| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Monopar Therapeutics
|
8-K
|
Financial Statements
|
|
Quiroga Cortes Isidoro Alfonso
|
4
|
|
|
FTC Solar, Inc.
|
4
|
Financial Statements
|
|
ARCH RESOURCES, INC.
|
425
|
Financial Statements
|
|
Lauer John P
|
144
|
|
|
Bitcoin Investment Group, LP
|
D/A
|
|
|
WYTEC INTERNATIONAL INC
|
8-K
|
|
|
INTELLINETICS, INC.
|
4
|
|
|
TAGLICH MICHAEL N
|
4
|
|
|
SEID PAUL
|
4
|
|
|
Kahn Roger E.
|
4
|
|
|
ANALOG DEVICES INC
|
S-3ASR
|
Financial Statements
|
|
JAWORSKI STANLEY P. JR
|
4
|
|
|
Gaingels Transcripta Bio LLC
|
D
|
|
|
ARCH RESOURCES, INC.
|
8-K
|
Financial Statements
|
|
Guttilla John C
|
4
|
|
|
VICINITY MOTOR CORP
|
6-K
|
|
|
Eventbrite, Inc.
|
8-K
|
Financial Statements
|
|
TARGET CORP
|
8-K
|
Financial Statements
|
|
Stock Yards Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
Pacific Green Technologies Inc.
|
8-K
|
|
|
IN-0711 Fund III, a series of 5 Eyes Ventures, LP
|
D
|
|
|
PT-0612 Fund II, a series of AngelList-Forefront Venture Partners-Funds, LP
|
D
|
|
|
Macy's, Inc.
|
8-K
|
Financial Statements
|
|
Alecta Tjanstepension Omsesidigt
|
N-PX
|
|
|
BU-0131 Fund I, a series of Exitfund Venture, LP
|
D
|
|
|
FO-0215 Fund III, a series of RT Health Capital, LP
|
D
|
|
|
DE-0728 Fund I, a series of Ergo Bio Community Investments, LP
|
D
|
|
|
TA-0611 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
BL-0607 Fund I, a series of Andrew Tan Investments, LP
|
D
|
|
|
ED-0712 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
VA-0725 Fund I, a series of Rebel Fund-RF, LP
|
D
|
|
|
VersaBank
|
6-K
|
Financial Statements
|
|
CE-0805 Fund I, a series of Jolt VC, LP
|
D
|
|
|
CONSOL Energy Inc.
|
425
|
Financial Statements
|
|
Blackstone Private Credit Fund
|
8-K
|
|
|
CONSOL Energy Inc.
|
8-K
|
Financial Statements
|
|
PROCEPT BioRobotics Corp
|
8-K
|
Financial Statements
|
|
Axsome Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
RedHill Biopharma Ltd.
|
6-K
|
Financial Statements
|
|
ANALOG DEVICES INC
|
10-Q
|
Financial Statements
|
|
First Seacoast Bancorp, Inc.
|
3/A
|
|
|
Boulanger Mark P.
|
3/A
|
|
|
FORMATION MINERALS, INC.
|
8-K
|
|
|
Zura Bio Ltd
|
8-K
|
|
|
Zaderej Karen L.
|
4
|
|
|
EyePoint Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
RADCOM LTD
|
6-K
|
Financial Statements
|
|
NOKIA CORP
|
424B3
|
Financial Statements
|
|
Keeney Scott H
|
4
|
|
|
NLIGHT, INC.
|
4
|
Financial Statements
|
|
National Wealth Management Group, LLC
|
N-PX
|
|
|
FTAC Emerald Acquisition Corp.
|
425
|
|
|
Sverha Csaba
|
4
|
|
|
Fabrinet
|
4
|
Financial Statements
|
|
Gill Harpal
|
4
|
|
|
Archer Edward T.
|
4
|
|
|
Grady Seamus
|
4
|
|
|
Trevi Therapeutics, Inc.
|
4
|
|
|
SCIASCIA THOMAS
|
4
|
|
|
Flores Jorge Luis
|
4
|
|
|
AmpliTech Group, Inc.
|
4
|
|
|
VIva-SX LLC - Series B
|
D
|
|
|
Corso Joseph John
|
4
|
|
|
Stanley Capital Management, LLC
|
N-PX
|
|
|
Nias James
|
4
|
|
|
Berger Vincent P
|
4
|
|
|
HNI CORP
|
4
|
Financial Statements
|
|
FlowStone Opportunity Fund
|
N-PX
|
|
|
BRAUN STACEY ASSOCIATES INC
|
N-PX
|
|
|
BFSG, LLC
|
N-PX
|
|
|
BSP SS Upland, LLC
|
D
|
|
|
BSP SS Santa Clarita, LLC
|
D
|
|
|
JLLX Diversified VI, DST
|
D/A
|
|
|
Cerro Pacific Wealth Advisors LLC
|
N-PX
|
|
|
AllSides Technologies, Inc.
|
C-U
|
|
|
Overbrook Management Corp
|
N-PX
|
|
|
Walnut Level Capital LLC
|
N-PX
|
|
|
Jassy Andrew R
|
144
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
24F-2NT
|
|
|
PLIMOTH TRUST CO LLC
|
N-PX
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
ROMAN STEPHEN
|
4
|
|
|
CION Investment Corp
|
4
|
|
|
HARDING LOEVNER FUNDS INC
|
N-PX
|
|
|
ETF Opportunities Trust
|
497
|
|
|
Advisory Alpha, LLC
|
13F-HR
|
|
|
BATTAT EMILE A
|
4
|
|
|
HLR Fund I, LP
|
D
|
|
|
JPMorgan Chase Financial Co. LLC
|
424B3
|
|
|
JPMORGAN CHASE & CO
|
424B3
|
Financial Statements
|
|
Garman Matthew S
|
144
|
|
|
Delta VC Growth Co-Investment Series LLC
|
D/A
|
|
|
Fennerty Conor
|
144
|
|
|
SITE Centers Corp.
|
144
|
Financial Statements
|
|
THORNBURG INVESTMENT TRUST
|
DEF 14C
|
|
|
LUBERT-ADLER MANAGEMENT COMPANY, LP
|
N-PX
|
|
|
Capitol Series Trust
|
N-PX
|
|
|
PUTNAM FUNDS TRUST
|
24F-2NT
|
|
|
Switchpoint Foundation
|
144
|
|
|
BENTLEY SYSTEMS INC
|
144
|
Financial Statements
|
|
O'Donnell Michael Joseph
|
144
|
|
|
Vizio Holding Corp.
|
144
|
Financial Statements
|
|
MONTAG & CALDWELL, LLC
|
N-PX
|
|
|
Greenvale Capital LLP
|
13F-HR/A
|
|
|
PERRY CHRISTOPHER JOHN
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Symmetry Panoramic Trust
|
N-PX
|
|
|
BANCPLUS CORP
|
8-K
|
|
|
THORNBURG INVESTMENT TRUST
|
497
|
|
|
KAPPLER ANN M
|
144
|
|
|
PRUDENTIAL FINANCIAL INC
|
144
|
Financial Statements
|
|
Miller Josh
|
4
|
|
|
EXICURE, INC.
|
4
|
|
|
Laser Photonics Corp
|
8-K
|
Financial Statements
|
|
Pacific Capital Wealth Advisors, Inc.
|
N-PX
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
DEF 14C
|
|
|
John Hancock Funds II
|
DEF 14C
|
|
|
ARBOR TRUST WEALTH ADVISORS, LLC
|
N-PX
|
|
|
ESG Inc.
|
S-1
|
|
|
True Life Companies Elite Fund III, LLC
|
D/A
|
|
|
AI Unlimited Group, Inc.
|
10-Q/A
|
|
|
Delta Global Management LP
|
N-PX
|
|
|
Aguinaga Elizabeth Ann
|
4
|
|
|
CNA FINANCIAL CORP
|
4
|
Financial Statements
|
|
Blume Equity Fund I SCSp
|
D/A
|
|
|
AI Growth Fund, LP
|
D
|
|
|
HARDGROVE RICHARD L
|
4
|
|
|
SB FINANCIAL GROUP, INC.
|
4
|
Financial Statements
|
|
ATMOS CAPITAL GESTAO DE RECURSOS LTDA.
|
N-PX
|
|
|
EASTMAN KODAK CO
|
EFFECT
|
Financial Statements
|
|
BullFrog AI Holdings, Inc.
|
EFFECT
|
|
|
Bioquest Corp
|
QUALIF
|
|
|
AEye, Inc.
|
EFFECT
|
|
|
AEON Biopharma, Inc.
|
EFFECT
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
QUALIF
|
|
|
Porch Group, Inc.
|
EFFECT
|
|
|
NOKIA CORP
|
EFFECT
|
Financial Statements
|
|
Granite Point Mortgage Trust Inc.
|
EFFECT
|
|
|
Evoke Pharma Inc
|
EFFECT
|
Financial Statements
|
|
YSMD, LLC
|
QUALIF
|
|
|
Connexa Sports Technologies Inc.
|
EFFECT
|
Financial Statements
|
|
Demski David M
|
4
|
|
|
Alphatec Holdings, Inc.
|
4
|
Financial Statements
|
|
Machado Lester
|
4
|
|
|
California BanCorp \ CA
|
4
|
|
|
325 CAPITAL LLC
|
SC 13D/A
|
|
|
AMERICAN PUBLIC EDUCATION INC
|
SC 13D/A
|
Financial Statements
|
|
MOTORCAR PARTS OF AMERICA INC
|
SC 13D/A
|
Financial Statements
|
|
Audhya Paul K.
|
4
|
|
|
KalVista Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Palleiko Benjamin L
|
4
|
|
|
Yea Christopher
|
4
|
|
|
Revuelta Jose
|
4
|
|
|
Montrose Environmental Group, Inc.
|
4
|
Financial Statements
|
|
Lauer John P
|
4
|
|
|
Matson, Inc.
|
4
|
Financial Statements
|
|
Kinney Richard S
|
4
|
|
|
Sanford Glenn Darrel
|
4
|
|
|
EXP World Holdings, Inc.
|
4
|
Financial Statements
|
|
YOUNT SAMUEL
|
4
|
|
|
NERDWALLET, INC.
|
4
|
Financial Statements
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
O CONNOR KEVIN J
|
4
|
|
|
Golden Arrow Sponsor, LLC
|
SC 13D
|
|
|
Bolt Projects Holdings, Inc.
|
SC 13D
|
|
|
Golden Arrow Sponsor, LLC
|
4/A
|
|
|
Bolt Projects Holdings, Inc.
|
4/A
|
|
|
Lu Zhijian
|
4
|
|
|
AvePoint, Inc.
|
4
|
|
|
Ison James
|
4
|
|
|
ONE STOP SYSTEMS, INC.
|
4
|
Financial Statements
|
|
Georges Stephanie
|
4
|
|
|
MERCURY SYSTEMS INC
|
4
|
Financial Statements
|
|
Caci James
|
4
|
|
|
CareDx, Inc.
|
SC 13G/A
|
Financial Statements
|
|
GAGNON SECURITIES LLC
|
SC 13G/A
|
|
|
Reffkin Robert L.
|
4
|
|
|
Compass, Inc.
|
4
|
Financial Statements
|
|
TD Luxembourg International Holdings S.a r.l.
|
144
|
|
|
SCHWAB CHARLES CORP
|
144
|
Financial Statements
|
|
Munro Douglas
|
4
|
|
|
Morrison John W Jr.
|
4
|
|
|
Ratner Steven
|
4
|
|
|
Marathe Ajay
|
4
|
|
|
Enovix Corp
|
4
|
|
|
Ahmad Farhan
|
4
|
|
|
Chakravarthy Arthi
|
4
|
|
|
Talluri Rajendra K
|
4
|
|
|
Wells Charles Roger IV
|
4
|
|
|
Farnsworth David E.
|
4
|
|
|
Ballhaus William L
|
4
|
|
|
Bekkers Timothy Albert-Michel-Alain
|
3
|
|
|
PIMCO INCOME STRATEGY FUND
|
3
|
|
|
PIMCO MUNICIPAL INCOME FUND II
|
3
|
|
|
PIMCO Access Income Fund
|
3
|
|
|
TriSalus Life Sciences, Inc.
|
4
|
|
|
Wahlstrom Mats
|
4
|
|
|
PIMCO Dynamic Income Fund
|
3
|
|
|
PIMCO California Flexible Municipal Income Fund
|
3
|
|
|
Blecharczyk Nathan
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
Casdin Amplify Fund, LP
|
4
|
|
|
Casdin Private Growth Equity Fund II GP, LLC
|
4
|
|
|
Casdin Private Growth Equity Fund II, L.P.
|
4
|
|
|
CASDIN PRIVATE GROWTH EQUITY FUND GP, LLC
|
4
|
|
|
Casdin Private Growth Equity Fund, L.P.
|
4
|
|
|
Casdin Partners Master Fund, L.P.
|
4
|
|
|
Casdin Eli
|
4
|
|
|
Casdin Capital, LLC
|
4
|
|
|
Casdin Partners GP, LLC
|
4
|
|
|
STANDARD BIOTOOLS INC.
|
4
|
|
|
Goodman Stephen J.
|
4
|
|
|
LION COPPER & GOLD CORP.
|
4
|
|
|
PCM FUND, INC.
|
3
|
|
|
Hyveled Liselotte
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND II
|
3
|
|
|
PIMCO Dynamic Income Opportunities Fund
|
3
|
|
|
PIMCO Global StocksPLUS & Income Fund
|
3
|
|
|
HICKS KERRY R
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND
|
3
|
|
|
PIMCO HIGH INCOME FUND
|
3
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND
|
3
|
|
|
Martin George Kelly
|
4
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II
|
3
|
|
|
PIMCO MUNICIPAL INCOME FUND
|
3
|
|
|
Bernstein David C
|
4
|
|
|
PIMCO MUNICIPAL INCOME FUND III
|
3
|
|
|
MATLIN DAVID J
|
4
|
|
|
PIMCO NEW YORK MUNICIPAL INCOME FUND III
|
3
|
|
|
PIMCO Flexible Municipal Income Fund
|
3
|
|
|
Desai Arjun JJ
|
4
|
|
|
PIMCO Flexible Credit Income Fund
|
3
|
|
|
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III
|
3
|
|
|
Perros Evangelos
|
4
|
|
|
Pagaya Technologies Ltd.
|
4
|
|
|
Singhal Anil K.
|
4
|
|
|
DAS SANJIV
|
4
|
|
|
Mertz Elinor
|
4
|
|
|
Bower Scott
|
4
|
|
|
Rosen Tami
|
4
|
|
|
PIMCO Flexible Emerging Markets Income Fund
|
3
|
|
|
VON ESCHENBACH ANDREW C.
|
4
|
|
|
AULT MILTON C III
|
4
|
|
|
Ault Alliance, Inc.
|
4
|
|
|
Gebbia Joseph
|
4
|
|
|
PIMCO CORPORATE & INCOME STRATEGY FUND
|
3
|
|
|
PIMCO Income Strategy Fund II
|
3
|
|
|
PIMCO Dynamic Income Strategy Fund
|
3
|
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
3
|
|
|
BALOGH ARISTOTLE N
|
4
|
|
|
PIMCO STRATEGIC INCOME FUND, INC
|
3
|
|
|
Taiwan Carbon Nano Technology Corp
|
SC 13D
|
|
|
Ainos, Inc.
|
SC 13D
|
|
|
Taiwan Carbon Nano Technology Corp
|
3
|
|
|
Ainos, Inc.
|
3
|
|
|
Rush Street Interactive, Inc.
|
SC 13D/A
|
|
|
CARLIN GREGORY A
|
SC 13D/A
|
|
|
Great Elm Capital Corp.
|
4
|
Financial Statements
|
|
Drapkin Matthew A
|
4
|
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
Connor Square, LLC
|
3
|
|
|
CORNER GROWTH ACQUISITION CORP. 2
|
3
|
|
|
Ringwood Field, LLC
|
3
|
|
|
Corner Growth Acquisition Corp.
|
3
|
|
|
Kohn Bernhard L III
|
4
|
|
|
PLBY Group, Inc.
|
4
|
|
|
Cantor EP Holdings, LLC
|
SC 13D
|
|
|
Cantor Equity Partners, Inc.
|
SC 13D
|
|
|
Antunes Humberto Calheiros
|
4
|
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
4
|
Financial Statements
|
|
Aryeh Jason
|
4
|
|
|
Stoll Kimberly K
|
144
|
|
|
BADGER METER INC
|
144
|
Financial Statements
|
|
Sweitzer David P
|
4
|
|
|
Quest Resource Holding Corp
|
4
|
Financial Statements
|
|
Korenberg Matthew E
|
4
|
|
|
SAYLOR HOWARD CLIFTON
|
4
|
|
|
Antunes Humberto Calheiros
|
3
|
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
3
|
Financial Statements
|
|
Hatch S. Ray
|
4
|
|
|
Foulkes Hilary A
|
4
|
|
|
Chord Energy Corp
|
4
|
|
|
Polzin Ward
|
4
|
|
|
Dinan Jaime Catherine
|
3
|
|
|
Sheets Jeffrey Wayne
|
4
|
|
|
Lath Hitesh
|
3/A
|
|
|
C3.ai, Inc.
|
3/A
|
Financial Statements
|
|
Alford Christine
|
4
|
|
|
Alford Tony L
|
4
|
|
|
SAKAMOTO RYAN T.
|
4
|
|
|
ZIPRECRUITER, INC.
|
4
|
Financial Statements
|
|
YARBROUGH TIMOTHY G.
|
4
|
|
|
Arcadia Biosciences, Inc.
|
4
|
Financial Statements
|
|
Yoder Amy
|
4
|
|
|
Hansen Carrie E.
|
4
|
|
|
AssetMark Financial Holdings, Inc.
|
4
|
Financial Statements
|
|
Abdiel Partners, LLC
|
4
|
|
|
Moran Colin T.
|
4
|
|
