| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Morgan Bennett John
|
4
|
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Morris John Christopher
|
4
|
|
|
Morrison Scott W
|
4
|
|
|
Mosca Alison
|
4
|
|
|
Mossler Mark
|
3
|
|
|
Moukheibir Catherine
|
4
|
|
|
Mountain Crest Acquisition Corp. V
|
8-K
|
|
|
Mubadala Investment Co PJSC
|
SC 13D/A
|
|
|
Mullen John P
|
144
|
|
|
Mulligan Sharmila
|
4
|
|
|
Munk James Andrew
|
144
|
|
|
Munk James Andrew
|
4
|
|
|
Myles David C.
|
144
|
|
|
NACCO INDUSTRIES INC
|
4
|
Financial Statements
|
|
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT
|
D/A
|
|
|
NEA 18 VGE GP, LLC
|
4
|
|
|
NEA 18 Venture Growth Equity, L.P.
|
4
|
|
|
NEA Partners 18 VGE, L.P.
|
4
|
|
|
NELNET INC
|
SC 13D/A
|
Financial Statements
|
|
NELSON GEORGIA R
|
4
|
|
|
NEUBERGER BERMAN ALTERNATIVE FUNDS
|
NPORT-P
|
|
|
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
NEUBERGER BERMAN INCOME FUNDS
|
NPORT-P
|
|
|
NEUBERGER BERMAN MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.
|
NPORT-P
|
|
|
NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC
|
NPORT-P
|
|
|
NEW PACIFIC METALS CORP
|
6-K
|
|
|
NEW WATER CAPITAL PARTNERS II, L.P.
|
D/A
|
|
|
NEW WATER CAPITAL PARTNERS II-A, L.P.
|
D/A
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
NEWS CORP
|
8-K
|
Financial Statements
|
|
NEXTNAV INC.
|
144/A
|
|
|
NEXTNAV INC.
|
4
|
|
|
NIEKAMP CYNTHIA A
|
4
|
|
|
NILSEN TERESA M
|
4
|
|
|
NOBILITY HOMES INC
|
10-Q
|
|
|
NORTHERN DYNASTY MINERALS LTD
|
6-K
|
Financial Statements
|
|
NORTHERN LIGHTS FUND TRUST II
|
485BXT
|
|
|
NORTHERN LIGHTS FUND TRUST II
|
8-A12B
|
|
|
NORTHERN OIL & GAS, INC.
|
144/A
|
Financial Statements
|
|
NOVA LTD.
|
144
|
Financial Statements
|
|
NOVARTIS AG
|
144
|
Financial Statements
|
|
NOVAVAX INC
|
4
|
Financial Statements
|
|
NOVONIX Ltd
|
6-K
|
|
|
NRX Pharmaceuticals, Inc.
|
3
|
|
|
NSTAR ELECTRIC CO
|
424B5
|
|
|
Nanobiotix S.A.
|
6-K
|
|
|
NantHealth, Inc.
|
4
|
Financial Statements
|
|
Narang Aman
|
4
|
|
|
Narido Richard Clavano
|
3
|
|
|
Naseem Rao Haris
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Nationwide BOLI Private Placement Variable Account
|
D/A
|
|
|
Nationwide PPVUL Separate Account - 3
|
D/A
|
|
|
Nationwide PPVUL Separate Account - 4
|
D/A
|
|
|
Nationwide PPVUL Separate Account - 5
|
D/A
|
|
|
Nationwide PPVUL Separate Account - AC1
|
D/A
|
|
|
Nationwide PPVUL Separate Account 7
|
D/A
|
|
|
Nationwide Private Placement Variable Account - E
|
D/A
|
|
|
Nave Holdings Inc.
|
D
|
|
|
Neller Michael
|
4
|
|
|
Nettles Cory L
|
4
|
|
|
Netzer Thomas
|
4
|
|
|
Neuberger Berman ETF Trust
|
N-14
|
|
|
Neuberger Berman High Yield Strategies Fund Inc.
|
NPORT-P
|
|
|
Neuberger Berman Next Generation Connectivity Fund Inc.
|
NPORT-P
|
|
|
Neumora Therapeutics, Inc.
|
4
|
|
|
Neumora Therapeutics, Inc.
|
8-K
|
|
|
NeuroBo Pharmaceuticals, Inc.
|
8-K
|
|
|
NeuroSense Therapeutics Ltd.
|
6-K
|
|
|
New York City Advisors, LLC
|
4
|
|
|
New York City Special Ltd. Partnership, LLC
|
4
|
|
|
Newstead Jennifer
|
144
|
|
|
Newton Kiera
|
4
|
|
|
Next.e.GO B.V.
|
F-4/A
|
|
|
NextDecade Corp.
|
SC 13D/A
|
Financial Statements
|
|
NextPower360 Co.
|
C/A
|
|
|
Ng Andrew Y.
|
144
|
|
|
Nguyen Neil
|
3
|
|
|
Nicholson Nur
|
4
|
|
|
Niedzwiecki Daniel
|
4
|
|
|
NightHawk Biosciences, Inc.
|
8-K
|
|
|
Nightengale Caryn M.
|
4
|
|
|
Nikola Corp
|
424B3
|
Financial Statements
|
|
Nikola Corp
|
8-K
|
Financial Statements
|
|
Ninan Shibu
|
4
|
|
|
Noah Holdings Ltd
|
6-K
|
Financial Statements
|
|
Nomad Development, Inc.
|
D
|
|
|
Nordicus Partners Corp
|
S-1
|
|
|
Norman Jessica K
|
3
|
|
|
Northern Lights Fund Trust IV
|
24F-2NT
|
|
|
Northern Lights Fund Trust IV
|
485BPOS
|
|
|
Norwood Felicia F
|
4
|
|
|
NuStar Energy L.P.
|
8-K
|
Financial Statements
|
|
Nuburu, Inc.
|
8-K
|
|
|
Nushares ETF Trust
|
497
|
|
|
Nutanix, Inc.
|
4
|
Financial Statements
|
|
Nuvalent, Inc.
|
4
|
Financial Statements
|
|
Nxu, Inc.
|
4
|
|
|
O'Brien Matthew Coley
|
4
|
|
|
O'Dell Timothy T
|
4
|
|
|
O'Keefe Lynne Chou
|
144
|
|
|
O'Keefe Lynne Chou
|
4
|
|
|
O'Malley Brendan M.
|
4
|
|
|
O'NEILL HEIDI
|
4
|
|
|
OCEANFIRST FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
OCULUS VISIONTECH INC.
|
8-K
|
|
|
OFFENBACH RODGER
|
4
|
|
|
OKelly Shane M
|
3
|
|
|
OLD NATIONAL BANCORP /IN/
|
4
|
Financial Statements
|
|
OMNICELL, INC.
|
4
|
Financial Statements
|
|
ONCOLYTICS BIOTECH INC
|
6-K
|
Financial Statements
|
|
ONE Gas, Inc.
|
8-K
|
Financial Statements
|
|
OOMA INC
|
4
|
Financial Statements
|
|
OZIMEK MICHAEL M
|
4
|
|
|
Oak Harbor Club Vero Beach, Inc.
|
D
|
|
|
Obi N. Michael
|
4
|
|
|
Oblak Steve
|
4
|
|
|
Ocean Capital LLC
|
DFAN14A
|
|
|
Ocean Power Technologies, Inc.
|
4
|
Financial Statements
|
|
Ocugen, Inc.
|
4
|
|
|
Ocugen, Inc.
|
8-K
|
|
|
Okta, Inc.
|
4
|
Financial Statements
|
|
Okupe Oluyemi
|
4
|
|
|
Olander Robert R.
|
4
|
|
|
Olema Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
OmniLit Acquisition Corp.
|
425
|
|
|
OneMeta Inc.
|
10-12G/A
|
|
|
Opendoor Technologies Inc.
|
4
|
|
|
OptiNose, Inc.
|
4
|
Financial Statements
|
|
Orbach David M
|
3
|
|
|
Orchestra BioMed Holdings, Inc.
|
8-K
|
|
|
Orvos Adam M
|
4
|
|
|
Otonomo Technologies Ltd.
|
425
|
|
|
Otonomo Technologies Ltd.
|
6-K
|
|
|
Ouellet Richard Scott
|
3
|
|
|
Ouellet Richard Scott
|
4
|
|
|
Ouster, Inc.
|
4
|
|
|
Overpeck Craig
|
4
|
|
|
Owens Corning
|
3
|
Financial Statements
|
|
Owens Corning
|
4
|
Financial Statements
|
|
Ozgen Mustafa
|
4
|
|
|
P/E Capital DAO LLC
|
D
|
|
|
P10, Inc.
|
8-K
|
Financial Statements
|
|
PACIFIC BIOSCIENCES OF CALIFORNIA, INC.
|
4
|
Financial Statements
|
|
PACIFIC LIFE INSURANCE CO
|
D
|
|
|
PADEN FRANK L
|
4
|
|
|
PARK CITY GROUP INC
|
8-K
|
Financial Statements
|
|
PARKERVISION INC
|
4
|
|
|
PARKERVISION INC
|
424B3
|
|
|
PARKERVISION INC
|
8-K
|
|
|
PARTS iD, Inc.
|
3
|
|
|
PASQUALONE FRANK
|
4
|
|
|
PATRICK DEVAL L
|
4
|
|
|
PATRIOT FINANCIAL PARTNERS III, L.P.
|
SC 13D/A
|
|
|
PC CONNECTION INC
|
4
|
Financial Statements
|
|
PEARSON PLC
|
6-K
|
Financial Statements
|
|
PERMIAN BASIN ROYALTY TRUST
|
8-K
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
PFSWEB INC
|
SC TO-C
|
Financial Statements
|
|
PHFS III Equity Dispersion Offshore Fund, L.P.
|
D/A
|
|
|
PHFS III SP, A Segregated Portfolio of PHFS Series SPC
|
D/A
|
|
|
PHFS IV EM Macro Offshore Fund, L.P.
|
D/A
|
|
|
PHFS IV SP, A Segregated Portfolio of PHFS Series SPC
|
D/A
|
|
|
PHFS IX SP, A Segregated Portfolio of PHFS Series SPC
|
D/A
|
|
|
PHFS Residential Opportunities Offshore Fund, L.P.
|
D/A
|
|
|
PHFS V Mortgage RV Offshore Fund, L.P.
|
D/A
|
|
|
PHFS V SP, A Segregated Portfolio of PHFS Series SPC
|
D/A
|
|
|
PHFS VI SP, A Segregated Portfolio of PHFS Series SPC
|
D/A
|
|
|
PHFS VI TRENDS Managed Futures Offshore Fund, L.P.
|
D/A
|
|
|
PIMCO ABSOLUTE RETURN STRATEGY IV FUND LLC
|
D/A
|
|
|
PIMCO ABSOLUTE RETURN STRATEGY IV IDF LLC
|
D/A
|
|
|
PIMCO ABSOLUTE RETURN STRATEGY IV OFFSHORE FUND 2 LTD
|
D/A
|
|
|
PIMCO ABSOLUTE RETURN STRATEGY V OFFSHORE FUND LTD
|
D/A
|
|
|
PIMCO Absolute Return Strategy 3 Offshore Fund Ltd.
|
D/A
|
|
|
PIMCO Absolute Return Strategy 3 Onshore Fund LLC
|
D/A
|
|
|
PIMCO Absolute Return Strategy 3E Offshore Fund Ltd.
|
D/A
|
|
|
PIMCO Absolute Return Strategy 3E Onshore Fund LLC
|
D/A
|
|
|
PIMCO Absolute Return Strategy IV Employee Onshore Fund LLC
|
D/A
|
|
|
PIMCO Absolute Return Strategy IV Offshore Fund 1 Ltd
|
D/A
|
|
|
PIMCO Absolute Return Strategy V Onshore Fund LLC
|
D/A
|
|
|
PIMCO Alternative Risk Premia Select Onshore Fund L.P.
|
D/A
|
|
|
PIMCO COMMODITY ALPHA FUND LLC
|
D/A
|
|
|
PIMCO COMMODITY ALPHA FUND LTD.
|
D/A
|
|
|
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II OFFSHOR
|
D/A
|
|
|
PIMCO DISTRESSED SENIOR CREDIT OPPORTUNITIES FUND II, L.P.
|
D/A
|
|
|
PIMCO Discretionary Multi-Asset Portfolio, LP
|
D/A
|
|
|
PIMCO GLOBAL CROSS-ASSET OPPORTUNITIES OFFSHORE FUND LTD.
|
D/A
|
|
|
PIMCO Global Cross-asset Opportunities Employee Onshore Fund
|
D/A
|
|
|
PIMCO Global Cross-asset Opportunities Onshore Fund LLC
|
D/A
|
|
|
PIMCO Global Inflation Linked Bond Fund Ltd.
|
D/A
|
|
|
PIMCO ILS Employee Fund II LLC
|
D/A
|
|
|
PIMCO ILS Fund SP I, A Segregated Portfolio of PIMCO ILS Ser
|
D/A
|
|
|
PIMCO ILS Fund SP II, A Segregated Portfolio of PIMCO ILS Se
|
D/A
|
|
|
PIMCO Multi-Asset Alternative Risk Premia Strategy Offshore
|
D/A
|
|
|
PIMCO Multi-Asset Alternative Risk Premia Strategy Onshore F
|
D/A
|
|
|
PIMCO Multi-Asset Alternative Risk Premia Strategy Risk Off
|
D/A
|
|
|
PIMCO Multi-Asset Alternative Risk Premia Strategy Risk Off
|
D/A
|
|
|
PIMCO Municipal Funds LLC: PIMCO Municipal Focus Strategy Fu
|
D/A
|
|
|
PIMCO PRIVATE SERIES Co LLC: PIMCO MUNICIPAL REAL RETURN FUN
|
D/A
|
|
|
PIMCO Private Funds LLC: PIMCO Large Cap StocksPLUS Absolute
|
D/A
|
|
|
PIMCO Private Income Fund Offshore Feeder I LP
|
D/A
|
|
|
PIMCO Private Income Fund Offshore Feeder III LP
|
D/A
|
|
|
PIMCO Private Income Fund Onshore Feeder LLC
|
D/A
|
|
|
PIMCO Quantitative Alpha Strategy Offshore Fund, L.P.
|
D/A
|
|
|
PIMCO Quantitative Alpha Strategy Onshore Fund, L.P.
|
D/A
|
|
|
PIMCO RAE Emerging Markets Fund LLC
|
D/A
|
|
|
PIMCO RAE Global Fund LLC
|
D/A
|
|
|
PIMCO RAE Global ex-US Fund LLC
|
D/A
|
|
|
PIMCO RAE International Fund LLC
|
D/A
|
|
|
PIMCO RAE US Fund LLC
|
D/A
|
|
|
PIMCO Seven Point Fund, L.P.
|
D/A
|
|
|
PIMCO Tactical Opportunities Offshore Fund L.P.
|
D/A
|
|
|
PIMCO Tactical Opportunities Offshore Fund Ltd.
|
D/A
|
|
|
PIMCO Tactical Opportunities Onshore Fund L.P.
|
D/A
|
|
|
PIMCO Volatility Absolute Return Offshore Fund, L.P.
|
D/A
|
|
|
PIMCO Volatility Absolute Return Onshore Fund, L.P.
|
D/A
|
|
|
PINCHUK NICHOLAS T
|
144
|
|
|
PINTEREST, INC.
|
3
|
Financial Statements
|
|
PINTEREST, INC.
|
4
|
Financial Statements
|
|
PINTEREST, INC.
|
8-K
|
Financial Statements
|
|
PIXIE DUST TECHNOLOGIES, INC.
|
6-K
|
|
|
PLASMA INNOVATIVE INC.
|
8-K
|
|
|
PLATINUM GROUP METALS LTD
|
6-K
|
Financial Statements
|
|
PO-0601 Fund I, a series of Ventioneers Funds, LP
|
D
|
|
|
PODUSKA JOHN WILLIAM SR
|
4
|
|
|
POTTER MYRTLE S
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
144
|
Financial Statements
|
|
POWERSCHOOL HOLDINGS, INC.
|
144/A
|
Financial Statements
|
|
PRA GROUP INC
|
3
|
Financial Statements
|
|
PRA GROUP INC
|
4
|
Financial Statements
|
|
PRINCIPAL LIFE INSURANCE CO SEPARATE ACCOUNT B
|
497
|
|
|
PROCTER & GAMBLE Co
|
4
|
Financial Statements
|
|
PROGRESSIVE CORP/OH/
|
4
|
Financial Statements
|
|
PROTHENA CORP PUBLIC LTD CO
|
144
|
Financial Statements
|
|
PROTHENA CORP PUBLIC LTD CO
|
4
|
Financial Statements
|
|
PRUITT ANGELA D.
|
4
|
|
|
PUBLIC SERVICE CO OF NEW HAMPSHIRE
|
424B5
|
|
|
PUTNAM MANAGED MUNICIPAL INCOME TRUST
|
DEFA14A
|
|
|
PUTNAM MUNICIPAL OPPORTUNITIES TRUST
|
DEFA14A
|
|
|
PVH CORP. /DE/
|
4
|
Financial Statements
|
|
PWBC LLC
|
C
|
|
|
Pace Linda
|
4
|
|
|
Pacific Coast Oil Trust
|
8-K
|
|
|
Palantir Technologies Inc.
|
4
|
Financial Statements
|
|
Panagos Constantinos
|
144
|
|
|
Panamera Holdings Corp
|
10-K/A
|
|
|
Pantelick Steven
|
4
|
|
|
Paquin Jean-Pierre
|
4
|
|
|
Parkkinen Juho
|
4
|
|
|
Parliament SBIC Growth Fund, L.P.
|
D/A
|
|
|
Partake a Series of Pearl Influential Capital Master LLC
|
D
|
|
|
Patel Paresh
|
4
|
|
|
Pattabiraman Ganesh
|
144/A
|
|
|
Pattabiraman Ganesh
|
4
|
|
|
Patzer Eric
|
4
|
|
|
Pavlovski Christopher
|
4
|
|
|
Peak Bio, Inc.
|
4
|
|
|
Penegor Todd Allan
|
4
|
|
|
Perestroika
|
4
|
|
|
Perestroika
|
4
|
|
|
Perion Network Ltd.
|
6-K
|
Financial Statements
|
|
PermRock Royalty Trust
|
8-K
|
|
|
Permian Resources Corp
|
424B3
|
Financial Statements
|
|
Permian Resources Corp
|
425
|
Financial Statements
|
|
Permian Resources Corp
|
8-K
|
Financial Statements
|
|
Perspective Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
Peters Craig Warren
|
144
|
|
|
Peterson Lynn A
|
4
|
|
|
Peterson Michael
|
144
|
|
|
Petros Pharmaceuticals, Inc.
|
424B3
|
|
|
Pharvaris N.V.
|
144
|
Financial Statements
|
|
Phillips Dominic
|
4
|
|
|
Phillips Elizabeth D
|
4
|
|
|
Planet 13 Holdings Inc.
|
4
|
|
|
Planet 13 Holdings Inc.
|
S-8
|
|
|
Planet 13 Holdings Inc.
|
S-8 POS
|
|
|
Planet Labs PBC
|
4
|
|
|
Platt Joseph P JR
|
4
|
|
|
Playa Hotels & Resorts N.V.
|
S-3ASR
|
Financial Statements
|
|
Plosch Gunther
|
4
|
|
|
Plural2023-P a Series of Plural Ventures Holdings II LLC
|
D
|
|
|
Pogosyan Liana
|
4/A
|
|
|
Pomilia Susan Weber
|
4
|
|
|
Popov Alexander
|
4
|
|
|
Porch Group, Inc.
|
4
|
|
|
Porter Richard R.
|
4
|
|
|
Portillo's Inc.
|
8-K
|
Financial Statements
|
|
Potts James R
|
4
|
|
|
Poul Mojdeh
|
4
|
|
|
Pratt Annie
|
4
|
|
|
Premier, Inc.
|
SC 13G
|
Financial Statements
|
|
Pribula Christopher J
|
3
|
|
|
Priest Stephen J
|
4
|
|
|
Prime Impact Acquisition I
|
4
|
|
|
Pringle Abigail E.
|
4
|
|
|
Pritzker Jason
|
4
|
|
|
Privia Health Group, Inc.
|
4
|
Financial Statements
|
