| Company Name |
Form Type |
SEC Filings |
|
|
|
|
ASSET MANAGEMENT FUND
|
N-PX
|
|
|
Ingersoll Rand Inc.
|
144
|
Financial Statements
|
|
Hepding Elizabeth Meloy
|
144
|
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
6-K
|
Financial Statements
|
|
KKR FS Income Trust
|
8-K
|
|
|
Precidian ETFs Trust
|
485BXT
|
|
|
FMFE Wealth Management, LLC
|
N-PX
|
|
|
STERLING GROUP CREDIT FUND III
|
D
|
|
|
Advanced Asset Management Advisors Inc
|
N-PX
|
|
|
KKR FS Income Trust Select
|
SC 13D/A
|
|
|
Franklin Square Holdings, L.P.
|
SC 13D/A
|
|
|
Sentry Kiosk, Inc.
|
D/A
|
|
|
Moebius 2 GY Joint Venture
|
D
|
|
|
STERLING GROUP CREDIT FUND III, L.P.
|
D
|
|
|
Galeese James E
|
4
|
|
|
LSI INDUSTRIES INC
|
4
|
Financial Statements
|
|
Caneris Thomas A
|
4
|
|
|
Clark James Anthony
|
4
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
KKR FS Income Trust Select
|
8-K
|
|
|
POST CI SWEETWATER, LLC
|
D
|
|
|
Northern Lights Variable Trust
|
N-PX
|
|
|
DARLINGTON PARTNERS CAPITAL MANAGEMENT, LP
|
N-PX
|
|
|
MALAK MAGDI EMIL
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
DarkPulse, Inc.
|
8-K
|
|
|
DAVIS MICHAEL A /
|
4
|
|
|
CYANOTECH CORP
|
4
|
Financial Statements
|
|
CAPITAL PERFORMANCE ADVISORS LLP
|
N-PX
|
|
|
Cardinal Ethanol LLC
|
8-K
|
|
|
Northern Lights Fund Trust
|
N-PX
|
|
|
Campbell Managed Futures Onshore Fund, LP
|
D/A
|
|
|
HARVEY INVESTMENT CO LLC
|
N-PX
|
|
|
RESOURCES MANAGEMENT CORP /CT/ /ADV
|
N-PX
|
|
|
PG EB5 Boone Lender, LLC
|
D
|
|
|
Ferguson Cindy
|
4
|
|
|
Fidelity Private Credit Fund
|
8-K
|
|
|
Atacama Resources International, Inc.
|
RW
|
|
|
Leslie Global Wealth, LLC
|
N-PX
|
|
|
CAMPBELL ABSOLUTE RETURN ONSHORE FUND LLC
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2380
|
487
|
|
|
D.B. Root & Company, LLC
|
N-PX
|
|
|
DMHJV001 INC.
|
D/A
|
|
|
PRIVATE MANAGEMENT GROUP INC
|
N-PX
|
|
|
Viva Gold Corp.
|
D
|
|
|
Campbell Equity Alpha Onshore Fund, LP
|
D/A
|
|
|
Hyla Liquid Venture Fund Offshore LP
|
D
|
|
|
Windle Wealth, LLC
|
N-PX
|
|
|
PARNASSUS INCOME FUNDS
|
N-PX
|
|
|
NP Life Sciences Health Industry Group Inc.
|
15-12G
|
|
|
Madison International Realty VI, LLC
|
4
|
|
|
MIRELF VI
|
4
|
|
|
MIRELF VI REIT Investments IV, LLC
|
4
|
|
|
Madison International Holdings VI, LLC
|
4
|
|
|
Madison International Realty Partners GP, LLC
|
4
|
|
|
Madison International Realty Partners, LP
|
4
|
|
|
MIRELF VI REIT
|
4
|
|
|
Madison International Realty Holdings, LLC
|
4
|
|
|
Dickerman Ronald
|
4
|
|
|
Plymouth Industrial REIT, Inc.
|
4
|
Financial Statements
|
|
SUBMITTABLE HOLDINGS, INC.
|
D
|
|
|
DAY JOSEPH EDWARD III
|
4
|
|
|
DAVEY TREE EXPERT CO
|
4
|
|
|
Founder Group Ltd
|
F-1/A
|
|
|
Morgan Stanley Portfolios, Series 75
|
S-6
|
|
|
Deshaies Robert Joseph
|
144
|
|
|
WEX Inc.
|
144
|
Financial Statements
|
|
Schrimsher Neil A
|
144
|
|
|
APPLIED INDUSTRIAL TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Bridge City Capital, LLC
|
N-PX
|
|
|
Silva Michael John
|
144
|
|
|
CCC Intelligent Solutions Holdings Inc.
|
144
|
|
|
Om Heals, Inc.
|
D
|
|
|
BUA JEAN A
|
144
|
|
|
NETSCOUT SYSTEMS INC
|
144
|
Financial Statements
|
|
Prevatt Capital Ltd
|
N-PX
|
|
|
Knight-Swift Transportation Holdings Inc.
|
4
|
Financial Statements
|
|
GARNREITER MICHAEL
|
4
|
|
|
EPQ LLC, PRME IX Series
|
D
|
|
|
Evergreen Wealth Management, LLC
|
N-PX
|
|
|
Tidal Trust III
|
497
|
|
|
Honda Auto Receivables 2024-3 Owner Trust
|
8-K
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
8-K
|
|
|
EPQ LLC, GoodFinch Series
|
D
|
|
|
Fairway Private Equity & Venture Capital Opportunities Fund
|
N-PX
|
|
|
Rider Michael J
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
Overwater Ventures II, L.P.
|
D
|
|
|
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO
|
40-17F2
|
|
|
Nuveen Churchill Private Credit Fund
|
10-Q
|
|
|
PSOF LO Sunnyvale Side Car, LLC
|
D/A
|
|
|
3VP SL Fund 1, LLC
|
D
|
|
|
Costello Asset Management, INC
|
N-PX
|
|
|
OHIO VALLEY BANC CORP
|
8-K
|
Financial Statements
|
|
BEAR CREEK DEBT WAREHOUSE, LLC
|
D/A
|
|
|
ROPER TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
PARNASSUS FUNDS
|
N-PX
|
|
|
PARNASSUS INVESTMENTS, LLC
|
N-PX
|
|
|
Fluent, Inc.
|
4
|
Financial Statements
|
|
Frost Gamma Investments Trust
|
4
|
|
|
FROST PHILLIP MD ET AL
|
4
|
|
|
Bomb Enterprises, Inc.
|
C-AR
|
|
|
Smead Capital Management, Inc.
|
N-PX
|
|
|
G2 Petroleum, LLC
|
D
|
|
|
FIDELITY SUMMER STREET TRUST
|
24F-2NT
|
|
|
Human Longevity, Inc.
|
D/A
|
|
|
CATALYST PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
Tierney David S
|
144
|
|
|
Executive Imaging Partners, LLC
|
D
|
|
|
Dorfman Value Partnership LP.
|
D
|
|
|
Series Fund K, a series of UM Pre-IPO Portfolio Fund II LLC
|
D
|
|
|
Bluejay Diagnostics, Inc.
|
8-K
|
|
|
CTT PHARMACEUTICAL HOLDINGS, INC.
|
4
|
|
|
US BANCORP \DE\
|
8-K
|
Financial Statements
|
|
Wealthfront Advisers LLC
|
N-PX
|
|
|
MSS Series Trust
|
N-PX
|
|
|
Murphy, Middleton, Hinkle & Parker, Inc.
|
N-PX
|
|
|
TA ASSOCIATES, L.P.
|
N-PX
|
|
|
202-212 Pearl Street Apartments, LLC
|
D
|
|
|
Heartstone Farm, Inc.
|
C
|
|
|
River Road Asset Management, LLC
|
N-PX
|
|
|
JBDI Holdings Ltd
|
F-1/A
|
|
|
Mechanics Financial Corp
|
N-PX
|
|
|
Ironwood Investment Counsel, LLC
|
N-PX
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Champlain Investment Partners, LLC
|
N-PX
|
|
|
Tidal Trust III
|
497K
|
|
|
UBS AG
|
424B2
|
|
|
STRONG ROBERT T
|
4
|
|
|
QUAINT OAK BANCORP INC
|
4
|
|
|
Patolawala Monish D
|
144
|
|
|
3M CO
|
144
|
Financial Statements
|
|
Highwire Imaging, LLC
|
D
|
|
|
InMed Pharmaceuticals Inc.
|
8-K
|
|
|
Sciencast Management LP
|
N-PX
|
|
|
Microvast Holdings, Inc.
|
8-K
|
|
|
Pathway Financial Advisers, LLC
|
N-PX
|
|
|
FRANKLIN REAL ESTATE SECURITIES TRUST
|
40-17F2
|
|
|
Tidal Trust II
|
485BXT
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
24F-2NT
|
|
|
Watershed SPV XV, a Series of Watershed SPVs LLC
|
D
|
|
|
BRiX Financial Technologies Corp
|
D/A
|
|
|
Switchback Systems, Inc.
|
D/A
|
|
|
Bleichroeder Acquisition Corp. I
|
S-1/A
|
|
|
FJ Capital Management LLC
|
N-PX
|
|
|
PG Dallas Uptown Investors, LLC
|
D/A
|
|
|
Sterling Financial Group, Inc.
|
N-PX
|
|
|
HARVEST VOLATILITY MANAGEMENT LLC
|
N-PX
|
|
|
Wind River Trust Co
|
N-PX
|
|
|
Mother Road Brewing Co
|
C/A
|
|
|
Nipun Emerging Markets Small Cap Onshore Fund, L.P.
|
D
|
|
|
Gross Harrison R.
|
4
|
|
|
Innovative Eyewear Inc
|
4
|
|
|
Union Court Apartments, LLC
|
D
|
|
|
C & F FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
BRASADA CAPITAL MANAGEMENT, LP
|
N-PX
|
|
|
PMA Securities, LLC
|
MA-I/A
|
|
|
HILLTOP SECURITIES INC.
|
MA-I/A
|
|
|
Crown Equity Holdings, Inc.
|
10-Q
|
|
|
Pinnacle Viserion Agriculture, L.P.
|
D/A
|
|
|
CRCP II CO-INVEST
|
D
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
RELIASTAR SELECT VARIABLE ACCOUNT
|
497
|
|
|
Bonadies Ralph
|
4
|
|
|
PARKE BANCORP, INC.
|
4
|
Financial Statements
|
|
Haleon plc
|
6-K
|
|
|
Kuleana Spirits, Inc.
|
C/A
|
|
|
Pinnacle Viserion Agriculture, Ltd.
|
D/A
|
|
|
Grayscale Sui Trust
|
D
|
|
|
BETTEN ELIZABETH QUADROS
|
144
|
|
|
Option Care Health, Inc.
|
144
|
Financial Statements
|
|
Yi Yue Digital Technology Group Corp
|
F-1
|
|
|
Hill Jonathan D.
|
4
|
|
|
PropShopTrader OU
|
D
|
|
|
Fidelity Rutland Square Trust II
|
24F-2NT
|
|
|
Investure, LLC
|
N-PX
|
|
|
DM Individual Aggregator, LLC
|
4
|
|
|
Dutch Bros Inc.
|
4
|
Financial Statements
|
|
Aurion Resources Ltd.
|
D
|
|
|
PRUDENTIAL PLC
|
6-K
|
Financial Statements
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
FIDELITY COVINGTON TRUST
|
24F-2NT
|
|
|
SELECT LIFE VARIABLE ACCOUNT
|
497
|
|
|
Granite Bay Wealth Management, LLC
|
13F-HR/A
|
|
|
OCO Capital Partners, L.P.
|
N-PX
|
|
|
DM Trust Aggregator, LLC
|
4
|
|
|
1834 INVESTMENT ADVISORS CO
|
N-PX
|
|
|
Investment Partners Asset Management, Inc.
|
N-PX
|
|
|
PG San Antonio OZ, L.P.
|
D/A
|
|
|
Sachs Adam David
|
4
|
|
|
Vicarious Surgical Inc.
|
4
|
|
|
Calamos ETF Trust
|
485APOS
|
|
|
Principal Exchange-Traded Funds
|
40-17G/A
|
|
|
PRINCIPAL FUNDS, INC.
|
40-17G/A
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
40-17G/A
|
|
|
Khalifa Sammy
|
4
|
|
|
Sageworth Trust Co of South Dakota
|
N-PX
|
|
|
Principal Private Credit Fund I
|
40-17G/A
|
|
|
Principal Real Asset Fund
|
40-17G/A
|
|
|
Kelly William John
|
4
|
|
|
SmartTrust 670
|
497J
|
|
|
CF Keller Multifamily DST
|
D
|
|
|
Mountain Lake Investment Management LLC
|
N-PX
|
|
|
FRANKLIN MANAGED TRUST
|
40-17F2
|
|
|
Rad Technologies Inc.
|
C
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
DSS AMERICAFIRST QUANTITATIVE FUNDS
|
NPORT-P
|
|
|
Anfield Capital Management, LLC
|
N-PX
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-PX/A
|
|
|
CD 2017-CD3 Mortgage Trust
|
10-D
|
|
|
GRAHAM CAPITAL WEALTH MANAGEMENT, LLC
|
13F-HR/A
|
|
|
CD 2017-CD3 Mortgage Trust
|
ABS-EE
|
|
|
Hitters Nation LLC
|
C
|
|
|
Anderson Shawn
|
144
|
|
|
NISOURCE INC.
|
144
|
Financial Statements
|
|
Baron Financial Group, LLC
|
N-PX
|
|
|
Aisling Capital Management LP
|
N-PX
|
|
|
Harvard Apparatus Regenerative Technology, Inc.
|
8-K
|
|
|
Russo Alan
|
144
|
|
|
STEM, INC.
|
144
|
|
|
Quantum Capital Management, LLC / NJ
|
N-PX
|
|
|
Sunstock, Inc.
|
10-Q
|
|
|
Arjuna Capital
|
N-PX
|
|
|
ETFIDEA, LLC
|
N-PX
|
|
|
RELIASTAR LIFE INS CO OF NY VARIABLE ANNUITY FUNDS M P & Q
|
497
|
|
|
Hartmann Alexis
|
3
|
|
|
SOCKET MOBILE, INC.
|
3
|
Financial Statements
|
|
Impactive Capital LP
|
N-PX
|
|
|
CHANNING GLOBAL ADVISORS, LLC
|
N-PX
|
|
|
Mouritsen Mark Edgar
|
144
|
|
|
Aspen Technology, Inc.
|
144
|
Financial Statements
|
|
Dover Stephen H
|
3
|
|
|
OWP Capital Group, LP
|
D
|
|
|
NewtekOne, Inc.
|
144
|
Financial Statements
|
|
Mulia Salvatore Francis
|
144
|
|
|
WEALTH EFFECTS LLC
|
N-PX
|
|
|
Gruss & Co., LLC
|
N-PX
|
|
|
WealthBridge Capital Management, LLC
|
N-PX
|
|
|
Davies Financial Advisors, Inc.
|
N-PX
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-3
|
ABS-EE
|
|
|
Curated Wealth Partners LLC
|
N-PX
|
|
|
VIRGINIA WEALTH MANAGEMENT GROUP, INC.
|
N-PX
|
|
|
ABSHER WEALTH MANAGEMENT, LLC
|
N-PX
|
|
|
Nachtrab Matthew
|
SCHEDULE 13G
|
|
|
CASSAVA SCIENCES INC
|
SCHEDULE 13G
|
Financial Statements
|
|
CONNING INC.
|
N-PX
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
CharacTour, LLC
|
D
|
|
|
Private Advisor Group, LLC
|
N-PX
|
|
|
Glaenzer Eric
|
3
|
|
|
Sunpointe, LLC
|
N-PX
|
|
|
TRILLIUM ASSET MANAGEMENT, LLC
|
N-PX
|
|
|
Taylor Frigon Capital Management LLC
|
N-PX
|
|
|
DORVAL Corp
|
N-PX
|
|
|
BayBridge Capital Group, LLC
|
N-PX
|
|
|
Ortega Juan Luis
|
4
|
|
|
Chubb Ltd
|
4
|
Financial Statements
|
|
Capsule 16 a series of MBX Capital Opportunities I, LLC
|
D
|
|
|
Summit Investment Advisory Services, LLC
|
N-PX
|
|
|
Lansing Street Advisors
|
N-PX
|
|
|
Silver Coast Investments LLC
|
N-PX
|
|
|
Pendal Group Ltd
|
N-PX
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2016-GC36
|
10-D
|
|
|
Perpetual Investment Management Ltd
|
N-PX
|
|
|
Towercrest Capital Management
|
N-PX
|
|
|
Royal Harbor Partners, LLC
|
N-PX
|
|
|
Boersma Travis
|
4
|
|
|
Tree Line Advisors
|
N-PX
|
|
|
WAGMI 107 - WAGMI Master LLC
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-2
|
ABS-EE
|
|
|
STERLING CAPITAL FUNDS
|
NPORT-P
|
|
|
Round Rock Advisors, LLC
|
N-PX
|
|
|
TCW Metropolitan West Funds
|
NPORT-P
|
|
|
TWEEDY, BROWNE FUND INC.
|
NPORT-P
|
|
|
SILVERCORP METALS INC
|
6-K
|
Financial Statements
|
|
Associated Trust Company, N.A.
|
N-PX
|
|
|
KMX Technologies, Inc.
|
D
|
|
|
JSI Reveal SPV, a series of Atomizer LLC
|
D
|
|
|
HVG Park Townhomes Associates, LLC
|
D
|
|
|
GM Financial Consumer Automobile Receivables Trust 2024-1
|
ABS-EE
|
|
|
Forecastr, Inc.
|
D
|
|
|
Compton Financial Group, LLC
|
N-PX
|
|
|
NELSON MARK JON
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Keystone Financial Services
|
N-PX
|
|
|
Han Liqun
|
4
|
|
|
Cepton, Inc.
|
4
|
|
|
Phillips Wealth Planners LLC
|
N-PX
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
MARINO, STRAM & ASSOCIATES LLC
|
N-PX
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-4
|
ABS-EE
|
|
|
BETA GLOBAL FINANCE INC
|
D
|
|
|
Greenhouse Wealth Management, LLC
|
N-PX
|
|
|
GM Financial Consumer Automobile Receivables Trust 2023-3
|
ABS-EE
|
|
|
FFG RETIREMENT ADVISORS LLC
|
N-PX
|
|
|
Luther Sherri R
|
4
|
|
|
Fund 001, a series of Inter Venture Sports Master LLC
|
D
|
|