| Company Name |
Form Type |
SEC Filings |
|
|
|
|
VIAD CORP
|
4
|
Financial Statements
|
|
Aclarion, Inc.
|
8-K
|
|
|
MOSTER STEVEN W
|
4
|
|
|
LINDE DEREK P
|
4
|
|
|
CSAIL 2015-C3 Commercial Mortgage Trust
|
10-D
|
|
|
BARRY DAVID W
|
4
|
|
|
STRIEDEL LESLIE S
|
4
|
|
|
Smith Donald J
|
4
|
|
|
VBLA CLIENTS SPV FOR PBCAF4 LLC
|
D
|
|
|
Honda Auto Receivables 2020-3 Owner Trust
|
15-15D
|
|
|
Onslow Bay Funding LLC
|
ABS-15G
|
|
|
DeSantis Christopher P.
|
4
|
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
Fidelity Multi-Strategy Credit Fund
|
SC 13D/A
|
|
|
FMR LLC
|
SC 13D/A
|
|
|
EquityZen Growth Technology Fund LLC - Series 1862
|
D
|
|
|
TOWER PRINCIPAL MARKETS LLC
|
X-17A-5
|
|
|
RENN Fund, Inc.
|
NPORT-P
|
|
|
PTI SECURITIES & FUTURES L.P.
|
X-17A-5
|
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
PIONEER HIGH YIELD FUND
|
485BPOS
|
|
|
Trent Micro SPV, LP
|
D
|
|
|
BP CAPITAL MARKETS PLC
|
424B5
|
|
|
BP PLC
|
424B5
|
Financial Statements
|
|
Benchmark 2020-B18 Mortgage Trust
|
10-D
|
|
|
Simmons Peggy
|
4
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
4
|
Financial Statements
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
Sturgess Kate
|
4
|
|
|
BANCFIRST CORP /OK/
|
10-K
|
Financial Statements
|
|
Feinberg David Matthew
|
4
|
|
|
Ulrich Phillip R.
|
4
|
|
|
Beam Christian T
|
4
|
|
|
Smyth Antonio P
|
4
|
|
|
Benchmark 2020-B18 Mortgage Trust
|
ABS-EE
|
|
|
Hall Greg B
|
4
|
|
|
Risch Therace
|
4
|
|
|
FOWKE BENJAMIN G S III
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
1350 GREENVUE INVESTORS LP
|
D
|
|
|
Redalpine Capital VII S.C.S., SICAV-RAIF
|
D
|
|
|
UBS AG
|
424B3
|
|
|
YS LF PV I LLC
|
D
|
|
|
Feanny Tracy Ann
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Lite Magnesium Products Inc.
|
D
|
|
|
CARILLON SERIES TRUST
|
497K
|
|
|
Kraft Heinz Co
|
FWP
|
Financial Statements
|
|
Kraft Heinz Foods Co
|
FWP
|
|
|
O'Rourke Glenn
|
4
|
|
|
Ashmore Funds
|
485BPOS
|
|
|
CROWN HOLDINGS, INC.
|
10-K
|
Financial Statements
|
|
Patient Capital Management, LLC
|
SC 13G/A
|
|
|
Camac Fund, LP
|
SC 13D/A
|
|
|
PRECIGEN, INC.
|
SC 13G/A
|
Financial Statements
|
|
GOLD RESERVE INC
|
SC 13D/A
|
|
|
CSAIL 2015-C2 Commercial Mortgage Trust
|
10-D
|
|
|
McDermott Michael
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
Horizon Funds
|
24F-2NT
|
|
|
Carrick Sean
|
4
|
|
|
Nascent Biotech Inc.
|
4
|
|
|
SUSMAN SALLY
|
4
|
|
|
SAHNI PAYAL
|
4
|
|
|
LANKLER DOUGLAS M
|
4
|
|
|
GLENMEDE FUND INC
|
497K
|
|
|
HOLDEN LOWELL THOMAS
|
4
|
|
|
JOHNSON RADY A
|
4
|
|
|
Dolsten Mikael
|
4
|
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
Karas Douglas John
|
4
|
|
|
MML STRATEGIC DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
LINCOLN LIFE VARIABLE ANNUITY ACCOUNT N
|
497
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
VBLA CLIENTS SPV FOR PANTERA 3 LLC
|
D
|
|
|
BOSHOFF CHRISTOFFEL
|
4
|
|
|
FRANKLIN LTD DURATION INCOME TRUST
|
N-CSR
|
|
|
Built Up Ventures LP
|
D
|
|
|
PRESSURE BIOSCIENCES INC
|
DEF 14A
|
Financial Statements
|
|
MML INVESTORS SERVICES, LLC
|
X-17A-5
|
|
|
MUNICIPAL CAPITAL MARKETS GROUP, INC.
|
MA-I
|
|
|
HAYNES INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Young Donald R
|
4
|
|
|
ASPEN AEROGELS INC
|
4
|
Financial Statements
|
|
Federated Hermes Income Securities Trust
|
24F-2NT
|
|
|
HARGER AND COMPANY, INC.
|
X-17A-5
|
|
|
Cultivo Land PBC
|
D
|
|
|
Pegasus Digital Mobility Acquisition Corp.
|
8-K
|
|
|
Landes Gregg
|
4
|
|
|
Credo Technology Group Holding Ltd
|
4
|
Financial Statements
|
|
SCHUELKE KATHERINE
|
4
|
|
|
Whitaker Corby C
|
4
|
|
|
PORTFOLIO RESOURCES GROUP, INC.
|
X-17A-5
|
|
|
RODRIGUEZ RICARDO C.
|
4
|
|
|
EAVES JOHN W
|
4
|
|
|
ARCH RESOURCES, INC.
|
4
|
Financial Statements
|
|
KOREA FUND INC
|
NPORT-P
|
|
|
Smith Paul John
|
144
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
CYBIN INC.
|
6-K
|
|
|
CSAIL 2019-C15 Commercial Mortgage Trust
|
10-D
|
|
|
CREDIT SUISSE HIGH YIELD BOND FUND
|
DEFA14A
|
|
|
Micro Co-Invest Holdco, LLC
|
D
|
|
|
CSAIL 2019-C15 Commercial Mortgage Trust
|
ABS-EE
|
|
|
HPS Specialty Loan International Fund VI-A, SCSp
|
D
|
|
|
RW Enterprises LLC
|
C
|
|
|
TYLER TECHNOLOGIES INC
|
10-K/A
|
Financial Statements
|
|
Cenntro Inc.
|
8-K12B
|
|
|
MML DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
Matson, Inc.
|
ARS
|
Financial Statements
|
|
Lang Paul A
|
4
|
|
|
SCHILLING KEITH L
|
4
|
|
|
Valentyn Thomas E
|
144
|
|
|
REGAL REXNORD CORP
|
144
|
|
|
CSAIL 2021-C20 Commercial Mortgage Trust
|
10-D
|
|
|
PIMCO California Flexible Municipal Income Fund
|
NPORT-P
|
|
|
CSAIL 2015-C1 Commercial Mortgage Trust
|
10-D
|
|
|
PIMCO Flexible Real Estate Income Fund
|
NPORT-P
|
|
|
PIMCO Access Income Fund
|
NPORT-P
|
|
|
PIMCO Flexible Emerging Markets Income Fund
|
NPORT-P
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
NPORT-P
|
|
|
PIMCO Dynamic Income Strategy Fund
|
NPORT-P
|
|
|
Aquaron Acquisition Corp.
|
SC 13G
|
|
|
Walleye Capital LLC
|
SC 13G
|
|
|
PIMCO Flexible Municipal Income Fund
|
NPORT-P
|
|
|
PIMCO Flexible Credit Income Fund
|
NPORT-P
|
|
|
PIMCO Dynamic Income Fund
|
NPORT-P
|
|
|
PIMCO Equity Series
|
NPORT-P
|
|
|
CSAIL 2017-CX9 Commercial Mortgage Trust
|
10-D
|
|
|
Walleye Capital LLC
|
SC 13G/A
|
|
|
ACME UNITED CORP
|
SC 13G/A
|
Financial Statements
|
|
CSAIL 2021-C20 Commercial Mortgage Trust
|
ABS-EE
|
|
|
KEENE S TURNER
|
4
|
|
|
ENTERPRISE FINANCIAL SERVICES CORP
|
4
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
i80 Group Asset Based Finance LP
|
D/A
|
|
|
PIMCO Equity Series VIT
|
NPORT-P
|
|
|
PIMCO ETF Trust
|
NPORT-P
|
|
|
CSAIL 2017-CX9 Commercial Mortgage Trust
|
ABS-EE
|
|
|
ETKIND ANDREW R
|
4
|
|
|
PONDER MARK G
|
4
|
|
|
Drexler John T.
|
4
|
|
|
Ferencz Garrett
|
4
|
|
|
TrueBlue, Inc.
|
4
|
Financial Statements
|
|
PIMCO Global StocksPLUS & Income Fund
|
NPORT-P
|
|
|
PIMCO Income Strategy Fund II
|
NPORT-P
|
|
|
PIMCO INCOME STRATEGY FUND
|
NPORT-P
|
|
|
PIMCO HIGH INCOME FUND
|
NPORT-P
|
|
|
TPIP Investments LLC
|
D/A
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
NPORT-P
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
NPORT-P
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
NPORT-P
|
|
|
PEMBLE CLIFTON A
|
4
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
NPORT-P
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
NPORT-P
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
NPORT-P
|
|
|
LALLY JAMES BRIAN
|
4
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
NPORT-P
|
|
|
PIMCO Managed Accounts Trust
|
NPORT-P
|
|
|
Managed Portfolio Series
|
497K
|
|
|
PIMCO VARIABLE INSURANCE TRUST
|
NPORT-P
|
|
|
PIMCO FUNDS
|
NPORT-P
|
|
|
Betori Richard P.
|
4
|
|
|
Bartel Danny J
|
4
|
|
|
IANNACONE NICOLE M
|
4
|
|
|
Series Portfolios Trust
|
485BXT
|
|
|
BII BIG Holdings LP
|
3
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
3
|
|
|
PIMCO STRATEGIC INCOME FUND, INC
|
NPORT-P
|
|
|
PCM FUND, INC.
|
NPORT-P
|
|
|
Fitzsimmons-Willis Kristy A.
|
4
|
|
|
Munn Matthew
|
4
|
|
|
Huffman Bridget
|
4
|
|
|
Ziegler John A.
|
4
|
|
|
Boessen Douglas G.
|
4
|
|
|
John Hancock Funds III
|
497
|
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
10-D
|
|
|
Widman Fredrik
|
4
|
|
|
Cash Megan Anne
|
144
|
|
|
RB GLOBAL INC.
|
144
|
Financial Statements
|
|
Goodman Scott Richard
|
4
|
|
|
RABO SECURITIES USA, INC.
|
X-17A-5
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Biddlecombe Sean
|
4
|
|
|
Benchmark 2020-B16 Mortgage Trust
|
10-D
|
|
|
LONGLEAF PARTNERS FUNDS TRUST
|
24F-2NT
|
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
ABS-EE
|
|
|
DUMLAO TROY
|
4
|
|
|
LYMAN SUSAN
|
4
|
|
|
FLOURISH FINANCIAL LLC
|
X-17A-5
|
|
|
Christensen Richard
|
4
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
N-CSR
|
|
|
Q-BLK APPRECIATION FUND LP
|
D/A
|
|
|
Giljum Matthew C.
|
4
|
|
|
BARCLAYS CAPITAL INC.
|
X-17A-5
|
|
|
Benchmark 2020-B16 Mortgage Trust
|
ABS-EE
|
|
|
BAUCHE DOUGLAS
|
4
|
|
|
CSAIL 2018-C14 Commercial Mortgage Trust
|
10-D
|
|
|
DODGE & COX FUNDS
|
NPORT-P
|
|
|
CSAIL 2018-C14 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Managed Portfolio Series
|
485BPOS
|
|
|
Owen Taryn R
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Krensavage Asset Management, LLC
|
SCHEDULE 13G
|
|
|
ENANTA PHARMACEUTICALS INC
|
SCHEDULE 13G
|
Financial Statements
|
|
Klein Rosemary L
|
4
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
485BPOS
|
|
|
Investment Managers Series Trust
|
NPORT-P
|
|
|
Schweihs Carl
|
4
|
|
|
CSAIL 2017-C8 Commercial Mortgage Trust
|
10-D
|
|
|
BANK OF NOVA SCOTIA
|
424B3
|
Financial Statements
|
|
Smith Joanne D
|
144
|
|
|
DELTA AIR LINES, INC.
|
144
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
CASE STEPHEN M
|
4
|
|
|
MAUI LAND & PINEAPPLE CO INC
|
4
|
Financial Statements
|
|
Slone Deck
|
4
|
|
|
CSAIL 2017-C8 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Angel Oak Mortgage Trust I, LLC
|
ABS-15G
|
|
|
CSAIL 2020-C19 Commercial Mortgage Trust
|
10-D
|
|
|
Bacon Brenda J
|
4
|
|
|
FTI CONSULTING, INC
|
4
|
Financial Statements
|
|
EQ ADVISORS TRUST
|
NPORT-P
|
|
|
Lu Curtis P
|
4
|
|
|
ADVISORS SERIES TRUST
|
24F-2NT
|
|
|
SABIN JOHN
|
4
|
|
|
Cityfunds I, LLC
|
253G2
|
|
|
BROWN COLLEEN B
|
4
|
|
|
NORTHERN LIGHTS FUND TRUST III
|
497
|
|
|
Lubar & Co., Inc
|
SC 13D/A
|
|
|
HALLADOR ENERGY CO
|
SC 13D/A
|
Financial Statements
|
|
CSAIL 2020-C19 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Federal Home Loan Bank of Des Moines
|
8-K
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
485BPOS
|
|
|
EASTDIL SECURED ADVISORS LLC
|
X-17A-5
|
|
|
Randle Race A.
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Lontoh Sonita
|
4
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Webb Brian
|
4
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
Bracy Kevin
|
4
|
|
|
ALPS Series Trust
|
NPORT-P
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
485BPOS
|
|
|
LORSON JOHN W
|
4
|
|
|
KODAMA WADE K
|
4
|
|
|
Tianci International, Inc.
|
10-Q
|
|
|
Unicoin Inc.
|
8-K
|
|
|
STONE RIDGE TRUST
|
485BPOS
|
|
|
SAKAGUCHI JEFFREY B
|
4
|
|
|
Amplify Life Insurance Co
|
D
|
|
|
Takitani Anthony P.
|
4
|
|
|
JVM Realty Apartment Fund 10, LP
|
D
|
|
|
ESL INVESTMENT SERVICES, LLC
|
X-17A-5
|
|
|
Reitz Paul G
|
4
|
|
|
SDCL EDGE Acquisition Corp
|
8-K
|
|
|
CD 2018-CD7 Mortgage Trust
|
10-D
|
|
|
Goings William C.
|
4
|
|
|
CSAIL 2019-C17 Commercial Mortgage Trust
|
10-D
|
|
|
Innovator ETFs Trust
|
N-CSRS/A
|
|
|
CD 2018-CD7 Mortgage Trust
|
ABS-EE
|
|
|
YUMMIES INC
|
10-K
|
|
|
Benchmark 2019-B13 Mortgage Trust
|
10-D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
CSAIL 2019-C17 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Demzik Paul T.
|
4
|
|
|
Jones Kim Harris
|
4
|
|
|
Advisors' Inner Circle Fund III
|
NPORT-P
|
|
|
PFS FUNDS
|
485BPOS
|
|
|
Benchmark 2019-B13 Mortgage Trust
|
ABS-EE
|
|
|
Querciagrossa Anthony
|
4
|
|
|
Pinstripes Holdings, Inc.
|
4
|
|
|
Fiesta Partnership Holding, L.P.
|
D
|
|
|
Kreidler Robert C.
|
4
|
|
|
CSAIL 2016-C7 Commercial Mortgage Trust
|
10-D
|
|
|
Aeppel Glyn
|
4
|
|
|
Chatham Lodging Trust
|
10-K
|
|
|
Castle Ridge Apex International Ltd.
|
D/A
|
|
|
Savacool Kristi A
|
4
|
|
|
BNP PARIBAS SECURITIES CORP.
|
X-17A-5
|
|
|
Kodama Scott Nadao
|
4
|
|
|
LUBAR DAVID J
|
4
|
|
|
HALLADOR ENERGY CO
|
4
|
Financial Statements
|
|
FT 11395
|
S-6
|
|
|
Bow River Capital Evergreen Fund
|
NPORT-P
|
|
|
Peters Gregory K
|
144
|
|
|
NETFLIX INC
|
144
|
Financial Statements
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
10-D
|
|
|
Benchmark 2023-B38 Mortgage Trust
|
10-D
|
|
|
Zhao Jin
|
4
|
|
|
DIODES INC /DEL/
|
4
|
Financial Statements
|
|
FT 11387
|
S-6
|
|
