| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DELAWARE GROUP ADVISER FUNDS
|
485BPOS
|
|
|
SCHWAB STRATEGIC TRUST
|
497
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
497
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
497
|
|
|
LAUDUS TRUST
|
497
|
|
|
Blue Owl Technology Income Corp.
|
SC TO-I
|
|
|
DESTINY MEDIA TECHNOLOGIES INC
|
DEF 14A
|
|
|
Blackstone Alternative Investment Funds
|
NPORT-P
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS EQUITY 500 INDEX PORTFOLIO
|
NPORT-P
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
NPORT-P
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
NPORT-P
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
NPORT-P
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
NPORT-P
|
|
|
DEUTSCHE DWS INCOME TRUST
|
NPORT-P
|
|
|
DEUTSCHE DWS INVESTMENTS VIT FUNDS
|
NPORT-P
|
|
|
DEUTSCHE DWS MARKET TRUST
|
NPORT-P
|
|
|
HEARTLAND GROUP INC
|
N-CEN
|
|
|
NeuroMetrix, Inc.
|
8-K
|
Financial Statements
|
|
VBLA CLIENTS SPV GCP FUND 1 LLC
|
D
|
|
|
Veg House Holdings Inc.
|
F-1/A
|
|
|
Air Transport Services Group, Inc.
|
8-K
|
Financial Statements
|
|
ESPORTS ENTERTAINMENT GROUP, INC.
|
25
|
|
|
AE CRE Opportunity Fund, LLC
|
D
|
|
|
Principal Real Asset Fund
|
NPORT-P
|
|
|
Interactive Brokers Group, Inc.
|
10-K
|
Financial Statements
|
|
Nomad Ventures Fund I, LP
|
D
|
|
|
SYMETRA SEPARATE ACCOUNT SL
|
497VPI
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
SYMETRA SEPARATE ACCOUNT SL
|
497VPU
|
|
|
Unity Software Inc.
|
8-K/A
|
Financial Statements
|
|
DOUGLAS DYNAMICS, INC
|
8-K
|
Financial Statements
|
|
SYMETRA SEPARATE ACCOUNT SL
|
497
|
|
|
Zenvest Investments LLC
|
D
|
|
|
SCHWAB CAPITAL TRUST
|
497K
|
|
|
CrossAmerica Partners LP
|
10-K
|
Financial Statements
|
|
Fidelity Oxford Street Trust II
|
40-17G
|
|
|
Fidelity Merrimack Street Trust
|
40-17G
|
|
|
FIDELITY REVERE STREET TRUST
|
40-17G
|
|
|
VARIABLE INSURANCE PRODUCTS FUND III
|
40-17G
|
|
|
FIDELITY MUNICIPAL TRUST II
|
40-17G
|
|
|
FIDELITY UNION STREET TRUST II
|
40-17G
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST II
|
40-17G
|
|
|
VARIABLE INSURANCE PRODUCTS FUND II
|
40-17G
|
|
|
Variable Insurance Products Fund V
|
40-17G
|
|
|
FIDELITY SECURITIES FUND
|
40-17G
|
|
|
FIDELITY INCOME FUND /MA/
|
40-17G
|
|
|
FIDELITY INVESTMENT TRUST
|
40-17G
|
|
|
VARIABLE INSURANCE PRODUCTS FUND IV
|
40-17G
|
|
|
FIDELITY NEW YORK MUNICIPAL TRUST
|
40-17G
|
|
|
FIDELITY MT VERNON STREET TRUST
|
40-17G
|
|
|
Fidelity Newbury Street Trust
|
40-17G
|
|
|
FIDELITY MASSACHUSETTS MUNICIPAL TRUST
|
40-17G
|
|
|
VARIABLE INSURANCE PRODUCTS FUND
|
40-17G
|
|
|
FIDELITY SELECT PORTFOLIOS
|
40-17G
|
|
|
FIDELITY PHILLIPS STREET TRUST
|
40-17G
|
|
|
FIDELITY SUMMER STREET TRUST
|
40-17G
|
|
|
FIDELITY SCHOOL STREET TRUST
|
40-17G
|
|
|
FIDELITY PURITAN TRUST
|
40-17G
|
|
|
FIDELITY MAGELLAN FUND
|
40-17G
|
|
|
FIDELITY TREND FUND
|
40-17G
|
|
|
FIDELITY MUNICIPAL TRUST
|
40-17G
|
|
|
FIDELITY HASTINGS STREET TRUST
|
40-17G
|
|
|
FIDELITY UNION STREET TRUST
|
40-17G
|
|
|
FIDELITY SALEM STREET TRUST
|
40-17G
|
|
|
FIDELITY OXFORD STREET TRUST
|
40-17G
|
|
|
Aeterna Zentaris Inc.
|
6-K
|
Financial Statements
|
|
CrossAmerica Partners LP
|
8-K
|
Financial Statements
|
|
HEALTHPEAK PROPERTIES, INC.
|
8-K
|
|
|
USEDC Opportunity Zone III LP
|
D
|
|
|
Nocturne Acquisition Corp
|
425
|
|
|
NatWest Group plc
|
FWP
|
Financial Statements
|
|
CWMG, INC.
|
D
|
|
|
SmartBlocks, Inc
|
C
|
|
|
ROGERS CORP
|
10-K
|
Financial Statements
|
|
INFINITY CORE ALTERNATIVE FUND
|
424B3
|
|
|
HESS CORP
|
425
|
Financial Statements
|
|
FIDELITY CHERRY STREET TRUST
|
40-17G
|
|
|
Fidelity Central Investment Portfolios II LLC
|
40-17G
|
|
|
Fidelity Commonwealth Trust II
|
40-17G
|
|
|
Fidelity Central Investment Portfolios LLC
|
40-17G
|
|
|
FIDELITY COVINGTON TRUST
|
40-17G
|
|
|
FIDELITY COURT STREET TRUST II
|
40-17G
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
40-17G
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST II
|
40-17G
|
|
|
FIDELITY CONCORD STREET TRUST
|
40-17G
|
|
|
FIDELITY ADVISOR SERIES II
|
40-17G
|
|
|
FIDELITY ADVISOR SERIES VIII
|
40-17G
|
|
|
FIDELITY ADVISOR SERIES I
|
40-17G
|
|
|
FIDELITY ADVISOR SERIES IV
|
40-17G
|
|
|
FIDELITY CALIFORNIA MUNICIPAL TRUST
|
40-17G
|
|
|
FIDELITY FINANCIAL TRUST
|
40-17G
|
|
|
FIDELITY HANOVER STREET TRUST
|
40-17G
|
|
|
Fidelity Colchester Street Trust
|
40-17G
|
|
|
FIDELITY CHARLES STREET TRUST
|
40-17G
|
|
|
FIDELITY ADVISOR SERIES VII
|
40-17G
|
|
|
FIDELITY CAPITAL TRUST
|
40-17G
|
|
|
FIDELITY COURT STREET TRUST
|
40-17G
|
|
|
FIDELITY COMMONWEALTH TRUST
|
40-17G
|
|
|
FIDELITY DEVONSHIRE TRUST
|
40-17G
|
|
|
FIDELITY DESTINY PORTFOLIOS
|
40-17G
|
|
|
FIDELITY CONTRAFUND
|
40-17G
|
|
|
Indicate Capital REIT, LLC
|
D/A
|
|
|
HESS CORP
|
8-K
|
Financial Statements
|
|
Ellington Financial Inc.
|
8-K
|
Financial Statements
|
|
Rithm Capital Corp.
|
8-K
|
|
|
RYDER SYSTEM INC
|
424B3
|
Financial Statements
|
|
Valdeyan Corp
|
C
|
|
|
Blue Owl Technology Income Corp.
|
8-K
|
|
|
Primoris Services Corp
|
10-K
|
Financial Statements
|
|
Patria Investments Ltd
|
S-8
|
Financial Statements
|
|
SCHWAB INVESTMENTS
|
485BPOS
|
|
|
Vanguard Charlotte Funds
|
497K
|
|
|
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
|
497K
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
VANGUARD WHITEHALL FUNDS
|
497K
|
|
|
SCHWAB CAPITAL TRUST
|
485BPOS
|
|
|
VANGUARD STAR FUNDS
|
497K
|
|
|
VANGUARD EXPLORER FUND
|
497K
|
|
|
VANGUARD TRUSTEES' EQUITY FUND
|
497K
|
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
497K
|
|
|
VANGUARD WINDSOR FUNDS
|
497K
|
|
|
Lumentum Holdings Inc.
|
8-K
|
Financial Statements
|
|
Alternus Clean Energy, Inc.
|
8-K
|
|
|
VANGUARD WHITEHALL FUNDS
|
485BPOS
|
|
|
Blue Owl Credit Income Corp.
|
8-K
|
|
|
VANGUARD INTERNATIONAL EQUITY INDEX FUNDS
|
485BPOS
|
|
|
VANGUARD WINDSOR FUNDS
|
485BPOS
|
|
|
VANGUARD TRUSTEES' EQUITY FUND
|
485BPOS
|
|
|
VANGUARD EXPLORER FUND
|
485BPOS
|
|
|
Vanguard Charlotte Funds
|
485BPOS
|
|
|
VANGUARD STAR FUNDS
|
485BPOS
|
|
|
VANGUARD MUNICIPAL BOND FUNDS
|
485BPOS
|
|
|
Controladora Vuela Compania de Aviacion, S.A.B. de C.V.
|
6-K
|
Financial Statements
|
|
ELDER DAVID C
|
4
|
|
|
Glatfelter Corp
|
4
|
Financial Statements
|
|
ECP Warehouse Fund LP
|
D/A
|
|
|
Hendriks Han
|
4
|
|
|
Trinseo PLC
|
4
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Ultimus Managers Trust
|
485BXT
|
|
|
YS SLT REQ I TE LLC
|
D
|
|
|
Behrens Scott R.
|
4
|
|
|
CAMBRIDGE INVESTMENT RESEARCH, INC.
|
X-17A-5
|
|
|
STEPAN CO
|
4
|
Financial Statements
|
|
Miller Brian Edward
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
NEIMAN FUNDS
|
NPORT-P
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
Beck Eileen L
|
4
|
|
|
J.V.B. FINANCIAL GROUP, LLC
|
X-17A-5
|
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
LEGGETT & PLATT INC
|
4
|
Financial Statements
|
|
CO LONG TERM EQUITY FUND 1 LP
|
D/A
|
|
|
Hyundai Auto Receivables Trust 2021-B
|
ABS-EE
|
|
|
HYUNDAI ABS FUNDING LLC
|
ABS-EE
|
|
|
PAVE SECURITIES, LLC
|
X-17A-5
|
|
|
PACIFIC GAS & ELECTRIC Co
|
424B2
|
|
|
Innovator ETFs Trust
|
497K
|
|
|
BROWN, LISLE/CUMMINGS, INC.
|
X-17A-5
|
|
|
Mellotone Beer Project, LLC
|
D
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC.
|
D
|
|
|
Apollo Diversified Credit Fund
|
NPORT-P
|
|
|
Apollo Diversified Real Estate Fund
|
NPORT-P
|
|
|
U.S. STERLING SECURITIES, INC.
|
X-17A-5/A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1856
|
D
|
|
|
Antler Brasil Fund I LP
|
D/A
|
|
|
Urey Jill L.
|
4
|
|
|
HAGALE JAMES TYSON
|
4
|
|
|
UBS AG
|
424B2
|
|
|
AMERICAN FIDELITY SECURITIES, INC.
|
X-17A-5
|
|
|
JONES LANG LASALLE INC
|
10-K
|
Financial Statements
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
Graham Gary John
|
144
|
|
|
SOBR Safe, Inc.
|
144
|
|
|
Buth Douglas P
|
4
|
|
|
Quad/Graphics, Inc.
|
4
|
Financial Statements
|
|
HMR Holdings, LLC
|
D
|
|
|
Williams Cynthia W
|
4
|
|
|
HASBRO, INC.
|
4
|
Financial Statements
|
|
PRISA LP
|
D/A
|
|
|
WINTER P CLINTON
|
4
|
|
|
UNITED BANKSHARES INC/WV
|
4
|
Financial Statements
|
|
PASCOE KEVIN CARLTON
|
4
|
|
|
NATIONAL HEALTH INVESTORS INC
|
4
|
Financial Statements
|
|
Sibley Tarrant L.
|
4
|
|
|
Herriott James
|
144
|
|
|
EXACT SCIENCES CORP
|
144
|
Financial Statements
|
|
Clouse Benjamin R
|
4/A
|
|
|
CROSSFIRST BANKSHARES, INC.
|
4/A
|
Financial Statements
|
|
Cocks Christian P
|
4
|
|
|
DAVIS JENNIFER JOY
|
4
|
|
|
LARSON FINANCIAL SECURITIES, LLC
|
X-17A-5
|
|
|
Austin Matthew Edward
|
4
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
Marcolini John F.
|
144
|
|
|
ITRON, INC.
|
144
|
Financial Statements
|
|
Ware Christopher E.
|
144
|
|
|
FISERV INC
|
424B5
|
Financial Statements
|
|
DAST Investments LLC
|
D
|
|
|
HORACE MANN EDUCATORS CORP /DE/
|
10-K
|
Financial Statements
|
|
Hooper Joan S
|
144
|
|
|
Atkinson Najuma
|
4
|
|
|
Hyundai Auto Receivables Trust 2021-A
|
ABS-EE
|
|
|
Soleus Private Equity Fund III, L.P.
|
D/A
|
|
|
Umpleby III Donald J
|
4
|
|
|
CATERPILLAR INC
|
4
|
Financial Statements
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
Underwood Baxter
|
4
|
|
|
SUN COMMUNITIES INC
|
4
|
Financial Statements
|
|
LEGGETT & PLATT INC
|
10-K
|
Financial Statements
|
|
MOHR MARSHALL
|
4
|
|
|
Gaines Kristin Sallee
|
4
|
|
|
Conroy Kevin T
|
144
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
AHP-CG Holdings LLC
|
D
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
Callahan Patrick J. III
|
SC 13G
|
|
|
ACHIEVE LIFE SCIENCES, INC.
|
SC 13G
|
Financial Statements
|
|
Pulatie-Hahn Laurie Ann
|
144
|
|
|
VBC SECURITIES, LLC
|
X-17A-5
|
|
|
FB Financial Corp
|
10-K
|
Financial Statements
|
|
Mendelsohn D. Eric
|
4
|
|
|
PUTNAM VARIABLE TRUST
|
N-CSR
|
|
|
Hyundai Auto Receivables Trust 2020-C
|
ABS-EE
|
|
|
NEEDHAM FUNDS INC
|
NPORT-P
|
|
|
PARK WEST INVESTORS LP
|
D/A
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
Cohen & Steers MLP & Energy Opportunity Fund, Inc.
|
24F-2NT
|
|
|
BCG SECURITIES, INC.
|
X-17A-5
|
|
|
BlackRock Variable Series Funds, Inc.
|
NPORT-P
|
|
|
Cunningham Everett
|
144
|
|
|
C. L. KING & ASSOCIATES, INC.
|
X-17A-5
|
|
|
Miles Richard F
|
4
|
|
|
GEOSPACE TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Evolon Technology, Inc.
|
D
|
|
|
Hyundai Auto Receivables Trust 2020-B
|
ABS-EE
|
|
|
EUROCONSULT CAPITAL, LLC
|
X-17A-5
|
|
|
BlackRock Funds V
|
NPORT-P
|
|
|
BlackRock Funds II
|
NPORT-P
|
|
|
Cactus Healthcare Management LLC
|
4
|
|
|
Cactus Healthcare Management LP
|
4
|
|
|
Cactus Acquisition Corp. 1 Ltd
|
4
|
|
|
Jagpal Netta
|
3
|
|
|
InMed Pharmaceuticals Inc.
|
3
|
|
|
WEBB ROBERT T
|
4
|
|
|
Nuveen Real Asset Income & Growth Fund
|
NPORT-P
|
|
|
NUVEEN INVESTMENT TRUST
|
NPORT-P
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
NPORT-P
|
|
|
BVVC SPV VII, LLC
|
D
|
|
|
Samath Jamie
|
4
|
|
|
Clarion Partners Real Estate Income Fund Inc.
|
SC 13D
|
|
|
FRANKLIN RESOURCES INC
|
SC 13D
|
Financial Statements
|
|
POOL CORP
|
10-K
|
Financial Statements
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
ZUBIRIA BARBARA
|
144
|
|
|
SELINA HOSPITALITY PLC
|
144
|
|
|
SWAFFORD CHARLOTTE A
|
4
|
|
|
BlackRock Variable Series Funds II, Inc.
|
NPORT-P
|
|
|
Customers Bancorp, Inc.
|
4
|
Financial Statements
|
|
SIDHU JAY S
|
4
|
|
|
Hyundai Auto Receivables Trust 2020-A
|
ABS-EE
|
|
|
BLACKROCK BOND FUND, INC.
|
NPORT-P
|
|
|
BROOKLINE BANCORP INC
|
10-K
|
Financial Statements
|
|
Elliott Jeffrey Thomas
|
144
|
|
|
BURRELL JONATHAN
|
4
|
|
|
GARMIN LTD
|
4
|
Financial Statements
|
|
TIAA SEPARATE ACCOUNT VA 1
|
NPORT-P
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Built Up Ventures LP
|
D/A
|
|
|
Park West Investors Ltd
|
D/A
|
|
|
SP Magnolia 2 LLC
|
D
|
|
|
BlackRock Series Fund II, Inc.
|
NPORT-P
|
|
|
MCCABE ROBERT A JR
|
4
|
|
|
Petro Michael J
|
4/A
|
|
|
MARTIN MARIETTA MATERIALS INC
|
4/A
|
Financial Statements
|
|
Condella Sarah
|
144
|
|
|
SEAPORT GLOBAL SECURITIES LLC
|
X-17A-5
|
|
|
Patrick Justin K
|
144
|
|
|
BlackRock Series Fund, Inc.
|
NPORT-P
|
|
|
Jobe James R
|
4
|
|
|
Rosa David J.
|
4
|
|
|
Ocean Power Technologies, Inc.
|
DFAN14A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
DFAN14A
|
|
|
GONZALEZ-NOGUERA MARIA CRISTINA
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
Nye C Howard
|
4/A
|
|
|
Federal Home Loan Bank of San Francisco
|
8-K
|
|
|
COLDEN TRACY M J
|
4
|
|
|
Nickolas James AJ
|
4/A
|
|
|
FIRST HORIZON ADVISORS, INC.
|
X-17A-5
|
|
|
CESTERO LUIS E.
|
4
|
|
|
UNIFIED SERIES TRUST
|
NPORT-P
|
|
|
Cardin Robert J
|
4/A
|
|
|
Deitrich Thomas
|
144
|
|
|
LORD ABBETT RESEARCH FUND INC
|
24F-2NT
|
|
