|
|
Coastline Square, LLC
|
SC 13G
|
|
|
HCI Group, Inc.
|
SC 13G
|
Financial Statements
|
|
Lakewood Capital Partners, LP
|
D/A
|
|
|
GCDP II REIT Feeder, LLC
|
D/A
|
|
|
Advisors Preferred Trust
|
NPORT-P
|
|
|
Samlyn Net Neutral Offshore, Ltd.
|
D/A
|
|
|
Delaware Wilshire Private Markets Fund
|
40-17G
|
|
|
Technology Venture Partners II Co-Investment Fund, L.P. - Series VI
|
D
|
|
|
TILIA FIDUCIARY PARTNERS, INC.
|
13F-HR
|
|
|
Belmont Green Finance Ltd
|
ABS-15G
|
|
|
Analog, a series of GCRx Master LLC
|
D
|
|
|
Keystone Financial Planning, Inc.
|
13F-HR
|
|
|
Semilux International Ltd.
|
424B3
|
|
|
Chesapeake Investment Trust
|
N-CEN
|
|
|
Tarruella de Oriol Jose
|
144
|
|
|
Scorpio Tankers Inc.
|
144
|
Financial Statements
|
|
First Bank & Trust
|
13F-HR
|
|
|
ESGL Holdings Ltd
|
F-1/A
|
|
|
CAMECO CORP
|
6-K
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Dror Amit
|
144
|
|
|
Nano Dimension Ltd.
|
144
|
Financial Statements
|
|
Sea Machines Robotics, Inc.
|
D
|
|
|
TAIWAN FUND INC
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
SPDR SERIES TRUST
|
SC 13G/A
|
|
|
Exeter Automobile Receivables Trust 2024-1
|
ABS-15G
|
|
|
EFCAR, LLC
|
ABS-15G
|
|
|
SEI Alternative Income Fund
|
40-17G
|
|
|
LMP CAPITAL & INCOME FUND INC.
|
SC 13G/A
|
|
|
Perimeter Solutions, SA
|
SC 13G
|
|
|
Rocket Companies, Inc.
|
SC 13G
|
Financial Statements
|
|
WNS
|
SC 13G
|
Financial Statements
|
|
PG&E Corp
|
SC 13G
|
Financial Statements
|
|
SILGAN HOLDINGS INC
|
SC 13G
|
Financial Statements
|
|
PUBLIC SERVICE ENTERPRISE GROUP INC
|
SC 13G
|
Financial Statements
|
|
JPMORGAN CHASE & CO
|
SC 13G
|
Financial Statements
|
|
MANNING & NAPIER FUND, INC.
|
24F-2NT
|
|
|
ROYCE MICRO-CAP TRUST, INC.
|
SC 13G/A
|
|
|
Yong Bai Chao New Retail Corp
|
8-K
|
|
|
PUTNAM PREMIER INCOME TRUST
|
SC 13G/A
|
|
|
Invesco Exchange-Traded Fund Trust II
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G
|
|
|
NETSCOUT SYSTEMS INC
|
SC 13G
|
Financial Statements
|
|
MIDDLESEX WATER CO
|
SC 13G
|
Financial Statements
|
|
Greenland Onshore Fund LP
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
SC 13G/A
|
|
|
PGIM High Yield Bond Fund, Inc.
|
SC 13G/A
|
|
|
Quilt Holdings, LP
|
D/A
|
|
|
Quilt Holdco, Inc.
|
D/A
|
|
|
ABRDN AUSTRALIA EQUITY FUND, INC.
|
SC 13G/A
|
|
|
John Hancock Tax-Advantaged Global Shareholder Yield Fund
|
SC 13G/A
|
|
|
Franklin Templeton ETF Trust
|
SC 13G/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND II
|
SC 13G/A
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
SC 13G/A
|
|
|
Mayville Engineering Company, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
|
SC 13G/A
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
SC 13G/A
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
SC 13G
|
|
|
Rangeley Capital Special Opportunities Fund, LP
|
D/A
|
|
|
iSHARES TRUST
|
SC 13G/A
|
|
|
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund
|
D/A
|
|