| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Dalaya Jacob
|
4
|
|
|
KANDARIAN STEVEN A
|
4
|
|
|
Girin Pascal E R
|
4
|
|
|
FINDIT, INC.
|
PRER14C
|
|
|
FLETCHER R JOHN
|
4
|
|
|
Melsert Ryan Mitchell
|
4
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
4
|
|
|
JOLCOVER SCOTT
|
4
|
|
|
Meza Leal Andres Manuel
|
4
|
|
|
BNY Mellon Investment Funds III
|
N-CEN
|
|
|
Avangrid, Inc.
|
4
|
Financial Statements
|
|
Solomont Alan D
|
4
|
|
|
Federal Home Loan Bank of Chicago
|
8-K
|
|
|
Allied Resource Partners Pawnee Creek, LP
|
D
|
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
N-CSR
|
|
|
Browning Scot Richard
|
4
|
|
|
Booth Cynthia O
|
4
|
|
|
CARNWATH ALISON J
|
4
|
|
|
FEDER FRANKLIN
|
4
|
|
|
WULFSOHN WILLIAM A
|
4
|
|
|
AVIENT CORP
|
4
|
|
|
HACHIGIAN KIRK S
|
4
|
|
|
Hulit Barbara B.
|
4
|
|
|
Verduin Patricia
|
4
|
|
|
MCGEARY RODERICK C
|
4
|
|
|
NIEKAMP CYNTHIA A
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Preete Kerry J
|
4
|
|
|
First Trust Private Credit Fund
|
4
|
|
|
First Trust Capital Management L.P.
|
4
|
|
|
SPIERKEL GREGORY M
|
4
|
|
|
SCHULZ MARK A
|
4
|
|
|
Nicolas Ernest
|
4
|
|
|
McDuffie Melkeya
|
4
|
|
|
TREX CO INC
|
4
|
Financial Statements
|
|
HOOLEY JOSEPH L
|
4
|
|
|
He Junli
|
4
|
|
|
Harvard Apparatus Regenerative Technology, Inc.
|
4
|
|
|
BARRON WILLIAM G
|
4
|
|
|
Bernstein Joshua
|
4
|
|
|
Manulife
|
4
|
|
|
Mesquita Jorge S.
|
4
|
|
|
WestRock Co
|
SC 13G/A
|
Financial Statements
|
|
GREENHAVEN ASSOCIATES INC
|
SC 13G/A
|
|
|
Mink Kim Ann
|
4
|
|
|
MVP LS FUND CDXXI LLC
|
D/A
|
|
|
Jellison William R
|
4
|
|
|
Toll Brothers, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Green Neil
|
4
|
|
|
FKPTL FRIENDS & FAMILY FUND, LLC
|
D
|
|
|
VERHAGE THOMAS R
|
4
|
|
|
FRANKLIN ELECTRIC CO INC
|
4
|
Financial Statements
|
|
CONSUMERS ENERGY CO
|
424B2
|
|
|
Adams Asset Advisors, LLC
|
SC 13G
|
|
|
Barry Edward F
|
4
|
|
|
CMWA PRIVATE OPPORTUNITIES III LLC
|
D/A
|
|
|
Goff Gregory James
|
4
|
|
|
Hietala Kaisa
|
4
|
|
|
PETERSON RENEE J
|
4
|
|
|
Smales Kelly
|
144/A
|
|
|
Transphorm, Inc.
|
144/A
|
|
|
FEARON RICHARD H
|
4
|
|
|
BNY Mellon Investment Funds IV, Inc.
|
N-CEN
|
|
|
Lighthouse Financial Technologies, Inc.
|
C
|
|
|
WI-0804 Gaingels Fund I, a series of 2022 Ventures Early, LP
|
D
|
|
|
LIN SANDRA BEACH
|
4
|
|
|
Peuse David J
|
4
|
|
|
NATIONAL PRESTO INDUSTRIES INC
|
4
|
Financial Statements
|
|
WATERS CORP /DE/
|
4
|
Financial Statements
|
|
FKPTL DOMESTIC INVESTORS, LLC
|
D
|
|
|
HM Treasury
|
SC 13D/A
|
|
|
NatWest Group plc
|
SC 13D/A
|
Financial Statements
|
|
ABERNATHY ROBERT E
|
4
|
|
|
Lake View Orchards Investment I LLC
|
D
|
|
|
Fidelity Private Credit Fund
|
SC 13D/A
|
|
|
FMR LLC
|
SC 13D/A
|
|
|
MacKenzie John Roderick JR
|
4
|
|
|
Plato Investment Management LLC
|
D
|
|
|
Bassler Bonnie L
|
144
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
FT 11251
|
S-6
|
|
|
Frederick Douglas J
|
4
|
|
|
Stienessen Joseph G
|
4
|
|
|
QUINN PATRICK J
|
4
|
|
|
HEBARD GEORGE
|
4
|
|
|
EBIX INC
|
4
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497K
|
|
|
Chaac Sidecar, L.P. Series 16
|
D/A
|
|
|
VERGNANO MARK P
|
4
|
|
|
Flint Hills MCR Hospitality IV L.P
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
497
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
4
|
Financial Statements
|
|
McCarthy Margaret M
|
4
|
|
|
FOWKE BENJAMIN G S III
|
4
|
|
|
Roberts Daryl
|
4
|
|
|
GOODSPEED LINDA
|
4
|
|
|
Minneapolis MSA Senior Living Portfolio DST
|
D/A
|
|
|
Tucker Sara Martinez
|
4
|
|
|
Stoddard Daniel G.
|
4
|
|
|
GARCIA ART A
|
4
|
|
|
Beasley J Barnie
|
4
|
|
|
JAMES DONNA
|
4
|
|
|
Von Thaer Lewis
|
4
|
|
|
Ornskov Flemming
|
4
|
|
|
LIEBLE RANDY F
|
4
|
|
|
McDonald William J.
|
4
|
|
|
Manufacturers Life Insurance Co
|
4
|
|
|
Bono Raquel C.
|
4
|
|
|
KUEBLER CHRISTOPHER A
|
4
|
|
|
HARRIS JOHN D
|
4
|
|
|
Jiang Wei
|
4
|
|
|
BLEGEN THEODORE
|
4
|
|
|
MONOLITHIC POWER SYSTEMS INC
|
4
|
Financial Statements
|
|
DIXON MIDLAND LONG-SHORT EQUITY LLC
|
D/A
|
|
|
Pregimmune Corp
|
D
|
|
|
Asymmetric Circle SPV LLC
|
D/A
|
|
|
O'Boyle Carolyn L.
|
4
|
|
|
BOSTON BEER CO INC
|
4
|
Financial Statements
|
|
Huang Pearl S
|
4
|
|
|
Brennan Daniel J.
|
4
|
|
|
Altera Ios Fund, LLC
|
D/A
|
|
|
Bailey Jerome Ronnell
|
4
|
|
|
TYLER BRIAN S.
|
144
|
|
|
MCKESSON CORP
|
144
|
Financial Statements
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
|
Reeder David
|
144
|
|
|
BADDOUR LINDA
|
4
|
|
|
Braly Angela F
|
4
|
|
|
Roadzen Inc.
|
SC 13G
|
|
|
BANK OF NOVA SCOTIA
|
SC 13G
|
Financial Statements
|
|
Sucro Ltd
|
D
|
|
|
Alphabet Inc.
|
4
|
Financial Statements
|
|
RAGHAVAN PRABHAKAR
|
4
|
|
|
Essentia Ventures Early Stage, L.P.
|
D/A
|
|
|
Zumwalt Debra
|
144
|
|
|
Huron Consulting Group Inc.
|
144
|
Financial Statements
|
|
Apollo Strategic Growth Capital II
|
SC 13G
|
|
|
Tang Michael
|
4
|
|
|
EMERSON ELECTRIC CO
|
4
|
Financial Statements
|
|
Meta Data Ltd
|
6-K
|
|
|
MVP LS FUND CDXXXVIII LLC
|
D
|
|
|
Zero Energy Homes, LLC
|
D
|
|
|
Garratt John W
|
4
|
|
|
AGENUS INC
|
4
|
Financial Statements
|
|
ARMEN GARO H
|
4
|
|
|
Spence Asset Management
|
13F-HR
|
|
|
Tang Michael
|
3
|
|
|
EMERSON ELECTRIC CO
|
3
|
Financial Statements
|
|
Franklin Mark Allen
|
4
|
|
|
FIRST FINANCIAL CORP /IN/
|
4
|
Financial Statements
|
|
OT Materials Fund I, LLC
|
D
|
|
|
Esperion Therapeutics, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Meditor Group Ltd
|
SC 13G/A
|
|
|
Holliday Steven Harold
|
4
|
|
|
McHargue Rodger Allen
|
4
|
|
|
Lowery Norman D
|
4
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
Gaingels Enable 2023 LLC
|
D
|
|
|
LOWERY NORMAN L
|
4
|
|
|
Fort Myers BTR DST
|
D/A
|
|
|
Avery Susan K
|
4
|
|
|
HPS Anchor Direct Lending Co-Investment Fund, SCSp
|
D
|
|
|
Lightning eMotors, Inc.
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
FC Advisory LLC
|
13F-HR
|
|
|
Strzelecki Angela
|
4
|
|
|
Thermon Group Holdings, Inc.
|
4
|
Financial Statements
|
|
RICHEY VICTOR L JR
|
4
|
|
|
ARCHER TIMOTHY
|
144
|
|
|
LAM RESEARCH CORP
|
144
|
Financial Statements
|
|
NESSER JOHN T III
|
4
|
|
|
MCGINTY KEVIN J
|
4
|
|
|
VentureStone Capital Group LLC
|
D
|
|
|
GEORGE MARCUS J
|
4
|
|
|
John Hancock GA Mortgage Trust
|
4
|
|
|
FIX ROGER L
|
4
|
|
|
Gaingels Better Brand December 2023 LLC
|
D
|
|
|
Dalgetty Linda
|
4
|
|
|
CLARKE JOHN U
|
4
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
Telomir Pharmaceuticals, Inc.
|
S-1/A
|
|
|
CARMODY JOHN F
|
4
|
|
|
PECK MICHAEL D
|
4
|
|
|
Singh-Bushell Ekta
|
144
|
|
|
Eight Corp Ltd
|
4
|
|
|
Hever Investments Ltd
|
4
|
|
|
VOLITIONRX LTD
|
4
|
Financial Statements
|
|
Coles Joanna
|
144
|
|
|
Sonos Inc
|
144
|
Financial Statements
|
|
Diversified Residential Portfolio III DST
|
D/A
|
|
|
ninetynine inc.
|
D
|
|
|
Dale Eric J
|
4
|
|
|
Bankwell Financial Group, Inc.
|
4
|
Financial Statements
|
|
Duke Energy Carolinas NC Storm Funding LLC
|
10-D
|
|
|
Duke Energy Carolinas, LLC
|
10-D
|
|
|
FIRST TRUST COMBINED SERIES 629
|
S-6
|
|
|
BRATHWAITE GAIL E D
|
4
|
|
|
Kiewiet Sean
|
4
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Angelakis Michael J
|
4
|
|
|
CALDWELL & ORKIN FUNDS INC
|
N-CSRS
|
|
|
Demos Darryl
|
4
|
|
|
Lenehan William H
|
4
|
|
|
Macy's, Inc.
|
4
|
Financial Statements
|
|
HANSEN JOHN B
|
5
|
|
|
MUELLER INDUSTRIES INC
|
5
|
Financial Statements
|
|
Hahn Ava
|
144
|
|
|
Drexler Blake S
|
4
|
|
|
AB PORTFOLIOS
|
497J
|
|
|
Stokhos Capital Fund I, LP
|
D/A
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
497J
|
|
|
Dunne Jeffrey R
|
4
|
|
|
Ballard Joshua
|
144
|
|
|
Energy Recovery, Inc.
|
144
|
Financial Statements
|
|
Atlantic DC Holdings, LP
|
D
|
|
|
Candeto Execo SPV Oct 2023 a Series of CGF2021 LLC
|
D
|
|
|
PBF Holding Co LLC
|
8-K
|
|
|
PBF Energy Inc.
|
8-K
|
Financial Statements
|
|
Putnam Target Date Funds
|
497J
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
N-CSR
|
|
|
Garnett James M Jr
|
4
|
|
|
Legg Mason Global Asset Management Trust
|
N-CSR
|
|
|
PUTNAM INVESTMENT FUNDS
|
497J
|
|
|
Hou Montaque
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Kotval Anahaita N.
|
4
|
|
|
Antimetal Sep 2023 a Series of CGF2021 LLC
|
D
|
|
|
Hudbay Minerals Inc.
|
6-K
|
Financial Statements
|
|
WESTERN ASSET HIGH INCOME FUND II INC.
|
N-CSRS
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
LEGG MASON PARTNERS INCOME TRUST
|
N-CSRS
|
|
|
WeTrade Group Inc.
|
8-K
|
Financial Statements
|
|
Griffith Susan Patricia
|
144
|
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
Lampert Todd
|
4
|
|
|
UBS AG
|
FWP
|
|
|
Pacer Funds Trust
|
485APOS
|
|
|
Niederst Lori A
|
144
|
|
|
Southern Municipal Advisors, Inc.
|
MA-A
|
|
|
WESTERN ASSET FUNDS INC
|
N-CSR
|
|
|
Volante Tech Note NMJFF Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
Porto Carl M
|
4
|
|
|
BrandywineGLOBAL-Global Income Opportunities Fund Inc
|
N-CSR
|
|
|
SEIDMAN LAWRENCE B
|
4
|
|
|
WESTERN ASSET MUNICIPAL HIGH INCOME FUND INC.
|
N-CSR
|
|
|
SUSKIND DENNIS A
|
4
|
|
|
Dime Community Bancshares, Inc. /NY/
|
4
|
Financial Statements
|
|
Colleges of Applied Arts & Technology Pension Plan
|
13F-NT
|
|
|
Quigg Andrew J
|
144
|
|
|
CEP SPV V a Series of Channel Equity LLC
|
D
|
|
|
KATZ KAREN
|
4
|
|
|
Amber Beach Ventures LLC
|
D
|
|
|
WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC.
|
N-CSR
|
|
|
Blecharczyk Nathan
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Opine Dec 2023 a Series of CGF2021 LLC
|
D
|
|
|
ZWECKER MARK A
|
4
|
|
|
JPMORGAN TRUST II
|
497K
|
|
|
UNITED MEXICAN STATES
|
424B2
|
|
|
Zerio Dec 2023 a Series of Yonder Ventures LLC
|
D
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
Kusari, Inc.
|
D
|
|
|
Redwood Real Estate Income Fund
|
N-23C3A
|
|
|
LOUISIANA 7 WELL RE-ENTRY LP
|
D/A
|
|
|
WILSON ALAN D
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
WIJNBERG SANDRA S
|
4
|
|
|
STEVENS ROBERT J
|
4
|
|
|
MacLellan Robert F.
|
4
|
|
|
HRABOWSKI FREEMAN A III
|
4
|
|
|
JPMORGAN TRUST II
|
497
|
|
|
DONNELLY WILLIAM P
|
4
|
|
|
DUBLON DINA
|
4
|
|
|
PARTS iD, Inc.
|
25-NSE
|
|
|
NYSE AMERICAN LLC
|
25-NSE
|
|
|
EXP World Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Venturi Global Fund Ltd. SAC
|
D/A
|
|
|
Kindly Tech SPV Nov 2023 a Series of CGF2021 LLC
|
D
|
|
|
Teucrium Commodity Trust
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Teucrium Commodity Trust
|
8-K
|
|
|
Black Maria
|
144
|
|
|
AUTOMATIC DATA PROCESSING INC
|
144
|
Financial Statements
|
|
DAMELIO FRANK A
|
4
|
|
|
Che Austin
|
144
|
|
|
Nural Epsilon a Series of Nural Opportunities LLC
|
D
|
|
|
Philp Daniel C.
|
4
|
|
|
Silchester International Investors International Value Equity Trust
|
D/A
|
|
|
Alger Life Sciences Innovation Offshore Fund, LP
|
D
|
|
|
Kelly Matthew
|
4
|
|
|
Marotta Asset Management
|
13F-HR
|
|
|
SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TAXABLE TRUST
|
D/A
|
|
|
MPW Investments a Series of CGF2021 LLC
|
D
|
|
|
Unique Investments & Fintech - Limited Partnership
|
D/A
|
|
|
Silchester International Investors International Value Equity Exclusion Trust
|
D/A
|
|
|
Johnson Chad Bruce
|
4
|
|
|
Silchester International Investors International Value Equity Group Trust
|
D/A
|
|
|
CYBIN INC.
|
EFFECT
|
|
