| Company Name |
Form Type |
SEC Filings |
|
|
|
|
High Rock Feeder, L.P.
|
40-APP/A
|
|
|
High Rock Master, L.P.
|
40-APP/A
|
|
|
OV Private Opportunities, L.P.
|
40-APP/A
|
|
|
NHRS Private Opportunities Fund, L.P.
|
40-APP/A
|
|
|
Tennenbaum Special Situations Fund IX, LLC
|
40-APP/A
|
|
|
TCPC SBIC, LP
|
40-APP/A
|
|
|
TCPC SBIC GP, LLC
|
40-APP/A
|
|
|
BR/ERB Co-Investment Fund II, L.P.
|
40-APP/A
|
|
|
BlackRock Capital Markets, LLC / DE
|
40-APP/A
|
|
|
TCP Waterman Fund, LLC
|
40-APP/A
|
|
|
Tennenbaum Opportunities Fund VI, LLC
|
40-APP/A
|
|
|
SONJ PRIVATE OPPORTUNITIES FUND II LP
|
40-APP/A
|
|
|
Tennenbaum Opportunities Partners V, LP
|
40-APP/A
|
|
|
Tennenbaum Opportunities Fund V, LLC
|
40-APP/A
|
|
|
BlackRock TCP Capital Corp.
|
40-APP/A
|
Financial Statements
|
|
Special Value Continuation Partners, LLC
|
40-APP/A
|
|
|
BlackRock Capital Investment Corp
|
40-APP/A
|
Financial Statements
|
|
SVOF/MM, LLC
|
40-APP/A
|
|
|
TENNENBAUM CAPITAL PARTNERS LLC
|
40-APP/A
|
|
|
BLACKROCK ADVISORS LLC
|
40-APP/A
|
|
|
Clearmind Medicine Inc.
|
F-3
|
|
|
Irani Zackary S.
|
4
|
|
|
Nuvve Holding Corp.
|
DEF 14A
|
|
|
SMITH PHILIP IRVING
|
4
|
|
|
WINMARK CORP
|
4
|
Financial Statements
|
|
SMITH RALPH R
|
4
|
|
|
Stride, Inc.
|
4
|
Financial Statements
|
|
SECOR TANIA
|
4
|
|
|
INTEGRAL AD SCIENCE HOLDING CORP.
|
4
|
Financial Statements
|
|
Emergent BioSolutions Inc.
|
S-8
|
Financial Statements
|
|
Organicell Regenerative Medicine, Inc.
|
PRE 14C
|
|
|
Aristotle Funds Series Trust
|
N-CSRS
|
|
|
Fairmount Funds Management LLC
|
SC 13D/A
|
|
|
Spyre Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Kenny John P.
|
4
|
|
|
Better Home & Finance Holding Co
|
4/A
|
|
|
Talwar Harit
|
4/A
|
|
|
Williams Helen Charles
|
4
|
|
|
BARBIERI ALLEN
|
4
|
|
|
Tomlinson Percy C Jr
|
4
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B3
|
|
|
abrdn World Healthcare Fund
|
N-CSR
|
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
SC 13D/A
|
|
|
Poplawski Brice J
|
4
|
|
|
CareCloud, Inc.
|
8-K
|
Financial Statements
|
|
PACCAR INC
|
4
|
Financial Statements
|
|
Pinkham Louis V.
|
3
|
|
|
JACOBS SOLUTIONS INC.
|
3
|
|
|
HUGZ-MMF-The Henry Fund 1 LLC
|
D/A
|
|
|
CareMax, Inc.
|
PRE 14A
|
|
|
Emerson Jane
|
4
|
|
|
Cloudfarm Inc.
|
C/A
|
|
|
BIOMERICA INC
|
8-K
|
Financial Statements
|
|
Ambrx Biopharma, Inc.
|
4
|
|
|
Aromando Andrew
|
4
|
|
|
WILLIAMS DAVID B
|
4
|
|
|
BlackRock Innovation & Growth Term Trust
|
SC 13D/A
|
|
|
Becker Amy C
|
4
|
|
|
GROUP 1 AUTOMOTIVE INC
|
8-K
|
Financial Statements
|
|
SUNAMERICA SERIES TRUST
|
497K
|
|
|
SLOAT JULIA A
|
3
|
|
|
Advisors' Inner Circle Fund III
|
497K
|
|
|
Coste Catherine
|
4
|
|
|
NewtekOne, Inc.
|
8-K
|
Financial Statements
|
|
Benchmark 2023-B40 Mortgage Trust
|
FWP
|
|
|
JP MORGAN CHASE COMMERCIAL MORTGAGE SECURITIES CORP
|
FWP
|
|
|
SMV Barbers, LLC
|
D
|
|
|
FORD MOTOR CREDIT CO LLC
|
424B2
|
|
|
Series Portfolios Trust
|
N-CSRS
|
|
|
Nelson Sonja
|
4
|
|
|
WILLIAMS CLARA R
|
4
|
|
|
Barbetta Lawrence A
|
4
|
|
|
Nubia Brand International Corp.
|
DEFA14A
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
SC 13D/A
|
|
|
Toronto Dominion Investments, Inc.
|
SC 13D/A
|
|
|
INPIXON
|
425
|
Financial Statements
|
|
SUNAMERICA SERIES TRUST
|
497
|
|
|
Fund 1 Investments, LLC
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
TILE SHOP HOLDINGS, INC.
|
4
|
|
|
Scully Royalty Ltd.
|
6-K
|
|
|
DIGI INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
BCP Special Opportunities Onshore Feeder III - M LP
|
D
|
|
|
Performance Shipping Inc.
|
6-K
|
|
|
MCCONEGHY DANIEL C
|
4
|
|
|
RANKIN VICTOIRE G
|
4
|
|
|
Canna-Global Acquisition Corp
|
4
|
|
|
MIZUHO SECURITIES USA LLC
|
4
|
|
|
Verbrugge Joseph A
|
4
|
|
|
TORTOISE ENERGY INDEPENDENCE FUND, INC.
|
SC 13D/A
|
|
|
RENOVARO BIOSCIENCES INC.
|
DEFA14A
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
IMPAX FUNDS SERIES TRUST I
|
497
|
|
|
Sagaliam Acquisition Corp
|
8-K
|
|
|
INNOSPEC INC.
|
8-K
|
Financial Statements
|
|
Bruush Oral Care Inc.
|
6-K
|
|
|
USD Partners LP
|
15-12G
|
Financial Statements
|
|
INPIXON
|
8-K
|
Financial Statements
|
|
Merk Alexander
|
4
|
|
|
Slabaugh Jon
|
4
|
|
|
FiscalNote Holdings, Inc.
|
4
|
|
|
Putman-Garcia Krystal
|
4
|
|
|
Eidelman Vlad
|
4
|
|
|
Resnik Josh
|
4
|
|
|
Yao Gerald
|
4
|
|
|
Zentalis Pharmaceuticals, Inc.
|
SC 13G/A
|
Financial Statements
|
|
EVENTIDE ASSET MANAGEMENT, LLC
|
SC 13G/A
|
|
|
RumbleOn, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Stone House Capital Management, LLC
|
SC 13D/A
|
|
|
O'Connor Daniel J.
|
4
|
|
|
BANK BRADESCO
|
6-K
|
Financial Statements
|
|
DANIELS MICHAEL E
|
4
|
|
|
NICOLET BANKSHARES INC
|
4
|
Financial Statements
|
|
Meurer Jan
|
4
|
|
|
Kenvue Inc.
|
4
|
|
|
RATHNINDE ANURUDDHA
|
4
|
|
|
GUNDERMANN PETER J
|
4
|
|
|
ASTRONICS CORP
|
4
|
Financial Statements
|
|
Tidal Commodities Trust I
|
S-1/A
|
|
|
Marcon Martha E.
|
4
|
|
|
Ruh Paul
|
4
|
|
|
Stevens Meredith
|
4
|
|
|
Aura Biosciences, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Mongon Thibaut
|
4
|
|
|
Tillett Caroline
|
4
|
|
|
Orlando Matthew
|
4
|
|
|
Alvarado Luani
|
4
|
|
|
Lexeo Therapeutics, Inc.
|
SC 13G
|
|
|
EVENTIDE ASSET MANAGEMENT, LLC
|
SC 13G
|
|
|
Lawson Carlton
|
4
|
|
|
WILSON MARK L
|
4
|
|
|
Xie Bing
|
4
|
|
|
MANNING NATHAN D
|
4
|
|
|
Yoresh Eliyahu
|
4
|
|
|
Viewbix Inc.
|
4
|
|
|
PIMCO Flexible Real Estate Income Fund
|
4
|
|
|
IVASCYN DANIEL J
|
4
|
|
|
Tortoise Midstream Energy Fund, Inc.
|
SC 13D/A
|
|
|
McFadden Eliza
|
4
|
|
|
Murray Christopher K.
|
4
|
|
|
Blueprint Medicines Corp
|
4
|
Financial Statements
|
|
Sweitzer David P
|
144
|
|
|
Quest Resource Holding Corp
|
144
|
Financial Statements
|
|
SPDR INDEX SHARES FUNDS
|
N-CEN
|
|
|
SELECT SECTOR SPDR TRUST
|
N-CEN
|
|
|
STATE STREET INSTITUTIONAL INVESTMENT TRUST
|
N-CEN
|
|
|
STATE STREET INSTITUTIONAL FUNDS
|
N-CEN
|
|
|
RANKIN ALFRED M ET AL
|
4
|
|
|
USD Partners LP
|
S-8 POS
|
Financial Statements
|
|
McEwen Mining Inc.
|
S-3/A
|
Financial Statements
|
|
Ullal Jayshree
|
144
|
|
|
Arista Networks, Inc.
|
144
|
Financial Statements
|
|
GRASSLE JENELE C
|
4
|
|
|
KNOWLING ROBERT E JR
|
4
|
|
|
Sun Country Airlines Holdings, Inc.
|
8-K
|
Financial Statements
|
|
251 Edward Teach Ext Owner, LLC
|
D
|
|
|
Franklin BSP Lending Corp
|
40-17G
|
|
|
Dodds Mark Eugene
|
3
|
|
|
Elastic N.V.
|
3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Comvest Credit Partners VII Levered
|
D
|
|
|
Katabi Dina
|
3
|
|
|
Cyclerion Therapeutics, Inc.
|
3
|
|
|
Lawrence Allison
|
4
|
|
|
Hariri Robert J
|
144
|
|
|
Cryoport, Inc.
|
144
|
Financial Statements
|
|
Weiss Amitay
|
4
|
|
|
SPRENGER GINA DECARO
|
4
|
|
|
Follette James
|
144
|
|
|
PennyMac Financial Services, Inc.
|
144
|
Financial Statements
|
|
PHOENIX BIOTECH ACQUISITION CORP.
|
425
|
|
|
TRIMBLE INC.
|
8-K
|
Financial Statements
|
|
FINK STEVEN B
|
4
|
|
|
LEONETTI OLIVIER
|
4
|
|
|
Zuckerberg Mark
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
GULFPORT ENERGY CORP
|
424B3
|
Financial Statements
|
|
ECOFIN SUSTAINABLE & SOCIAL IMPACT TERM FUND
|
SC 13D/A
|
|
|
Chang Robby Sai Kit
|
4
|
|
|
UR-ENERGY INC
|
4
|
Financial Statements
|
|
FRANKLIN JAMES M.
|
4
|
|
|
Red Cell Incubation Fund, L.P.
|
D
|
|
|
GOPLERUD PENNE A
|
4
|
|
|
BOBERG W. WILLIAM
|
4
|
|
|
SMITH ROGER L.
|
4
|
|
|
CASH JOHN
|
4
|
|
|
Toughbuilt Industries, Inc
|
3
|
Financial Statements
|
|
Homeister Chris
|
3
|
|
|
HUBER GARY C
|
4
|
|
|
HATTEN STEVEN M.
|
4
|
|
|
Parker Thomas H
|
4
|
|
|
AMTECH SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Growth Stalk Holdings Corp
|
1-SA
|
|
|
WALKER KATHY E
|
4
|
|
|
CHS INC
|
8-K
|
Financial Statements
|
|
Aramark
|
8-K
|
Financial Statements
|
|
COHEN ROBERT
|
4
|
|
|
Advisors' Inner Circle Fund II
|
497K
|
|
|
Khosla Ventures Acquisition Co.
|
25-NSE
|
Financial Statements
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
TORTOISE PIPELINE & ENERGY FUND, INC.
|
SC 13D/A
|
|
|
Canna-Global Acquisition Corp
|
3
|
|
|
MIZUHO SECURITIES USA LLC
|
3
|
|
|
2U, Inc.
|
SC 13G/A
|
Financial Statements
|
|
MORGAN STANLEY
|
SC 13G/A
|
Financial Statements
|
|
two
|
DEF 14A
|
|
|
Bluegreen Vacations Holding Corp
|
DEFM14A
|
|
|
BARRETT CRAIG R
|
4
|
|
|
PIONEER NATURAL RESOURCES CO
|
425
|
Financial Statements
|
|
EXXON MOBIL CORP
|
425
|
Financial Statements
|
|
PHOENIX BIOTECH ACQUISITION CORP.
|
8-K
|
|
|
Romero Mercedes
|
4
|
|
|
Primo Water Corp /CN/
|
4
|
Financial Statements
|
|
Sun Country Airlines Holdings, Inc.
|
424B3
|
Financial Statements
|
|
Foster` John
|
4
|
|
|
WILSON BANK HOLDING CO
|
4
|
|
|
Jones Doug
|
144
|
|
|
X-SQUARE SERIES TRUST
|
N-CSR
|
|
|
CIM Real Assets & Credit Fund
|
N-CSR
|
|
|
Comvest Credit Partners VII Levered Master SCSp SICAV-RAIF
|
D
|
|
|
GABELLI EQUITY TRUST INC
|
SC TO-I/A
|
|
|
Arora Nikesh
|
4
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
Funicular Funds, LP
|
SC 13D
|
|
|
RiceBran Technologies
|
SC 13D
|
Financial Statements
|
|
HASBRO, INC.
|
8-K
|
Financial Statements
|
|
MICHEL GERARD J
|
4
|
|
|
DELCATH SYSTEMS, INC.
|
4
|
|
|
Glovista Investments LLC
|
13F-HR
|
|
|
Poe Marni Morgan
|
4
|
|
|
Perotti Daniel Stanley
|
144
|
|
|
Imperial Petroleum Inc./Marshall Islands
|
SC 13D/A
|
|
|
Flawless Management Inc.
|
SC 13D/A
|
|
|
ProSomnus, Inc.
|
8-K
|
|
|
Clover Leaf Capital Corp.
|
425
|
|
|
SideChannel, Inc.
|
SC TO-I/A
|
|
|
Daly Richard J
|
4
|
|
|
CATALYST PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Mercer Funds
|
497
|
|
|
METAWORKS PLATFORMS, INC.
|
8-K
|
|
|
Yaletown Bros. Ventures Ltd.
|
SC 13D
|
|
|
Bruush Oral Care Inc.
|
SC 13D
|
|
|
Option Care Health, Inc.
|
8-K
|
Financial Statements
|
|
ClearBridge MLP & Midstream Fund Inc.
|
SC 13D/A
|
|
|
Herrman Ernie
|
4
|
|
|
TJX COMPANIES INC /DE/
|
4
|
Financial Statements
|
|
Brundage William
|
4
|
|
|
Ferguson plc
|
4
|
|
|
Murphy Kevin Michael
|
4
|
|
|
Enova International, Inc.
|
144
|
Financial Statements
|
|
Cleveland Todd M
|
144
|
|
|
Fisher David
|
144
|
|
|
IES Holdings, Inc.
|
144
|
Financial Statements
|
|
Advisors' Inner Circle Fund II
|
497J
|
|
|
Arethusa Properties LTD
|
SC 13G
|
|
|
Imperial Petroleum Inc./Marshall Islands
|
SC 13G
|
|
|
SL Investment Corp.
|
8-K
|
|
|
Smith Dylan C
|
144
|
|
|
BOX INC
|
144
|
Financial Statements
|
|
Twin Ridge Capital Acquisition Corp.
|
SC 13G/A
|
|
|
GLAZER CAPITAL, LLC
|
SC 13G/A
|
|
|
Melaragni Anne
|
4
|
|
|
Madison Avenue Partners, LP
|
SC 13G/A
|
|
|
LENSAR, Inc.
|
SC 13G/A
|
|
|
Keenan Katharine A
|
144
|
|
|
BLACKSTONE MORTGAGE TRUST, INC.
|
144
|
|
|
Comvest Credit Partners VII Master SCSp SICAV-RAIF
|
D
|
|
|
HF Sinclair Corp
|
4
|
|
|
LEE JAMES H
|
4
|
|
|
Monarch Charitable Foundation
|
144
|
|
|
monday.com Ltd.
|
144
|
Financial Statements
|
|
Rendino Kevin
|
4
|
|
|
180 DEGREE CAPITAL CORP. /NY/
|
4
|
Financial Statements
|
|
Adika Dan
|
144
|
|
|
WalkMe Ltd.
|
144
|
Financial Statements
|
|
Kleiman Angela L.
|
4
|
|
|
ESSEX PROPERTY TRUST, INC.
|
4
|
|
|
Rhode Peter
|
4
|
|
|
HCW Biologics Inc.
|
4
|
Financial Statements
|
|
JE-0726 Fund I, a series of Trucks Growth Fund LP
|
D
|
|
|
KHF Fund, LP
|
D/A
|
|
|
Flowers Lee
|
4
|
|
|
Technology & Telecommunication Acquisition Corp
|
SC 13G/A
|
|
|
Aclarion, Inc.
|
S-1
|
|
|
Jamieson William Alan
|
4
|
|
|
Morgan Stanley Direct Lending Fund
|
8-K
|
|
|
USL SEPARATE ACCOUNT USL A
|
497
|
|
|
AMERICAN SOFTWARE INC
|
10-Q
|
Financial Statements
|
|
RCF Acquisition Corp.
|
425
|
|
|
Dennehy Robert
|
4
|
|
|
MACOM Technology Solutions Holdings, Inc.
|
4
|
Financial Statements
|
|
Ellomay Capital Ltd.
|
6-K
|
Financial Statements
|
|
AYRO, Inc.
|
424B3
|
|
|
HCRE 006 LLC
|
D
|
|
|
Marone Anthony F. JR
|
144
|
|
|
SCHALL MICHAEL J
|
4
|
|
|
Farhat Elias
|
144
|
|
|
Landsea Homes Corp
|
144
|
|
|
Faber Johanna W.
|
3
|
|
