| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Lai Quintin J
|
4
|
|
|
WEST PHARMACEUTICAL SERVICES INC
|
4
|
Financial Statements
|
|
OLD GLORY ASSET MANAGEMENT LLC
|
13F-NT
|
|
|
WELLS FARGO & COMPANY/MN
|
13F-HR
|
Financial Statements
|
|
Oregon Community Credit Union
|
ABS-15G
|
|
|
Objective Capital Management, LLC
|
13F-HR
|
|
|
FAP USA, L.P.
|
X-17A-5
|
|
|
Trust for Advised Portfolios
|
497K
|
|
|
LSV Special Opportunities Domestic Fund VII, L.P.
|
D
|
|
|
CNH Industrial N.V.
|
25-NSE
|
Financial Statements
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Federal Home Loan Bank of Cincinnati
|
8-K
|
|
|
FundVantage Trust
|
497J
|
|
|
Monterey Innovation Acquisition Corp
|
NT 10-Q
|
|
|
Trust for Advised Portfolios
|
497
|
|
|
Richards Aleta W.
|
4
|
|
|
ALTEROLA BIOTECH INC.
|
10-Q
|
|
|
MATTHEWS INTERNATIONAL CORP
|
4
|
Financial Statements
|
|
Wells Fargo Securities, LLC
|
13F-NT
|
|
|
Endless Pallets, LLC
|
D
|
|
|
Kraft, Davis & Associates, LLC
|
13F-HR
|
|
|
AIR INDUSTRIES GROUP
|
NT 10-Q
|
Financial Statements
|
|
Veridian Credit Union
|
ABS-15G
|
|
|
Fundrise Midland Opportunistic REIT, LLC
|
D/A
|
|
|
GSE SYSTEMS INC
|
NT 10-Q
|
Financial Statements
|
|
WELLS FARGO INVESTMENT INSTITUTE, INC.
|
13F-NT
|
|
|
Tillar-Wenstrup Advisors, LLC
|
13F-HR
|
|
|
IMA Wealth, Inc.
|
13F-HR
|
|
|
SCUDDER MICHAEL L
|
4
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
WELLS FARGO DELAWARE TRUST CO, N.A.
|
13F-NT
|
|
|
LSV Special Opportunities Fund VII, L.P.
|
D
|
|
|
Ngo Agnes Catherine
|
144
|
|
|
CENTRAL PACIFIC FINANCIAL CORP
|
144
|
Financial Statements
|
|
JLL Income Property Trust, Inc.
|
424B3
|
|
|
Jaffetilchin Investment Partners, LLC
|
13F-HR
|
|
|
WELLS FARGO CLEARING SERVICES, LLC
|
13F-NT
|
|
|
CM WEALTH ADVISORS LLC
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Gibbs David W
|
144
|
|
|
YUM BRANDS INC
|
144
|
Financial Statements
|
|
PRIMEENERGY RESOURCES CORP
|
10-Q
|
Financial Statements
|
|
Strategas Asset Management, LLC
|
13F-NT
|
|
|
RBC FUNDS TRUST
|
N-PX
|
|
|
Wells Fargo Central Pacific Holdings, Inc.
|
13F-NT
|
|
|
DICK JEFF W
|
4
|
|
|
MainStreet Bancshares, Inc.
|
4
|
|
|
BetterTime Co.
|
D
|
|
|
Strategic Investment Solutions, Inc. /IL
|
13F-HR
|
|
|
WELLS FARGO BANK N A
|
13F-NT
|
|
|
Hamilton Beach Brands Holding Co
|
4
|
Financial Statements
|
|
WILLIAMS CLARA R
|
4
|
|
|
Wagner Dana
|
144
|
|
|
TWILIO INC
|
144
|
Financial Statements
|
|
DONIO ELENA A.
|
144
|
|
|
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
|
13F-NT
|
|
|
Viggiano Aidan
|
144
|
|
|
Tidal Trust II
|
497J
|
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
GENEREUX SCOTT
|
144
|
|
|
ROCKWELL AUTOMATION, INC
|
144
|
Financial Statements
|
|
Ares Real Estate Income Trust Inc.
|
POS EX
|
|
|
FUTUREFUNDS SERIES ACCOUNT OF EMPOWER ANNUITY INSURANCE CO of AMERICA
|
497
|
|
|
UNIFIED SERIES TRUST
|
24F-2NT
|
|
|
Citibank, N.A., as depositor of Citibank Credit Card Issuance Trust
|
10-D
|
|
|
CITIBANK CREDIT CARD ISSUANCE TRUST
|
10-D
|
|
|
CITIBANK CREDIT CARD MASTER TRUST I
|
10-D
|
|
|
Marshall Robert J. Jr.
|
144
|
|
|
Lantheus Holdings, Inc.
|
144
|
Financial Statements
|
|
Sword Performance, Inc.
|
D
|
|
|
Army Joseph
|
4
|
|
|
VAPOTHERM INC
|
4
|
Financial Statements
|
|
Ares Real Estate Income Trust Inc.
|
424B3
|
|
|
Bragg Financial Advisors, Inc
|
13F-HR
|
|
|
Alpha Investment Inc.
|
NT 10-Q
|
|
|
RETIREMENT GUYS FORMULA LLC
|
SC 13G/A
|
|
|
Swan Global Investments, LLC
|
SC 13G/A
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
LSV Special Opportunities Domestic Fund VI, L.P.
|
D
|
|
|
MUNDOVAL FUNDS
|
NPORT-P
|
|
|
LOUNTZIS ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Two Roads Shared Trust
|
485BXT
|
|
|
GoLogiq, Inc.
|
NT 10-Q
|
|
|
ZACKS INVESTMENT MANAGEMENT
|
13F-HR/A
|
|
|
ENTERGY ARKANSAS, LLC
|
424B2
|
|
|
Ares Real Estate Income Trust Inc.
|
8-K
|
|
|
BLUE CHIP INVESTOR FUNDS
|
NPORT-P
|
|
|
VIN-40 Akeso Biomedical, LLC
|
D
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
POS EX
|
|
|
Branch Phillip R
|
4
|
|
|
CITIZENS HOLDING CO /MS/
|
4
|
Financial Statements
|
|
Galaxy Plus Fund LLC - Millburn Resource Oppty Feeder Fund
|
D
|
|
|
HBK Sorce Advisory LLC
|
13F-HR/A
|
|
|
FISHMAN JAY A LTD/MI
|
13F-HR/A
|
|
|
Lockridge Joanne M
|
4
|
|
|
AVALONBAY COMMUNITIES INC
|
4
|
Financial Statements
|
|
Artemis Wealth Advisors, LLC
|
13F-HR/A
|
|
|
IGEN NETWORKS CORP
|
NT 10-Q
|
|
|
Janus International Group, Inc.
|
144
|
|
|
SANCTUARY SECURITIES, INC.
|
144
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
424B3
|
|
|
FundX Investment Trust
|
N-14
|
|
|
Birenbaum Matthew H.
|
4
|
|
|
Amphastar Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
PRINS RICHARD K
|
144
|
|
|
STEPHENS WARREN A
|
4
|
|
|
DILLARD'S, INC.
|
4
|
Financial Statements
|
|
PFS FUNDS
|
NPORT-P
|
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
Jennings William Justin
|
4
|
|
|
Columbia Financial, Inc.
|
4
|
Financial Statements
|
|
Enclave Investor III LLC
|
D
|
|
|
ARES INDUSTRIAL REAL ESTATE INCOME TRUST Inc.
|
8-K
|
|
|
WORTHINGTON INDUSTRIES INC
|
DEF 14A
|
Financial Statements
|
|
EquityZen Growth Technology Fund LLC - Series 1746
|
D
|
|
|
HERSETH MARY JO S.
|
4
|
|
|
BYLINE BANCORP, INC.
|
4
|
Financial Statements
|
|
NORTHERN FUNDS
|
485BXT
|
|
|
Larson Stephen P.
|
4
|
|
|
Ryerson Holding Corp
|
4
|
Financial Statements
|
|
Kemly Thomas J.
|
4
|
|
|
East Bay Permanent Real Estate Cooperative
|
1-A
|
|
|
Expedition Growth Capital GP II Ltd on behalf of Expedition Growth Capital II LP
|
D/A
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Schlesinger Allyson Katz
|
4
|
|
|
DCT Investors LLC
|
D
|
|
|
WORTHINGTON INDUSTRIES INC
|
DEFA14A
|
Financial Statements
|
|
KKR Real Estate Select Trust Inc.
|
APP ORDR
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Klimowich John
|
4
|
|
|
Yes Whey LLC
|
D/A
|
|
|
Federal Home Loan Bank of Boston
|
8-K
|
|
|
Adamas One Corp.
|
NT 10-Q
|
|
|
Carvana Auto Receivables Trust 2022-P3
|
10-D
|
|
|
Mill City Ventures III, Ltd
|
NT 10-Q
|
Financial Statements
|
|
Rauch Capital III, LP - C4
|
D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Walden Jenifer White
|
4
|
|
|
Carvana Auto Receivables Trust 2022-P2
|
10-D
|
|
|
CuraScientific Corp.
|
NT 10-Q
|
|
|
Rickert Matthew William
|
4
|
|
|
FC GROUP INVESTOR I, LLC
|
D
|
|
|
Carvana Auto Receivables Trust 2022-P1
|
10-D
|
|
|
Lewis Oliver Edward Jr
|
4
|
|
|
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO
|
13F-HR
|
|
|
Black Jennifer Kay
|
4
|
|
|
Sadot Group Inc.
|
4
|
Financial Statements
|
|
Aegis Delivers Opportunity Fund LLC
|
D/A
|
|
|
WORTHINGTON INDUSTRIES INC
|
ARS
|
Financial Statements
|
|
Liquid Media Group Ltd.
|
6-K
|
Financial Statements
|
|
NewtekOne, Inc.
|
4
|
Financial Statements
|
|
SLOANE BARRY
|
4
|
|
|
Carvana Auto Receivables Trust 2021-P4
|
10-D
|
|
|
Randall Elizabeth E.
|
4
|
|
|
EA Series Trust
|
485APOS
|
|
|
Holland Noel R.
|
4
|
|
|
Carvana Auto Receivables Trust 2021-P3
|
10-D
|
|
|
BrewBilt Brewing Co
|
NT 10-Q
|
|
|
SELECT SECTOR SPDR TRUST
|
40-17G
|
|
|
O'Brien Greene & Co. Inc
|
13F-HR/A
|
|
|
PRUCO LIFE OF NEW JERSEY FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
Torres Daria Stacy-Walls
|
4
|
|
|
U.S. Lighting Group, Inc.
|
10-Q
|
|
|
PRUCO LIFE FLEXIBLE PREMIUM VARIABLE ANNUITY ACCOUNT
|
497
|
|
|
Carvana Auto Receivables Trust 2021-P2
|
10-D
|
|
|
Mallinckrodt plc
|
8-K
|
|
|
Investment Managers Series Trust II
|
N-PX
|
|
|
SYMETRA SEPARATE ACCOUNT SL
|
N-30B-2
|
|
|
BCM Focus Funds
|
NPORT-P
|
|
|
DIVALL INSURED INCOME PROPERTIES 2 LIMITED PARTNERSHIP
|
10-Q
|
|
|
Johnson Travis Barton
|
144
|
|
|
TURNER DAVID G
|
4
|
|
|
WSFS FINANCIAL CORP
|
4
|
Financial Statements
|
|
CACI INTERNATIONAL INC /DE/
|
144
|
Financial Statements
|
|
MCKEE LYNN
|
4
|
|
|
Gheysens Christopher
|
4
|
|
|
DONAHUE MICHAEL J
|
4
|
|
|
BOM DIA IMPORTS LLC
|
D/A
|
|
|
DAVIS JENNIFER W
|
4
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA-I
|
|
|
Carvana Auto Receivables Trust 2021-P1
|
10-D
|
|
|
Nuveen Global Cities REIT, Inc.
|
4/A
|
|
|
PARSONS ROBERT E JR
|
4/A
|
|
|
Chambers Caroline M
|
4
|
|
|
GRACO INC
|
4
|
Financial Statements
|
|
NORTHLAND SECURITIES, INC.
|
MA-I
|
|
|
Pear Tree Funds
|
N-14
|
|
|
New Day Diagnostics LLC
|
D
|
|
|
Carvana Auto Receivables Trust 2021-N4
|
10-D
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
Qorvo, Inc.
|
144
|
Financial Statements
|
|
BRUGGEWORTH ROBERT A
|
144
|
|
|
ALTEROLA BIOTECH INC.
|
NT 10-Q
|
|
|
MainGate Trust
|
N-PX
|
|
|
Engine No. 1 ETF Trust
|
N-PX
|
|
|
SYMETRA RESOURCE VARIABLE ACCOUNT B
|
N-30B-2
|
|
|
Zumwalt Kurt
|
144
|
|
|
Ranpak Holdings Corp.
|
144
|
|
|
Carvana Auto Receivables Trust 2021-N3
|
10-D
|
|
|
GIRARD PARTNERS LTD.
|
13F-HR
|
|
|
DESCHUTTER DOUGLAS RICHARD
|
4
|
|
|
BROADRIDGE FINANCIAL SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Carvana Auto Receivables Trust 2021-N2
|
10-D
|
|
|
Hash Steve
|
4/A
|
|
|
Blueshift Asset Management, LLC
|
13F-HR
|
|
|
Cell Source, Inc.
|
NT 10-Q
|
|
|
Federated Hermes Money Market Obligations Trust
|
497K
|
|
|
Erasca Foundation
|
144
|
|
|
Erasca, Inc.
|
144
|
Financial Statements
|
|
FARRELL MATTHEW
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
State of Tennessee, Treasury Department
|
13F-HR
|
|
|
Conway Kiernan
|
144
|
|
|
UMH PROPERTIES, INC.
|
144
|
Financial Statements
|
|
Sultemeier Chris T.
|
144
|
|
|
West Street Real Estate Credit Partners IV Offshore, SLP
|
D/A
|
|
|
Quantumcyte Inc.
|
D
|
|
|
Carvana Auto Receivables Trust 2021-N1
|
10-D
|
|
|
FOSTER NANCY J
|
4
|
|
|
du Pont Eleuthere I
|
4
|
|
|
Calderin Diego F.
|
4
|
|
|
Buchholz Karen Dougherty
|
4
|
|
|
Brake Francis B.
|
4
|
|
|
CAPE COD FIVE CENTS SAVINGS BANK
|
13F-HR
|
|
|
BIRD ANAT
|
4
|
|
|
Yong Bai Chao New Retail Corp
|
NT 10-Q
|
|
|
Carvana Auto Receivables Trust 2020-P1
|
10-D
|
|
|
Swan Global Investments, LLC
|
13F-HR/A
|
|
|
Red Ride Car Wash Fund I, L.P.
|
D
|
|
|
Radius Business Solutions Topco Ltd
|
D
|
|
|
Chang Robert
|
144
|
|
|
Newegg Commerce, Inc.
|
144
|
|
|
EPG Wealth Management LLC
|
13F-HR
|
|
|
Sirvatus, Inc.
|
D
|
|
|
FIDELITY & GUARANTY LIFE INSURANCE CO
|
424B3
|
|
|
BRIDGEWAY FUNDS INC
|
N-PX
|
|
|
Secora Michael
|
144
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
YUMMIES INC
|
10-Q
|
|
|
Wally World Media, Inc
|
10-Q
|
|
|
APx Acquisition Corp. I
|
NT 10-Q
|
|
|
Paulson Capital Holding Company, LLC
|
D
|
|
|
IVY FUNDS
|
497K
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2337
|
487
|
|
|
PATHFINDER PARTNERS INCOME FUND, L.P.
|
D/A
|
|
|
Idaho Strategic Resources, Inc.
|
8-K
|
|
|
FEGO PAUL J
|
144
|
|
|
Focus Impact Acquisition Corp.
|
NT 10-Q
|
|
|
Wally World Media, Inc
|
NT 10-Q
|
|
|
MENLO ADVISORS LLC
|
13F-HR
|
|
|
SMITH MIDLAND CORP
|
NT 10-Q
|
|
|
IVY FUNDS
|
497
|
|
|
American Stories Entertainment Inc.
|
C-U
|
|
|
AmeriCrew Inc.
|
NT 10-Q
|
|
|
Brick & Kyle, Associates
|
13F-HR
|
|
|
IVY FUNDS
|
DEFA14A
|
|
|
FPA FUNDS TRUST
|
POS EX
|
|
|
LUXUS US INVESTOR CORP.
|
D
|
|
|
Analog Century Spectrum Partners, LP
|
D/A
|
|
|
Federated Hermes Adviser Series
|
24F-2NT
|
|
|
Sagil Capital LLP
|
13F-HR/A
|
|
|
abrdn ETFs
|
DEF 14C
|
|
|
DOVE ROSS
|
4
|
|
|
Heritage Global Inc.
|
4
|
|
|
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
|
SC TO-I/A
|
|
|
ANALOG CENTURY PARTNERS, LP
|
D/A
|
|
|
Virani Shafique
|
144
|
|
|
Galaxy Plus Fund - DCM Systematic Div Alpha Feeder Fund
|
D
|
|
|
Arizona Soccer Holdings, Inc.
|
C-U
|
|
|
PARTS iD, Inc.
|
10-Q/A
|
|
|
WHITE ANA MARIA
|
4
|
|
|
F5, INC.
|
4
|
Financial Statements
|
|
TO20 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
BMO 2023-C6 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
BRIGHTHOUSE LIFE INSURANCE Co
|
FWP
|
|
|
ZASLOFF MICHAEL A
|
144
|
|
|
Gaingels SuperMush LLC
|
D
|
|
|
QUAKER INVESTMENT TRUST
|
N-PX
|
|
|
Wymsical, INC.
|
C-W
|
|
|
Otis Collection LLC
|
1-U
|
|
|
Chandler John Robert
|
4/A
|
|
|
Murray Steven J
|
4
|
|
|
EXPONENT INC
|
4
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
SmartScreen LLC
|
C/A
|
|
|
Hammock Samantha
|
4
|
|
|
VERIZON COMMUNICATIONS INC
|
4
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
ANALOG CENTURY FUND, LTD.
|
D/A
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
Build Funds Trust
|
NPORT-P
|
|
|
Momentus Inc.
|
10-Q/A
|
|
|
Brandin Donna
|
4/A
|
|
|
Volt Lithium Corp.
|
D
|
|
|
DELAWARE POOLED TRUST
|
497K
|
|
|
Community Capital Trust
|
N-PX
|
|
|
DELAWARE POOLED TRUST
|
497
|
|
