| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Axonic Commercial Real Estate Fund II, LP
|
40-APP/A
|
|
|
Axonic Alternative Income Fund
|
40-APP/A
|
|
|
Axonic Special Opportunities SBL Master Fund, LP
|
40-APP/A
|
|
|
Axonic Residential Mortgage Fund LP
|
40-APP/A
|
|
|
Axonic Capital LLC
|
40-APP/A
|
|
|
DEUTSCHE DWS INVESTMENT TRUST
|
497
|
|
|
PTASINSKI CHRISTINA
|
4
|
|
|
Nooks, LLC
|
D/A
|
|
|
GS Finance Corp.
|
FWP
|
|
|
Rialto Credit Opportunities Fund, LP
|
D/A
|
|
|
JenaValve Technology Inc
|
D/A
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
V360 Holdings LLC Series 2303A
|
D
|
|
|
Ziptility, Inc.
|
D/A
|
|
|
KLEIBOEKER RYAN MICHAEL
|
4
|
|
|
Fryar Michael
|
144
|
|
|
SONIDA SENIOR LIVING, INC.
|
144
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
497K
|
|
|
Autem Holding Company, LLC
|
D
|
|
|
HAGALE JAMES TYSON
|
4
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497K
|
|
|
FundersClub 9PE LLC
|
D
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
497K
|
|
|
DOLLOFF J MITCHELL
|
4
|
|
|
V360 Holdings LLC Series 2302B
|
D
|
|
|
CORE Tax Deeds LLC
|
C
|
|
|
Shepherd Neala
|
4
|
|
|
DULUTH HOLDINGS INC.
|
4
|
Financial Statements
|
|
Spinnaker ETF Series
|
CERT
|
|
|
Burke & Herbert Financial Services Corp.
|
4
|
|
|
Halyama Roy Eugene
|
4
|
|
|
Bochi MASA Partners, a Series of Vauban Platform LP
|
D
|
|
|
Schlecht Richard W
|
4
|
|
|
Ulbrich Christian
|
4
|
|
|
DEUTSCHE DWS VARIABLE SERIES II
|
497
|
|
|
DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC.
|
497
|
|
|
MURPHY MICHAEL JOHN
|
4
|
|
|
Homolka David
|
4
|
|
|
DAVIS JENNIFER JOY
|
4
|
|
|
GS Mortgage Securities Trust 2013-GCJ16
|
15-15D
|
|
|
Tse Alan K
|
4
|
|
|
DEUTSCHE DWS VARIABLE SERIES I
|
497
|
|
|
B'More Venture Studio I, L.P.
|
D
|
|
|
Shah Mihir
|
4
|
|
|
Bochi GNGR Partners, a Series of Vauban Platform LP
|
D
|
|
|
Fifth Down Fund of Funds 2022 LLC
|
D/A
|
|
|
Poppink Andrew W
|
4
|
|
|
BURNS BENJAMIN MICHAEL
|
4
|
|
|
Murray Neil D
|
4
|
|
|
Lerner Yishai
|
4
|
|
|
Hawke Benjamin G.
|
4
|
|
|
RU-0321 Fund I, a series of MV Funds, LP
|
D
|
|
|
Brennan Karen G
|
4
|
|
|
Bloxam Richard
|
4
|
|
|
Longeveron Inc.
|
EFFECT
|
Financial Statements
|
|
Southland Holdings, Inc.
|
EFFECT
|
|
|
Nascent Biotech Inc.
|
EFFECT
|
|
|
ZEVRA THERAPEUTICS, INC.
|
EFFECT
|
Financial Statements
|
|
VISA INC.
|
EFFECT
|
Financial Statements
|
|
ClearBridge Energy Midstream Opportunity Fund Inc.
|
EFFECT
|
|
|
Above Food Ingredients Inc.
|
EFFECT
|
|
|
NeuroSense Therapeutics Ltd.
|
EFFECT
|
|
|
Pulse Biosciences, Inc.
|
EFFECT
|
Financial Statements
|
|
NGM BIOPHARMACEUTICALS INC
|
EFFECT
|
Financial Statements
|
|
JAKKS PACIFIC INC
|
EFFECT
|
Financial Statements
|
|
Xtant Medical Holdings, Inc.
|
EFFECT
|
Financial Statements
|
|
Worksport Ltd
|
EFFECT
|
|
|
Callon Petroleum Co
|
EFFECT
|
Financial Statements
|
|
Daseke, Inc.
|
EFFECT
|
Financial Statements
|
|
Rowland Thomas Andrew
|
3
|
|
|
ANI PHARMACEUTICALS INC
|
3
|
Financial Statements
|
|
Tomita Kazumasa
|
4
|
|
|
ZUU Funders Co. Ltd.
|
4
|
|
|
ZUU Co. Ltd.
|
4
|
|
|
ZUU Target Fund for SBC Medical Group HD Investment Partnership
|
4
|
|
|
Pono Capital Two, Inc.
|
4
|
|
|
Madryn Asset Management, LP
|
SC 13D/A
|
|
|
Greenbrook TMS Inc.
|
SC 13D/A
|
|
|
Beaver Hollow Wellness, LLC
|
144
|
|
|
SERVOTRONICS INC /DE/
|
144
|
Financial Statements
|
|
Erba Nancy
|
4
|
|
|
Infinera Corp
|
4
|
Financial Statements
|
|
HEARD DAVID W
|
4
|
|
|
TEICHMANN DAVID
|
4
|
|
|
Walden Nicholas
|
4
|
|
|
Welch David F
|
4
|
|
|
Fernicola Michael H
|
4
|
|
|
Arens Mathew Paul
|
4
|
|
|
First Light Asset Management, LLC
|
4
|
|
|
Societal CDMO, Inc.
|
4
|
|
|
Viriom, Inc.
|
SC 13D
|
|
|
Traws Pharma, Inc.
|
SC 13D
|
Financial Statements
|
|
Weisman Wayne
|
4
|
|
|
Reasons Bryan M.
|
4
|
|
|
Parks Laura L.
|
4
|
|
|
Miller James Charles
|
4
|
|
|
Lake Ryan David
|
4
|
|
|
ENLOE J DAVID JR
|
4
|
|
|
CHURCHILL WINSTON J
|
4
|
|
|
Cant Elena
|
4
|
|
|
Ashton William
|
4
|
|
|
DiGiovanni Jeffrey
|
3
|
|
|
INNOVATIVE SOLUTIONS & SUPPORT INC
|
3
|
Financial Statements
|
|
Better Home & Finance Holding Co
|
SC 13D/A
|
|
|
Garg Vishal
|
SC 13D/A
|
|
|
Greybrook Health Inc.
|
SC 13D/A
|
|
|
Century Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Casdin Capital, LLC
|
SC 13D/A
|
|
|
Webb Mark W.
|
4
|
|
|
J.Jill, Inc.
|
4
|
Financial Statements
|
|
Guido James
|
4
|
|
|
I-B Good Works 4, LLC
|
SC 13D
|
|
|
IB Acquisition Corp.
|
SC 13D
|
|
|
Constantino Edward N.
|
4
|
|
|
NEXPOINT DIVERSIFIED REAL ESTATE TRUST
|
4
|
|
|
KAVANAUGH SCOTT F
|
4
|
|
|
OmniAb, Inc.
|
144
|
|
|
GUSTAFSON KURT A
|
144
|
|
|
LAFFER ARTHUR B
|
4
|
|
|
Berkman Charles S
|
144
|
|
|
Olson Dustin
|
4
|
|
|
PureCycle Technologies, Inc.
|
4
|
|
|
McGraner Matt
|
4
|
|
|
Ballal Rahul D.
|
4
|
|
|
Enliven Therapeutics, Inc.
|
4
|
Financial Statements
|
|
MARCIANO MAURICE
|
4
|
|
|
GUESS INC
|
4
|
Financial Statements
|
|
Mitts Brian
|
4
|
|
|
NORRIS DUSTIN DAVID
|
4
|
|
|
Sauter Dennis Charles Jr
|
4
|
|
|
Swain Carol
|
4
|
|
|
Wood Catherine D.
|
4
|
|
|
Barrett David Michael
|
4
|
|
|
Expensify, Inc.
|
4
|
Financial Statements
|
|
Opaleye Management Inc.
|
SC 13G
|
|
|
iBio, Inc.
|
SC 13G
|
Financial Statements
|
|
Harnett Samantha
|
4
|
|
|
LOGITECH INTERNATIONAL S.A.
|
4
|
Financial Statements
|
|
Restaurant Brands International Inc.
|
4
|
Financial Statements
|
|
Granat Jill
|
4
|
|
|
Friesner Jacqueline
|
4
|
|
|
CURTIS THOMAS BENJAMIN
|
4
|
|
|
KLEIN JEFFREY W
|
4
|
|
|
Kobza Joshua
|
4
|
|
|
Housman Jeffrey
|
4
|
|
|
Fulton Duncan
|
4
|
|
|
DOYLE J PATRICK
|
4
|
|
|
SCHWAN AXEL MR
|
4
|
|
|
SANTELMO THIAGO T
|
4
|
|
|
Siddiqui Sami A.
|
4
|
|
|
TCG Opportunity III GP, LLC
|
4
|
|
|
NGM BIOPHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
Column Group Opportunity III GP, LP
|
4
|
|
|
Column Group Opportunity III, LP
|
4
|
|
|
TCG IV GP, LLC
|
4
|
|
|
Column Group IV GP, LP
|
4
|
|
|
Column Group IV, LP
|
4
|
|
|
Column Group IV-A, LP
|
4
|
|
|
COLUMN GROUP III GP, LP
|
4
|
|
|
COLUMN GROUP III, LP
|
4
|
|
|
COLUMN GROUP III-A, LP
|
4
|
|
|
COLUMN GROUP GP, LP
|
4
|
|
|
Ponoi II Management, LLC
|
4
|
|
|
Ponoi Capital II, LP
|
4
|
|
|
Ponoi Management, LLC
|
4
|
|
|
PONOI CAPITAL, LP
|
4
|
|
|
Column Group Management LP
|
4
|
|
|
Column Group II GP, LP
|
4
|
|
|
Kutzkey Tim
|
4
|
|
|
Svennilson Peter
|
4
|
|
|
COLUMN GROUP II, LP
|
4
|
|
|
COLUMN GROUP L P
|
4
|
|
|
GOEDDEL DAVID V
|
4
|
|
|
Tax Free Fund for Puerto Rico Residents, Inc.
|
SC 13D/A
|
|
|
Ocean Capital LLC
|
SC 13D/A
|
|
|
Insight Venture Associates IX, Ltd.
|
4
|
|
|
Insight Venture Associates IX, L.P.
|
4
|
|
|
Insight Venture Partners IX
|
4
|
|
|
Insight Venture Partners
|
4
|
|
|
Insight Venture Partners IX, L.P.
|
4
|
|
|
Insight Venture Partners
|
4
|
|
|
1stdibs.com, Inc.
|
4
|
Financial Statements
|
|
Insight Holdings Group, LLC
|
4
|
|
|
Karavitis Michael
|
4
|
|
|
CUTERA INC
|
4
|
Financial Statements
|
|
Drummond Stuart
|
4
|
|
|
SIROLLY DAVID
|
4
|
|
|
Cannabist Co Holdings Inc.
|
4
|
|
|
Gain Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Mack Gene
|
4
|
|
|
Gain Therapeutics, Inc.
|
3
|
Financial Statements
|
|
Mack Gene
|
3
|
|
|
Spofford Claire
|
4
|
|
|
Sacks David O
|
4
|
|
|
Rumble Inc.
|
4
|
|
|
Rowe David W.
|
4
|
|
|
Rimini Street, Inc.
|
4
|
Financial Statements
|
|
Lyskawa Nancy
|
4
|
|
|
Ravin Seth A.
|
4
|
|
|
Maddock Kevin
|
4
|
|
|
OLSON BRYAN
|
4
|
|
|
Perica Michael L.
|
4
|
|
|
Amuluru Uma M
|
3
|
|
|
BOEING CO
|
3
|
Financial Statements
|
|
EquityLine Alternate Assets GP Inc.
|
SC 13D/A
|
|
|
Check-Cap Ltd
|
SC 13D/A
|
Financial Statements
|
|
WATSON DEREK
|
4
|
|
|
CHANNON JESSE
|
4
|
|
|
BioXcel Therapeutics, Inc.
|
4
|
Financial Statements
|
|
O'Neill Vincent
|
4
|
|
|
Mehta Vimal
|
4
|
|
|
Steinhart Richard I
|
4
|
|
|
Wiley Matthew T.
|
4
|
|
|
MAZANET ROSEMARY
|
4
|
|
|
Rodriguez Javier
|
4
|
|
|
Yocca Frank
|
4
|
|
|
HART DAVID JAMES
|
4
|
|
|
SCHMAIER R DAVID
|
3
|
|
|
Salesforce, Inc.
|
3
|
Financial Statements
|
|
Nelson Gary Lynn
|
4
|
|
|
ALKAMI TECHNOLOGY, INC.
|
4
|
Financial Statements
|
|
Alvarez Maria Ines
|
4
|
|
|
Liberty Media Corp
|
4
|
Financial Statements
|
|
BERKSHIRE HATHAWAY INC
|
4
|
Financial Statements
|
|
BUFFETT WARREN E
|
4
|
|
|
Clark Christopher Todd
|
4
|
|
|
Mitchell Steven R
|
4
|
|
|
S3 VENTURES GPLP III, L.P.
|
4
|
|
|
S3 VENTURES III, L.L.C.
|
4
|
|
|
S3 Ventures Fund III, L.P.
|
4
|
|
|
SMITH BRIAN R
|
4
|
|
|
Ullal Jayshree
|
4
|
|
|
Arista Networks, Inc.
|
4
|
Financial Statements
|
|
McCool John F
|
4
|
|
|
Edmond Landon
|
4
|
|
|
Klaviyo, Inc.
|
4
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
SC 13G/A
|
|
|
Yakira Capital Management, Inc.
|
SC 13G/A
|
|
|
Fendley Steven S.
|
4
|
|
|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
DONDERO JAMES D
|
4
|
|
|
Armada Hoffler Properties, Inc.
|
4
|
Financial Statements
|
|
KIRK A RUSSELL
|
4
|
|
|
Better Home & Finance Holding Co
|
4/A
|
|
|
Garg Vishal
|
4/A
|
|
|
MARTZ GARY R
|
4
|
|
|
GREIF, INC
|
4
|
Financial Statements
|
|
Wiseman Susan
|
4
|
|
|
Braze, Inc.
|
4
|
Financial Statements
|
|
Brightman Tracy B
|
4
|
|
|
FEDEX CORP
|
4
|
Financial Statements
|
|
Brightman Tracy B
|
144
|
|
|
FEDEX CORP
|
144
|
Financial Statements
|
|
Tenev Vladimir
|
4
|
|
|
Robinhood Markets, Inc.
|
4
|
Financial Statements
|
|
Baird Melissa
|
4
|
|
|
Hims & Hers Health, Inc.
|
4
|
|
|
TCW Direct Lending LLC
|
SC 13D/A
|
|
|
GIC Private Ltd
|
SC 13D/A
|
|
|
Dudum Andrew
|
4
|
|
|
Destiny XYZ Inc.
|
4
|
|
|
Destiny Tech100 Inc.
|
4
|
|
|
Prasad Sohail
|
4
|
|
|
Linetsky David
|
144
|
|
|
Phreesia, Inc.
|
144
|
Financial Statements
|
|
Hoffman Allison C
|
144
|
|
|
Gunzburg Janet
|
144
|
|
|
Surrozen, Inc./DE
|
SC 13D/A
|
|
|
COLUMN GROUP III GP, LP
|
SC 13D/A
|
|
|
Gandhi Balaji
|
144
|
|
|
Davidoff Michael J.
|
144
|
|
|
VanDuyn Amy Beth
|
144
|
|
|
Indig Chaim
|
144
|
|
|
Roberts Evan
|
144
|
|
|
Martin Paul Edward
|
4
|
|
|
Owens Corning
|
4
|
Financial Statements
|
|
Shake Shack Inc.
|
4
|
Financial Statements
|
|
Flug Jeffrey
|
4
|
|
|
Lyon Joseph Douglas
|
4
|
|
|
CORCEPT THERAPEUTICS INC
|
4
|
Financial Statements
|
|
FESTA ALFRED E
|
4
|
|
|
Baggio Barbara
|
4
|
|
|
Voip-pal.com Inc
|
4
|
|
|
CORDEIRO EDUARDO E
|
4
|
|
|
Elsner Adrienne
|
4
|
|
|
Mannen Maryann T.
|
4
|
|
|
Lonergan Edward F
|
4
|
|
|
Peters Jeffrey Stuart
|
4
|
|
|
MACROGENICS INC
|
4
|
Financial Statements
|
|
Nimocks Suzanne P
|
4
|
|
|
WEX Inc.
|
4
|
Financial Statements
|
|
GROCH JAMES R
|
4
|
|
|
Wu Charles C
|
144
|
|
|
GYRE THERAPEUTICS, INC.
|
144
|
Financial Statements
|
|
Callahan Don
|
4
|
|
|
Kim Joo Mi
|
4
|
|
|
QUALYS, INC.
|
4
|
Financial Statements
|
|
Williams John David
|
4
|
|
|
Wagner Dana
|
4
|
|
|
TWILIO INC
|
4
|
Financial Statements
|
