| Company Name |
Form Type |
SEC Filings |
|
|
|
|
LQR House Inc.
|
3
|
|
|
RAISS SARAH E.
|
4
|
|
|
Octagon Credit Opportunities Fund LP
|
D/A
|
|
|
RYTE Corp
|
D/A
|
|
|
Listed Funds Trust
|
NPORT-P
|
|
|
NAUVISTA CAPITAL PARTNERS LP
|
D/A
|
|
|
VK Private Investors, LLC
|
D/A
|
|
|
Olsson Erik
|
4
|
|
|
Vestcor Inc
|
13F-HR
|
|
|
International Media Acquisition Corp.
|
PRER14A
|
|
|
O'Day Timothy J.
|
4
|
|
|
Cowen Investment Management LLC
|
13F-HR
|
|
|
Elton Robert George
|
4
|
|
|
Honeycomb Portal LLC
|
CFPORTAL/A
|
|
|
Miller Investment Management, LP
|
13F-HR
|
|
|
DeWitt Adam
|
4
|
|
|
PYA Waltman Capital, LLC
|
13F-HR
|
|
|
Breslin William J
|
4
|
|
|
Strategic Risk, LLC.
|
4
|
|
|
1847 Holdings LLC
|
4
|
Financial Statements
|
|
Federated Hermes Income Securities Trust
|
497K
|
|
|
LAMF Global Ventures Corp. I
|
NT 10-Q
|
|
|
MACQUARIE BANK LTD
|
13F-NT
|
|
|
LSEB Creative Corp.
|
NT 10-Q
|
|
|
Bales Brian A
|
4
|
|
|
Troomi Wireless, Inc.
|
D
|
|
|
BENJAMIN EDWARDS INC
|
13F-HR
|
|
|
Conifer Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Tristar Acquisition I Corp.
|
4
|
|
|
Martine-Dolecki Cathy-Ann
|
4
|
|
|
AMERICAN BEACON FUNDS
|
NPORT-P
|
|
|
SHIMER SAMUEL L
|
4
|
|
|
BENJAMIN F. EDWARDS & COMPANY, INC.
|
13F-HR
|
|
|
Sands Capital Ventures, LLC
|
13F-HR
|
|
|
VIVIC CORP.
|
NT 10-Q
|
|
|
RVF Rice Hope Sidecar, LLC
|
D
|
|
|
Jupiter Wealth Management LLC
|
13F-HR
|
|
|
National Data Center Fund
|
D/A
|
|
|
Qualigen Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Federal Home Loan Bank of Pittsburgh
|
8-K
|
|
|
Schox Venture Capital, LP - D1
|
D/A
|
|
|
BA Credit Card Trust
|
10-D
|
|
|
Farrell Michael J.
|
144
|
|
|
PHX MINERALS INC.
|
8-K
|
Financial Statements
|
|
SANDS CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Capital One Prime Auto Receivables Trust 2023-1
|
ABS-EE
|
|
|
Capital One Auto Receivables LLC
|
ABS-EE
|
|
|
Alternative Investment Partners Absolute Return Fund STS
|
NPORT-P
|
|
|
Theriva Biologics, Inc.
|
ARS
|
Financial Statements
|
|
HARDING JOHN R
|
144
|
|
|
Alternative Investment Partners Absolute Return Fund
|
NPORT-P
|
|
|
CWHEQ, Inc.
|
ABS-15G
|
|
|
AIP Multi-Strategy Fund P
|
NPORT-P
|
|
|
Capula Multi Strategy Fund Ltd
|
D/A
|
|
|
AIP Multi-Strategy Fund A
|
NPORT-P
|
|
|
Capital One Prime Auto Receivables Trust 2022-2
|
ABS-EE
|
|
|
Capital One Prime Auto Receivables Trust 2022-1
|
ABS-EE
|
|
|
Xinde Financial Group LLC HongFang Innovation Fund
|
D
|
|
|
Capital One Prime Auto Receivables Trust 2020-1
|
ABS-EE
|
|
|
Capital One Prime Auto Receivables Trust 2021-1
|
ABS-EE
|
|
|
HIP Metals SP, a Segregated Portfolio of HIP Opportunities Fund Cayman SPC
|
D
|
|
|
Digital Media Solutions, Inc.
|
NT 10-Q
|
|
|
CRESUD INC
|
6-K
|
Financial Statements
|
|
Gibson Daniel Patrick
|
4
|
|
|
Sylebra Capital Ltd
|
4
|
|
|
IMPINJ INC
|
4
|
Financial Statements
|
|
FI-0719 Fund I, a series of VCBeyond US - AL Funds, LP
|
D
|
|
|
Alpha Alternative Assets Fund
|
N-23C3A
|
|
|
Victory Hashdex Nasdaq Crypto Index Fund LLC
|
D
|
|
|
Federated Hermes Income Securities Trust
|
497
|
|
|
ZIEGLER JOSEPH
|
4
|
|
|
Progressive Care Inc.
|
4
|
|
|
XI-0326 Fund I, a series of Better Capital, LP
|
D
|
|
|
Natura &Co Holding S.A.
|
6-K
|
|
|
Greenbird Intelligence Fund, LLC, Series J - Dataminr
|
D/A
|
|
|
Fiera Comox Global Agriculture Open-End Fund
|
D/A
|
|
|
Federal Home Loan Bank of Indianapolis
|
8-K
|
|
|
CAPITAL ONE MULTI ASSET EXECUTION TRUST
|
10-D
|
|
|
CAPITAL ONE FUNDING, LLC
|
10-D
|
|
|
CAPITAL ONE MASTER TRUST
|
10-D
|
|
|
LINCOLN VARIABLE INSURANCE PRODUCTS TRUST
|
485BXT
|
|
|
JOHANSSON LEIF
|
144
|
|
|
AUTOLIV INC
|
144
|
Financial Statements
|
|
CENTRAL SECURITIES CORP
|
N-PX
|
Financial Statements
|
|
AVSF - Blue White Robotics 2023, LLC
|
D/A
|
|
|
Rokos Capital Management LLP
|
13F-HR/A
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
N-PX
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY MASTER FUND, LLC
|
N-PX
|
|
|
Polestar Automotive Holding UK PLC
|
424B3
|
|
|
Hedge Fund Guided Portfolio Solution
|
N-PX
|
|
|
GROSVENOR REGISTERED MULTI-STRATEGY FUND
|
N-PX
|
|
|
Sadot Group Inc.
|
8-K
|
Financial Statements
|
|
Minerva Neurosciences, Inc.
|
ARS
|
Financial Statements
|
|
Federated Hermes Total Return Series, Inc.
|
497K
|
|
|
Moringa Acquisition Corp
|
DEFA14A
|
|
|
FISHMAN JAY A LTD/MI
|
13F-HR
|
|
|
Minerva Neurosciences, Inc.
|
DEFA14A
|
Financial Statements
|
|
Moringa Acquisition Corp
|
8-K
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
NPORT-P/A
|
|
|
O'Brian Kate
|
4
|
|
|
E.W. SCRIPPS Co
|
4
|
Financial Statements
|
|
Lordstown Motors Corp.
|
8-K
|
|
|
Minerva Neurosciences, Inc.
|
DEF 14A
|
Financial Statements
|
|
BGA Horizon Fund, LLC - IWP Arc70 IV Series
|
D
|
|
|
Citius Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Global Star Acquisition Inc.
|
NT 10-Q
|
|
|
Advisors Disciplined Trust 2199
|
S-6
|
|
|
Advisors Disciplined Trust 2198
|
S-6
|
|
|
Arogo Capital Acquisition Corp.
|
NT 10-Q
|
|
|
Advisors Disciplined Trust 2197
|
S-6
|
|
|
Advisors Disciplined Trust 2196
|
S-6
|
|
|
Luduson G Inc.
|
10-Q
|
|
|
EVENTIDE ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Stephenson Dave
|
4
|
|
|
Lyft, Inc.
|
4
|
Financial Statements
|
|
BVI Core Q22021-4 Series, a Series of Blu Venture Investors Core, LLC
|
D/A
|
|
|
Banyan Acquisition Corp
|
NT 10-Q
|
|
|
Risher John David
|
4
|
|
|
Canna-Global Acquisition Corp
|
8-K
|
|
|
Dean Capital Management
|
13F-HR
|
|
|
Stem Holdings, Inc.
|
NT 10-Q
|
|
|
COLONY GROUP LLC
|
13F-HR
|
|
|
Parkside Financial Bank & Trust
|
13F-HR
|
|
|
SOUTHWESTERN PUBLIC SERVICE CO
|
8-K
|
|
|
XCEL ENERGY INC
|
8-K
|
Financial Statements
|
|
Libner Paul
|
4
|
|
|
ROYAL GOLD INC
|
4
|
Financial Statements
|
|
Blue Vista Real Estate Partners VI, L.P.
|
D/A
|
|
|
Shefman Randy
|
4
|
|
|
ZIEGLER JOSEPH
|
3
|
|
|
Progressive Care Inc.
|
3
|
|
|
JACOBS ENGINEERING GROUP INC /DE/
|
424B5
|
|
|
JACOBS SOLUTIONS INC.
|
424B5
|
|
|
NEXPOINT FUNDS I
|
NPORT-P/A
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
424B3
|
|
|
NEXPOINT REAL ESTATE STRATEGIES FUND
|
NPORT-P/A
|
|
|
NEXPOINT FUNDS II
|
NPORT-P/A
|
|
|
HIGHLAND OPPORTUNITIES & INCOME FUND
|
NPORT-P/A
|
|
|
HIGHLAND GLOBAL ALLOCATION FUND
|
NPORT-P/A
|
|
|
Heissenbuttel William Holmes
|
4
|
|
|
Isto Mark
|
4
|
|
|
J.P. Morgan Real Estate Income Trust, Inc.
|
POS EX
|
|
|
RTP Angel Fund, LLC
|
D
|
|
|
NEWMARK GROUP, INC.
|
8-K
|
Financial Statements
|
|
JETBLUE AIRWAYS CORP
|
8-K
|
Financial Statements
|
|
ADVANCED IONICS INC
|
D
|
|
|
NantHealth, Inc.
|
NT 10-Q
|
Financial Statements
|
|
Liberty Resources Acquisition Corp.
|
425
|
|
|
Hero Technologies Inc.
|
NT 10-Q
|
|
|
Liberty Resources Acquisition Corp.
|
8-K
|
|
|
Altitude Acquisition Corp.
|
DEFA14A
|
|
|
First Capital Advisors Group, LLC.
|
13F-HR
|
|
|
Revohloo, Inc
|
C/A
|
|
|
Tenzing Private Equity III LP
|
D/A
|
|
|
Eco Wave Power Global AB
|
6-K
|
Financial Statements
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
424B5
|
Financial Statements
|
|
Altitude Acquisition Corp.
|
8-K
|
|
|
GigaCloud Technology Inc
|
6-K
|
Financial Statements
|
|
FG Merger Corp.
|
425
|
|
|
Blackstone Real Estate Income Trust, Inc.
|
8-K
|
|
|
NuZee, Inc.
|
8-K
|
|
|
Shuttle Pharmaceuticals Holdings, Inc.
|
8-K
|
|
|
TANDY LEATHER FACTORY INC
|
8-K
|
Financial Statements
|
|
OKYO Pharma Ltd
|
6-K
|
Financial Statements
|
|
Fuse Medical, Inc.
|
8-K
|
|
|
HNR Acquisition Corp.
|
NT 10-Q
|
|
|
FG Merger Corp.
|
8-K
|
|
|
Broadcrest Asset Management, LLC
|
13F-HR/A
|
|
|
Sippican Capital Advisors
|
13F-HR
|
|
|
Federated Hermes Total Return Series, Inc.
|
497
|
|
|
AVANT TECHNOLOGIES INC.
|
NT 10-Q
|
|
|
Ouster, Inc.
|
8-K
|
|
|
CarMax Auto Owner Trust 2023-3
|
ABS-EE
|
|
|
Skyward Specialty Insurance Group, Inc.
|
8-K
|
|
|
Save Foods, Inc.
|
DEF 14A
|
|
|
Rennova Health, Inc.
|
10-Q
|
|
|
NICHOLAS FINANCIAL INC
|
NT 10-Q
|
Financial Statements
|
|
CarMax Auto Owner Trust 2023-2
|
ABS-EE
|
|
|
CarMax Auto Owner Trust 2023-1
|
ABS-EE
|
|
|
CARDINAL HEALTH INC
|
10-K
|
Financial Statements
|
|
Ready Capital Corp
|
25-NSE
|
Financial Statements
|
|
CarMax Auto Owner Trust 2022-4
|
ABS-EE
|
|
|
Imperial Petroleum Inc./Marshall Islands
|
6-K
|
|
|
Prepared Plants LLC
|
C
|
|
|
Ruffer Absolute Institutional Ltd
|
D/A
|
|
|
CarMax Auto Owner Trust 2022-3
|
ABS-EE
|
|
|
two
|
425
|
|
|
Mercurity Fintech Holding Inc.
|
6-K
|
|
|
CarMax Auto Owner Trust 2022-2
|
ABS-EE
|
|
|
Ruffer Absolute LP
|
D/A
|
|
|
two
|
8-K
|
|
|
CarMax Auto Owner Trust 2022-1
|
ABS-EE
|
|
|
CarMax Auto Owner Trust 2021-3
|
ABS-EE
|
|
|
CarMax Auto Owner Trust 2021-4
|
ABS-EE
|
|
|
CarMax Auto Owner Trust 2021-2
|
ABS-EE
|
|
|
Ruffer SICAV - Ruffer Total Return International
|
D
|
|
|
NBW CAPITAL LLC
|
13F-HR
|
|
|
CarMax Auto Owner Trust 2021-1
|
ABS-EE
|
|
|
CarMax Auto Owner Trust 2020-4
|
ABS-EE
|
|
|
Bare Pines LLC
|
C
|
|
|
FLEETCOR TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
CarMax Auto Owner Trust 2020-3
|
ABS-EE
|
|
|
SB Value Partners, L.P.
|
SC 13G
|
|
|
AMERISERV FINANCIAL INC /PA/
|
SC 13G
|
Financial Statements
|
|
CQENS Technologies Inc.
|
NT 10-Q
|
|
|
ONTARIO PROVINCE OF
|
18-K/A
|
|
|
Moxian
|
6-K
|
Financial Statements
|
|
CarMax Auto Owner Trust 2020-2
|
ABS-EE
|
|
|
TortoiseEcofin Acquisition Corp. III
|
425
|
|
|
Edgio, Inc.
|
10-Q
|
Financial Statements
|
|
CarMax Auto Owner Trust 2020-1
|
ABS-EE
|
|
|
Edgio, Inc.
|
8-K
|
Financial Statements
|
|
CarMax Auto Owner Trust 2019-4
|
ABS-EE
|
|
|
WORLD FINANCIAL NETWORK CREDIT CARD MASTER NOTE TRUST
|
10-D
|
|
|
WFN CREDIT CO LLC
|
10-D
|
|
|
CarMax Auto Owner Trust 2019-3
|
ABS-EE
|
|
|
Troika Media Group, Inc.
|
8-K
|
|
|
Oxford Square Capital Corp.
|
8-K
|
Financial Statements
|
|
TortoiseEcofin Acquisition Corp. III
|
8-K
|
|
|
Clubhouse Media Group, Inc.
|
8-K
|
|
|
Microbot Medical Inc.
|
8-K
|
Financial Statements
|
|
CNS Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Genprex, Inc.
|
NT 10-Q
|
Financial Statements
|
|
Fundrise Growth Tech Fund, LLC
|
40-17G
|
|
|
ZyVersa Therapeutics, Inc.
|
NT 10-Q
|
|
|
Gilfoyle Management LLC
|
13F-HR/A
|
|
|
IPALCO ENTERPRISES, INC.
|
8-K
|
|
|
SEPARATE ACCOUNT A
|
497J
|
|
|
Variable Account AA
|
497J
|
|
|
PAINTER ROBERT G
|
4
|
|
|
TRIMBLE INC.
|
4
|
Financial Statements
|
|
CHEVRON USA INC
|
S-4/A
|
|
|
CHEVRON CORP
|
S-4/A
|
Financial Statements
|
|
BIO KEY INTERNATIONAL INC
|
8-K
|
Financial Statements
|
|
TETRA TECH INC
|
10-K/A
|
Financial Statements
|
|
Assure Holdings Corp.
|
8-K
|
|
|
AMERISOURCEBERGEN CORP
|
8-K
|
Financial Statements
|
|
Ratan Capital Management LP
|
13F-HR
|
|
|
CHUNGHWA TELECOM CO LTD
|
6-K/A
|
Financial Statements
|
|
DONEGAL MUTUAL INSURANCE CO
|
4
|
|
|
DONEGAL GROUP INC
|
4
|
Financial Statements
|
|
VORHAUS MICHAEL
|
144
|
|
|
Perion Network Ltd.
|
144
|
Financial Statements
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
Federated Hermes Adviser Series
|
497K
|
|
|
TrueBlue, Inc.
|
8-K
|
Financial Statements
|
|
HCM Acquisition Corp
|
NT 10-Q
|
|
|
Galecto, Inc.
|
8-K
|
Financial Statements
|
|
YS Biopharma Co., Ltd.
|
424B3
|
|
|
MYMETICS CORP
|
NT 10-Q
|
|
|
QIWI
|
6-K
|
Financial Statements
|
|
MIDDLEFIELD BANC CORP
|
8-K
|
Financial Statements
|
|
REDWOOD TRUST INC
|
8-K
|
|
|
VirTra, Inc
|
8-K
|
Financial Statements
|
|
BOSTON BEER CO INC
|
8-K
|
Financial Statements
|
|
Dragonfly Energy Holdings Corp.
|
NT 10-Q
|
|
|
TFF Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Weisman Harlan F
|
4
|
|
|
ROCAMBOLI STEPHEN
|
4
|
|
|
Roberts Brandi
|
4
|
|
|
COLEMAN KIRK ALLEN
|
4
|
|
|
Chambers Michael Andrew
|
4
|
|
|
Sarepta Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Akari Therapeutics Plc
|
6-K
|
Financial Statements
|
|
MILLS ROBERT S
|
4
|
|
|
Reliant Holdings, Inc.
|
NT 10-Q
|
|
|
Mikhak Zamaneh
|
4
|
|
|
Social Leverage Acquisition Corp I
|
NT 10-Q
|
|
|
Toughbuilt Industries, Inc
|
8-K
|
Financial Statements
|
|
Luduson G Inc.
|
NT 10-Q
|
|
|
RAIN Platforms Inc.
|
D/A
|
|
|
Knoll Capital Management, LLC
|
13F-HR
|
|
|
SYPRIS SOLUTIONS INC
|
8-K
|
Financial Statements
|
|
NATIONWIDE VARIABLE ACCOUNT II
|
497
|
|
|
Federated Hermes Adviser Series
|
497
|
|
|
FISION Corp
|
NT 10-Q
|
|
|
Axsome Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Liberty Global plc
|
8-K
|
Financial Statements
|
|
Leet Technology Inc.
|
NT 10-Q
|
|
|
EXCEED TALENT CAPITAL HOLDINGS LLC
|
1-K
|
|
|
PLDT Inc.
|
6-K
|
Financial Statements
|
|
BREAD FINANCIAL HOLDINGS, INC.
|
8-K
|
|
|
Baudax Bio, Inc.
|
NT 10-Q
|
|
|
Strawberry Fields REIT, Inc.
|
8-K
|
|
|
HARROW HEALTH, INC.
|
4
|
|
|
BAUM MARK L
|
4
|
|
|
Makary Martin A.
|
4
|
|
|
Allego N.V.
|
6-K
|
|
|
DESTINATION XL GROUP, INC.
|
8-K
|
Financial Statements
|
|
Gritstone bio, Inc.
|
8-K
|
Financial Statements
|
|
Parlor Federal Historic Investor, LLC
|
C
|
|
|
L Catterton Asia Acquisition Corp
|
8-K
|
|
|
DAXOR CORP
|
N-PX
|
Financial Statements
|
|
Latch, Inc.
|
NT 10-Q
|
|
|
LAX Food Hall, LLC
|
C
|
|
|
BIO-PATH HOLDINGS INC
|
8-K
|
Financial Statements
|
|
THERAPEUTIC SOLUTIONS INTERNATIONAL, INC.
|
NT 10-Q
|
|
|
HSBC BANK PLC
|
6-K
|
|
|
Frost Gamma Investments Trust
|
4
|
|
|
OPKO HEALTH, INC.
|
4
|
Financial Statements
|
