| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Integrated Media Technology Ltd
|
6-K
|
Financial Statements
|
|
AEGON LTD.
|
SC 13D/A
|
Financial Statements
|
|
Kodai Onshore LP
|
D
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Castle Hook Carbon Opportunity Offshore Fund Ltd.
|
D
|
|
|
Castle Hook Carbon Opportunity Fund LP
|
D
|
|
|
Springview Onshore Fund LP
|
D/A
|
|
|
White Lion Capital LLC
|
SC 13G/A
|
|
|
Aclarion, Inc.
|
SC 13G/A
|
|
|
State Farm Guaranty Insurance Co
|
D/A
|
|
|
State Farm Florida Insurance Co
|
D/A
|
|
|
State Farm Indemnity Co
|
D/A
|
|
|
State Farm County Mutual Insurance Co of Texas
|
D/A
|
|
|
State Farm Lloyds
|
D/A
|
|
|
State Farm General Insurance Co
|
D/A
|
|
|
STATE FARM FIRE & CASUALTY CO
|
D/A
|
|
|
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO
|
D/A
|
|
|
Fortune Rising Holdings Ltd
|
144
|
|
|
JD.com, Inc.
|
144
|
Financial Statements
|
|
12 West Long-Term Hold Overflow Fund LP
|
D/A
|
|
|
WIRTH JAMES F
|
4
|
|
|
INNSUITES HOSPITALITY TRUST
|
4
|
|
|
Yaffe Eli
|
144
|
|
|
ELTEK LTD
|
144
|
Financial Statements
|
|
RI-0306 Fund I, a series of SaxeCap, LP
|
D
|
|
|
RI-0306 Fund I AL Vehicle, a series of SaxeCap, LP
|
D
|
|
|
Uxin Ltd
|
6-K
|
Financial Statements
|
|
Blackstone Annex Onshore Fund L.P.
|
D/A
|
|
|
Cigna Group
|
8-K
|
Financial Statements
|
|
Xinyuan Real Estate Co., Ltd.
|
6-K
|
Financial Statements
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
Li Richard Cheng
|
144
|
|
|
I-Mab
|
144
|
Financial Statements
|
|
Blackstone Annex Offshore Fund L.P.
|
D/A
|
|
|
dMY Squared Technology Group, Inc.
|
DEFA14A
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Portfolio Advisors Private Equity Fund XII, L.P.
|
D
|
|
|
ICICI BANK LTD
|
6-K
|
Financial Statements
|
|
dMY Squared Technology Group, Inc.
|
8-K
|
|
|
NOMURA HOLDINGS INC
|
6-K
|
Financial Statements
|
|
Portfolio Advisors Private Equity Fund XII
|
D
|
|
|
Cerberus SFR Opportunistic QF Partners, L.P.
|
D/A
|
|
|
VesperMare EM Tactical Opportunities Fund LP
|
D/A
|
|
|
Oscar Health, Inc.
|
8-K
|
Financial Statements
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
RLX Technology Inc.
|
6-K
|
Financial Statements
|
|
Cerberus SFR Opportunistic Partners, L.P.
|
D/A
|
|
|
ATA Creativity Global
|
6-K
|
|
|
Driveitaway Holdings, Inc.
|
NT 10-K
|
|
|
Plastec Technologies, Ltd.
|
POS AM
|
|
|
HDFC BANK LTD
|
6-K
|
Financial Statements
|
|
Cosmos Health Inc.
|
8-K
|
|
|
PURA VIDA INVESTMENTS, LLC
|
SC 13D/A
|
|
|
CUTERA INC
|
SC 13D/A
|
Financial Statements
|
|
VesperMare EM Tactical Opportunities Offshore Fund LTD
|
D/A
|
|
|
CLEARONE INC
|
8-K
|
Financial Statements
|
|
GILLINGS STEPHEN CRAIG
|
4
|
|
|
PureBase Corp
|
4
|
|
|
GK Investor LLC
|
SC 13D
|
|
|
GENCO SHIPPING & TRADING LTD
|
SC 13D
|
Financial Statements
|
|
Stone Point Credit Corp
|
D/A
|
|
|
Vystar Corp
|
8-K
|
|
|
J-Long Group Ltd
|
8-A12B
|
|
|
TCW ETF Trust
|
485APOS
|
|
|
BIT ORIGIN Ltd
|
6-K
|
|
|
Akerna Corp.
|
S-4/A
|
|
|
Synergis Capital SPC - Force 1 SP
|
D
|
|
|
Banzai International, Inc.
|
S-1
|
|
|
Ocean Power Technologies, Inc.
|
DFAN14A
|
Financial Statements
|
|
Paragon Technologies, Inc.
|
DFAN14A
|
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
Synergis Capital SPC - Crypto Fund SP
|
D
|
|
|
RiverNorth Opportunistic Municipal Income Fund, Inc.
|
POS 8C
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RiverNorth Managed Duration Municipal Income Fund, Inc.
|
POS 8C
|
|
|
RiverNorth Flexible Municipal Income Fund, Inc.
|
POS 8C
|
|
|
LeddarTech Holdings Inc.
|
424B3
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
POS 8C
|
|
|
GigCapital5, Inc.
|
S-4/A
|
|
|
Better Therapeutics, Inc.
|
424B3
|
|
|
Metalla Royalty & Streaming Ltd.
|
6-K
|
|
|
Sumenzuo Inc
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
Jacobus hubert hermogenes
|
D/A
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
AB FIXED INCOME SHARES INC
|
N-CSRS
|
|
|
Bridge Logistics Value Fund II International-A LP
|
D/A
|
|
|
Jughandle 2023 Self Storage LLC
|
D
|
|
|
ENDONOVO THERAPEUTICS, INC.
|
10-Q
|
|
|
Pathos AI, Inc.
|
SC TO-T/A
|
|
|
Rain Oncology Inc.
|
SC TO-T/A
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C25
|
10-D
|
|
|
AB CORPORATE SHARES
|
N-CSRS
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
Iron Horse Acquisitions Corp.
|
424B4
|
|
|
Golden Royal Development Inc.
|
NT 10-K
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C19
|
10-D
|
|
|
SV PACIFIC VENTURES 698 SP LLC
|
D
|
|
|
Roberts Capital Fund I, LP
|
D/A
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C18
|
10-D
|
|
|
BurTech Acquisition Corp.
|
425
|
|
|
BurTech Acquisition Corp.
|
8-K
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
CMB INFRASTRUCTURE INVESTMENT GROUP 90, LP
|
D
|
|
|
HOTCHKIS & WILEY FUNDS /DE/
|
POS EX
|
|
|
NEWMONT Corp /DE/
|
8-K
|
Financial Statements
|
|
JPMBB Commercial Mortgage Securities Trust 2013-C17
|
10-D
|
|
|
UBS AG
|
424B2
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
SC TO-I
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C16
|
10-D
|
|
|
LEGG MASON PARTNERS INVESTMENT TRUST
|
497K
|
|
|
WILMINGTON FUNDS
|
497K
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS6
|
10-D
|
|
|
JPMorgan Chase Financial Co. LLC
|
FWP
|
|
|
JPMORGAN CHASE & CO
|
FWP
|
Financial Statements
|
|
PINEAPPLE EXPRESS CANNABIS Co
|
10-Q
|
|
|
BCGConvexVoia1, LLC
|
D
|
|
|
PFS FUNDS
|
N-CSR
|
|
|
WFRBS Commercial Mortgage Trust 2012-C10
|
10-D
|
|
|
iShares, Inc.
|
497K
|
|
|
Pathway Co-investment Fund II, LP
|
D
|
|
|
AMBEV S.A.
|
6-K
|
Financial Statements
|
|
Ault Alliance, Inc.
|
DEFA14A
|
|
|
BCGConvexSomite1, LLC
|
D
|
|
|
Armada Acquisition Corp. I
|
PRE 14A
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-NXS5
|
10-D
|
|
|
Howloo, Inc.
|
1-A/A
|
|
|
FinTron, Inc.
|
D/A
|
|
|
LEGG MASON PARTNERS INSTITUTIONAL TRUST
|
497K
|
|
|
MATTHEWS INTERNATIONAL FUNDS
|
497
|
|
|
BCGConvexOrbem1, LLC
|
D
|
|
|
iSHARES TRUST
|
497K
|
|
|
Alternus Clean Energy, Inc.
|
8-K
|
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
497K
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-C30
|
10-D
|
|
|
CALAMOS GLOBAL TOTAL RETURN FUND
|
N-CSR
|
|
|
Tecnoglass Inc.
|
8-K
|
Financial Statements
|
|
BCGConvexGravitics1, LLC
|
D
|
|
|
Creator Networks, Inc.
|
D
|
|
|
SILVERCORP METALS INC
|
SD
|
Financial Statements
|
|
Goldman Sachs ETF Trust II
|
497K
|
|
|
Goldman Sachs ETF Trust
|
497K
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND
|
N-CSR
|
|
|
GOLDMAN SACHS TRUST
|
497K
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS3
|
10-D
|
|
|
UNITED COMMUNITY BANKS INC
|
8-K
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
CALAMOS STRATEGIC TOTAL RETURN FUND
|
N-CSR
|
|
|
NEVRO CORP
|
S-3
|
Financial Statements
|
|
Calamos Dynamic Convertible & Income Fund
|
N-CSR
|
|
|
Pono Capital Three, Inc.
|
424B3
|
|
|
Wells Fargo Commercial Mortgage Trust 2015-NXS2
|
10-D
|
|
|
MASTER PORTFOLIO TRUST
|
POS AMI
|
|
|
FLJ Group Ltd
|
20FR12B
|
|
|
Merrill Carolyn
|
SC 13G
|
|
|
Cannabis Sativa, Inc.
|
SC 13G
|
|
|
CALAMOS CONVERTIBLE & HIGH INCOME FUND
|
N-CSR
|
|
|
Calamos Global Dynamic Income Fund
|
N-CSR
|
|
|
BI PINNACLE GLOBAL Ltd
|
D
|
|
|
Calamos Long/Short Equity & Dynamic Income Trust
|
N-CSR
|
|
|
AB PORTFOLIOS
|
497K
|
|
|
iShares, Inc.
|
497J
|
|
|
VIRTUAL INTERACTIVE TECHNOLOGIES CORP.
|
8-K
|
|
|
iSHARES TRUST
|
497J
|
|
|
DAILY JOURNAL CORP
|
DEF 14A
|
|
|
Veradace Capital Management LLC
|
SC 13D
|
|
|
SCIENTIFIC INDUSTRIES INC
|
SC 13D
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
AKF, Inc.
|
D/A
|
|
|
BlackRock ETF Trust II
|
497K
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
8-K
|
|
|
BlackRock ETF Trust II
|
497
|
|
|
DayOne Solutions, Inc
|
D
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
FU-1025 Fund IV, a series of Roll Up Vehicles, LP
|
D
|
|
|
Predictive Fitness, Inc.
|
D
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
N-CSR
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
N-CSR
|
|
|
Pono Capital Two, Inc.
|
DEFA14A
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
N-CSR
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
N-CSR
|
|
|
Pono Capital Two, Inc.
|
8-K
|
|
|
FLJ Group Ltd
|
6-K
|
|
|
Gold Royalty Corp.
|
F-3
|
|
|
LOAN CO OF SAN DIEGO A CALIFORNIA LP
|
D/A
|
|
|
AB PORTFOLIOS
|
485BPOS
|
|
|
DEUTSCHE DWS MARKET TRUST
|
N-CSR
|
|
|
DIREXION FUNDS
|
497K
|
|
|
DEUTSCHE DWS INCOME TRUST
|
N-CSR
|
|
|
GLOBAL TECHNOLOGIES LTD
|
10-K
|
|
|
BLUE SKY URANIUM CORP.
|
D/A
|
|
|
CENTRAL & EASTERN EUROPE FUND, INC.
|
N-CSR
|
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
253G2
|
|
|
CASH ACCOUNT TRUST
|
N-CSRS
|
|
|
Deep Medicine Acquisition Corp.
|
424B3
|
|
|
Real Established Inc.
|
D
|
|
|
HEALTHY EXTRACTS INC.
|
8-K
|
|
|
Inspira Technologies OXY B.H.N. Ltd
|
6-K
|
|
|
OBERWEIS FUNDS
|
497J
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Togetherhood, Inc.
|
D
|
|
|
SCHWAB STRATEGIC TRUST
|
497J
|
|
|
Ordaos, Inc.
|
D
|
|
|
HyperSciences, Inc.
|
D
|
|
|
BRF S.A.
|
6-K
|
Financial Statements
|
|
Mitchell William Edward
|
4
|
|
|
UMH PROPERTIES, INC.
|
4
|
Financial Statements
|
|
Lyndra Therapeutics, Inc.
|
D
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
DEFA14A
|
|
|
Mars Acquisition Corp.
|
PRE 14A
|
|
|
Upstreet Corp
|
D
|
|
|
Fluent, Inc.
|
8-K
|
Financial Statements
|
|
Van de Water Read
|
3
|
|
|
SMITH MIDLAND CORP
|
3
|
|
|
SHEPARD WILLIAM R
|
4
|
|
|
CME GROUP INC.
|
4
|
Financial Statements
|
|
HARVEST INVEST-069, LLC
|
D
|
|
|
Strategic Trust
|
485BPOS
|
|
|
AGDF3 LP
|
D
|
|
|
NightFood Holdings, Inc.
|
10-Q
|
|
|
G2Mint, Inc.
|
D
|
|
|
Siren ETF Trust
|
497K
|
|
|
AMERICAN CENTURY ETF TRUST
|
497K
|
|
|
Valkyrie Bitcoin Fund
|
S-1/A
|
|
|
CONTROLLED THERMAL RESOURCES HOLDINGS INC.
|
D/A
|
|
|
GABELLI EQUITY TRUST INC
|
N-2ASR
|
|
|
Dahiyat Bassil I
|
144
|
|
|
Xencor Inc
|
144
|
Financial Statements
|
|
MASSMUTUAL SELECT FUNDS
|
497
|
|
|
Stepstone Private Credit Fund LLC
|
8-K
|
|
|
LuminArx Appia II Feeder Co-Invest Fund LP
|
D
|
|
|
DERBY CARROLL INVESTOR, LLC
|
D
|
|
|
LuminArx Appia I Onshore LP
|
D
|
|
|
Levy Stuart
|
4
|
|
|
Gamefam, Inc.
|
D
|
|
|
Blue Owl Real Estate Fund VI REIT LLC
|
D
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
VIRTUAL INTERACTIVE TECHNOLOGIES CORP.
|
NT 10-K
|
|
|
Armour Residential REIT, Inc.
|
144
|
Financial Statements
|
|
STATON DANIEL C
|
144
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
SINGH DEVENDRA
|
144
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Global Geophysical Services, Inc./TX
|
D
|
|
|
Blue Owl NL Opportunity Credit SMTN REIT LLC
|
D
|
|
|
Avenues Cafe LLC
|
C
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Blue Owl NL Opportunity Credit SENE REIT LLC
|
D
|
|
|
ENDONOVO THERAPEUTICS, INC.
|
10-Q/A
|
|
|
Chong Alexander C.
|
4
|
|
|
CQENS Technologies Inc.
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C26
|
10-D
|
|
|
Carus Jeffrey A
|
4
|
|
|
Siren ETF Trust
|
497
|
|
|
GULATI HARDEEP
|
144
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C28
|
10-D
|
|
|
Chong Alexander C.
|
SC 13D/A
|
|
|
CQENS Technologies Inc.
|
SC 13D/A
|
|
|
Kayne Anderson BDC, Inc.
|
8-K
|
|
|
Blue Owl NL Opportunity Credit PAAR REIT LLC
|
D
|
|
|
Republic Midtown, LLC
|
D/A
|
|
|
AMERICAN BEACON FUNDS
|
497K
|
|
|
Shander Eric Ryan
|
144
|
|
|
Blue Owl NL Opportunity Credit MOMI REIT LLC
|
D
|
|
|
Series Portfolios Trust
|
NPORT-P
|
|
|
SILVER STAR PROPERTIES REIT, INC
|
8-K
|
|
|
Braces On Demand, Inc.
|
D
|
|
|
ETF Opportunities Trust
|
24F-2NT
|
|
|
Red Tree Venture Fund II, L.P.
|
D
|
|
|
Blue Owl NL Opportunity Credit Holdings REIT LLC
|
D
|
|
|
Snap One Holdings Corp.
|
4
|
|
|
HEYMAN JOHN H
|
4
|
|
|
Apollo Realty Income Solutions, Inc.
|
8-K
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6
|
10-D
|
|
|
Blue Owl NL Opportunity Credit ELIN REIT LLC
|
D
|
|
|
Fidelity Merrimack Street Trust
|
497K
|
|
|
Fidelity Merrimack Street Trust
|
497
|
|
|
Western Acquisition Ventures Corp.
|
DEF 14A
|
|
|
Blue Owl NL Opportunity Credit CAOH REIT LLC
|
D
|
|
|
Clapboard Lending LLC
|
D
|
|
|
Smith Steven Randal
|
144
|
|
|
LGI Homes, Inc.
|
144
|
Financial Statements
|
|
MARCIANO PAUL
|
4
|
|
|
GUESS INC
|
4
|
Financial Statements
|
|
Sharps Technology Inc.
|
4
|
|
|
Crescenzo Andrew R.
|
4
|
|
|
Bending Spoons S.p.A.
|
D
|
|
