| Company Name |
Form Type |
SEC Filings |
|
|
|
|
COMVEST CREDIT PARTNERS VI, L.P.
|
40-APP/A
|
|
|
Comvest Capital Advisors, LLC
|
40-APP/A
|
|
|
Comvest Credit Advisors, LLC
|
40-APP/A
|
|
|
Comvest Credit Partners V
|
40-APP/A
|
|
|
Commonwealth Credit Partners BDC I, Inc.
|
40-APP/A
|
|
|
Comvest Credit Partners V
|
40-APP/A
|
|
|
Commonwealth Credit Advisors, LLC
|
40-APP/A
|
|
|
CVC California IV, LLC
|
40-APP/A
|
|
|
CCP California V, LLC
|
40-APP/A
|
|
|
Comvest Capital IV
|
40-APP/A
|
|
|
Comvest SG Advisors LLC
|
40-APP/A
|
|
|
COMVEST SPECIAL OPPORTUNITIES FUND, L.P.
|
40-APP/A
|
|
|
COMVEST CREDIT PARTNERS V, L.P.
|
40-APP/A
|
|
|
COMVEST STRATEGIC GROWTH FUND, L.P.
|
40-APP/A
|
|
|
COMVEST CAPITAL IV, L.P.
|
40-APP/A
|
|
|
Investment Managers Series Trust II
|
NPORT-P
|
|
|
Meta Data Ltd
|
6-K
|
|
|
Aclarion, Inc.
|
8-K
|
|
|
Triatomic Management LP
|
N-PX
|
|
|
Somerset Trust Co
|
N-PX
|
|
|
PUTNAM FUNDS TRUST
|
N-CSR
|
|
|
Mason Charlie
|
4
|
|
|
SANMINA CORP
|
4
|
Financial Statements
|
|
Chu Maggie
|
144
|
|
|
LITTELFUSE INC /DE
|
144
|
Financial Statements
|
|
Herr Investment Group LLC
|
N-PX
|
|
|
SmartRent, Inc.
|
144
|
Financial Statements
|
|
Haldeman Lucas Merwan
|
144
|
|
|
Circle Pharma, Inc.
|
D/A
|
|
|
Great Elm Group, Inc.
|
10-K
|
|
|
Invesco Management Trust
|
N-PX
|
|
|
Dunn Michael Paul JR
|
4
|
|
|
SOCIETY PASS INCORPORATED.
|
4
|
Financial Statements
|
|
PAINREFORM LTD.
|
SC 13D/A
|
|
|
L.I.A. Pure Capital Ltd
|
SC 13D/A
|
|
|
UNIVERSITY OF NOTRE DAME DU LAC
|
N-PX
|
|
|
DELAWARE GROUP TAX FREE FUND
|
N-PX
|
|
|
Politan Capital Management LP
|
N-PX
|
|
|
Jingbo Technology, Inc.
|
8-K
|
|
|
Lehman Gail E
|
4
|
|
|
HEXCEL CORP /DE/
|
4
|
Financial Statements
|
|
NICHOLAS FINANCIAL INC
|
8-K/A
|
Financial Statements
|
|
Great Elm Group, Inc.
|
8-K
|
|
|
Series 28-1, a series of StartEngine Private LLC
|
D
|
|
|
FOCUS UNIVERSAL INC.
|
4
|
Financial Statements
|
|
WANG DESHENG
|
4
|
|
|
Denali Structured Return Strategy Fund
|
N-PX
|
|
|
Jade Capital Advisors, LLC
|
N-PX
|
|
|
HighTower Advisors, LLC
|
N-PX
|
|
|
Invesco Exchange Fund
|
N-PX
|
|
|
Swyft Treasury Inc.
|
D
|
|
|
Cornteen LLC
|
C/A
|
|
|
MARCO INVESTMENT MANAGEMENT LLC
|
N-PX
|
|
|
HEITMAN REAL ESTATE SECURITIES LLC
|
N-PX
|
|
|
BAKER TILLY WEALTH MANAGEMENT, LLC
|
N-PX
|
|
|
ShawSpring Partners LLC
|
N-PX
|
|
|
HIGHLAND OPPORTUNITIES & INCOME FUND
|
NPORT-P
|
|
|
HIGHLAND GLOBAL ALLOCATION FUND
|
NPORT-P
|
|
|
Allarity Therapeutics, Inc.
|
SC 13G
|
|
|
Streeterville Capital LLC
|
SC 13G
|
|
|
CENTRAL TRUST Co
|
N-PX
|
|
|
SHORT-TERM INVESTMENTS TRUST
|
N-PX
|
|
|
Tortoise Index Solutions, LLC
|
N-PX
|
|
|
Heronetta Management, L.P.
|
N-PX
|
|
|
Saba Capital Income & Opportunities Fund II
|
N-PX
|
|
|
ALTA CAPITAL MANAGEMENT LLC/
|
N-PX
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
NPORT-P
|
|
|
NEXPOINT FUNDS I
|
NPORT-P
|
|
|
NEXPOINT FUNDS II
|
NPORT-P
|
|
|
DELAWARE GROUP STATE TAX-FREE INCOME TRUST
|
N-PX
|
|
|
PARTNER INVESTMENTS L P
|
D/A
|
|
|
J.P. Morgan Private Investments Inc.
|
N-PX
|
|
|
Fundrise Growth Tech Fund, LLC
|
SC TO-I
|
|
|
Series Portfolios Trust
|
NPORT-P
|
|
|
Close Asset Management Ltd
|
N-PX
|
|
|
ABACUS MINING & EXPLORATION CORP
|
D
|
|
|
Invesco Exchange-Traded Fund Trust II
|
N-PX
|
|
|
Land & Buildings Investment Management, LLC
|
N-PX
|
|
|
SEVEN MILE ADVISORY
|
N-PX
|
|
|
KE I LLC
|
N-PX
|
|
|
CENTAUR MUTUAL FUNDS TRUST
|
N-PX
|
|
|
Klinger Shannon Thyme
|
144
|
|
|
Carrera Capital Advisors
|
N-PX
|
|
|
DELAWARE GROUP INCOME FUNDS
|
N-PX
|
|
|
North Square Evanston Multi-Alpha Fund
|
NPORT-P
|
|
|
DEERFIELD MANAGEMENT COMPANY, L.P.
|
N-PX
|
|
|
HEITMAN LLC
|
N-PX
|
|
|
CAMPBELL SOUP CO
|
8-K/A
|
Financial Statements
|
|
Thompson Christopher M.T.
|
144
|
|
|
Invesco Actively Managed Exchange-Traded Commodity Fund Trust
|
N-PX
|
|
|
Invesco Municipal Income Opportunities Trust
|
N-PX
|
|
|
PFM HEALTHCARE OFFSHORE FUND LTD
|
D/A
|
|
|
AIM VARIABLE INSURANCE FUNDS
|
N-PX
|
|
|
Meadow Creek Wealth Advisors LLC
|
N-PX/A
|
|
|
DELAWARE GROUP GOVERNMENT FUND
|
N-PX
|
|
|
WESMARK FUNDS
|
40-17G
|
|
|
Niagara Income Opportunities Fund
|
N-PX
|
|
|
Centerstone Investors, LLC
|
N-PX
|
|
|
Southfield BDR Co-Invest LP
|
D
|
|
|
Hyperion Capital Advisors LP
|
N-PX
|
|
|
RICHTECH ROBOTICS INC.
|
EFFECT
|
|
|
Alpha Teknova, Inc.
|
EFFECT
|
Financial Statements
|
|
Alvotech
|
EFFECT
|
|
|
Smart Powerr Corp.
|
EFFECT
|
Financial Statements
|
|
BioCardia, Inc.
|
EFFECT
|
|
|
Airship AI Holdings, Inc.
|
EFFECT
|
|
|
PAINREFORM LTD.
|
EFFECT
|
|
|
Signing Day Sports, Inc.
|
EFFECT
|
|
|
EKSO BIONICS HOLDINGS, INC.
|
EFFECT
|
Financial Statements
|
|
VivoPower International PLC
|
EFFECT
|
Financial Statements
|
|
MariaDB plc
|
EFFECT
|
|
|
FT 11657
|
EFFECT
|
|
|
MATERIALISE NV
|
EFFECT
|
Financial Statements
|
|
WESTWATER RESOURCES, INC.
|
EFFECT
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2426
|
EFFECT
|
|
|
Angel Studios, Inc.
|
QUALIF
|
|
|
Ark7 Properties Advance LLC
|
QUALIF
|
|
|
Catheter Precision, Inc.
|
EFFECT
|
Financial Statements
|
|
RealtyMogul Income REIT, LLC
|
QUALIF
|
|
|
Semple Alan
|
144
|
|
|
TEEKAY CORP
|
144
|
Financial Statements
|
|
Suriyakumar Kumarakulasingam
|
SC 13D/A
|
|
|
ARC DOCUMENT SOLUTIONS, INC.
|
SC 13D/A
|
Financial Statements
|
|
RICHTECH ROBOTICS INC.
|
S-1MEF
|
|
|
RDE, Inc.
|
3
|
|
|
Handy Steve
|
3
|
|
|
Grossman Jerrold B
|
144
|
|
|
ADMA BIOLOGICS, INC.
|
144
|
Financial Statements
|
|
325 Capital Master Fund LP
|
4
|
|
|
325 Capital GP, LLC
|
4
|
|
|
Shrivastava Anil K
|
4
|
|
|
Braner Michael David
|
4
|
|
|
325 CAPITAL LLC
|
4
|
|
|
FRIEDBERG DANIEL M.
|
4
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
4
|
Financial Statements
|
|
325 Capital Master Fund LP
|
3
|
|
|
325 Capital GP, LLC
|
3
|
|
|
Shrivastava Anil K
|
3
|
|
|
Braner Michael David
|
3
|
|
|
325 CAPITAL LLC
|
3
|
|
|
FRIEDBERG DANIEL M.
|
3
|
|
|
MOTORCAR PARTS OF AMERICA INC
|
3
|
Financial Statements
|
|
Maxwell Jayson
|
4
|
|
|
United Parks & Resorts Inc.
|
4
|
Financial Statements
|
|
Fan Min
|
144
|
|
|
Trip.com Group Ltd
|
144
|
|
|
BlackRock Inc.
|
144
|
Financial Statements
|
|
Kushel J. Richard
|
144
|
|
|
Rossbach Jan Philipp
|
4
|
|
|
EnLink Midstream, LLC
|
4
|
Financial Statements
|
|
Castagna Michael
|
4
|
|
|
MANNKIND CORP
|
4
|
Financial Statements
|
|
Tross Stuart A
|
4
|
|
|
Binder Steven B.
|
4
|
|
|
Thomson David
|
4
|
|
|
DLB CRF Holdings, LLC
|
SC 13G/A
|
|
|
SOS Ltd
|
SC 13G/A
|
|
|
Adelson Miriam
|
4
|
|
|
LAS VEGAS SANDS CORP
|
4
|
Financial Statements
|
|
HighPeak Energy, Inc.
|
SC 13D/A
|
|
|
HIGHTOWER JACK
|
SC 13D/A
|
|
|
Saidi Yassine
|
4
|
|
|
Under Armour, Inc.
|
4
|
Financial Statements
|
|
HighPeak Energy, Inc.
|
4
|
|
|
HIGHTOWER JACK
|
4
|
|
|
Navitas Semiconductor Corp
|
4
|
|
|
Kinzer Daniel M.
|
4
|
|
|
Hopkins Craig Douglas
|
4
|
|
|
BARNWELL INDUSTRIES INC
|
4
|
Financial Statements
|
|
Casdin Amplify Fund, LP
|
4
|
|
|
Casdin Private Growth Equity Fund II GP, LLC
|
4
|
|
|
Casdin Private Growth Equity Fund II, L.P.
|
4
|
|
|
CASDIN PRIVATE GROWTH EQUITY FUND GP, LLC
|
4
|
|
|
Casdin Private Growth Equity Fund, L.P.
|
4
|
|
|
Casdin Partners Master Fund, L.P.
|
4
|
|
|
Casdin Eli
|
4
|
|
|
Casdin Capital, LLC
|
4
|
|
|
Casdin Partners GP, LLC
|
4
|
|
|
STANDARD BIOTOOLS INC.
|
4
|
|
|
CG Oncology, Inc.
|
144
|
|
|
Unique Diamond Investments Ltd
|
144
|
|
|
ProFrac Holding Corp.
|
4
|
Financial Statements
|
|
THRC Management, LLC
|
4
|
|
|
THRC Holdings, LP
|
4
|
|
|
Wilks Dan H.
|
4
|
|
|
Charming Jade Ltd
|
144
|
|
|
Hanson Diana
|
4
|
|
|
RBB Bancorp
|
4
|
Financial Statements
|
|
Durling Joy Driscoll
|
4
|
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
WYRSCH MARTHA B
|
4
|
|
|
QUANTA SERVICES, INC.
|
4
|
Financial Statements
|
|
AgCentral Energy Pty Ltd.
|
144
|
|
|
Vast Renewables Ltd
|
144
|
|
|
WALL JOHN M
|
4
|
|
|
CADENCE DESIGN SYSTEMS INC
|
4
|
Financial Statements
|
|
BioCardia, Inc.
|
S-1MEF
|
|
|
Global GP LLC
|
4
|
|
|
GLOBAL PARTNERS LP
|
4
|
Financial Statements
|
|
Chakravarthy Arvind
|
4
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
Krupka Devin M
|
4
|
|
|
Bandwidth Inc.
|
4
|
Financial Statements
|
|
Ross Kade
|
4
|
|
|
FISHER RICHARD W
|
4
|
|
|
TENET HEALTHCARE CORP
|
4
|
Financial Statements
|
|
Bottorff Rebecca
|
4
|
|
|
Rubicon Technologies, Inc.
|
4
|
|
|
Palantir Technologies Inc.
|
4
|
Financial Statements
|
|
Asbill Richard Brandon
|
4
|
|
|
Murphy-Chutorian Douglas
|
144
|
|
|
Semler Scientific, Inc.
|
144
|
Financial Statements
|
|
loanDepot, Inc.
|
4
|
Financial Statements
|
|
Hsieh Anthony Li
|
4
|
|
|
Agarwal Devesh
|
4
|
|
|
Rawlings Amy Marie
|
4
|
|
|
Pilgrim Global Advisors LLC
|
4
|
|
|
Sable Offshore Corp.
|
4
|
|
|
Pilgrim Global ICAV
|
4
|
|
|
Raiford Daryl
|
4
|
|
|
West Brian
|
4
|
|
|
BOEING CO
|
4
|
Financial Statements
|
|
Baszucki Gregory
|
4
|
|
|
Reynolds Michelle Marie
|
4
|
|
|
Reddit, Inc.
|
4
|
|
|
WEDBUSH & CO., LLC
|
X-17A-5
|
|
|
Gupta Sunil
|
4
|
|
|
POWER INTEGRATIONS INC
|
4
|
Financial Statements
|
|
Salem Enrique T
|
4
|
|
|
DOCUSIGN, INC.
|
4
|
Financial Statements
|
|
Morken David A.
|
4
|
|
|
Vivo Opportunity Fund Holdings, L.P.
|
4
|
|
|
Vivo Opportunity, LLC
|
4
|
|
|
SOLENO THERAPEUTICS INC
|
4
|
Financial Statements
|
|
Duda Kenneth
|
4
|
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
Keene Kathleen M.
|
4
|
|
|
Ingersoll Rand Inc.
|
4
|
Financial Statements
|
|
KOONCE CALVIN SCOTT
|
4
|
|
|
VSE CORP
|
4
|
Financial Statements
|
|
ROTH CAPITAL PARTNERS, LLC
|
X-17A-5
|
|
|
Wilhite Joel
|
4
|
|
|
AvidXchange Holdings, Inc.
|
4
|
Financial Statements
|
|
Stahl Ryan
|
4
|
|
|
Praeger Michael
|
4
|
|
|
Gibson Angelic
|
4
|
|
|
Drees Daniel
|
4
|
|
|
Cunningham Todd Alan
|
4
|
|
|
Lu James Fu Bin
|
4
|
|
|
Grindr Inc.
|
4
|
|
|
Bottoms Dave
|
4
|
|
|
UPWORK, INC
|
4
|
Financial Statements
|
|
Neal John Scott
|
4
|
|
|
Sprouts Farmers Market, Inc.
|
4
|
Financial Statements
|
|
Devlin Shawn
|
SC 13D/A
|
|
|
Bank of Marin Bancorp
|
SC 13D/A
|
Financial Statements
|
|
Fund 1 Investments, LLC
|
4
|
|
|
Pleasant Lake Partners LLC
|
4
|
|
|
Pleasant Lake Onshore Feeder Fund LP
|
4
|
|
|
Citi Trends Inc
|
4
|
Financial Statements
|
|
Dougan Brady W
|
4
|
|
|
Humacyte, Inc.
|
4
|
|
|
Niklason Laura E
|
4
|
|
|
PennyMac Financial Services, Inc.
|
4
|
Financial Statements
|
|
Hunt James K
|
4
|
|
|
Abdiel Partners, LLC
|
4
|
|
|
Moran Colin T.
|
4
|
|
|
Abdiel Capital Management, LLC
|
4
|
|
|
Abdiel Capital Advisors, LP
|
4
|
|
|
Abdiel Qualified Master Fund LP
|
4
|
|
|
APPIAN CORP
|
4
|
Financial Statements
|
|
Abdiel Capital LP
|
4
|
|
|
Sander Dale A.
|
4
|
|
|
Mahadevia Ankit
|
4
|
|
|
Spero Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Keutzer Timothy
|
4
|
|
|
SPADAFOR CHRISTINE J.
|
4
|
|
|
BOYD GAMING CORP
|
4
|
Financial Statements
|
|
Hohl Benjamin
|
4
|
|
|
Enliven Therapeutics, Inc.
|
4
|
Financial Statements
|
|
CALADO MIGUEL M
|
4
|
|
|
HNI CORP
|
4
|
Financial Statements
|
|
Shukla Sath
|
4
|
|
|
Topline Capital Management, LLC
|
4
|
|
|
McBirney Collin
|
4
|
|
|
ISSUER DIRECT CORP
|
4
|
Financial Statements
|
|
Gao Hanlin
|
4
|
|
|
Fulgent Genetics, Inc.
|
4
|
Financial Statements
|
|
Xie Jian
|
4
|
|
|
Hsieh Ming
|
4
|
|
|
Kim Paul
|
4
|
|
|
Payoneer Global Inc.
|
4
|
|
|
Galit Scott H.
|
4
|
|
|
Merrill Gary
|
4
|
|
|
COMMVAULT SYSTEMS INC
|
4
|
Financial Statements
|
|
Lancaster Rainey E.
|
4
|
|
|
DAHL JAMES H
|
4
|
|
|
AMREP CORP.
|
4
|
Financial Statements
|
|
Singer Eric
|
4
|
|
|
IMMERSION CORP
|
4
|
Financial Statements
|