| Company Name |
Form Type |
SEC Filings |
|
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
497K
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497K
|
|
|
American Funds Emerging Markets Bond Fund
|
497
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
497K
|
|
|
INVESTORS CASH TRUST
|
497K
|
|
|
John Hancock Funds II
|
497K
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497K
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
497K
|
|
|
HSBC BANK PLC
|
FWP
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
497K
|
|
|
FiscalNote Holdings, Inc.
|
144
|
|
|
Lonemont Capital Fund I, LP
|
D/A
|
|
|
Osaro, Inc.
|
D
|
|
|
WELLS FARGO & COMPANY/MN
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
SCP Muhurat LLC
|
D
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
RGC RESOURCES INC
|
DEF 14A
|
Financial Statements
|
|
Wood William David III
|
144
|
|
|
AGILYSYS INC
|
144
|
Financial Statements
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
JORDAN JEFFREY D
|
144
|
|
|
WisdomTree Trust
|
485BPOS
|
|
|
INVESTX SERIES
|
D
|
|
|
Pura Vida Offshore Fund One, Ltd
|
D/A
|
|
|
CSAIL 2018-C14 Commercial Mortgage Trust
|
10-D
|
|
|
Bloomingdale Richard W.
|
4
|
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
Hodgson Curtis Drew
|
4
|
|
|
Legacy Housing Corp
|
4
|
Financial Statements
|
|
National Western Life Group, Inc.
|
4
|
Financial Statements
|
|
Pederson E J
|
4
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
CSAIL 2019-C15 Commercial Mortgage Trust
|
10-D
|
|
|
Dods Christopher L
|
144
|
|
|
FIRST HAWAIIAN BANK
|
144
|
|
|
Waltham Centerpoint I Investment Group, LLC
|
D
|
|
|
Otis Gallery LLC
|
1-U
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Adirondack Funds
|
N-CSRS
|
|
|
LINKBANCORP, Inc.
|
S-8
|
Financial Statements
|
|
CSAIL 2018-C14 Commercial Mortgage Trust
|
ABS-EE
|
|
|
CSAIL 2019-C15 Commercial Mortgage Trust
|
ABS-EE
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
SAMFINE CREATION HOLDINGS GROUP Ltd
|
F-1/A
|
|
|
FSN Capital Compass I L.P.
|
D/A
|
|
|
Wong Yvonne K
|
3
|
|
|
DWS MUNICIPAL INCOME TRUST
|
3
|
|
|
HUMPHREYS STEVEN
|
4
|
|
|
Identiv, Inc.
|
4
|
Financial Statements
|
|
Public Storage
|
4
|
Financial Statements
|
|
HAVNER RONALD L JR
|
4
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
3
|
|
|
Robertson Chris J
|
144
|
|
|
CSAIL 2015-C2 Commercial Mortgage Trust
|
10-D
|
|
|
CSAIL 2015-C4 Commercial Mortgage Trust
|
10-D
|
|
|
Mikells Kathryn A
|
4
|
|
|
EXXON MOBIL CORP
|
4
|
Financial Statements
|
|
Willingham John A.
|
4/A
|
|
|
F&M BANK CORP
|
4/A
|
|
|
PACIFIC SELECT EXEC SEPARATE ACCT PACIFIC LIFE INS
|
N-6
|
|
|
KRNL, Inc.
|
D
|
|
|
Evil Empire Inc
|
C
|
|
|
Series Portfolios Trust
|
485BPOS
|
|
|
Bredow Eugene James
|
4
|
|
|
NVR INC
|
4
|
Financial Statements
|
|
Coen Stacy Ann
|
144
|
|
|
ImmunoGen, Inc.
|
144
|
Financial Statements
|
|
Petrus Advisers Ltd.
|
SC 13G
|
|
|
Criteo S.A.
|
SC 13G
|
Financial Statements
|
|
CSAIL 2017-CX9 Commercial Mortgage Trust
|
10-D
|
|
|
PUTNAM MASTER INTERMEDIATE INCOME TRUST
|
SC 13D/A
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D/A
|
|
|
CSAIL 2018-CX11 Commercial Mortgage Trust
|
10-D
|
|
|
Alcentra Strategic Credit Fund III
|
D
|
|
|
Renu Environmental Inc.
|
D
|
|
|
CSAIL 2017-CX9 Commercial Mortgage Trust
|
ABS-EE
|
|
|
CSAIL 2018-CX11 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Chapman Neil A
|
4
|
|
|
LEE FINANCIAL MUTUAL FUND, INC.
|
N-CEN
|
|
|
Dig Ventures Fund II LP
|
D/A
|
|
|
Karman Line Inc
|
D
|
|
|
Clark Christopher
|
4
|
|
|
Grove Collaborative Holdings, Inc.
|
4
|
|
|
CSAIL 2016-C6 Commercial Mortgage Trust
|
10-D
|
|
|
Ackerson Gregory T.
|
144
|
|
|
Workhorse Group Inc.
|
144
|
Financial Statements
|
|
Buffamante Thomas E
|
4
|
|
|
ARTS WAY MANUFACTURING CO INC
|
4
|
Financial Statements
|
|
FIRST HAWAIIAN BANK
|
MA-I/A
|
|
|
MCCONNELL MARC H
|
4
|
|
|
BARON INVESTMENT FUNDS TRUST
|
N-CSR
|
|
|
Ramsey Randall C.
|
4
|
|
|
Morgan Stanley Capital I Trust 2019-H6
|
10-D
|
|
|
Westendorf Matthew
|
4
|
|
|
White David Allan
|
4
|
|
|
Talley Darrin L
|
4
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Morgan Stanley Capital I Trust 2019-H6
|
ABS-EE
|
|
|
EXCHANGE TRADED CONCEPTS TRUST
|
N-CSRS
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
IPV Stripe a series of Iron Pine Ventures Co-Invest Fund LLC
|
D/A
|
|
|
Morford Craig S
|
4
|
|
|
RGC RESOURCES INC
|
10-K
|
Financial Statements
|
|
Perry Jodi
|
4
|
|
|
RAYMOND JAMES FINANCIAL INC
|
4
|
Financial Statements
|
|
Stilwell Activist Investments, L.P.
|
4
|
|
|
Stilwell Activist Fund, L.P.
|
4
|
|
|
Stilwell Value Partners VII, L.P.
|
4
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
Stilwell Value LLC
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
CSAIL 2019-C17 Commercial Mortgage Trust
|
10-D
|
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
10-D
|
|
|
Decentral Life, Inc.
|
8-K
|
|
|
Majmudar Anang K.
|
4
|
|
|
GENERAL AMERICAN INVESTORS CO INC
|
4
|
Financial Statements
|
|
ETF Opportunities Trust
|
497J
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
KUNKLE KIM W
|
4
|
|
|
CSAIL 2019-C17 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Harbor Custom Development, Inc.
|
8-K
|
Financial Statements
|
|
Trutankless, Inc.
|
10-Q
|
|
|
CSMC 2016-NXSR Commercial Mortgage Trust
|
ABS-EE
|
|
|
Malzahn Daniel David
|
4
|
|
|
BioBuzz Networks, Inc.
|
C
|
|
|
CSAIL 2016-C5 Commercial Mortgage Trust
|
10-D
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
497
|
|
|
Lawrence Recovery, LLC
|
D
|
|
|
Morgan Stanley Insight Fund
|
497
|
|
|
MORGAN STANLEY GLOBAL FIXED INCOME OPPORTUNITIES FUND
|
497
|
|
|
Morgan Stanley Europe Opportunity Fund Inc.
|
497
|
|
|
MORGAN STANLEY MORTGAGE SECURITIES TRUST
|
497
|
|
|
Morgan Stanley Long Duration Government Opportunities Fund
|
497
|
|
|
MORGAN STANLEY U.S. GOVERNMENT MONEY MARKET TRUST
|
497
|
|
|
FLORNESS DANIEL L
|
4
|
|
|
FULLER H B CO
|
4
|
Financial Statements
|
|
MORGAN STANLEY INSTITUTIONAL LIQUIDITY FUNDS
|
497
|
|
|
BLACK UNICORN FACTORY
|
1-A/A
|
|
|
BR-0920 Fund I, a series of Bee Partners SPV, LP
|
D
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND TRUST
|
497
|
|
|
Limitless X Holdings Inc.
|
DEF 14A
|
|
|
Nextech3D.AI Corp.
|
D
|
|
|
LUDWIG ENTERPRISES, INC.
|
8-K
|
|
|
BE-0728 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
497
|
|
|
Livingston Mark S.
|
144
|
|
|
Progyny, Inc.
|
144
|
Financial Statements
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
10-D
|
|
|
Spirits Capital Corp
|
253G1
|
|
|
Morgan Stanley Capital I Trust 2019-H7
|
10-D
|
|
|
McKee Karen T
|
4
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
10-D
|
|
|
CSAIL 2017-CX10 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Avangrid, Inc.
|
4
|
Financial Statements
|
|
Solomont Alan D
|
4
|
|
|
Bia Impact Fund Reg. CF-A 2023A, Public Benefit Corp
|
C
|
|
|
DEUTSCHE DWS INVESTMENTS VIT FUNDS
|
40-17G
|
|
|
DEUTSCHE DWS ASSET ALLOCATION TRUST
|
40-17G
|
|
|
DEUTSCHE DWS EQUITY 500 INDEX PORTFOLIO
|
40-17G
|
|
|
INVESTORS CASH TRUST
|
40-17G
|
|
|
DEUTSCHE DWS INSTITUTIONAL FUNDS
|
40-17G
|
|
|
GOVERNMENT CASH MANAGEMENT PORTFOLIO
|
40-17G
|
|
|
CASH ACCOUNT TRUST
|
40-17G
|
|
|
DWS STRATEGIC MUNICIPAL INCOME TRUST
|
40-17G
|
|
|
DWS MUNICIPAL INCOME TRUST
|
40-17G
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
40-17G
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
40-17G
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
40-17G
|
|
|
DEUTSCHE DWS INCOME TRUST
|
40-17G
|
|
|
DEUTSCHE DWS STATE TAX-FREE INCOME SERIES
|
40-17G
|
|
|
DEUTSCHE DWS TAX FREE TRUST
|
40-17G
|
|
|
DEUTSCHE DWS MONEY MARKET TRUST
|
40-17G
|
|
|
DEUTSCHE DWS MUNICIPAL TRUST
|
40-17G
|
|
|
DEUTSCHE DWS MARKET TRUST
|
40-17G
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
40-17G
|
|
|
DEUTSCHE DWS PORTFOLIO TRUST
|
40-17G
|
|
|
DEUTSCHE DWS INTERNATIONAL FUND, INC.
|
40-17G
|
|
|
DEUTSCHE DWS SECURITIES TRUST
|
40-17G
|
|
|
DEUTSCHE DWS MONEY FUNDS
|
40-17G
|
|
|
Morgan Stanley Capital I Trust 2019-H7
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2018-C8
|
ABS-EE
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
LUDWIG ENTERPRISES, INC.
|
8-A12B
|
|
|
HANDLEY THOMAS W
|
4
|
|
|
MITAU LEE R
|
4
|
|
|
Kimmelshue Ruth
|
4
|
|
|
WFRBS Commercial Mortgage Trust 2014-C21
|
10-D
|
|
|
Gemxx Corp.
|
1-A POS
|
|
|
Mallon Liam M
|
4
|
|
|
PIA VARIABLE LIFE ACCOUNT I
|
N-6/A
|
|
|
Santelli Jonathan N
|
4
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C9
|
10-D
|
|
|
STEVENS ANNA
|
4
|
|
|
Redfin Corp
|
4
|
Financial Statements
|
|
Managed Portfolio Series
|
497J
|
|
|
CSAIL 2017-C8 Commercial Mortgage Trust
|
10-D
|
|
|
CSAIL 2021-C20 Commercial Mortgage Trust
|
10-D
|
|
|
AMERITAS LIFE INSURANCE CORP SEPARATE ACCOUNT LLVA
|
497
|
|
|
Athey Preston G
|
4
|
|
|
ATRION CORP
|
4
|
Financial Statements
|
|
DRC Investors, LLC
|
D
|
|
|
CSAIL 2017-C8 Commercial Mortgage Trust
|
ABS-EE
|
|
|
Oorlog Jonathan W JR
|
4
|
|
|
CSAIL 2021-C20 Commercial Mortgage Trust
|
ABS-EE
|
|
|
O MALLEY MARGARET A
|
4
|
|
|
Gibbs Jon M.
|
4
|
|
|
HONEYCUTT MILBURN E
|
4
|
|
|
POWELL INDUSTRIES INC
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
TAL China Focus US Fund
|
D/A
|
|
|
Rasmussen Trangsrud Teresa J
|
4
|
|
|
CHTX Club, LLC
|
D
|
|
|
SI-1107 Fund I, a series of Jolt VC, LP
|
D
|
|
|
WFRBS Commercial Mortgage Trust 2014-C19
|
10-D
|
|
|
METCALF MICHAEL WILLIAM
|
4
|
|
|
BANK 2019-BNK20
|
10-D
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I
|
|
|
Bendzinski & Co. Municipal Finance Advisors
|
MA-I/A
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I/A
|
|
|
Chapman James R.
|
4
|
|
|
FundRebel Dean, LLC
|
1-A POS
|
|
|
SCHEIBLER LUKAS
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
BANK 2019-BNK20
|
ABS-EE
|
|
|
Pura Vida Pro Special Opportunity Onshore Fund, LP
|
D/A
|
|
|
Fortis Group Advisors, LLC
|
13F-HR
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C6
|
10-D
|
|
|
WALTERS KIRK W
|
144
|
|
|
M&T BANK CORP
|
144
|
Financial Statements
|
|
QUAGLIO KENNETH L
|
4
|
|
|
SHENANDOAH TELECOMMUNICATIONS CO/VA/
|
4
|
Financial Statements
|
|
Fox Leonard M.
|
4
|
|
|
T Investment Ltd
|
SC 13D
|
|
|
I-Mab
|
SC 13D
|
Financial Statements
|
|
Koontz Richard L Jr
|
4
|
|
|
Public Shrek Royalties LLC
|
1-U
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C29
|
10-D
|
|
|
ANTE ADAM BROOKS
|
144
|
|
|
PAYCOR HCM, INC.
|
144
|
Financial Statements
|
|
ME-1020 Fund II, a series of Nathan Doctor, LP
|
D
|
|
|
Woods-Keisling Sharon
|
144
|
|
|
Spok Holdings, Inc
|
144
|
Financial Statements
|
|
CLEARLAKE CAPITAL PARTNERS VIII, L.P.
|
D
|
|
|
Indoor Harvest Corp
|
10-Q
|
|
|
CLEARLAKE CAPITAL PARTNERS VIII
|
D
|
|
|
Grzebinski David W
|
144
|
|
|
KIRBY CORP
|
144
|
Financial Statements
|
|
MKS2 LLC
|
D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C19
|
10-D
|
|
|
EDENOR
|
6-K
|
Financial Statements
|
|
Innovative Payment Solutions, Inc.
|
8-K
|
|
|
Bitfarms Ltd
|
SC 13G
|
|
|
CVI Investments, Inc.
|
SC 13G
|
|
|
Treet Co.
|
D
|
|
|
CLEARLAKE CAPITAL PARTNERS VIII
|
D
|
|
|
North Haven Infrastructure Partners IV SCSp
|
D/A
|
|
|
WFRBS Commercial Mortgage Trust 2013-C13
|
10-D
|
|
|
GR-1025 Fund I, a series of MV Funds, LP
|
D
|
|
|
Minerva Gold Inc.
|
10-Q/A
|
|
|
Fitzsimmons Tracy
|
4
|
|
|
FundVantage Trust
|
497
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2012-C5
|
10-D
|
|
|
Minerva Gold Inc.
|
10-K/A
|
|
|
AIC CEI-Boulos Opportunity Fund, LLC
|
D/A
|
|
|
Allos III-B, L.P.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
485BPOS
|
|
|
Chao James
|
4
|
|
|
WESTLAKE CORP
|
4
|
Financial Statements
|
|
Christ George J
|
4
|
|
|
Altair Engineering Inc.
|
4
|
Financial Statements
|
|
North Haven Infrastructure Partners IV Feeder SCSp
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C15
|
10-D
|
|
|
GC Investments LLC
|
4
|
|
|
HMF3 Holdings, LLC
|
D
|
|
|
ELECTRAMECCANICA VEHICLES CORP.
|
4
|
Financial Statements
|
|
KROLL JERRY
|
4
|
|
|
WFRBS Commercial Mortgage Trust 2013-C11
|
10-D
|
|
|
Partners Group Secondary VIII ANX
|
D
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Morgan Stanley Capital I Trust 2019-L3
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2013-C7
|
10-D
|
|
|
Frazier Spencer
|
4
|
|
|
HUNT J B TRANSPORT SERVICES INC
|
4
|
Financial Statements
|
|
CavnessHR, Inc.
|
D
|
|
|
Morgan Stanley Capital I Trust 2019-L3
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C16
|
10-D
|
|
|
Beckett Thomas
|
4
|
|
|
BANK 2017-BNK8
|
10-D
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C22
|
10-D
|
|
|
Fresenius Medical Care AG
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
FIDELITY ADVISOR SERIES II
|
497K
|
|
|
BANK 2017-BNK8
|
ABS-EE
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2014-C14
|
10-D
|
|
|
Fidelity Merrimack Street Trust
|
497K
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Shander Eric Ryan
|
4
|
|
|
Duvalla MHC Fund, LP
|
D
|
|
