| Company Name |
Form Type |
SEC Filings |
|
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
10-D
|
|
|
Kane William P Jr
|
4
|
|
|
Karuna Therapeutics, Inc.
|
4
|
Financial Statements
|
|
FUSE GROUP HOLDING INC.
|
8-K
|
|
|
Enveric Biosciences, Inc.
|
8-K
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
ABS-EE
|
|
|
Exchange Listed Funds Trust
|
N-CSRS
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
Meury William
|
4
|
|
|
Swvl Holdings Corp
|
6-K
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
ABS-EE
|
|
|
NEXTERA ENERGY PARTNERS, LP
|
8-K
|
Financial Statements
|
|
Ergen Two-Year December 2023 SATS GRAT
|
3
|
|
|
DISH Network CORP
|
3
|
Financial Statements
|
|
MariaDB plc
|
424B3
|
|
|
Exela Technologies, Inc.
|
DEFA14A
|
Financial Statements
|
|
XD Fund Trust
|
N-1A/A
|
|
|
WISA TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
Friedman Yury
|
3
|
|
|
DoubleLine Yield Opportunities Fund
|
3
|
|
|
Armour Residential REIT, Inc.
|
4
|
Financial Statements
|
|
STATON DANIEL C
|
4
|
|
|
Nashat Amir
|
4
|
|
|
Harlow Venture, LLC
|
D
|
|
|
Taoping Inc.
|
6-K
|
Financial Statements
|
|
Seaberg Karen
|
144
|
|
|
MGP INGREDIENTS INC
|
144
|
Financial Statements
|
|
Boettcher Charles C
|
144
|
|
|
WASTE MANAGEMENT INC
|
144
|
Financial Statements
|
|
RED TRAIL ENERGY, LLC
|
10-K
|
|
|
AMERICAN BATTERY TECHNOLOGY Co
|
S-3
|
|
|
Zuckerberg Mark
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
Hellum Erik
|
4
|
|
|
Townsquare Media, Inc.
|
4
|
Financial Statements
|
|
First Eagle Real Estate Lending Fund
|
N-2
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
10-D
|
|
|
Voyage Foods Inc.
|
D
|
|
|
Coll John
|
144
|
|
|
Allison Transmission Holdings Inc
|
144
|
Financial Statements
|
|
Mossytree Inc.
|
144
|
|
|
Vacasa, Inc.
|
144
|
Financial Statements
|
|
MariaDB plc
|
8-K
|
|
|
M-tron Industries, Inc.
|
4
|
|
|
GABELLI MARIO J
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
10-D
|
|
|
Lofton Kevin E
|
4
|
|
|
GILEAD SCIENCES, INC.
|
4
|
Financial Statements
|
|
DoubleLine Income Solutions Fund
|
3
|
|
|
Nachman Joseph R
|
4
|
|
|
YELP INC
|
4
|
Financial Statements
|
|
Pauls Matthew
|
4
|
|
|
Savara Inc
|
4
|
Financial Statements
|
|
Fortune Rise Acquisition Corp
|
3
|
|
|
Concentrix Corp
|
5
|
|
|
Hayley Kathryn
|
5
|
|
|
RICKETTS LAWRENCE
|
4
|
|
|
ONE LIBERTY PROPERTIES INC
|
4
|
Financial Statements
|
|
BOISE CASCADE Co
|
4
|
Financial Statements
|
|
MCGOWAN CHRISTOPHER J
|
4
|
|
|
Cibus, Inc.
|
8-K
|
Financial Statements
|
|
Li-Cycle Holdings Corp.
|
6-K
|
|
|
Saguaros Tacos & Churros LLC
|
C
|
|
|
JetZero, Inc.
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
ABS-EE
|
|
|
Lowrance David L
|
4
|
|
|
Tuniu Corp
|
144
|
Financial Statements
|
|
DCM Hybrid RMB Fund, L.P.
|
144
|
|
|
Docebo Inc.
|
6-K
|
|
|
Modern Capital Funds Trust
|
497
|
|
|
B. Riley Financial, Inc.
|
4
|
Financial Statements
|
|
WEITZMAN HOWARD
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
ABS-EE
|
|
|
DCM Ventures China Turbo Affiliates Fund, L.P.
|
144
|
|
|
Spirit Airlines, Inc.
|
4
|
Financial Statements
|
|
Christie Edward M III
|
4
|
|
|
Elam Nevan C
|
4
|
|
|
Vanier Kevin Blake
|
4
|
|
|
Wilson Kenneth S
|
144
|
|
|
JABIL INC
|
144
|
Financial Statements
|
|
Kobayashi Ken
|
4
|
|
|
Pyxis Oncology, Inc.
|
4
|
Financial Statements
|
|
Docebo Inc.
|
SC13E4F/A
|
|
|
Haralson Scott
|
4
|
|
|
DCM Ventures China Turbo Fund, L.P.
|
144
|
|
|
Howley W Nicholas
|
144
|
|
|
TransDigm Group INC
|
144
|
Financial Statements
|
|
McMenamy Brian J.
|
4
|
|
|
Wiggins Rocky
|
4
|
|
|
Novick Jared
|
4
|
|
|
WRAP TECHNOLOGIES, INC.
|
4
|
|
|
Grizzle Victor
|
4
|
|
|
ARMSTRONG WORLD INDUSTRIES INC
|
4
|
Financial Statements
|
|
Klein Matthew H
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
Canfield Thomas C
|
4
|
|
|
VAN VOORHIS DALE
|
4
|
|
|
PARKS AMERICA, INC
|
4
|
|
|
Novick Jared
|
3
|
|
|
WRAP TECHNOLOGIES, INC.
|
3
|
|
|
Pono Capital Two, Inc.
|
PRE 14A
|
|
|
Bendoraitis John A.
|
4
|
|
|
Brera Holdings PLC
|
6-K
|
|
|
SK Growth Opportunities Corp
|
8-K
|
|
|
Trinity Capital Inc.
|
8-K
|
Financial Statements
|
|
WisdomTree Trust
|
485BPOS
|
|
|
WRAP TECHNOLOGIES, INC.
|
8-K
|
|
|
Safe & Green Development Corp
|
424B3
|
|
|
DoubleLine Opportunistic Credit Fund
|
3
|
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
497K
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
DUOS TECHNOLOGIES GROUP, INC.
|
S-1
|
|
|
Hess Midstream LP
|
4
|
Financial Statements
|
|
Stein Jonathan C.
|
4
|
|
|
Medalist Diversified REIT, Inc.
|
8-K
|
Financial Statements
|
|
Advisor Managed Portfolios
|
NPORT-P
|
|
|
BRC Inc.
|
8-K
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
BRIGHT MINDS BIOSCIENCES INC.
|
20-F
|
|
|
Powerbridge Technologies Co., Ltd.
|
6-K
|
Financial Statements
|
|
ICAHN ENTERPRISES L.P.
|
8-K
|
Financial Statements
|
|
GAMCO GLOBAL SERIES FUNDS, INC
|
497
|
|
|
NRX Pharmaceuticals, Inc.
|
PRE 14A
|
|
|
Beinecke Candace K
|
4
|
|
|
VORNADO REALTY TRUST
|
4
|
|
|
Audet Juliette Berangere
|
3
|
|
|
Ault Disruptive Technologies Corp
|
8-K
|
|
|
UroGen Pharma Ltd.
|
SC 13G
|
Financial Statements
|
|
RA CAPITAL MANAGEMENT, L.P.
|
SC 13G
|
|
|
Shulman Joseph
|
4
|
|
|
RHYTHM PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Smither John W
|
3
|
|
|
Global Net Lease, Inc.
|
8-K
|
Financial Statements
|
|
Tiziana Life Sciences Ltd
|
6-K
|
Financial Statements
|
|
Arch Therapeutics, Inc.
|
NT 10-K
|
|
|
Ault Alliance, Inc.
|
8-K
|
|
|
Topper James N
|
3
|
|
|
Kastelein Johannes Jacob Pieter
|
3
|
|
|
INX Ltd
|
6-K
|
|
|
NEXGEL, INC.
|
8-K
|
|
|
Raykov Rosty
|
4
|
|
|
HERZFELD THOMAS J
|
4/A
|
|
|
FENNEC PHARMACEUTICALS INC.
|
4
|
Financial Statements
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
4/A
|
|
|
Imunon, Inc.
|
8-K
|
Financial Statements
|
|
Kling Douglas F
|
3
|
|
|
MINIM, INC.
|
8-K
|
|
|
Iterum Therapeutics plc
|
8-K
|
Financial Statements
|
|
American Strategic Investment Co.
|
8-K
|
|
|
Davidson Michael H.
|
3
|
|
|
Slootweg Hugo Alexander
|
3
|
|
|
Revelstone Capital Acquisition Corp.
|
SC 13G/A
|
|
|
TENOR CAPITAL MANAGEMENT Co., L.P.
|
SC 13G/A
|
|
|
Kooij Louise Frederika
|
3
|
|
|
LANGE LOUIS G
|
3
|
|
|
GENERATION INCOME PROPERTIES, INC.
|
8-K
|
|
|
Somaiya Mayur Ian
|
3
|
|
|
McKay Francis
|
144
|
|
|
van der Kamp Hilde Johanna
|
3
|
|
|
Core Scientific, Inc./tx
|
8-K
|
|
|
NLS Pharmaceutics Ltd.
|
6-K
|
|
|
Herzfeld Erik Mervin
|
SC 13D/A
|
|
|
HERZFELD THOMAS J
|
SC 13D/A
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
SC 13D/A
|
|
|
COMSCORE, INC.
|
DEFA14A
|
Financial Statements
|
|
Avara Management Ltd
|
4
|
|
|
Giuliani Mario Germano
|
4
|
|
|
DCM Affiliates Fund V, LP
|
144
|
|
|
RP Fund, LLC, Series 7
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
DCM V LP
|
144
|
|
|
Comstock Inc.
|
8-K
|
Financial Statements
|
|
Meurice Eric
|
144
|
|
|
IPG PHOTONICS CORP
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C5
|
10-D
|
|
|
Chang Mike F
|
4
|
|
|
ALPHA & OMEGA SEMICONDUCTOR Ltd
|
4
|
Financial Statements
|
|
Angel Oak Funds Trust
|
N-14
|
|
|
Haworth Jennifer Allison
|
144
|
|
|
GLOBE LIFE INC.
|
144
|
|
|
PG Jackson TN DST
|
D/A
|
|
|
ROVER GROUP, INC.
|
DEFA14A
|
|
|
INLET SECURITIES, LLC
|
X-17A-5
|
|
|
Environmental Reclamation Fund, L.P.
|
D
|
|
|
MILLER STUART A
|
4
|
|
|
LENNAR CORP /NEW/
|
4
|
Financial Statements
|
|
89bio, Inc.
|
144
|
Financial Statements
|
|
PALEKAR ROHAN
|
144
|
|
|
TALOS ENERGY INC.
|
8-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
COMSCORE, INC.
|
8-K
|
Financial Statements
|
|
KALICH RONALD B SR
|
4
|
|
|
SURMODICS INC
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C5
|
ABS-EE
|
|
|
Kumar Dinesh M.
|
144
|
|
|
Alignment Healthcare, Inc.
|
144
|
Financial Statements
|
|
LumiraDx Ltd
|
6-K
|
|
|
Rahmer Peter
|
4
|
|
|
Relay Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Fitzgerald Joseph Michael
|
144
|
|
|
BOSTON SCIENTIFIC CORP
|
144
|
Financial Statements
|
|
Ullem Scott B.
|
4
|
|
|
Edwards Lifesciences Corp
|
4
|
Financial Statements
|
|
PAYDEN & RYGEL INVESTMENT GROUP
|
N-CSR
|
|
|
First American Financial Corp
|
8-K/A
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
Eye C Better Corp.
|
C-U
|
|
|
Dahiyat Bassil I
|
4
|
|
|
Xencor Inc
|
4
|
Financial Statements
|
|
ROVER GROUP, INC.
|
8-K
|
|
|
Jean Madar Holding SAS
|
4
|
|
|
MADAR JEAN
|
4
|
|
|
INTER PARFUMS INC
|
4
|
Financial Statements
|
|
Fang Andy
|
144
|
|
|
DoorDash, Inc.
|
144
|
Financial Statements
|
|
Lynch James F
|
4
|
|
|
Globalstar, Inc.
|
4
|
Financial Statements
|
|
Applied Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
Beyond Air, Inc.
|
4
|
|
|
Avniel Amir
|
4
|
|
|
Regan Timothy
|
144
|
|
|
DROPBOX, INC.
|
144
|
Financial Statements
|
|
GigCapital5, Inc.
|
425
|
|
|
BCB BANCORP INC
|
8-K
|
Financial Statements
|
|
Inukonda Ravi
|
144
|
|
|
Catinazzo Thomas
|
4
|
|
|
TAN LIP BU
|
144
|
|
|
CADENCE DESIGN SYSTEMS INC
|
144
|
Financial Statements
|
|
C. H. ROBINSON WORLDWIDE, INC.
|
8-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
CADOGAN TIMOTHY R.
|
144
|
|
|
LiveRamp Holdings, Inc.
|
144
|
Financial Statements
|
|
Zhihu Inc.
|
6-K
|
Financial Statements
|
|
GigCapital5, Inc.
|
8-K
|
|
|
GULFSLOPE ENERGY, INC.
|
NT 10-K
|
|
|
Schaffer Ryan
|
144
|
|
|
Expensify, Inc.
|
144
|
Financial Statements
|
|
ARNOLD FRANCES
|
144
|
|
|
Alphabet Inc.
|
144
|
Financial Statements
|
|
Thompson Peter A.
|
4
|
|
|
BioLineRx Ltd.
|
S-8
|
Financial Statements
|
|
Blue Star Foods Corp.
|
8-K
|
|
|
DISH Network CORP
|
25-NSE
|
Financial Statements
|
|
Koster Craig
|
4
|
|
|
Brophy Michael Burkes
|
144
|
|
|
Natera, Inc.
|
144
|
Financial Statements
|
|
Investment Managers Series Trust II
|
485BPOS
|
|
|
Gitlab Inc.
|
144
|
Financial Statements
|
|
Schulman Robin
|
144
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
Ullem Scott B.
|
144
|
|
|
Edwards Lifesciences Corp
|
144
|
Financial Statements
|
|
enCore Energy Corp.
|
CERT
|
|
|
nCino, Inc.
|
144
|
Financial Statements
|
|
Kilday Pamela
|
144
|
|
|
Philippe Benacin Holding SAS
|
4
|
|
|
BENACIN PHILIPPE
|
4
|
|
|
Hindson Benjamin J.
|
4
|
|
|
10x Genomics, Inc.
|
4
|
Financial Statements
|
|
Key Mining Corp.
|
S-1/A
|
|
|
KLEINMAN MARK H
|
144
|
|
|
PIONEER NATURAL RESOURCES CO
|
144
|
Financial Statements
|
|
Verdant Reparative Inc.
|
C/A
|
|
|
OrbiMed Genesis GP LLC
|
4
|
|
|
OrbiMed Capital GP VI LLC
|
4
|
|
|
ORBIMED ADVISORS LLC
|
4
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
8-K
|
Financial Statements
|
|
Cameron Peter
|
4
|
|
|
Pinstripes Holdings, Inc.
|
4
|
|
|
Notch View Capital Management, LLC
|
SC 13D
|
|
|
Whole Earth Brands, Inc.
|
SC 13D
|
|
|
Bergstrom Donald A
|
4
|
|
|
BondBloxx ETF Trust
|
485BXT
|
|
|
Saxonov Serge
|
4
|
|
|
DM Trust Aggregator, LLC
|
144
|
|
|
Dutch Bros Inc.
|
144
|
Financial Statements
|
|
Archos George Peter
|
SC 13D/A
|
|
|
Verano Holdings Corp.
|
SC 13D/A
|
|
|
Altera Defense Fund 2, LLC
|
D/A
|
|
|
Carter Otis
|
4
|
|
|
Courtot George
|
4
|
|
|
Transphorm, Inc.
|
D
|
|
|
Fenster Edward Harris
|
144
|
|
|
Sunrun Inc.
|
144
|
Financial Statements
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
NPORT-P
|
|
|
AIM SECTOR FUNDS
|
NPORT-P
|
|
|
TriplePoint Venture Growth BDC Corp.
|
40-33
|
Financial Statements
|
|
Martin Christine M
|
3
|
|
|
PPL Corp
|
3
|
Financial Statements
|
|
GV Growth, a series of GoVision Venture Partners, LLC
|
D
|
|
|
Sagimet Biosciences Inc.
|
8-K
|
|
|
IA Fast Forward, a Series of IrishAngels 2023, LLC
|
D
|
|
|
Holley Inc.
|
S-3
|
|
|
Lubin Bruce S.
|
4
|
|
|
Davis Jeffrey A.
|
4/A
|
|
|
DOLLAR TREE, INC.
|
4/A
|
Financial Statements
|
|
SROA Capital Fund IX REIT, LLC
|
D
|
|
|
Equitrans Midstream Corp
|
8-K
|
Financial Statements
|
|
LUXURBAN HOTELS INC.
|
4
|
Financial Statements
|
|
Kothari Shanoop
|
4
|
|
