| Company Name |
Form Type |
SEC Filings |
|
|
|
|
BNY MELLON STOCK INDEX FUND, INC.
|
NPORT-P
|
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
NPORT-P
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
NPORT-P
|
|
|
BNY Mellon Investment Funds I
|
NPORT-P
|
|
|
BNY Mellon Strategic Funds, Inc.
|
NPORT-P
|
|
|
BNY MELLON APPRECIATION FUND, INC.
|
NPORT-P
|
|
|
reAlpha Tech Corp.
|
424B3
|
|
|
Nova Minerals Ltd
|
6-K
|
|
|
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC.
|
NPORT-P
|
|
|
BNY Mellon Investment Funds III
|
NPORT-P
|
|
|
BNY Mellon Large Cap Securities Fund, Inc.
|
NPORT-P
|
|
|
BNY MELLON STOCK FUNDS
|
NPORT-P
|
|
|
BNY MELLON OPPORTUNITY FUNDS
|
NPORT-P
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
NPORT-P
|
Financial Statements
|
|
BNY MELLON STRATEGIC MUNICIPALS, INC.
|
NPORT-P
|
Financial Statements
|
|
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
|
NPORT-P
|
|
|
BNY MELLON HIGH YIELD STRATEGIES FUND
|
NPORT-P
|
|
|
Offer Or
|
144
|
|
|
SIMILARWEB LTD.
|
144
|
Financial Statements
|
|
Nellis Anthony J
|
4
|
|
|
AUTOLIV INC
|
4
|
Financial Statements
|
|
Elo Mutual Pension Insurance Co
|
N-PX
|
|
|
CHEMICAL & MINING CO OF CHILE INC
|
6-K
|
Financial Statements
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
NPORT-P
|
|
|
Digital Brands Group, Inc.
|
POS AM
|
|
|
reAlpha Tech Corp.
|
8-K
|
|
|
Prime Tech Global Ltd
|
4
|
|
|
Mayspin Management Ltd
|
4
|
|
|
Li Ka Shing
|
4
|
|
|
ChromaDex Corp.
|
4
|
Financial Statements
|
|
Brilliant Dynasty Ltd
|
4
|
|
|
Elgar International Ltd
|
4
|
|
|
Skyinvest Associates Ltd
|
4
|
|
|
Radiant Treasure Ltd
|
4
|
|
|
Winsave Resources Ltd
|
4
|
|
|
Dvorak International Ltd
|
4
|
|
|
Pioneer Step Holdings Ltd
|
4
|
|
|
Champion River Ventures Ltd
|
4
|
|
|
Chau Hoi Shuen Solina Holly
|
4
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B2
|
|
|
Value Base Ltd.
|
SC 13D/A
|
|
|
Cognyte Software Ltd.
|
SC 13D/A
|
|
|
HUTCHMED
|
6-K
|
Financial Statements
|
|
Pioneer Step Holdings Ltd
|
SC 13D/A
|
|
|
ChromaDex Corp.
|
SC 13D/A
|
Financial Statements
|
|
Dada Nexus Ltd
|
6-K
|
|
|
Irenic Capital Evergreen Cayman Fund Ltd.
|
D/A
|
|
|
Prime Tech Global Ltd
|
SC 13D/A
|
|
|
KKR Asset-Based Income Fund
|
N-CSRS
|
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
Crexendo, Inc.
|
8-K
|
|
|
FinVolution Group
|
6-K
|
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
Irenic Capital Evergreen US Fund LP
|
D/A
|
|
|
DYCOM INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
ZEEKR Intelligent Technology Holding Ltd
|
6-K
|
|
|
SUMITOMO LIFE INSURANCE CO
|
N-PX
|
|
|
Sheibley Philip Brent
|
4
|
|
|
Modular Medical, Inc.
|
4
|
|
|
POSCO HOLDINGS INC.
|
6-K
|
Financial Statements
|
|
Emeren Group Ltd
|
8-K
|
Financial Statements
|
|
First Trinity Financial CORP
|
8-K
|
|
|
Burford Capital Ltd
|
6-K
|
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
GS Finance Corp.
|
424B2
|
|
|
GOLDMAN SACHS GROUP INC
|
424B2
|
Financial Statements
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
AENZA S.A.A.
|
6-K
|
|
|
IvyRock Asset Management
|
N-PX
|
|
|
BIOVIE INC.
|
8-K
|
|
|
Aadi Bioscience, Inc.
|
8-K
|
|
|
Stuart Chaussee & Associates, Inc.
|
N-PX
|
|
|
EYENOVIA, INC.
|
424B5
|
Financial Statements
|
|
BlackRock Enhanced International Dividend Trust
|
SC TO-I/A
|
Financial Statements
|
|
BlackRock Health Sciences Trust
|
SC TO-I/A
|
|
|
BlackRock Health Sciences Term Trust
|
SC TO-I/A
|
|
|
LGH Global Corp
|
1-U
|
|
|
Austin Gold Corp.
|
6-K
|
Financial Statements
|
|
Stonepine Capital Management, LLC
|
13F-HR/A
|
|
|
IMMUTEP Ltd
|
6-K
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Resonate Blends, Inc.
|
10-Q
|
|
|
McCarthy Asset Management, Inc.
|
N-PX
|
|
|
Apex Auto Holdings, LLC
|
D
|
|
|
INLIF Ltd
|
F-1/A
|
|
|
RB Capital Management, LLC
|
N-PX
|
|
|
NLCA DG Investment Grade Portfolio 1 DST
|
D/A
|
|
|
WINDTREE THERAPEUTICS INC /DE/
|
PRE 14A
|
|
|
Eva Medtec, Inc
|
D
|
|
|
JDM Financial Group LLC
|
N-PX
|
|
|
Adamas One Corp.
|
10-K
|
|
|
Twele Capital Management, Inc.
|
N-PX
|
|
|
BridgeBio Pharma, Inc.
|
8-K
|
Financial Statements
|
|
JPMorgan Chase Financial Co. LLC
|
424B2
|
|
|
JPMORGAN CHASE & CO
|
424B2
|
Financial Statements
|
|
BlackRock Enhanced Global Dividend Trust
|
SC TO-I/A
|
Financial Statements
|
|
BlackRock Science & Technology Term Trust
|
SC TO-I/A
|
|
|
BlackRock Resources & Commodities Strategy Trust
|
SC TO-I/A
|
|
|
Chapel Bridge Fund I LP
|
D/A
|
|
|
Rubicon Technologies, Inc.
|
10-Q
|
|
|
Invesco Commercial Real Estate Finance Trust, Inc.
|
8-K
|
|
|
Foresight Global Investors, Inc.
|
N-PX
|
|
|
Regency Capital Management Inc.\DE
|
13F-HR
|
|
|
Asia Biofuel Corp
|
D
|
|
|
Raffles Capital Ltd
|
D
|
|
|
Oak Woods Acquisition Corp
|
S-4/A
|
|
|
BOWFLEX INC.
|
8-K
|
Financial Statements
|
|
SEPARATE ACCOUNT NY B OF RELIASTAR LIFE INSURANCE CO OF NY
|
497
|
|
|
Evofem Biosciences, Inc.
|
D
|
Financial Statements
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
RELIASTAR LIFE INS CO OF NEW YORK VAR LIFE SEP ACCT I
|
497
|
|
|
Unconventional Investor, LLC
|
N-PX
|
|
|
JSF Financial, LLC
|
N-PX
|
|
|
TruGolf Holdings, Inc.
|
10-Q
|
|
|
ELLINGTON INCOME OPPORTUNITIES FUND
|
N-PX
|
|
|
ELEMENT POINTE ADVISORS, LLC
|
13F-HR/A
|
|
|
Papp Investment Trust
|
N-PX
|
|
|
VALUED ADVISERS TRUST
|
N-PX
|
|
|
Churchill Capital Corp VII
|
8-K
|
|
|
REGENTS OF THE UNIVERSITY OF CALIFORNIA
|
N-PX
|
|
|
iQSTEL Inc
|
8-K
|
|
|
Sonoma Income Growth Fund I LLC
|
D
|
|
|
FundersClub D6H LLC
|
D
|
|
|
Draganfly Inc.
|
6-K
|
|
|
Mycotopia Therapies, Inc.
|
8-K
|
|
|
Oakland Ballers Baseball Club, Inc.
|
C
|
|
|
SeaStar Medical Holding Corp
|
8-K
|
|
|
Lumentum Holdings Inc.
|
8-K/A
|
Financial Statements
|
|
EAGLE CAPITAL GROWTH FUND, INC.
|
N-CSRS
|
|
|
SeaStar Medical Holding Corp
|
424B5
|
|
|
New England Capital Financial Advisors LLC
|
N-PX
|
|
|
NEXPOINT FUNDS I
|
N-PX
|
|
|
Almacenes Exito S.A.
|
6-K
|
|
|
HIGHLAND OPPORTUNITIES & INCOME FUND
|
N-PX
|
|
|
Prosper Funding LLC
|
424B3
|
|
|
PROSPER MARKETPLACE, INC
|
424B3
|
|
|
DATA I/O CORP
|
8-K
|
Financial Statements
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
N-PX
|
|
|
Starfighters Space, Inc.
|
D
|
|
|
BANK BRADESCO
|
6-K
|
Financial Statements
|
|
NEXPOINT FUNDS II
|
N-PX
|
|
|
Bitwise Funds Trust
|
N-PX
|
|
|
Divergent Capital Fund 3, LP
|
D/A
|
|
|
Premier, Inc.
|
10-K
|
Financial Statements
|
|
Saronic Technologies, Inc.
|
D
|
|
|
BRING Ribbit Holdings, L.P.
|
D
|
|
|
LGAM Equity Holdings LLC
|
40-APP/A
|
|
|
NHDL I SPV LLC
|
40-APP/A
|
|
|
SLIF II CA SPV LLC
|
40-APP/A
|
|
|
SL Investment Fund II LLC
|
40-APP/A
|
|
|
North Haven Tactical Value Fund II Lux AIV-C SCSp
|
40-APP/A
|
|
|
North Haven Tactical Value Fund II Lux AIV-B SCSp
|
40-APP/A
|
|
|
Morgan Stanley Senior Funding, Inc.
|
40-APP/A
|
|
|
NHTV II Onshore Aggregator LP
|
40-APP/A
|
|
|
LGAM CA SPV LLC
|
40-APP/A
|
|
|
PIF Financing SPV LLC
|
40-APP/A
|
|
|
PIF Financing II SPV LLC
|
40-APP/A
|
|
|
T Series Financing III SPV LLC
|
40-APP/A
|
|
|
T Series Financing II SPV LLC
|
40-APP/A
|
|
|
PIF A Financing SPV LLC
|
40-APP/A
|
|
|
PIF A Equity Holdings LLC
|
40-APP/A
|
|
|
PIF A CA SPV LLC
|
40-APP/A
|
|
|
North Haven Direct Lending Fund Aggregator L.P.
|
40-APP/A
|
|
|
North Haven Credit Partners IV Holdings B L.P.
|
40-APP/A
|
|
|
North Haven Credit Partners IV Holdings A L.P.
|
40-APP/A
|
|
|
Broadway Funding Holdings LLC
|
40-APP/A
|
|
|
Broadway Funding Holdings II LLC
|
40-APP/A
|
|
|
1585 Koala Holdings LLC
|
40-APP/A
|
|
|
LGAM Financing SPV LLC
|
40-APP/A
|
|
|
LGAM Private Credit LLC
|
40-APP/A
|
|
|
North Haven Private Income Fund A LLC
|
40-APP/A
|
|
|
North Haven Structured Solutions Fund LP
|
40-APP/A
|
|
|
North Haven Senior Loan Fund
|
40-APP/A
|
|
|
PIF CA SPV LLC
|
40-APP/A
|
|
|
NHPIF Equity Holdings SPV LLC
|
40-APP/A
|
|
|
T Series Financing SPV LLC
|
40-APP/A
|
|
|
DLF Equity Holdings LLC
|
40-APP/A
|
|
|
DLF Financing SPV LLC
|
40-APP/A
|
|
|
DLF SPV LLC
|
40-APP/A
|
|
|
SLIC CA SPV LLC
|
40-APP/A
|
|
|
SLIC Equity Holdings LLC
|
40-APP/A
|
|
|
T Series CA SPV LLC
|
40-APP/A
|
|
|
T Series Equity Holdings LLC
|
40-APP/A
|
|
|
SLIC Financing SPV LLC
|
40-APP/A
|
|
|
NH-G 2022 SCSp
|
40-APP/A
|
|
|
Credit Opportunities
|
40-APP/A
|
|
|
North Haven Expansion Credit II LP
|
40-APP/A
|
|
|
T Series Middle Market Loan Fund LLC
|
40-APP/A
|
|
|
North Haven Private Income Fund LLC
|
40-APP/A
|
|
|
DLF CA SPV LLC
|
40-APP/A
|
|
|
NH Credit Partners III Holdings L.P.
|
40-APP/A
|
|
|
NH Senior Loan Fund Onshore Holdings LLC
|
40-APP/A
|
|
|
NH Expansion Credit Fund Holdings LP
|
40-APP/A
|
|
|
North Haven Unleveraged Senior Loan Fund
|
40-APP/A
|
|
|
NH Senior Loan Fund Offshore Holdings L.P.
|
40-APP/A
|
|
|
North Haven Senior Loan Fund
|
40-APP/A
|
|
|
North Haven Tactical Value Fund
|
40-APP/A
|
|
|
Morgan Stanley Direct Lending Fund
|
40-APP/A
|
|
|
North Haven Credit Partners III L.P.
|
40-APP/A
|
|
|
North Haven Senior Loan Fund Offshore L.P.
|
40-APP/A
|
|
|
North Haven Senior Loan Fund Unleveraged Offshore L.P.
|
40-APP/A
|
|
|
North Haven Tactical Value Fund LP
|
40-APP/A
|
|
|
North Haven Senior Loan Fund L.P.
|
40-APP/A
|
|
|
NH Credit Partners II L.P.
|
40-APP/A
|
|
|
MS Capital Partners Adviser Inc
|
40-APP/A
|
|
|
HIGHLAND GLOBAL ALLOCATION FUND
|
N-PX
|
|
|
GLOBE LIFE INC.
|
FWP
|
|
|
Foothills at Francis Gate Fund I, LP
|
D/A
|
|
|
Amplify ETF Trust
|
497K
|
|
|
Amplify ETF Trust
|
485BPOS
|
|
|
Harbor ETF Trust
|
497
|
|
|
Calor Del Sol Inc.
|
DEL AM
|
|
|
CONTRAVISORY INVESTMENT MANAGEMENT, INC.
|
N-PX
|
|
|
Affinius Capital Partners VII-T LP
|
D/A
|
|
|
Mediaco Holding Inc.
|
8-K
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-PX
|
|
|
Delos Wealth Advisors, LLC
|
N-PX
|
|
|
Jensen Quality Growth Fund Inc
|
N-PX
|
|
|
Cercano Management LLC
|
N-PX
|
|
|
ICG Sentio, DST
|
D/A
|
|
|
Joule Financial, LLC
|
N-PX
|
|
|
Guardian Wealth Advisors, LLC
|
N-PX
|
|
|
NEEDHAM FUNDS INC
|
NPORT-P
|
|
|
GolfLync Corp
|
C/A
|
|
|
FLUSHING FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
KCW Holdco, LLC
|
D
|
|
|
TRUIST FINANCIAL CORP
|
13F-HR
|
Financial Statements
|
|
BUILDER INVESTMENT GROUP INC /ADV
|
N-PX
|
|
|
SCHWAB STRATEGIC TRUST
|
485APOS
|
|
|
Wiser Advisor Group LLC
|
N-PX
|
|
|
Cornerstone Capital, Inc.
|
N-PX
|
|
|
CGN Advisors LLC
|
N-PX
|
|
|
SCOTIA CAPITAL INC.
|
N-PX
|
|
|
GRIMES & COMPANY, INC.
|
N-PX
|
|
|
Ivy Variable Insurance Portfolios
|
NPORT-P
|
|
|
IVY FUNDS
|
NPORT-P
|
|
|
DELAWARE VIP TRUST
|
NPORT-P
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
NPORT-P
|
|
|
1stdibs.com, Inc.
|
8-K
|
Financial Statements
|
|
ANALOG DEVICES INC
|
8-K
|
Financial Statements
|
|
Iridium Communications Inc.
|
8-K
|
|
|
BioCardia, Inc.
|
8-K
|
|
|
ICZOOM Group Inc.
|
6-K
|
|
|
Chemomab Therapeutics Ltd.
|
6-K
|
|
|
OKYO Pharma Ltd
|
6-K
|
Financial Statements
|
|
CareMax, Inc.
|
8-K
|
|
|
ADVISORS SERIES TRUST
|
N-PX
|
|
|
CTO Realty Growth, Inc.
|
8-K
|
Financial Statements
|
|
Stronghold Digital Mining, Inc.
|
8-K
|
Financial Statements
|
|
Cibus, Inc.
|
8-K
|
Financial Statements
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
BNY MELLON INVESTMENT PORTFOLIOS
|
NPORT-P
|
|
|
BNY Mellon Investment Funds V, Inc.
|
NPORT-P
|
|
|
Curtis Jonathan
|
3
|
|
|
Franklin Lexington Private Markets Fund
|
3
|
|
|
HSBC USA INC /MD/
|
FWP
|
|
|
Battat David A
|
4
|
|
|
ATRION CORP
|
4
|
Financial Statements
|
|
Next Technology Holding Inc.
|
10-Q
|
Financial Statements
|
|
Stabell Jason
|
4
|
|
|
Epsilon Energy Ltd.
|
4
|
|
|
MCM Azul II, LLC
|
144
|
|
|
TSS, Inc.
|
144
|
|
|
WASHINGTON UNIVERSITY
|
N-PX
|
|
|
SECURITY LIFE SEPARATE ACCOUNT L1
|
497
|
|
|
Ted Buchan & Co
|
N-PX
|
|
|
WADDELL & ASSOCIATES, LLC
|
N-PX
|
|
|
SECURITY LIFE SEPARATE ACCOUNT S-L1
|
497
|
|
|
Enhancing Capital Partners, LP
|
D/A
|
|
|
Brown Roger A
|
4
|
|
|
CINCINNATI FINANCIAL CORP
|
4
|
Financial Statements
|
|
Spray Stephen M
|
4
|
|
|
Ted Buchan & Co
|
13F-HR
|
|
|
Sewell Michael J
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
N-CEN
|
|
|
HPS Corporate Lending Fund
|
8-K
|
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
N-CEN
|
|
|
Nucleus Technologies Inc.
|
D
|
|
|
Bio Essence Corp
|
10-Q/A
|
|
|
PUTNAM FUNDS TRUST
|
N-CEN
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
FRANKLIN STRATEGIC SERIES
|
40-17F2
|
|
|
O'Daniel Julie Marie
|
144
|
|
|
VALVOLINE INC
|
144
|
Financial Statements
|
|
Pioneer Diversified High Income Fund, Inc.
|
DEF 14A
|
|
|
Pioneer Floating Rate Fund, Inc.
|
DEF 14A
|
|
|
PIONEER HIGH INCOME FUND, INC.
|
DEF 14A
|
|
|
PTL Ltd
|
FWP
|
|
|
Nierenberg Investment Management Company, Inc.
|
SC 13D
|
|
|
RIVERVIEW BANCORP INC
|
SC 13D
|
Financial Statements
|
|
Petryk Adam
|
3
|
|
|
DEVILLIERS DAVID H JR
|
4
|
|
|
FRP HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Intorio, Corp.
|
8-K
|
|
|
CANANDAIGUA NATIONAL BANK & TRUST CO
|
N-PX
|
|
