| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
8-K
|
Financial Statements
|
|
PERCEPTIVE ADVISORS LLC
|
4
|
|
|
PERCEPTIVE LIFE SCIENCES MASTER FUND LTD
|
4
|
|
|
PETROBRAS - PETROLEO BRASILEIRO SA
|
6-K
|
Financial Statements
|
|
PGIM ETF TRUST
|
497
|
|
|
PGIM ETF TRUST
|
497K
|
|
|
PGIM Global High Yield Fund, Inc.
|
N-CSR
|
|
|
PGIM High Yield Bond Fund, Inc.
|
N-CSR
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
N-CSR
|
|
|
PHI GROUP INC
|
NT 10-K
|
|
|
PHOENIX MOTOR INC.
|
4
|
Financial Statements
|
|
PILGRIMS PRIDE CORP
|
424B5
|
Financial Statements
|
|
PILGRIMS PRIDE CORP
|
8-K
|
Financial Statements
|
|
PIMCO CORPORATE & INCOME OPPORTUNITY FUND
|
N-2ASR
|
|
|
PIMCO Dynamic Income Fund
|
N-2ASR
|
|
|
PIMCO Energy & Tactical Credit Opportunities Fund
|
4
|
|
|
PINEAPPLE EXPRESS CANNABIS Co
|
10-Q
|
|
|
PINTEREST, INC.
|
4
|
Financial Statements
|
|
PIONEER MUNICIPAL HIGH INCOME FUND, INC.
|
3
|
|
|
POLK PARTNERS FIBER, LLC
|
D/A
|
|
|
POLYMET MINING CORP
|
6-K
|
Financial Statements
|
|
PORTSMOUTH SQUARE INC
|
NT 10-K
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
PPF Group N.V.
|
SC 13D/A
|
|
|
PRECISION OPTICS CORPORATION, INC.
|
10-K
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
PRINCIPAL FUNDS, INC.
|
497
|
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
PRO DEX INC
|
8-K
|
Financial Statements
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
PROCYON CORP
|
10-K
|
|
|
PROSHARES TRUST
|
497J
|
|
|
PROSHARES TRUST
|
497K
|
|
|
PROSPECT CAPITAL CORP
|
POS EX
|
Financial Statements
|
|
PROVINCE OF NEW BRUNSWICK
|
18-K/A
|
|
|
PRUCO LIFE OF NEW JERSEY VARIABLE APPRECIABLE ACCOUNT
|
485BPOS
|
|
|
PRUCO LIFE VARIABLE UNIVERSAL ACCOUNT
|
485BPOS
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
24F-2NT
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
485BPOS
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-CSR
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-CSRS
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 3
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
24F-2NT
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
N-CSR
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 9
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC.
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
497
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS, INC. 17
|
497K
|
|
|
PS Management GP, LLC
|
4
|
|
|
PTC THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
485BPOS
|
|
|
PUTNAM MASSACHUSETTS TAX EXEMPT INCOME FUND/MA/
|
497K
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
485BPOS
|
|
|
PUTNAM MINNESOTA TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
485BPOS
|
|
|
PUTNAM NEW JERSEY TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
485BPOS
|
|
|
PUTNAM OHIO TAX EXEMPT INCOME FUND
|
497K
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
485BPOS
|
|
|
PUTNAM PENNSYLVANIA TAX EXEMPT INCOME FUND
|
497K
|
|
|
Pacific Airport Group
|
6-K
|
Financial Statements
|
|
Palatine Co-Investment Fund B-1, LP
|
D
|
|
|
Palatine Co-Investment Fund B-2, LP
|
D
|
|
|
Palm LT Fund LP
|
D/A
|
|
|
Palmer Square Opportunistic Income Fund
|
NPORT-P
|
|
|
Panera Brands, Inc.
|
D/A
|
|
|
Par Spring Inv LLC
|
D
|
|
|
ParaZero Technologies Ltd.
|
6-K
|
|
|
Parallel Flight Technologies, Inc.
|
1-SA
|
|
|
Parfet Donald R
|
4/A
|
|
|
Parker Ava L
|
4
|
|
|
Peachtree Alternative Strategies Fund
|
NPORT-P
|
|
|
Peak Bio, Inc.
|
4
|
|
|
Peak Bio, Inc.
|
4/A
|
|
|
PennyMac Mortgage Investment Trust
|
4
|
|
|
Pereira Brian JG
|
4
|
|
|
Perfect Solutions Group, Inc.
|
3
|
|
|
Perma-Pipe International Holdings, Inc.
|
4
|
Financial Statements
|
|
Pershing Square Capital Management, L.P.
|
4
|
|
|
Philip Morris International Inc.
|
8-K
|
Financial Statements
|
|
Phillips Dominic
|
144
|
|
|
Phoenix Capital Group Holdings, LLC
|
1-A POS
|
|
|
Phoenix Capital Group Holdings, LLC
|
1-SA/A
|
|
|
Pineapple Financial Inc.
|
S-1/A
|
|
|
Pintec Technology Holdings Ltd
|
6-K
|
Financial Statements
|
|
Planet Image International Ltd
|
F-1/A
|
|
|
Playfora, Inc.
|
D
|
|
|
Playtika Holding Corp.
|
8-K
|
Financial Statements
|
|
Polished.com Inc.
|
DEF 14A
|
Financial Statements
|
|
Porch Group, Inc.
|
8-K
|
|
|
Portfolia Food & AgTech Fund, LLC
|
D/A
|
|
|
Postal Realty Trust, Inc.
|
4
|
|
|
Prasad Priya
|
3
|
|
|
PreTam Holdings Inc.
|
F-1/A
|
|
|
Presidio Property Trust, Inc.
|
4
|
|
|
Princeton Bancorp, Inc.
|
4
|
Financial Statements
|
|
Propanc Biopharma, Inc.
|
10-K
|
|
|
Propel Bio Management, LLC
|
SC 13G/A
|
|
|
Prospect Floating Rate & Alternative Income Fund, Inc.
|
SC TO-I
|
|
|
Prospector Capital Corp.
|
425
|
|
|
Prospector Capital Corp.
|
8-K
|
|
|
Proteus Series Feeder Fund I, LLC - Tabeguache Fund
|
D
|
|
|
Protopia Global Holdings Inc.
|
10-K
|
|
|
Provident Bancorp, Inc. /MD/
|
4
|
Financial Statements
|
|
Prudential Government Money Market Fund, Inc.
|
24F-2NT
|
|
|
Prudential Government Money Market Fund, Inc.
|
N-CSR
|
|
|
Public Institution for Social Security
|
SC 13D/A
|
|
|
Pulmotect, Inc.
|
D/A
|
|
|
Purcell Paul Martin
|
4
|
|
|
Pyxis Oncology, Inc.
|
4
|
Financial Statements
|
|
QCS PARALLEL PARTNERS II-D, LP
|
D
|
|
|
QUAINT OAK BANCORP INC
|
D
|
|
|
QUANTA SERVICES, INC.
|
8-K
|
Financial Statements
|
|
QUANTUM CAPITAL SOLUTIONS II CO-INVESTMENT FUND, LP
|
D
|
|
|
QUANTUM CAPITAL SOLUTIONS II-D CO-INVESTMENT FUND, LP
|
D
|
|
|
QUHUO Ltd
|
F-3/A
|
Financial Statements
|
|
QVT Financial LP
|
144
|
|
|
Qomolangma Acquisition Corp.
|
3
|
|
|
Quadrant Biosciences Inc
|
1-SA
|
|
|
Qualigen Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Quinones Patricia Levine
|
4
|
|
|
R F INDUSTRIES LTD
|
4
|
Financial Statements
|
|
RADIUS SECURITIES LLC
|
X-17A-5
|
|
|
RADUX DEVICES, LLC
|
D
|
|
|
RAINBOLT DAVID E
|
4
|
|
|
RBB Bancorp
|
8-K
|
Financial Statements
|
|
RCI HOSPITALITY HOLDINGS, INC.
|
4
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
4
|
Financial Statements
|
|
REATA PHARMACEUTICALS INC
|
SC 13D/A
|
Financial Statements
|
|
RECODE THERAPEUTICS, INC.
|
D/A
|
|
|
RECURSION PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
REE Automotive Ltd.
|
144
|
|
|
REGENEREX PHARMA, INC.
|
8-K
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
REPUBLIC FIRST BANCORP INC
|
8-K
|
Financial Statements
|
|
REPUBLIC FIRST BANCORP INC
|
DEFA14A
|
Financial Statements
|
|
REPUBLIC FIRST BANCORP INC
|
SC 13D/A
|
Financial Statements
|
|
REVELATION BIOSCIENCES, INC.
|
144
|
|
|
RIALTO MARKETS LLC
|
X-17A-5
|
|
|
RIPOSTE CAPITAL LLC
|
SC 13D/A
|
|
|
RONDINONE RALPH
|
144
|
|
|
RONDINONE RALPH
|
4
|
|
|
ROSE B ANDREW
|
4
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RXO, Inc.
|
4
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Radcliffe Capital Management, L.P.
|
SC 13G
|
|
|
Ramaswamy Vivek
|
144
|
|
|
ReNew Energy Global plc
|
6-K
|
|
|
ReWalk Robotics Ltd.
|
4
|
Financial Statements
|
|
ReWalk Robotics Ltd.
|
SC 13D/A
|
Financial Statements
|
|
Real Brokerage Inc
|
6-K
|
|
|
RealtyMogul Apartment Growth REIT, Inc.
|
1-SA
|
|
|
RealtyMogul Income REIT, LLC
|
1-SA
|
|
|
Red Oak Capital Fund II, LLC
|
1-SA
|
|
|
Red Oak Capital Fund V, LLC
|
1-SA
|
|
|
Red White & Bloom Brands Inc.
|
6-K
|
|
|
Redwheel European Focus Fund Inc.
|
D/A
|
|
|
Reit Todd
|
4
|
|
|
Rekor Systems, Inc.
|
4
|
|
|
Renalytix plc
|
10-K
|
|
|
Renalytix plc
|
8-K
|
|
|
Renalytix plc
|
POS AM
|
|
|
Renalytix plc
|
S-3
|
|
|
Renalytix plc
|
S-8
|
|
|
Rentberry Inc.
|
1-SA
|
|
|
Revolution Medicines, Inc.
|
144
|
Financial Statements
|
|
Ridgedale Holdings Inc.
|
NT 10-K
|
|
|
Rise Fund Equity III, L.P.
|
D
|
|
|
Rise Fund III
|
D
|
|
|
Rise Fund Personnel III, L.P.
|
D
|
|
|
Riverview Global Macro Fund
|
D/A
|
|
|
Riverview Global Macro Fund LP
|
D/A
|
|
|
Robbins Brad
|
144
|
|
|
Robie Robert J.
|
4
|
|
|
Robot Cache US Inc.
|
1-SA
|
|
|
Roca Francisco III
|
3
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
8-K
|
Financial Statements
|
|
Rodedawg International Industries, Inc.
|
253G2
|
|
|
Rodensky Michael W
|
4
|
|
|
Roedel Shaun
|
144
|
|
|
Roivant Sciences Ltd.
|
144
|
|
|
RoyaltyTraders LLC
|
1-SA
|
|
|
Runa Capital Fund II, L.P.
|
DFAN14A
|
|
|
Runger Cindy L.
|
4
|
|
|
Rush Street Interactive, Inc.
|
144
|
|
|
Ryan Paul D
|
4
|
|
|
SAFE & GREEN HOLDINGS CORP.
|
4
|
Financial Statements
|
|
SAFE & GREEN HOLDINGS CORP.
|
8-K
|
Financial Statements
|
|
SAFE & GREEN HOLDINGS CORP.
|
DEFA14A
|
Financial Statements
|
|
SANDSTORM GOLD LTD
|
6-K
|
|
|
SANGAMO THERAPEUTICS, INC
|
4
|
Financial Statements
|
|
SARATOGA INVESTMENT CORP.
|
8-K
|
Financial Statements
|
|
SARMA SANJAY E
|
4
|
|
|
SASTRE MARIA
|
4
|
|
|
SCG Investors II LLC
|
D
|
|
|
SCHRADER JENNIFER
|
4
|
|
|
SCHWAB STRATEGIC TRUST
|
24F-2NT
|
|
|
SCHWARTZ RICHARD TODD
|
144
|
|
|
SCM Trust
|
485BXT
|
|
|
SCOTTS MIRACLE-GRO CO
|
4
|
Financial Statements
|
|
SCRIVANICH LUKE M
|
144
|
|
|
SCRIVANICH LUKE M
|
4
|
|
|
SDCL EDGE Acquisition Corp
|
PRER14A
|
|
|
SEGER THOMAS W
|
4
|
|
|
SEI DAILY INCOME TRUST /MA/
|
NPORT-P
|
|
|
SEI INSTITUTIONAL INVESTMENTS TRUST
|
485BPOS
|
|
|
SEMTECH CORP
|
4
|
Financial Statements
|
|
SEXTANT SECURITIES, LLC
|
X-17A-5
|
|
|
SHINECO, INC.
|
10-K
|
|
|
SHL TELEMEDICINE LTD
|
6-K/A
|
|
|
SI-0908 Fund I, a series of Iterate, LP
|
D
|
|
|
SIFCO INDUSTRIES INC
|
10-Q
|
Financial Statements
|
|
SIFCO INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
SILVERBOW RESOURCES, INC.
|
SC 13D/A
|
Financial Statements
|
|
SINGH DEVENDRA
|
4
|
|
|
SIPP International Industries, Inc.
|
S-1/A
|
|
|
SK ecoplant Co., Ltd.
|
4/A
|
|
|
SKK Access Income Fund
|
SC TO-I/A
|
|
|
SLS GROUP LLC
|
3
|
|
|
SMART Global Holdings, Inc.
|
8-K
|
Financial Statements
|
|
SMART RX SYSTEMS INC
|
1-SA
|
|
|
SMARTSHEET INC
|
144
|
Financial Statements
|
|
SMITH DAVID ALAN
|
4
|
|
|
SNR -5 dB, L.P.
|
D
|
|
|
SOLENO THERAPEUTICS INC
|
4
|
Financial Statements
|
|
SOLENO THERAPEUTICS INC
|
FWP
|
Financial Statements
|
|
SOLITARIO RESOURCES CORP.
|
4
|
Financial Statements
|
|
SONIM TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
SOS Ltd
|
6-K
|
|
|
SP-0726 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
SPORTSMAN'S WAREHOUSE HOLDINGS, INC.
|
4
|
Financial Statements
|
|
SPROTT INC.
|
6-K
|
|
|
SPRUNK ERIC D
|
4
|
|
|
SR Bancorp, Inc.
|
10-K
|
|
|
SRIVARU Holding Ltd
|
425
|
|
|
STAHL MURRAY
|
4
|
|
|
STARR LOREN M
|
3
|
|
|
STEM, INC.
|
4
|
|
|
STEPHENSON ROBERT O
|
4
|
|
|
STETZ MATTIAS
|
144
|
|
|
STIFEL FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
STILWELL ASSOCIATES L P
|
4
|
|
|
STILWELL JOSEPH
|
4
|
|
|
STILWELL PARTNERS L P
|
4
|
|
|
STONEY MICHAEL JOHN
|
4
|
|
|
STRATASYS LTD.
|
6-K
|
Financial Statements
|
|
STRATASYS LTD.
|
8-A12B/A
|
Financial Statements
|
|
STRATASYS LTD.
|
RW
|
Financial Statements
|
|
SUNLINK HEALTH SYSTEMS INC
|
10-K
|
Financial Statements
|
|
SURF AIR MOBILITY INC.
|
424B1
|
|
|
SURF AIR MOBILITY INC.
|
S-1/A
|
|
|
SVF Investments
|
144
|
|
|
SWEDISH EXPORT CREDIT CORP /SWED/
|
424B2
|
|
|
SWK Holdings Corp
|
FWP
|
|
|
SWK Holdings Corp
|
S-1/A
|
|
|
SY-0808 Fund I, a series of Heron Rock AL Access Funds, LP
|
D
|
|
|
SYNLOGIC, INC.
|
8-K
|
Financial Statements
|
|
SYNLOGIC, INC.
|
S-1/A
|
Financial Statements
|
|
SYNLOGIC, INC.
|
S-1MEF
|
Financial Statements
|
|
SYNOVUS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Saba Capital Management, L.P.
|
3
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Saba Capital Management, L.P.
|
SC 13D/A
|
|
|
Sabin Ralph C
|
4
|
|
|
Safe & Green Development Corp
|
4
|
|
|
Safe & Green Development Corp
|
8-K
|
|
|
Sage Funds LP
|
D
|
|
|
Sage Growth LP
|
D
|
|
|
Sage Venture LP
|
D
|
|
|
Sagoon Inc.
|
1-SA
|
|
|
Sakamoto John
|
3
|
|
|
Salesforce, Inc.
|
4
|
Financial Statements
|
|
Samaha Eli
|
4
|
|
|
Samsara Inc.
|
144
|
Financial Statements
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
Sanner J. Michael
|
4
|
|
|
Sansom Steven W.
|
4
|
|
|
Santa Barbara Venture Partners Fund II, LP
|
D/A
|
|
|
Santa Fe Gold CORP
|
NT 10-K
|
|
|
Sauers Kyle
|
144
|
|
|
SaxeCap Advisors XX, LP
|
D
|
|
|
Schultze Special Purpose Acquisition Corp. II
|
8-K
|
Financial Statements
|
|
Schwab Andrew J.
|
4
|
|
|
SciPlay Corp
|
4
|
Financial Statements
|
|
Scienjoy Holding Corp
|
6-K
|
|
|
Scilex Holding Co
|
424B3
|
|
|
Scilex Holding Co
|
8-K
|
|
|
Sea Otter Advisors LLC
|
SC 13G
|
|
|
Sea Otter Advisors LLC
|
SC 13G/A
|
|
|
Securetech Innovations, Inc.
|
8-K
|
|
|
Seery John
|
4
|
|
|
Selassie Sengal
|
4
|
|
