| Company Name |
Form Type |
SEC Filings |
|
|
|
|
10-1110 Fund I, a series of Schroeder Investments, LP
|
D
|
|
|
10-1110 Fund I AL, a series of Schroeder Investments, LP
|
D
|
|
|
MORGAN STANLEY VARIABLE INVESTMENT SERIES
|
NPORT-P
|
|
|
Olivier Daniel L.
|
4
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
N-PX
|
|
|
JPMORGAN TRUST II
|
497
|
|
|
OLD POINT FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
JPMorgan Trust I
|
497
|
|
|
Planson Steven J
|
4
|
|
|
FARMERS & MERCHANTS BANCORP INC
|
4
|
Financial Statements
|
|
UNIVEST FINANCIAL Corp
|
8-K
|
Financial Statements
|
|
HOFFMAN JAMES E.
|
4
|
|
|
CONCORDE FUNDS INC
|
NPORT-P
|
|
|
Sycamore Tree CLO Fund, LP
|
D/A
|
|
|
Armstrong, Fleming & Moore, Inc
|
13F-HR
|
|
|
Cohen & Steers Real Estate Opportunities & Income Fund
|
N-PX
|
|
|
Mayberry Lucibeth
|
144
|
|
|
CoreCivic, Inc.
|
144
|
Financial Statements
|
|
Hawkins Darren
|
4
|
|
|
i-80 Gold Corp.
|
D
|
|
|
Seapeak LLC
|
6-K
|
|
|
Spinnaker ETF Series
|
N-PX
|
|
|
Kearny Financial Corp.
|
8-K
|
Financial Statements
|
|
Starboard Investment Trust
|
N-PX
|
|
|
Oberg Kathleen K.
|
144
|
|
|
MARRIOTT INTERNATIONAL INC /MD/
|
144
|
Financial Statements
|
|
Crestline PF Sentry Fund
|
D
|
|
|
Thompson Lisa
|
3
|
|
|
Astra Energy, Inc.
|
3
|
|
|
Tandem Wealth Advisors LLC
|
13F-HR
|
|
|
RenovoRx, Inc.
|
10-Q
|
|
|
Harris Darrel
|
4
|
|
|
HI-0523 Fund II, a series of Hadar Dor Ventures, LP
|
D
|
|
|
HI-0523 Fund II AL Vehicle, a series of Hadar Dor Ventures, LP
|
D
|
|
|
Deep Blue Holdings, LLC
|
D
|
|
|
Alpha Square Group S, LLC
|
13F-HR
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
N-MFP2/A
|
|
|
Thomas J. Herzfeld Advisors, Inc.
|
13F-HR/A
|
|
|
Listed Funds Trust
|
24F-2NT
|
|
|
LORA MELISSA
|
144
|
|
|
Invesco Real Estate Income Trust Inc.
|
424B3
|
|
|
Miller Kenneth Eugene
|
4/A
|
|
|
Sadot Group Inc.
|
4/A
|
Financial Statements
|
|
Hall Shannon
|
4
|
|
|
Echo Street GoodCo New World, LP
|
D/A
|
|
|
Evans Javier L.
|
4
|
|
|
Gibson Donald E
|
4
|
|
|
GREENE COUNTY BANCORP INC
|
4
|
Financial Statements
|
|
Black Jennifer Kay
|
4/A
|
|
|
MPC FED 2023 Energy Fund IV, LLC
|
D
|
|
|
CaliberCos Inc.
|
8-K
|
|
|
Fragelli Henrique Camossa Saldanha
|
144
|
|
|
Nu Holdings Ltd.
|
144
|
Financial Statements
|
|
CHINA FUND INC
|
N-PX
|
|
|
Davis Reginald E
|
4
|
|
|
NEW YORK COMMUNITY BANCORP INC
|
4
|
Financial Statements
|
|
Utz John A.
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
DOHENY MATTHEW A.
|
4
|
|
|
SnapAds, Inc.
|
D
|
|
|
Crestline PF Sentry Fund
|
D
|
|
|
NeuraMetrix, Inc.
|
C
|
|
|
Midwest Energy Emissions Corp.
|
10-Q
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
Douglas Robert Andrew
|
4
|
|
|
RESMED INC
|
4
|
Financial Statements
|
|
Quad M Solutions, Inc.
|
8-K
|
|
|
Dawson Leah K.
|
4
|
|
|
Eilers Peter
|
144
|
|
|
AMERICAN VANGUARD CORP
|
144
|
Financial Statements
|
|
Kelly Patrick Arthur
|
144
|
|
|
Cipher Mining Inc.
|
144
|
|
|
Crown Investment 1, LLC
|
D
|
|
|
FIRST MID BANCSHARES, INC.
|
8-K
|
Financial Statements
|
|
ORION ENERGY SYSTEMS, INC.
|
4
|
Financial Statements
|
|
RICHSTONE ELLEN B
|
4
|
|
|
PCA Investment Advisory Services Inc.
|
13F-HR
|
|
|
Stadler Tammy C.
|
4
|
|
|
EQ ADVISORS TRUST
|
497K
|
|
|
GENMAB A/S
|
6-K
|
Financial Statements
|
|
CARTY DOUGLAS A
|
4
|
|
|
Shapiro Richard A
|
4
|
|
|
Prologis, L.P.
|
D/A
|
|
|
Brinton Jon
|
4
|
|
|
Crexendo, Inc.
|
4
|
|
|
Washlow Sally A.
|
4
|
|
|
Hydro One Ltd
|
6-K
|
|
|
JENKINS MICHAEL H
|
4
|
|
|
WEITZ FUNDS
|
N-PX
|
|
|
Grover Vikram P
|
4
|
|
|
FOMO WORLDWIDE, INC.
|
4
|
|
|
AGILITI, INC. \DE
|
144
|
Financial Statements
|
|
Leonard Thomas J
|
144
|
|
|
Equi Growth Fund
|
D/A
|
|
|
Broadcrest Asset Management, LLC
|
13F-HR/A
|
|
|
HYDRO ONE INC
|
6-K
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Green Scott A.
|
4
|
|
|
BERGMAN JASON WILLIAM
|
4
|
|
|
RSE Innovation, LLC
|
1-A POS
|
|
|
e360 Power Fund, LP
|
D/A
|
|
|
Wishart-Smith Heather L
|
4
|
|
|
Accel Leaders 4 Entrepreneurs L.P.
|
D
|
|
|
Helios Global Group Ltd
|
D/A
|
|
|
MONTCHANIN ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
KORN JEFFREY G
|
4
|
|
|
Otten Anthony L.
|
4
|
|
|
EQ ADVISORS TRUST
|
497
|
|
|
OmniLit Acquisition Corp.
|
NT 10-Q/A
|
|
|
Kitowski Nicole M
|
4
|
|
|
Crestline PF Sentry Fund
|
D
|
|
|
BRODIN J PER
|
4
|
|
|
NO-0628 Fund I, a series of Gtown Ventures MP, LP
|
D
|
|
|
DeWitt Angie
|
4
|
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-K/A
|
|
|
Knapsack Co
|
D/A
|
|
|
Moreau Mathieu
|
144
|
|
|
XPEL, Inc.
|
144
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
Longeveron Inc.
|
CERT
|
Financial Statements
|
|
Secora Michael
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
JOHNSON RADY A
|
4
|
|
|
PFIZER INC
|
4
|
Financial Statements
|
|
DAMICO JENNIFER B.
|
4
|
|
|
BOURLA ALBERT
|
4
|
|
|
Claywood Investors LLC
|
D
|
|
|
Och Daniel
|
SC 13D/A
|
|
|
Sculptor Capital Management, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Akankshu Dhawan Fund IV, LP
|
D
|
|
|
Kelly Jason R
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
BT Brands, Inc.
|
10-Q
|
|
|
Crown Investment 2, LLC
|
D
|
|
|
Akinkugbe Olayemi
|
144
|
|
|
CNX Resources Corp
|
144
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
RO-0714 Fund I, a series of Spacecadet Ventures, LP
|
D
|
|
|
BofA Finance LLC
|
FWP
|
|
|
First Foundation Inc.
|
CERT
|
Financial Statements
|
|
Smith Jacqueline Paula
|
4
|
|
|
PETMED EXPRESS INC
|
4
|
Financial Statements
|
|
Aether Global Innovations Corp.
|
6-K
|
|
|
QIWI
|
6-K
|
Financial Statements
|
|
AMG FUNDS
|
PRE 14A
|
|
|
AMG Funds IV
|
PRE 14A
|
|
|
AMG Funds I
|
PRE 14A
|
|
|
AMG Funds II
|
PRE 14A
|
|
|
AMG FUNDS III
|
PRE 14A
|
|
|
SAN ANTONIO 101 LLC
|
D/A
|
|
|
Ricci Joth
|
SC 13D/A
|
|
|
Dutch Bros Inc.
|
SC 13D/A
|
Financial Statements
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
Global X Funds
|
CERT
|
|
|
CreativeOne Wealth, LLC
|
13F-HR/A
|
|
|
Franklin Custodian Funds
|
497
|
|
|
Smart Society Ventures Fund LLC - Series 1
|
D
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Bear Cub Play Cafe, LLC
|
C-W
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
Satori Neuro Co-Invest LP
|
D
|
|
|
PAN AMERICAN SILVER CORP
|
6-K
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
RREEF Property Trust, Inc.
|
POS EX
|
|
|
Delaware Wilshire Private Markets Master Fund
|
N-PX
|
|
|
Exeter Automobile Receivables Trust 2023-4
|
FWP
|
|
|
EFCAR, LLC
|
FWP
|
|
|
Delaware Wilshire Private Markets Fund
|
N-PX
|
|
|
Saturn Five Saronic SPV LLC
|
D
|
|
|
Jones Jeffrey J II
|
144
|
|
|
H&R BLOCK INC
|
144
|
Financial Statements
|
|
RightRev Inc
|
D
|
|
|
Exeter Automobile Receivables Trust 2023-4
|
424H
|
|
|
EFCAR, LLC
|
424H
|
|
|
CE-0619 Fund I AL Vehicle, a series of Ergo Bio Community Investments, LP
|
D
|
|
|
CE-0619 Fund I, a series of Ergo Bio Community Investments, LP
|
D
|
|
|
Reynolds Cameron John
|
4
|
|
|
VOLITIONRX LTD
|
4
|
Financial Statements
|
|
Seeton Eric F.
|
SC 13D/A
|
|
|
Franchise Group, Inc.
|
SC 13D/A
|
Financial Statements
|
|
BUTLER GREGORY B
|
144
|
|
|
EVERSOURCE ENERGY
|
144
|
Financial Statements
|
|
BERTOLET CAPITAL TRUST
|
NPORT-P
|
|
|
C & F FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
GlobalTech Corp
|
10-K/A
|
|
|
Experience Analytics, Inc.
|
D
|
|
|
Arlo Technologies, Inc.
|
4
|
Financial Statements
|
|
Summers Grady
|
4
|
|
|
CapVest Strategic Opportunities 7 SCSp
|
D
|
|
|
Goodsell Erin
|
144
|
|
|
Weave Communications, Inc.
|
144
|
Financial Statements
|
|
Jardine Bret T
|
144
|
|
|
FIRST ADVANTAGE CORP
|
144
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
Modern Mining Technology Corp.
|
F-1/A
|
|
|
FRANKLIN TEMPLETON VARIABLE INSURANCE PRODUCTS TRUST
|
497
|
|
|
FRANKLIN STRATEGIC MORTGAGE PORTFOLIO
|
497
|
|
|
Garner Todd W
|
144
|
|
|
CONMED Corp
|
144
|
Financial Statements
|
|
CX Mode at Hyattsville, DST
|
D/A
|
|
|
AUTHENTIC VENTURES III, L.P.
|
D
|
|
|
NELSON MARK JON
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Ghartey-Tagoe Kodwo
|
144
|
|
|
Duke Energy CORP
|
144
|
Financial Statements
|
|
Xu Jinghuai
|
4
|
|
|
Ingredion Inc
|
4
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1755
|
D
|
|
|
SURO CAPITAL CORP.
|
N-2/A
|
|
|
M2 Maxi Partners LLC
|
D
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
FWP
|
Financial Statements
|
|
Bouque Amy J
|
4
|
|
|
KELLY SERVICES INC
|
4
|
Financial Statements
|
|
Seip David Eric
|
4
|
|
|
Greater Cannabis Company, Inc.
|
8-K
|
|
|
Equitybee 22-86517, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Comvest Credit Managers, LLC
|
40-APP/A
|
|
|
Comvest Credit Partners BDC Fund, L.P.
|
40-APP/A
|
|
|
CCP California VI, LLC
|
40-APP/A
|
|
|
CCP VI HC SPV, LLC
|
40-APP/A
|
|
|
Comvest Structured Note Issuer I, LLC
|
40-APP/A
|
|
|
CCP California Structured Note Issuer I, LLC
|
40-APP/A
|
|
|
Comvest Credit Partners
|
40-APP/A
|
|
|
Comvest Credit Partners Evergreen Fund, L.P.
|
40-APP/A
|
|
|
Comvest Credit Partners VI
|
40-APP/A
|
|
|
Comvest Credit Partners Select Co-Invest Fund V, L.P.
|
40-APP/A
|
|
|
COMVEST CREDIT PARTNERS VI, L.P.
|
40-APP/A
|
|
|
Comvest Capital Advisors, LLC
|
40-APP/A
|
|
|
Comvest Credit Advisors, LLC
|
40-APP/A
|
|
|
Comvest Credit Partners V
|
40-APP/A
|
|
|
Commonwealth Credit Partners BDC I, Inc.
|
40-APP/A
|
|
|
Comvest Credit Partners V
|
40-APP/A
|
|
|
Commonwealth Credit Advisors, LLC
|
40-APP/A
|
|
|
CVC California IV, LLC
|
40-APP/A
|
|
|
CCP California V, LLC
|
40-APP/A
|
|
|
Comvest Capital IV
|
40-APP/A
|
|
|
Comvest SG Advisors LLC
|
40-APP/A
|
|
|
COMVEST SPECIAL OPPORTUNITIES FUND, L.P.
|
40-APP/A
|
|
|
COMVEST CREDIT PARTNERS V, L.P.
|
40-APP/A
|
|
|
COMVEST STRATEGIC GROWTH FUND, L.P.
|
40-APP/A
|
|
|
COMVEST CAPITAL IV, L.P.
|
40-APP/A
|
|
|
BION ENVIRONMENTAL TECHNOLOGIES INC
|
8-K
|
|
|
Rhino Labs, Inc.
|
D/A
|
|
|
Ludwig David Van
|
4
|
|
|
Heritage Global Inc.
|
4
|
|
|
Boland Peter M
|
4
|
|
|
ATHENA GOLD CORP
|
424B3
|
|
|
FT 10957
|
487
|
|
|
FT 10904
|
487
|
|
|
AVANT TECHNOLOGIES INC.
|
10-Q
|
|
|
FT 10958
|
487
|
|
|
PaxMedica, Inc.
|
3
|
Financial Statements
|
|
Hough David W.
|
3
|
|
|
FT 10922
|
487
|
|
|
FT 10905
|
487
|
|
|
Zint William C
|
4
|
|
|
DELUXE CORP
|
4
|
Financial Statements
|
|
Finish Robotics, Inc.
|
D
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT M
|
497
|
|
|
North Pond Holdings, LP
|
D
|
|
|
LINCOLN LIFE FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT R
|
497
|
|
|
FLEXIBLE SOLUTIONS INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
Clair Justin
|
144
|
|
|
ONE LIBERTY PROPERTIES INC
|
144
|
Financial Statements
|
|
Alidade Ventures, LLC
|
D
|
|
|
RICE LINDA JOHNSON
|
144
|
|
|
OMNICOM GROUP INC.
|
144
|
Financial Statements
|
|
Ashe Gena L
|
4
|
|
|
Skyward Specialty Insurance Group, Inc.
|
4
|
|
|
IDR Core Property Index Fund Ltd
|
N-PX
|
|
|
Ashe Gena L
|
3
|
|
|
Skyward Specialty Insurance Group, Inc.
|
3
|
|
|
Hollar Mark R
|
4
|
|
|
FRANKLIN FINANCIAL SERVICES CORP /PA/
|
4
|
|
|
Goepper Burkhardt LLC
|
13F-HR
|
|
|
Che Austin
|
144
|
|
|
Stonepine Capital Management, LLC
|
13F-HR/A
|
|
|
Overlay Capital Innovation Fund PV, L.P.
|
D
|
|
|
Sound Financial Bancorp, Inc.
|
4
|
Financial Statements
|
|
Haddad David S Jr
|
4
|
|
|
CALIFORNIA FIRST LEASING CORP
|
N-CEN
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
11-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2337
|
497J
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
BioNexus Gene Lab Corp
|
10-Q
|
|
|
Steele Creek Capital Corp
|
8-K/A
|
|
|
Synergy Financial Group, LTD
|
13F-HR
|
|
|
Transportation & Logistics Systems, Inc.
|
DEF 14C
|
|
|
CALIFORNIA FIRST LEASING CORP
|
N-PX
|
|
|
Overlay Capital Infrastructure Partners, L.P.
|
D
|
|
|
Elaine Johnson Martin
|
4
|
|
|
RCI HOSPITALITY HOLDINGS, INC.
|
4
|
Financial Statements
|
|
ACURA PHARMACEUTICALS, INC
|
8-K
|
|
|
Carmack Karen K
|
4
|
|
|
Westport Golf, Inc.
|
D
|
|
