| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DULUTH HOLDINGS INC.
|
10-Q
|
Financial Statements
|
|
KENT STEVEN P.
|
4
|
|
|
BYLINE BANCORP, INC.
|
4
|
Financial Statements
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
424B3
|
|
|
IEH Corp
|
8-K
|
|
|
Manager Directed Portfolios
|
CERT
|
|
|
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
|
SC 13G/A
|
|
|
GLENN T MICHAEL
|
144
|
|
|
PENTAIR plc
|
144
|
Financial Statements
|
|
Kineon, Inc.
|
C-U
|
|
|
GEMINI GLOBAL PARTNERS, L.P.
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
Humacyte, Inc.
|
SC 13D/A
|
|
|
FRESENIUS MEDICAL CARE HOLDINGS INC /NY/
|
SC 13D/A
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
SC 13G/A
|
|
|
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
|
SC 13G/A
|
|
|
NORTHERN PACIFIC GROWTH INVESTMENT ADVISORS, LLC
|
SC 13D/A
|
|
|
Pineapple Energy Inc.
|
SC 13D/A
|
|
|
Invesco Unit Trusts Series 2331
|
487
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
MVP ES FUND CXXIV LLC
|
D
|
|
|
PanAgora Risk Managed Global Opportunities Fund
|
D
|
|
|
Shuman Harry
|
144
|
|
|
Merus N.V.
|
144
|
Financial Statements
|
|
NULIA, INC.
|
D/A
|
|
|
MFS HIGH YIELD MUNICIPAL TRUST
|
SC 13G/A
|
|
|
FINNSSON ERIC J.
|
4
|
|
|
Eastside Distilling, Inc.
|
4
|
Financial Statements
|
|
GABELLI ASSOCIATES FUND
|
D/A
|
|
|
Gilfoyle & Co LLC
|
13F-HR
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
SC 13G/A
|
|
|
CCS Growth Partners Fund I LP
|
D
|
|
|
MFS HIGH INCOME MUNICIPAL TRUST
|
SC 13G/A
|
|
|
Arca U.S. Treasury Fund
|
N-23C3A
|
|
|
FuelGems Inc.
|
D
|
|
|
POST CAPITAL EQUITY PARTNERS IV LP
|
D/A
|
|
|
PanAgora Healthcare Long-Short Fund, LP
|
D
|
|
|
BAR ROSELYN R
|
4
|
|
|
MARTIN MARIETTA MATERIALS INC
|
4
|
Financial Statements
|
|
DelSanto Anne
|
144
|
|
|
JUNIPER NETWORKS INC
|
144
|
Financial Statements
|
|
BLACKROCK MUNIVEST FUND, INC.
|
SC 13G/A
|
|
|
FOWLER JOHN MOORE
|
144
|
|
|
StoneX Group Inc.
|
144
|
Financial Statements
|
|
Unless Alpha Access LP
|
D
|
|
|
FT 11219
|
S-6
|
|
|
FT 11218
|
S-6
|
|
|
FT 11217
|
S-6
|
|
|
GOLDIN AVI
|
4
|
|
|
Genie Energy Ltd.
|
4
|
Financial Statements
|
|
FT 11216
|
S-6
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
SC 13G/A
|
|
|
TWEEDY, BROWNE FUND INC.
|
N-CSRS
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
MVP LS FUND CCCXXX LLC
|
D/A
|
|
|
Vaxxinity, Inc.
|
8-K
|
Financial Statements
|
|
Vitro Biopharma, Inc.
|
D
|
|
|
Gabelli Associates LTD
|
D/A
|
|
|
Atkinson Robert D
|
144
|
|
|
NEWMONT Corp /DE/
|
144
|
Financial Statements
|
|
Swisher Daniel N JR
|
144
|
|
|
Franklin Global Trust
|
497K
|
|
|
Wellington Select China, L.P.
|
D/A
|
|
|
INTERCONTINENTAL HOTELS GROUP PLC /NEW/
|
6-K
|
Financial Statements
|
|
Risk Parity Multi-Asset Fund-HV, a series of The PanAgora Group Trust
|
D
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
BLACKROCK MUNIHOLDINGS FUND, INC.
|
SC 13G/A
|
|
|
Hale Roger
|
144
|
|
|
Agora, Inc.
|
144
|
Financial Statements
|
|
Flow Equity Fund LP
|
D
|
|
|
Versus Capital Real Assets Fund LLC
|
N-CSRS
|
|
|
One Golden Thread, PBC
|
D
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
Versus Capital Multi-Manager Real Estate Income Fund LLC
|
N-CSRS
|
|
|
MFS INVESTMENT GRADE MUNICIPAL TRUST
|
SC 13G/A
|
|
|
Graziano Jessica
|
4
|
|
|
Air Products & Chemicals, Inc.
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
Sturmer Michael E
|
144
|
|
|
WinForest Partners II LP
|
D
|
|
|
Risk Parity Multi-Asset Fund, a series of The PanAgora Group Trust
|
D
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST
|
SC 13G/A
|
|
|
Freedom Holding Corp.
|
8-K
|
|
|
Piesik Margaret R.
|
4
|
|
|
FS Bancorp, Inc.
|
4
|
Financial Statements
|
|
Stepstone Private Credit Fund LLC
|
SC TO-I/A
|
|
|
CEPAK TIFFANY THOM
|
144
|
|
|
PATTERSON UTI ENERGY INC
|
144
|
Financial Statements
|
|
JUNIATA VALLEY FINANCIAL CORP
|
8-K
|
|
|
Manager Directed Portfolios
|
497J
|
|
|
USD Partners LP
|
25-NSE
|
Financial Statements
|
|
Manager Directed Portfolios
|
497K
|
|
|
Covalis Capital Fund LP
|
D/A
|
|
|
BLACKROCK MUNIVEST FUND II, INC.
|
SC 13G/A
|
|
|
LORD ABBETT TRUST I
|
497J
|
|
|
Read Michael
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Covalis Capital Enhanced Fund LP
|
D/A
|
|
|
Roth James H
|
144
|
|
|
Covalis Capital Enhanced Fund Ltd
|
D/A
|
|
|
Aimei Health Technology Co., Ltd.
|
CERT
|
|
|
UBS Commercial Mortgage Trust 2018-C13
|
10-D
|
|
|
AEP Texas Central Transition Funding III LLC
|
10-D
|
|
|
INTEGRITY FUNDS
|
497K
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
KRIPITZ JEFFREY H
|
4
|
|
|
PARKE BANCORP, INC.
|
4
|
Financial Statements
|
|
Turner William
|
3
|
|
|
USCB FINANCIAL HOLDINGS, INC.
|
3
|
|
|
BLACKROCK MUNICIPAL INCOME QUALITY TRUST
|
SC 13G/A
|
|
|
UBS Commercial Mortgage Trust 2018-C13
|
ABS-EE
|
|
|
Defensive Growth Emerging Markets Fund, a series of The PanAgora Group Trust
|
D
|
|
|
FORUM FUNDS
|
N-CSRS
|
|
|
Eaton Vance Series Fund, Inc
|
497J
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
|
SC 13G/A
|
|
|
FIRMENT SHIPPING INC.
|
SC 13D/A
|
|
|
GLOBUS MARITIME LTD
|
SC 13D/A
|
Financial Statements
|
|
MUSHAKOV ANDREY
|
4
|
|
|
LIGHTBRIDGE Corp
|
4
|
Financial Statements
|
|
GOLDMAN LARRY
|
4
|
|
|
GRAE SETH
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
10-D
|
|
|
Bruin Fund LP
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
10-D
|
|
|
Polen Credit Opportunities Fund
|
N-23C3A
|
|
|
CAMECO CORP
|
6-K
|
Financial Statements
|
|
Viking Mutual Funds
|
497K
|
|
|
UBS Commercial Mortgage Trust 2018-C11
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
ABS-EE
|
|
|
Koppers Holdings Inc.
|
144
|
Financial Statements
|
|
BALL M LEROY
|
144
|
|
|
PUTNAM FUNDS TRUST
|
497J
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST II
|
SC 13G/A
|
|
|
Napier Park Europe Loan Management Designated Activity Co
|
D
|
|
|
Investment House Funds
|
497J
|
|
|
PanAgora Risk Parity Multi Asset
|
D
|
|
|
GEORGE PUTNAM BALANCED FUND
|
497J
|
|
|
WORTH AI INC.
|
D
|
|
|
Gross Mary E.
|
4
|
|
|
UNITY BANCORP INC /NJ/
|
4
|
Financial Statements
|
|
Kubacki Kristine
|
4
|
|
|
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
|
4
|
Financial Statements
|
|
Zentek Ltd.
|
6-K
|
|
|
SCHAEFFER DAVE
|
4
|
|
|
LORD ABBETT DEVELOPING GROWTH FUND, INC.
|
497J
|
|
|
PanAgora Risk Parity Multi Asset Fund
|
D
|
|
|
Black Jennifer Kay
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
Blackstone Floating Rate Enhanced Income Fund
|
N-23C3A
|
|
|
CADIAN FUND LP
|
D/A
|
|
|
FT 11087
|
497J
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
10-D
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
PARTNERS BANCORP
|
25-NSE
|
|
|
FT 11086
|
497J
|
|
|
FT 11085
|
497J
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
ABS-EE
|
|
|
Nuveen Corporate Income 2023 Target Term Fund
|
25-NSE
|
|
|
FT 11084
|
497J
|
|
|
INVESCO HIGH INCOME 2023 TARGET TERM FUND
|
25-NSE
|
|
|
PanAgora Risk Parity Multi Asset Fund
|
D
|
|
|
FT 11083
|
497J
|
|
|
PARTNERS BANCORP
|
8-K
|
|
|
UBS Commercial Mortgage Trust 2018-C14
|
ABS-EE
|
|
|
FT 11082
|
497J
|
|
|
TIMOTHY PLAN
|
485APOS
|
|
|
Aisenbrey Christopher S
|
4
|
|
|
Spann Rick
|
4
|
|
|
Ollie's Bargain Outlet Holdings, Inc.
|
8-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
Lattice Strategies Trust
|
497J
|
|
|
Columbia Funds Series Trust II
|
497J
|
|
|
Linares Carlos G.
|
4
|
|
|
Limoneira CO
|
8-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
NISOURCE INC.
|
25-NSE
|
Financial Statements
|
|
YONG SIEW WAI
|
4
|
|
|
TRIO-TECH INTERNATIONAL
|
4
|
Financial Statements
|
|
LGAM Private Credit LLC
|
N-54A
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
10-D
|
|
|
Soon Siew Kuan
|
4
|
|
|
Lattice Strategies Trust
|
8-A12B
|
|
|
PanAgora Risk Parity Multi Asset Master Fund, Ltd.
|
D
|
|
|
Ark ETF Trust
|
497J
|
|
|
LGAM Private Credit LLC
|
10-12G
|
|
|
Hooker Carlen
|
4
|
|
|
AMERICAN PENSION INVESTORS TRUST
|
497
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
10-D
|
|
|
COLUMBIA FUNDS SERIES TRUST I
|
497J
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
Barings Private Credit Corp
|
SC TO-I
|
|
|
FARRELL MATTHEW
|
4
|
|
|
SHINECO, INC.
|
8-K/A
|
|
|
Scalberg Ernest J
|
5
|
|
|
Principal Real Estate Income Fund
|
5
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
BioSig Technologies, Inc.
|
DEF 14A
|
Financial Statements
|
|
RENAISSANCE CAPITAL GREENWICH FUNDS
|
40-17G
|
|
|
1290 Funds
|
497
|
|
|
BERKSHIRE HATHAWAY INC
|
8-K
|
Financial Statements
|
|
Warner Music Group Corp.
|
8-K
|
Financial Statements
|
|
RENAISSANCE CAPITAL GREENWICH FUNDS
|
N-CSR
|
|
|
Dierker Richard A
|
4
|
|
|
CFM Systematic Global Macro Fund LP
|
D/A
|
|
|
UBS Commercial Mortgage Trust 2017-C5
|
10-D
|
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
Ferro Kevin
|
4
|
|
|
GREENHILL & CO INC
|
4
|
Financial Statements
|
|
CA-1108 Fund V, a series of Parade VC, LP
|
D
|
|
|
Arista Networks, Inc.
|
8-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C5
|
ABS-EE
|
|
|
PanAgora Risk Managed Global Opportunities Fund, LLC
|
D
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
HIG Holdings, LLC
|
D
|
|
|
Lattice Strategies Trust
|
N-CSR
|
|
|
Wyles David
|
4
|
|
|
PARTNERS BANCORP
|
S-4 POS
|
|
|
PARTNERS BANCORP
|
S-8 POS
|
|
|
Stoke Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Semper Paratus Acquisition Corp
|
PRER14A
|
|
|
Fortinet, Inc.
|
8-K
|
Financial Statements
|
|
Assaderaghi Fariborz
|
144
|
|
|
SITIME Corp
|
144
|
Financial Statements
|
|
CHO ALEX
|
144
|
|
|
HP INC
|
144
|
Financial Statements
|
|
Ekman Ulrika
|
4
|
|
|
Equitable America Variable Account No.70A
|
497J
|
|
|
Separate Account No. 49B
|
497J
|
|
|
Buchert Brian D
|
4
|
|
|
MFS SERIES TRUST VII
|
497J
|
|
|
MFS SERIES TRUST X
|
497J
|
|
|
BOK SCOTT L
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
10-D
|
|
|
Scilex Holding Co
|
8-K
|
|
|
Adit EdTech Acquisition Corp.
|
8-K
|
|
|
DAILY JOURNAL CORP
|
8-K
|
|
|
StepStone VC Wabash Fund LP
|
D/A
|
|
|
Aptera Motors Corp
|
253G2
|
|
|
Piedmont Partners Fund, LLC
|
D/A
|
|
|
Tiziana Life Sciences Ltd
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
HARTZBAND MERYL D
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
ABS-EE
|
|
|
ALLSPRING MASTER TRUST
|
POS AMI
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
LINKBANCORP, Inc.
|
8-K
|
Financial Statements
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
NOREEN CLIFFORD M
|
4
|
|
|
BARINGS CORPORATE INVESTORS
|
4
|
Financial Statements
|
|
Freeline Therapeutics Holdings plc
|
6-K
|
Financial Statements
|
|
SHOE CARNIVAL INC
|
10-Q
|
Financial Statements
|
|
Lasky Mark
|
4
|
|
|
CCUBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
PanAgora Diversified Risk Multi-Asset Fund
|
D
|
|
|
Costantino Kevin M
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
LIU JOHN D
|
4
|
|
|
TotalEnergies SE
|
6-K
|
|
|
Abell Alexander I.
|
4
|
|
|
P10, Inc.
|
4
|
Financial Statements
|
|
Daly Joseph Patrick
|
4
|
|
|
BUTLER NATIONAL CORP
|
4
|
|
|
Franklin Gold & Precious Metals Fund
|
497K
|
|
|
Bruno Barry A.
|
4
|
|
|
Yellow Corp
|
8-K
|
Financial Statements
|
|
Faleiro Gitanjali Pinto
|
4
|
|
|
HOLLY ENERGY PARTNERS LP
|
25-NSE
|
Financial Statements
|
|
Chiu Sin Nang Kenny
|
SC 13D
|
|
|
iClick Interactive Asia Group Ltd
|
SC 13D
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
10-D
|
|
|
Ward Chicares Elizabeth
|
4
|
|
|
Emery Christina
|
4
|
|
|
GREENHILL & CO INC
|
S-8 POS
|
Financial Statements
|
|
TATA MOTORS LTD/FI
|
6-K
|
|
|
Merritt Sears
|
4
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
ABS-EE
|
|
|
PanAgora Diversified Risk Multi-Asset Fund, Ltd.
|
D
|
|
|
Bunn James E
|
4
|
|
|
Allaire Bella Loykhter
|
4
|
|
|
Shoukry Paul M
|
4
|
|
|
VOYA CREDIT INCOME FUND
|
N-23C3A
|
|
|
Elwyn Tashtego S
|
4
|
|
|
Carter Horace
|
4
|
|
|
Apellis Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
CAMPBELL SOUP CO
|
8-K
|
Financial Statements
|
|
IMM Infra IX Fund
|
D
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
497K
|
|
|
Yorktown Energy Partners IX, L.P.
|
4
|
|
|
LEIDEL PETER A
|
4
|
|
|
Ramaco Resources, Inc.
|
4
|
Financial Statements
|
|
Yorktown Energy Partners XI, L.P.
|
4
|
|
|
Yorktown XI Associates LLC
|
4
|
|
|
Yorktown IX Associates LLC
|
4
|
|
