SEC Filings


2040
  
Company Name Form Type SEC Filings
BLACKROCK GLOBAL ALLOCATION FUND, INC. 497K
BENCHMARK 2021-B23 MORTGAGE TRUST ABS-EE
EquityZen Growth Technology Fund LLC - Series 1772 D
BevNomad, LLC D/A
AB INSTITUTIONAL FUNDS INC N-PX
AB HIGH INCOME FUND INC N-PX
Mission Rise, Inc. C/A
Provident Bancorp, Inc. /MD/ 3 Financial Statements
Stilwell Activist Investments, L.P. 3
Stilwell Activist Fund, L.P. 3
Stilwell Value LLC 3
STILWELL JOSEPH 3
STILWELL PARTNERS L P 3
WORLDLY PARTNERS, L.P. D/A
Versity Invest, LLC 1-A/A
AB GLOBAL RISK ALLOCATION FUND, INC. N-PX
Balboa Retail Fund III, L.P. D
Adaptive Holdings, LLC C/A
Plaza at FM 121 Tioga LLC D
LZG INTERNATIONAL, INC. NT 10-K
BENCHMARK 2020-B19 MORTGAGE TRUST 10-D
Snyder Barbara R 144
PROGRESSIVE CORP/OH/ 144 Financial Statements
Solitude Solar, LLC D/A
BENCHMARK 2020-B19 MORTGAGE TRUST ABS-EE
Pack Michael E 144
OSHKOSH CORP 144 Financial Statements
COOPERMAN LEON G 13F-HR
UBS AG 424B2
AB GLOBAL REAL ESTATE INVESTMENT FUND INC N-PX
ADVISORS SERIES TRUST 497J
CITIGROUP INC 424B3 Financial Statements
Citigroup Global Markets Holdings Inc. 424B3
Futuris Co 1-A POS
Chesapeake Investment Trust N-PX
KfW FWP
d'strict Holdings, Inc. D
TORONTO DOMINION BANK 424B2 Financial Statements
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46 10-D
MCM - WAGS III, LLC D
DANIEL MARCY 144
POWERSCHOOL HOLDINGS, INC. 144 Financial Statements
CSAIL 2015-C1 Commercial Mortgage Trust 10-D
CITIGROUP COMMERCIAL MORTGAGE TRUST 2020-GC46 ABS-EE
TRUST FOR PROFESSIONAL MANAGERS N-PX
CSAIL 2019-C16 Commercial Mortgage Trust 10-D
Tributary Funds, Inc. N-PX
Sofie Labs, Inc D
CSAIL 2019-C16 Commercial Mortgage Trust ABS-EE
Southview Timberland Fund LLC D
Asplund Dale A 144
UNITED RENTALS, INC. 144 Financial Statements
X-Square Balanced Fund, LLC N-CSRS
CSAIL 2018-CX11 Commercial Mortgage Trust 10-D
SCHADLER ALLETTA M 4
CITIZENS FINANCIAL SERVICES INC 4
Strategic Storage Trust VI, Inc. 8-K
CSAIL 2018-CX11 Commercial Mortgage Trust ABS-EE
AB GLOBAL BOND FUND, INC. N-PX
GDI A SERIES OF TIE-BREAK VENTURES LLC D
CSAIL 2016-C5 Commercial Mortgage Trust 10-D
CSAIL 2019-C15 Commercial Mortgage Trust 10-D
City National Rochdale Strategic Credit Fund N-PX
MEEKER ANTHONY 4
BARRETT BUSINESS SERVICES INC 4 Financial Statements
CSAIL 2019-C15 Commercial Mortgage Trust ABS-EE
Hilfiger Janie M 4
City National Rochdale Select Strategies Fund N-PX
Hybridworks Chemical LLC D
Sterling Park Investment Group LLC D
AB FIXED INCOME SHARES INC N-PX
African Gold Acquisition Corp 25-NSE
NEW YORK STOCK EXCHANGE LLC 25-NSE
DePaola Rinaldo A 4
Narus Financial Partners, LLC 13F-HR
Tidal ETF Trust 25-NSE
NYSE ARCA, INC. 25-NSE
ELLINGTON INCOME OPPORTUNITIES FUND N-PX
Zelar Soft, LLC D
Orion Portfolio Solutions, LLC 13F-HR/A
Invesco Unit Trusts Series 2301 497
AB EQUITY INCOME FUND INC N-PX
Texas Pacific Land Corp 4
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7 10-D
STAHL MURRAY 4
HORIZON KINETICS ASSET MANAGEMENT LLC 4
HSBC HOLDINGS PLC 6-K Financial Statements
Valenti Douglas 4
QUINSTREET, INC 4 Financial Statements
Mayes George S JR 144
STONERIDGE INC 144 Financial Statements
Freeman Thomas E. 4
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-C7 ABS-EE
Morgan Stanley Finance LLC FWP
3 Rivers Outdoor Co C
MORGAN STANLEY FWP Financial Statements
NBPD Daybreak Fund SCSp D
KUNES CHRISTOPHER W 4
Beam Global 8-K
EATON VANCE MUTUAL FUNDS TRUST N-PX/A
EATON VANCE MUNICIPALS TRUST N-PX/A
EATON VANCE GROWTH TRUST N-PX/A
EATON VANCE SERIES TRUST II N-PX/A
EATON VANCE SPECIAL INVESTMENT TRUST N-PX/A
Eaton Vance NextShares Trust II N-PX/A
Eaton Vance Series Fund, Inc N-PX/A
EATON VANCE VARIABLE TRUST N-PX/A
EATON VANCE MUNICIPALS TRUST II N-PX/A
EATON VANCE INVESTMENT TRUST N-PX/A
EATON VANCE SERIES TRUST N-PX/A
Eaton Vance NextShares Trust N-PX/A
NBPD Daybreak D
Mater Tonya L. 4
EPR PROPERTIES 4 Financial Statements
KABR Real Estate Investment Partners VI, LLC D/A
AOG Institutional Fund APP WD
Alpha Omega Group, Inc. APP WD
Monroe Capital Income Plus Corp SC TO-I
BENCHMARK 2019-B15 MORTGAGE TRUST 10-D
BENCHMARK 2019-B15 MORTGAGE TRUST ABS-EE
FARAHI BOB 144
MONARCH CASINO & RESORT INC 144 Financial Statements
Mater Tonya L. 144
EPR PROPERTIES 144 Financial Statements
CSAIL 2017-CX10 Commercial Mortgage Trust 10-D
CSAIL 2017-CX10 Commercial Mortgage Trust ABS-EE
KABR Real Estate Investment Partners VI QP, LLC D/A
RCI HOSPITALITY HOLDINGS, INC. 8-K Financial Statements
Dynamic Alternatives Fund N-PX
Burton Spencer 144
ENSIGN GROUP, INC 144 Financial Statements
Series Portfolios Trust N-PX
SEQUOIA FUND INC N-CSRS
CSAIL 2015-C2 Commercial Mortgage Trust 10-D
Jupiter Wellness, Inc. 8-K
FIRST TRUST EXCHANGE-TRADED FUND 497K
BENCHMARK 2019-B12 MORTGAGE TRUST 10-D
FIRST TRUST EXCHANGE-TRADED FUND 497
CSAIL 2015-C4 Commercial Mortgage Trust 10-D
BENCHMARK 2019-B12 MORTGAGE TRUST ABS-EE
Roberts Rebecca B 144
MSA Safety Inc 144 Financial Statements
NatWest Group plc 6-K Financial Statements
Woodford Horizontal Project 66, LLC D
COHEN & STEERS GLOBAL INFRASTRUCTURE FUND INC N-PX
GS Mortgage Securities Trust 2013-GCJ14 15-15D
Sierra Climate LS, L.P. D/A
COMM 2013-CCRE10 Mortgage Trust 15-15D
Blouin Ann Scott 144
BENCHMARK 2019-B9 MORTGAGE TRUST 10-D
AB DISCOVERY GROWTH FUND, INC. N-PX
NOREEN CLIFFORD M 4
BARINGS CORPORATE INVESTORS 4 Financial Statements
BENCHMARK 2019-B9 MORTGAGE TRUST ABS-EE
AB CORPORATE SHARES N-PX
EQ ADVISORS TRUST N-CSRS
Cohen & Steers Real Assets Fund, Inc. N-PX
MERIDIAN FUND INC N-CEN
SVOBODA FRANK M 4/A
GLOBE LIFE INC. 4/A
AB CORE OPPORTUNITIES FUND, INC. N-PX
CSAIL 2017-C8 Commercial Mortgage Trust 10-D
CSAIL 2015-C3 Commercial Mortgage Trust 10-D
PATTERSON COMPANIES, INC. 10-Q Financial Statements
VICTORY VARIABLE INSURANCE FUNDS N-PX
AB CAP FUND, INC. N-PX
VICTORY PORTFOLIOS N-PX
Chevedden John PX14A6G
GENERAL MILLS INC PX14A6G Financial Statements
CSAIL 2017-C8 Commercial Mortgage Trust ABS-EE
Victory Portfolios II N-PX
EQ PREMIER VIP TRUST N-CSRS
VICTORY PORTFOLIOS III N-PX
Edwards Barbara Joanne 4
STANDEX INTERNATIONAL CORP/DE/ 4 Financial Statements
AB BOND FUND, INC. N-PX
EPG SFR Flip Fund I LLC D
John B. Bailly as Trustee of The R. Jeffrey Bailly Irrevocable Trust of 2022 144
UFP TECHNOLOGIES INC 144 Financial Statements
Enhancing Capital Partners, LP D/A
ELLINGTON INCOME OPPORTUNITIES FUND 40-17G
CD 2017-CD5 MORTGAGE TRUST 10-D
AB RELATIVE VALUE FUND, INC. N-PX
Jaycox Kenneth E 144
UNITED STATES STEEL CORP 144 Financial Statements
CD 2017-CD5 MORTGAGE TRUST ABS-EE
AB Active ETFs, Inc. N-PX
DoubleLine Yield Opportunities Fund N-PX
ALLIED ASSET ADVISORS FUNDS N-PX
DoubleLine Opportunistic Credit Fund N-PX
RELX PLC 6-K Financial Statements
Tidal Trust II 497J
Shaw Christopher G 3
DoubleLine Income Solutions Fund N-PX
FR-0731 Fund I, a series of Roll Up Vehicles, LP D
DoubleLine Funds Trust N-PX
Nuveen Core Plus Impact Fund 3
Weinstein Boaz 3
Saba Capital Management, L.P. 3
HENRIE MICHAEL SHANE 4
GLOBE LIFE INC. 4
AMG Pantheon Master Fund, LLC N-PX
Chang Robert 144
Newegg Commerce, Inc. 144
VAALCO ENERGY INC /DE/ 8-K Financial Statements
RYTE Corp D/A
JACKSON ROSE VENTURE I, LLC D/A
BANK OF NOVA SCOTIA FWP Financial Statements
BlackRock Broadway Fund, L.P. D/A
DEERE & CO 8-K Financial Statements
Nuveen Core Plus Impact Fund 4
Weinstein Boaz 4
Saba Capital Management, L.P. 4
Invesco Unit Trusts Taxable Income Series 559 497J
Invesco Unit Trusts Taxable Income Series 501 497J
Invesco Unit Trusts Taxable Income Series 465 497J
Invesco Unit Trusts Taxable Income Series 449 497J
Invesco Unit Trusts Taxable Income Series 443 497J
GRAHAM ROGER C JR 4
Van Kampen Unit Trusts Taxable Income Series 394 497J
Blackcomb Fund, Ltd. D/A
Van Kampen Unit Trusts Taxable Income Series 390 497J
Van Kampen Unit Trusts Taxable Income Series 389 497J
Van Kampen Unit Trusts Taxable Income Series 384 497J
Van Kampen Unit Trusts Taxable Income Series 322 497J
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7 10-D
3575 FUND LTD D/A
Johanson Ryan 3
Van Kampen Unit Trusts Taxable Income Series 320 497J
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P7 ABS-EE
Fang Lei 144
UP Fintech Holding Ltd 144 Financial Statements
NICHOLAS Ltd EDITION, INC. N-CSRS
VAN KAMPEN UNIT TRUSTS TAXABLE INCOME SERIES 60 497J
CONNS INC 10-Q Financial Statements
FORUM FUNDS II N-CSR
AMG Funds I N-PX
MANNING & NAPIER FUND, INC. 485BXT
Invesco Unit Trusts, Municipal Series 1359 497J
Lane Brian E. 4
COMFORT SYSTEMS USA INC 4 Financial Statements
Invesco Unit Trusts, Municipal Series 1334 497J
Chappell Robert W 4
Tikehau Private Debt Secondaries II D
Invesco Unit Trusts, Municipal Series 1333 497J
Harbor ETF Trust 25-NSE
Managed Account Series 497K
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8 10-D
Invesco Unit Trusts, Municipal Series 1316 497J
Invesco Unit Trusts, Municipal Series 1291 497J
Diaz Frank Ramon 4
PRICESMART INC 4 Financial Statements
Texas Pacific Land Corp 4/A
STAHL MURRAY 4/A
HORIZON KINETICS ASSET MANAGEMENT LLC 4/A
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-P8 ABS-EE
Lifeverse Holdings Inc D
OCONEE FINANCIAL CORP 1-Z
OurCrowd D/A
Tikehau Private Debt Secondaries II D
Invesco Unit Trusts, Municipal Series 1256 497J
LANDY R JOSEPH 4
Hyundai Auto Receivables Trust 2023-B 10-D
HYUNDAI ABS FUNDING LLC 10-D
Hyundai Auto Receivables Trust 2023-A 10-D
FOSTER L B CO 8-K Financial Statements
Hyundai Auto Receivables Trust 2022-C 10-D
MITCHELL ROBERT BRIAN 144
GLOBE LIFE INC. 144
Hyundai Auto Receivables Trust 2022-B 10-D
Matter Inc., A Benefit Corp C
Hyundai Auto Receivables Trust 2022-A 10-D
KOSA E GENE 4
Hyundai Auto Receivables Trust 2021-C 10-D
Souhrada Christopher S 4
Hyundai Auto Receivables Trust 2021-B 10-D
Hyundai Auto Receivables Trust 2021-A 10-D
CALDWELL & ORKIN FUNDS INC 497J
Hyundai Auto Receivables Trust 2020-C 10-D
Santana Laura 4
Hyundai Auto Receivables Trust 2020-B 10-D
Hyundai Auto Receivables Trust 2020-A 10-D
JOHN HANCOCK MUNICIPAL SECURITIES TRUST 24F-2NT
Hyundai Auto Receivables Trust 2019-B 10-D
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1 10-D
HILDEBRANDT JOHN D 4
DRACHMAN BRUD E 4
JOHN HANCOCK CALIFORNIA TAX-FREE INCOME FUND 24F-2NT
CITIGROUP COMMERCIAL MORTGAGE TRUST 2017-B1 ABS-EE
Calvo Rodrigo 4
CHANNON JESSE 4
Columbia Care Inc. 4
Hill Brice 144
APPLIED MATERIALS INC /DE 144 Financial Statements
JOHN HANCOCK STRATEGIC SERIES 24F-2NT
Investment Managers Series Trust II N-PX
Linqto Liquidshares LLC D
HOTCHKIS & WILEY FUNDS /DE/ N-CEN
JOHN HANCOCK SOVEREIGN BOND FUND 24F-2NT
Dyer Jay 4