| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Liquidia Corp
|
EFFECT
|
Financial Statements
|
|
Theratechnologies Inc.
|
EFFECT
|
|
|
First Internet Bancorp
|
EFFECT
|
Financial Statements
|
|
REALTY INCOME CORP
|
EFFECT
|
Financial Statements
|
|
Silvergate Capital Corp
|
EFFECT
|
Financial Statements
|
|
O'HAVER CORT L
|
4
|
|
|
COLUMBIA BANKING SYSTEM, INC.
|
4
|
Financial Statements
|
|
Endresen William
|
4
|
|
|
HomeStreet, Inc.
|
4
|
Financial Statements
|
|
Nixon Torran B
|
4
|
|
|
Nant Capital, LLC
|
4
|
|
|
ImmunityBio, Inc.
|
4
|
|
|
SOON-SHIONG PATRICK
|
4
|
|
|
White Lisa M
|
4
|
|
|
Dodson Vicki L
|
4
|
|
|
NATIONAL HEALTHCARE CORP
|
4
|
Financial Statements
|
|
McIntosh Leroy E. Jr.
|
4
|
|
|
Namdar Frank
|
4
|
|
|
FARNSWORTH RON L
|
4
|
|
|
Yamokoski John
|
4
|
|
|
Nauticus Robotics, Inc.
|
4
|
|
|
ISEMAN JAY C
|
4
|
|
|
Radford Nicolaus
|
4
|
|
|
Tavernier Edouard
|
4
|
|
|
S&P Global Inc.
|
4
|
Financial Statements
|
|
Bohan Donnelly A.
|
4
|
|
|
Burns Sheri
|
4
|
|
|
Sachs David C.
|
4
|
|
|
OGNALL ANDREW H
|
4
|
|
|
NOUGUES MAXIMO F
|
144
|
|
|
PUMA BIOTECHNOLOGY, INC.
|
144
|
Financial Statements
|
|
Adcock Richard
|
4
|
|
|
MCGRATH JOHN JOSEPH
|
4
|
|
|
JAKKS PACIFIC INC
|
4
|
Financial Statements
|
|
Ludwig Jeffrey Jerome
|
144
|
|
|
Moore Devine David
|
4
|
|
|
Wong Alvin F
|
144
|
|
|
Leverton Jaime
|
4
|
|
|
Hut 8 Corp.
|
4
|
|
|
HUNT DOUGLAS M
|
144
|
|
|
PLANT JOHN C
|
4
|
|
|
Howmet Aerospace Inc.
|
4
|
|
|
Dow Lisa
|
4
|
|
|
Grabscheid Eduard
|
4
|
|
|
TAI WILLIAM
|
4
|
|
|
Rickertsen Rick
|
4
|
|
|
Merrywell Christopher
|
4
|
|
|
Hefti Alexia
|
4
|
|
|
Flinn Joseph
|
4
|
|
|
AUERBACH ALAN H
|
144
|
|
|
Moatable, Inc.
|
4
|
Financial Statements
|
|
SOFTBANK GROUP CORP.
|
4
|
|
|
Speach Aaron
|
4
|
|
|
EBET, Inc.
|
4
|
Financial Statements
|
|
Fintiklis Orestes
|
4
|
|
|
Mondee Holdings, Inc.
|
4
|
|
|
Stein Clint
|
4
|
|
|
Seritage Growth Properties
|
4
|
Financial Statements
|
|
LAMPERT EDWARD S
|
4
|
|
|
Deer Aaron James
|
4
|
|
|
Hinkle Matthew T.
|
3
|
|
|
WESTERN ASSET HIGH INCOME OPPORTUNITY FUND INC.
|
3
|
|
|
MSD Investment Corp.
|
4
|
|
|
CHAPMAN JAMES N
|
4
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
3
|
|
|
WESTERN ASSET MANAGED MUNICIPALS FUND INC.
|
3
|
|
|
Western Asset Investment Grade Defined Opportunity Trust Inc.
|
3
|
|
|
Western Asset High Yield Defined Opportunity Fund Inc.
|
3
|
|
|
Western Asset Mortgage Opportunity Fund Inc.
|
3
|
|
|
WESTERN ASSET INTERMEDIATE MUNI FUND INC.
|
3
|
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
3
|
|
|
EVANS GODFREY B
|
4
|
|
|
BARUFFI KUMI YAMAMOTO
|
4
|
|
|
Williams Brian S
|
4
|
|
|
Harper Troy
|
4
|
|
|
Kimble John Louis
|
4
|
|
|
MASON MARK K
|
4
|
|
|
UBBEN JEFFREY W
|
4
|
|
|
Gundumogula Prasad
|
4
|
|
|
BERMAN STEPHEN G
|
4
|
|
|
Hand Erik D
|
4
|
|
|
Dullum James
|
4
|
|
|
FRIEDMAN BRIAN P
|
4
|
|
|
Jefferies Financial Group Inc.
|
4
|
Financial Statements
|
|
Hoskin James R
|
4
|
|
|
ONEOK INC /NEW/
|
4
|
Financial Statements
|
|
Pasupuleti Venkat
|
4
|
|
|
Portillo Jesus
|
4
|
|
|
Hoffmeister Bruce
|
4
|
|
|
CRACKER BARREL OLD COUNTRY STORE, INC
|
4
|
Financial Statements
|
|
Portillo Jesus
|
4/A
|
|
|
Mondee Holdings, Inc.
|
4/A
|
|
|
Brixmor Property Group Inc.
|
4
|
Financial Statements
|
|
Taylor James M Jr
|
4
|
|
|
Waters Meredith
|
4
|
|
|
Aman Angela M
|
4
|
|
|
Finnegan Brian T
|
4
|
|
|
SIEGEL STEVEN F
|
4
|
|
|
Delek US Holdings, Inc.
|
4
|
Financial Statements
|
|
Yemin Ezra Uzi
|
4
|
|
|
Greenfield Allison
|
4
|
|
|
BurgerFi International, Inc.
|
4
|
|
|
Gallagher Steven T
|
4
|
|
|
Smith Stan
|
4
|
|
|
MAIA Biotechnology, Inc.
|
4
|
Financial Statements
|
|
Reffkin Robert L.
|
4
|
|
|
Compass, Inc.
|
4
|
Financial Statements
|
|
Horgan Mark
|
4
|
|
|
Spiegel Reuven
|
4
|
|
|
Delek Logistics Partners, LP
|
4
|
Financial Statements
|
|
Brace William
|
4
|
|
|
SIGNET JEWELERS LTD
|
4
|
Financial Statements
|
|
Luput Cristian
|
4
|
|
|
Louie Ngar Yee
|
4
|
|
|
Guerrero Ramiro
|
4
|
|
|
GTCR Partners XII/A&C LP
|
4
|
|
|
GTCR Investment XII LLC
|
4
|
|
|
Gogo Inc.
|
4
|
Financial Statements
|
|
CHAOUKI STEVEN M
|
4
|
|
|
Longboard Pharmaceuticals, Inc.
|
S-3MEF
|
|
|
RXO, Inc.
|
4
|
|
|
BRADLEY S JACOBS
|
4
|
|
|
Talreja Manjula
|
4
|
|
|
Sunrun Inc.
|
4
|
Financial Statements
|
|
Risk Gerald Alan
|
4
|
|
|
Theagene Jean-Manasse
|
4
|
|
|
Lontoh Sonita
|
4
|
|
|
Argen John
|
4
|
|
|
Data Storage Corp
|
4
|
|
|
FERBER ALAN
|
4
|
|
|
Sheehey Brendan
|
144
|
|
|
Honest Company, Inc.
|
144
|
Financial Statements
|
|
Dach Leslie A
|
4
|
|
|
August-deWilde Katherine
|
4
|
|
|
Grover Matthew
|
4
|
|
|
Porch Group, Inc.
|
4
|
|
|
Ehrlichman Matt
|
4
|
|
|
Correll Todd A.
|
4
|
|
|
Warren Jessica
|
144
|
|
|
MUNDHEIM ROBERT H
|
4
|
|
|
STIGALL L. JEREMY
|
4
|
|
|
SABRA MAZIN
|
4
|
|
|
CRANDALL ROBERT L
|
4
|
|
|
Maglione Lawrence A.
|
4
|
|
|
D'Alessandro Danilo
|
4
|
|
|
Neagle Matthew
|
4
|
|
|
BURNETT JOSEPH MICHAEL
|
4
|
|
|
Mirati Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Davis Aaron I.
|
4
|
|
|
MAYES MICHELE COLEMAN
|
4
|
|
|
Lee Michael Stewart
|
4
|
|
|
IGM Biosciences, Inc.
|
4
|
Financial Statements
|
|
ANDERSON MARK M.
|
4
|
|
|
Thompson Marc Christopher
|
144
|
|
|
EverCommerce Inc.
|
144
|
Financial Statements
|
|
Green Jeremy
|
4
|
|
|
Redmile Group, LLC
|
4
|
|
|
Abad-Santos Michael
|
4
|
|
|
EngageSmart, Inc.
|
4
|
Financial Statements
|
|
HUDSON CASSANDRA
|
4
|
|
|
O'Brien Kevin William
|
4
|
|
|
Lee Ginny
|
4
|
|
|
Oportun Financial Corp
|
4
|
Financial Statements
|
|
WILLIAMS HARRIS N
|
4
|
|
|
JONES HUGH W
|
4
|
|
|
PASCARELLA CARL
|
4
|
|
|
Youakim Charles
|
4
|
|
|
Sezzle Inc.
|
4
|
|
|
Beggs Jill
|
4
|
|
|
Lyft, Inc.
|
4
|
Financial Statements
|
|
Jordan Sarah Michelle
|
144
|
|
|
Beggs Jill
|
3
|
|
|
Lyft, Inc.
|
3
|
Financial Statements
|
|
Bennett Robert Paul
|
4
|
|
|
TOWNSEND CHARLES C
|
4
|
|
|
Williams R Neil
|
4
|
|
|
Williams Gregg
|
4
|
|
|
Vivani Medical, Inc.
|
4
|
Financial Statements
|
|
DAY DIANA L
|
4
|
|
|
SEMPRA
|
4
|
Financial Statements
|
|
ClearBridge MLP & Midstream Fund Inc.
|
3
|
|
|
KERBY WILLIAM
|
4
|
|
|
SIGMA ADDITIVE SOLUTIONS, INC.
|
4
|
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
3
|
|
|
WESTERN ASSET GLOBAL HIGH INCOME FUND INC.
|
3
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
3
|
|
|
Monaco Donald P
|
4
|
|
|
Donovan Patrick F
|
4
|
|
|
LMP CAPITAL & INCOME FUND INC.
|
3
|
|
|
Comera Life Sciences Holdings, Inc.
|
4
|
Financial Statements
|
|
Cherington Charles
|
4
|
|
|
Western Asset Diversified Income Fund
|
3
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
3
|
|
|
Payne Christopher D
|
4
|
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
3
|
|
|
Seltzer Jonathan Cole
|
4
|
|
|
Zubarik Lyndsey North
|
3
|
|
|
SIGMA ADDITIVE SOLUTIONS, INC.
|
3
|
|
|
SEMEL SCOTT N
|
4
|
|
|
Remer Eric Richard
|
144
|
|
|
DoubleLine Yield Opportunities Fund
|
4
|
|
|
Woolson Raymond
|
4
|
|
|
KILGORE LESLIE J
|
4
|
|
|
NETFLIX INC
|
4
|
Financial Statements
|
|
Neumann Spencer Adam
|
4
|
|
|
HALEY TIMOTHY M
|
4
|
|
|
HOLMES DANE E
|
4
|
|
|
KKR & Co. Inc.
|
4
|
Financial Statements
|
|
BARTON RICHARD N
|
4
|
|
|
Terra REIT Advisors, LLC
|
4
|
|
|
Terra Property Trust, Inc.
|
4
|
|
|
Terra Capital Partners, LLC
|
4
|
|
|
Dopfner Mathias
|
4
|
|
|
DoubleLine Opportunistic Credit Fund
|
4
|
|
|
Feierstein Matthew David
|
144
|
|
|
Karbowski Jeffrey William
|
4
|
|
|
Sweeney Anne M
|
4
|
|
|
HASTINGS REED
|
4
|
|
|
MATHER ANN
|
4
|
|
|
SARANDOS THEODORE A
|
4
|
|
|
SMITH BRADFORD L
|
4
|
|
|
HOLMES DANE E
|
3
|
|
|
KKR & Co. Inc.
|
3
|
Financial Statements
|
|
DoubleLine Income Solutions Fund
|
4
|
|
|
Masiyiwa Strive
|
4
|
|
|
Peters Gregory K
|
4
|
|
|
KERBY WILLIAM
|
3
|
|
|
Grabscheid Eduard
|
3
|
|
|
JFrog Ltd
|
3
|
|
|
HYMAN DAVID A
|
4
|
|
|
Whitesell Patrick
|
4
|
|
|
Under Armour, Inc.
|
4
|
Financial Statements
|
|
Monaco Donald P
|
3
|
|
|
Storey Lisa E
|
144
|
|
|
Yamasawa Bryan
|
4
|
|
|
Peakstone Realty Trust
|
4
|
|
|
Gibbs David W
|
4
|
|
|
Sitzer Nina Momtazee
|
4
|
|
|
BITAR JAVIER F
|
4
|
|
|
La Thi L
|
4
|
|
|
Corsair Gaming, Inc.
|
4
|
|
|
ESCALANTE MICHAEL J
|
4
|
|
|
Paul Andrew J.
|
4
|
|
|
ONESPAWORLD HOLDINGS Ltd
|
4
|
|
|
FUSFIELD GLENN
|
4
|
|
|
Prado Becerra Jose Luis
|
4
|
|
|
NORTHERN TRUST CORP
|
4
|
|
|
Everson Carolyn
|
4
|
|
|
Tribbett Charles A
|
4
|
|
|
Klevorn Marcy S
|
4
|
|
|
BYNOE LINDA
|
4
|
|
|
Harrison Dean M
|
4
|
|
|
Thompson Donald
|
4
|
|
|
Berlin Evan
|
144
|
|
|
SLARK MARTIN P
|
4
|
|
|
Lackner Mark
|
4
|
|
|
Zentalis Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
PayPal Holdings, Inc.
|
4
|
Financial Statements
|
|
Sarnoff Ann
|
4
|
|
|
El-Erian Mohamed
|
4
|
|
|
Babcock Ken
|
4
|
|
|
Liberty Energy Inc.
|
4
|
Financial Statements
|
|
BioAtla, Inc.
|
4
|
Financial Statements
|
|
Williams Eddie
|
4
|
|
|
Lackner Mark
|
3
|
|
|
Zentalis Pharmaceuticals, Inc.
|
3
|
Financial Statements
|
|
LAZARUS STEPHEN
|
4
|
|
|
GEORGE W WHITNEY
|
4
|
|
|
SPROTT FOCUS TRUST INC.
|
4
|
|
|
GRAY MARY ANN
|
4
|
|
|
AYAT SIMON
|
4
|
|
|
Smith Scott Andrew
|
4
|
|
|
DORMAN DAVID W
|
4
|
|
|
Marleau Hubert
|
4
|
|
|
Riot Platforms, Inc.
|
4
|
Financial Statements
|
|
Kim Kevin Sung
|
4
|
|
|
HOPE BANCORP INC
|
4
|
Financial Statements
|
|
Osterer Michael
|
4
|
|
|
ACORN ENERGY, INC.
|
4
|
|
|
Simmons Neal
|
3
|
|
|
GRIID Infrastructure Inc.
|
3
|
|
|
Goel Rajeev K.
|
4
|
|
|
PubMatic, Inc.
|
4
|
|
|
Sievers Eric
|
4
|
|
|
KIM KYU S.
|
4
|
|
|
DEA PETER A
|
4
|
|
|
SUNDAR SUBRAMANIAM
|
3
|
|
|
Kelly James Donald III
|
3
|
|
|
FLUXMAN LEONARD I
|
4
|
|
|
Fraser Alexander G
|
3
|
|
|
Norton Gale A
|
4
|
|
|
Bonner Susan Reardon
|
4
|
|
|
Hamilton Michael W
|
3
|
|
|
McNeill Jonathan
|
144
|
|
|
Dyne Therapeutics, Inc.
|
144
|
|
|
King Gerard F. II
|
3
|
|
|
Scalzo Richard William
|
144
|
|
|
Steinbeck Cary D.
|
4
|
|
|
Yeary Frank D
|
4
|
|
|
Wallander Allan J
|
3
|
|
