| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C18
|
10-D
|
|
|
Fidelity Merrimack Street Trust
|
497
|
|
|
1301 Adams Ave., LLC
|
D
|
|
|
ALIXO-YOLLOO CORP.
|
8-K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C30
|
10-D
|
|
|
FIDELITY ADVISOR SERIES II
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C21
|
10-D
|
|
|
ARTISAN PARTNERS FUNDS INC
|
N-CSR
|
|
|
FIDELITY SALEM STREET TRUST
|
497K
|
|
|
Runion Christopher S.
|
4
|
|
|
F&M BANK CORP
|
4
|
|
|
FIDELITY SALEM STREET TRUST
|
497
|
|
|
DEUTSCHE DWS INCOME TRUST
|
N-CSR
|
|
|
Datar Srikant M.
|
144
|
|
|
STRYKER CORP
|
144
|
Financial Statements
|
|
Mill City Ventures III, Ltd
|
SC 13D/A
|
Financial Statements
|
|
GERACI JOSEPH ANTHONY II
|
SC 13D/A
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
N-CSR
|
|
|
KYLE HUME D.
|
4
|
|
|
NOVAGOLD RESOURCES INC
|
4
|
Financial Statements
|
|
Retrocausal, Inc.
|
D
|
|
|
Walz Brian K.
|
144
|
|
|
Andersons, Inc.
|
144
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2015-UBS8
|
10-D
|
|
|
Walsh Anthony P.
|
4
|
|
|
JRSIS HEALTH CARE Corp
|
8-K
|
|
|
DEUTSCHE DWS MARKET TRUST
|
N-CSRS
|
|
|
Scully Royalty Ltd.
|
6-K
|
|
|
Whittaker Dawn Patricia
|
4
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
N-CSRS
|
|
|
GSE SYSTEMS INC
|
RW
|
Financial Statements
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C20
|
10-D
|
|
|
BARNES VICTOR CHRISTOPHER
|
4
|
|
|
Formation Metals, Inc.
|
D
|
|
|
INVESTORS CASH TRUST
|
N-CSRS
|
|
|
Schutt Ethan
|
4
|
|
|
Anderson Brian Edward
|
4
|
|
|
BELDEN INC.
|
4
|
Financial Statements
|
|
Pura Vida Onshore Fund One, LP
|
D/A
|
|
|
Dorward-King Elaine J
|
4
|
|
|
Sammann Derek
|
144
|
|
|
CME GROUP INC.
|
144
|
Financial Statements
|
|
Norman Daniel C
|
4
|
|
|
NATURES SUNSHINE PRODUCTS INC
|
4
|
Financial Statements
|
|
COR3&Co.
|
F-1/A
|
|
|
GARRETT DIANE R
|
4
|
|
|
MADHAVPEDDI KALIDAS V
|
4
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
Ittycheria Dev
|
144
|
|
|
MCARTHUR C. KEVIN
|
4
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
10-D
|
|
|
Onorato Daniel A.
|
4
|
|
|
Muniz Quintanilla Daniel
|
4
|
|
|
Morgan Stanley Capital I Trust 2015-MS1
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2021-L6
|
ABS-EE
|
|
|
RFM-LSC-Houston Portfolio-Fund 1 LLC
|
D
|
|
|
Woodworth Patricia A
|
3
|
|
|
Jackson Credit Opportunities Fund
|
3
|
|
|
GS MORTGAGE SECURITIES CORP II
|
ABS-15G
|
|
|
WOOD EDWARD C III
|
3
|
|
|
Ziegler John A.
|
4/A
|
|
|
ARCH RESOURCES, INC.
|
4/A
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2013-C17
|
10-D
|
|
|
AL-0717 Fund I, a series of Jolt VC, LP
|
D
|
|
|
Wehrle Mark S
|
3
|
|
|
BlackRock Private Investments Fund
|
N-CSRS
|
|
|
Global-E Online Ltd.
|
144
|
Financial Statements
|
|
Deutsche Post AG
|
144
|
|
|
Tedeschi Andrew
|
3
|
|
|
Morgan Stanley Capital I Trust 2016-UBS9
|
10-D
|
|
|
Behrens Scott W
|
144
|
|
|
ACI WORLDWIDE, INC.
|
144
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2017-H1
|
10-D
|
|
|
Pearl MCS Holdings, LLC
|
D
|
|
|
WFRBS Commercial Mortgage Trust 2013-C15
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2017-H1
|
ABS-EE
|
|
|
DIGI INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
RYBAK WILLIAM R
|
3
|
|
|
SPDR SERIES TRUST
|
497K
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C27
|
10-D
|
|
|
SPDR INDEX SHARES FUNDS
|
497K
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Rhee Susan S
|
3
|
|
|
FEDERAL HOME LOAN MORTGAGE CORP
|
ABS-15G
|
|
|
O'Boyle Joseph B
|
3
|
|
|
Nerud Mark D
|
3
|
|
|
Lord Phillippe
|
144
|
|
|
Meritage Homes CORP
|
144
|
Financial Statements
|
|
Blackstone Property Partners Asia Feeder
|
D/A
|
|
|
NexImmune, Inc.
|
8-K
|
Financial Statements
|
|
Nelson Mia K
|
3
|
|
|
Cleveland Avenue Food & Beverage Fund II, LP
|
SC 13D/A
|
|
|
Presto Automation Inc.
|
SC 13D/A
|
|
|
Lueck Adam C
|
3
|
|
|
Leeman Kristen K
|
3
|
|
|
Lamond David
|
4
|
|
|
Quince Therapeutics, Inc.
|
4
|
|
|
Koors Daniel W
|
3
|
|
|
Tenon Medical, Inc.
|
D
|
Financial Statements
|
|
Harding William P
|
3
|
|
|
Gorman Richard J
|
3
|
|
|
UBS AG
|
424B3
|
|
|
Gillespie John W
|
3
|
|
|
BANK 2019-BNK17
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C13
|
10-D
|
|
|
Blackstone Property Partners Asia Feeder III
|
D/A
|
|
|
SPDR SERIES TRUST
|
497
|
|
|
PACE SELECT ADVISORS TRUST
|
497J
|
|
|
Morgan Stanley ETF Trust
|
N-CSR
|
|
|
Crosser Kelly L
|
3
|
|
|
Childs Garett J
|
3
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
10-D
|
|
|
BANK 2019-BNK17
|
ABS-EE
|
|
|
CARNAHAN ELLEN
|
3
|
|
|
LUMA SECURITIES LLC
|
X-17A-5
|
|
|
Bouchard Michael J
|
3
|
|
|
Mother Road Brewing Co
|
D
|
|
|
SPDR INDEX SHARES FUNDS
|
497
|
|
|
Bennett Emily J
|
3
|
|
|
Morgan Stanley Capital I Trust 2017-HR2
|
ABS-EE
|
|
|
Evensen Rolf Christian
|
4
|
|
|
SCANDIUM INTERNATIONAL MINING CORP.
|
4
|
|
|
iSHARES TRUST
|
497K
|
|
|
Anyah Eric O
|
3
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
10-D
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
JNL SERIES TRUST
|
497K
|
|
|
Morgan Stanley Capital I Trust 2021-L5
|
ABS-EE
|
|
|
JLL Income Property Trust, Inc.
|
424B3
|
|
|
Revily, Inc.
|
D
|
|
|
SmartTrust 636
|
497J
|
|
|
BCE INC
|
6-K
|
Financial Statements
|
|
Equitable America Variable Account No.70A
|
RW
|
|
|
SmartTrust 635
|
497J
|
|
|
Partners Group Real Estate Opportunities II
|
D
|
|
|
FORUM FUNDS II
|
497J
|
|
|
Schaub Sydney
|
4
|
|
|
Opendoor Technologies Inc.
|
4
|
|
|
Johnson Marc
|
4
|
|
|
ADM ENDEAVORS, INC.
|
4
|
|
|
Blackstone Property Partners Asia
|
D/A
|
|
|
FSN Capital Compass I Invest L.P.
|
D/A
|
|
|
Footura Inc.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2019-L2
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C12
|
10-D
|
|
|
BANK 2018-BNK11
|
10-D
|
|
|
Ellis Michael G
|
144
|
|
|
Flywire Corp
|
144
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2019-L2
|
ABS-EE
|
|
|
BANK 2018-BNK11
|
ABS-EE
|
|
|
Blackstone Property Partners Asia Feeder II L.P.
|
D/A
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
DoubleLine ETF Trust
|
N-CSR
|
|
|
Partners Group Real Estate Opportunities II
|
D
|
|
|
BANK 2017-BNK5
|
10-D
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
Altus Power, Inc.
|
144
|
|
|
NORELL LARS
|
144
|
|
|
EATON VANCE MUNICIPALS TRUST
|
497J
|
|
|
Lehner Edward J.
|
144/A
|
|
|
Ryerson Holding Corp
|
144/A
|
Financial Statements
|
|
WACHTEL WILLIAM B
|
4
|
|
|
Saker Aviation Services, Inc.
|
4
|
|
|
Moskowitz Roy
|
4
|
|
|
Goldstein Samuel D.
|
4
|
|
|
BANK 2017-BNK5
|
ABS-EE
|
|
|
Chiarello Guy
|
144
|
|
|
FISERV INC
|
144
|
Financial Statements
|
|
ACM Value Opportunities Fund I, LP
|
4
|
|
|
Arvice Capital Management, LLC
|
4
|
|
|
ACM Value Opportunities Fund I GP, LLC
|
4
|
|
|
Chodock Marc
|
4
|
|
|
SKETCHPRO TECHNOLOGIES, INC.
|
D
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Cantex Mine Development Corp.
|
D
|
|
|
Volatility Shares Trust
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C10
|
10-D
|
|
|
HSBC BANK PLC
|
424B2
|
|
|
Stephenson Dave
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Morgan Stanley Capital I Trust 2018-H3
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2022-L8
|
10-D
|
|
|
BANK 2021-BNK32
|
10-D
|
|
|
Morgan Stanley Capital I Trust 2018-H3
|
ABS-EE
|
|
|
Borderland El Paso LLC
|
D
|
|
|
Greenbird Intelligence Fund, LLC Series M - Flexport
|
D/A
|
|
|
Blackstone Property Partners Asia Feeder I L.P.
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2022-L8
|
ABS-EE
|
|
|
Clary Rebecca
|
144
|
|
|
Globalstar, Inc.
|
144
|
Financial Statements
|
|
BANK 2021-BNK32
|
ABS-EE
|
|
|
Xu Jinghuai
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
Elevation Series Trust
|
24F-2NT
|
|
|
BMO 2023-C5 Mortgage Trust
|
10-D
|
|
|
Vivona John P
|
4
|
|
|
Hanover Bancorp, Inc. /NY
|
4
|
Financial Statements
|
|
ENERGY CO OF MINAS GERAIS
|
6-K
|
Financial Statements
|
|
Seip David Eric
|
4
|
|
|
BMO 2023-C5 Mortgage Trust
|
ABS-EE
|
|
|
Pelzer Francis J.
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
Brawley Charles A. III
|
3
|
|
|
CAMPBELL SOUP CO
|
3
|
Financial Statements
|
|
CIULLA JOHN R
|
4
|
|
|
WEBSTER FINANCIAL CORP
|
4
|
Financial Statements
|
|
Burns Joseph F
|
4
|
|
|
LINKBANCORP, Inc.
|
3
|
Financial Statements
|
|
LEHMAN KENNETH R
|
3
|
|
|
MARKHAM VALLEY VENTURES I, LP
|
D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C25
|
10-D
|
|
|
Blackstone Property Partners Asia - A L.P.
|
D/A
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
40-17G
|
|
|
Nuveen Multi-Asset Income Fund
|
40-17G
|
|
|
Nuveen Core Plus Impact Fund
|
40-17G
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
40-17G
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
40-17G
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
40-17G
|
|
|
Nuveen Corporate Income 2023 Target Term Fund
|
40-17G
|
|
|
Nuveen Preferred & Income Fund
|
40-17G
|
|
|
Nushares ETF Trust
|
40-17G
|
|
|
Nuveen Global High Income Fund
|
40-17G
|
|
|
Nuveen Dow 30sm Dynamic Overwrite Fund
|
40-17G
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
40-17G
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
40-17G
|
|
|
Nuveen Preferred & Income Term Fund
|
40-17G
|
|
|
Nuveen Real Asset Income & Growth Fund
|
40-17G
|
|
|
Nuveen Short Duration Credit Opportunities Fund
|
40-17G
|
|
|
Nuveen Taxable Municipal Income Fund
|
40-17G
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
40-17G
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
40-17G
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
40-17G
|
|
|
Nuveen Core Equity Alpha Fund
|
40-17G
|
|
|
Nuveen Investment Trust V
|
40-17G
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
40-17G
|
|
|
Nuveen S&P 500 BuyWrite Income Fund
|
40-17G
|
|
|
Nuveen Floating Rate Income Opportunity Fund
|
40-17G
|
|
|
NUVEEN FLOATING RATE INCOME FUND
|
40-17G
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
40-17G
|
|
|
Nuveen Credit Strategies Income Fund
|
40-17G
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
40-17G
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
Financial Statements
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
40-17G
|
|
|
Nuveen Preferred & Income Securities Fund
|
40-17G
|
|
|
NUVEEN REAL ESTATE INCOME FUND
|
40-17G
|
|
|
Nuveen Municipal Credit Income Fund
|
40-17G
|
|
|
NUVEEN SENIOR INCOME FUND
|
40-17G
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
40-17G
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
Nuveen Quality Municipal Income Fund
|
40-17G
|
|
|
Nuveen California Quality Municipal Income Fund
|
40-17G
|
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
NUVEEN INVESTMENT TRUST III
|
40-17G
|
|
|
NUVEEN INVESTMENT TRUST II
|
40-17G
|
|
|
NUVEEN MULTISTATE TRUST III
|
40-17G
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
40-17G
|
|
|
NUVEEN MULTISTATE TRUST II /MA/
|
40-17G
|
|
|
NUVEEN MULTISTATE TRUST IV
|
40-17G
|
|
|
NUVEEN MULTISTATE TRUST I
|
40-17G
|
|
|
NUVEEN INVESTMENT TRUST
|
40-17G
|
|
|
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
40-17G
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
40-17G
|
Financial Statements
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
40-17G
|
Financial Statements
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
40-17G
|
Financial Statements
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
40-17G
|
|
|
Nuveen Multi-Market Income Fund
|
40-17G
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
40-17G
|
|
|
NUVEEN INVESTMENT FUNDS INC
|
40-17G
|
|
|
NUVEEN CALIFORNIA MUNICIPAL VALUE FUND
|
40-17G
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
40-17G
|
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
40-17G
|
|
|
Direxion Shares ETF Trust
|
40-17G
|
|
|
DIREXION FUNDS
|
40-17G
|
|
|
Class 5 Global Fund II, LP
|
D/A
|
|
|
Morgan Stanley Capital I Trust 2018-H4
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
10-D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C23
|
10-D
|
|
|
WASATCH FUNDS TRUST
|
497K
|
|
|
Morgan Stanley Capital I Trust 2018-H4
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2017-C33
|
ABS-EE
|
|
|
PILOTDESK LLC
|
D
|
|
|
BARCLAYS PLC
|
6-K
|
Financial Statements
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
iShares U.S. ETF Trust
|
497K
|
|
|
Morgan Stanley Capital I Trust 2016-UBS12
|
10-D
|
|
|
Grasso Maria A
|
4
|
|
|
FLUSHING FINANCIAL CORP
|
4
|
Financial Statements
|
|
Panoramic 2080 Media Equity XI-AI, LLC
|
40-APP/A
|
|
|
Panoramic 2080 Media Equity XI-QP, LLC
|
40-APP/A
|
|
|
Panoramic JoyMo Equity I, LLC
|
40-APP/A
|
|
|
Panoramic ShiftMed Equity II-AI, LLC
|
40-APP/A
|
|
|
Panoramic ShiftMed Equity II-QP, LLC
|
40-APP/A
|
|
|
BIP Capital, LLC
|
40-APP/A
|
|
|
BIP Capital Management Services, LLC
|
40-APP/A
|
|
