| Company Name |
Form Type |
SEC Filings |
|
|
|
|
SANTANDER UK GROUP HOLDINGS PLC
|
424B5
|
|
|
VBI Vaccines Inc/BC
|
25-NSE
|
Financial Statements
|
|
Presto Automation Inc.
|
25-NSE
|
|
|
International Media Acquisition Corp.
|
25-NSE
|
|
|
2U, Inc.
|
25-NSE
|
Financial Statements
|
|
GSA INTERNATIONAL FUND LTD
|
D/A
|
|
|
CONNS INC
|
25-NSE
|
Financial Statements
|
|
ASLAN Pharmaceuticals Ltd
|
25-NSE
|
Financial Statements
|
|
QIWI
|
25-NSE
|
Financial Statements
|
|
Shapeways Holdings, Inc.
|
25-NSE
|
|
|
NexImmune, Inc.
|
25-NSE
|
Financial Statements
|
|
Westrock Coffee Co
|
S-4/A
|
|
|
IDEANOMICS, INC.
|
25-NSE
|
Financial Statements
|
|
Chicken Soup for the Soul Entertainment, Inc.
|
25-NSE
|
Financial Statements
|
|
Tax-Free High Grade Portfolio Bond Fund II for Puerto Rico Residents, Inc.
|
N-CEN
|
|
|
BEST BUY CO INC
|
10-Q
|
Financial Statements
|
|
Hagerty, Inc.
|
8-K
|
|
|
BioNexus Gene Lab Corp
|
PRE 14A
|
|
|
PG Jackson Investors II, LLC
|
D/A
|
|
|
JABIL INC
|
8-K
|
Financial Statements
|
|
GigCapital7 Corp.
|
SC 13G
|
|
|
YA II PN, Ltd.
|
SC 13G
|
|
|
Finazzo Christopher L.
|
144
|
|
|
United Parks & Resorts Inc.
|
144
|
Financial Statements
|
|
Jaigobind Ramnarain Joseph
|
SC 13G
|
|
|
Scorpius Holdings, Inc.
|
SC 13G
|
|
|
Eliasek M Grier
|
4
|
|
|
PROSPECT CAPITAL CORP
|
4
|
Financial Statements
|
|
Arogo Capital Acquisition Corp.
|
8-K
|
|
|
Clearmind Medicine Inc.
|
6-K
|
|
|
Mouritsen Mark Edgar
|
144
|
|
|
Aspen Technology, Inc.
|
144
|
Financial Statements
|
|
Cyclacel Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Option Care Health, Inc.
|
8-K
|
Financial Statements
|
|
O'Day Michael Paul
|
3
|
|
|
CORNING INC /NY
|
3
|
Financial Statements
|
|
Barry John F
|
4
|
|
|
Manager Directed Portfolios
|
N-CSR
|
|
|
TWIN DISC INC
|
10-K
|
Financial Statements
|
|
GABELLI DIVIDEND & INCOME TRUST
|
N-CSRS
|
Financial Statements
|
|
Precipio, Inc.
|
8-K
|
Financial Statements
|
|
Nuburu, Inc.
|
10-K/A
|
|
|
Krusmark Christopher D
|
4
|
|
|
Sleep Number Corp
|
4
|
Financial Statements
|
|
NYLI CBRE Global Infrastructure Megatrends Term Fund
|
DEFA14A
|
|
|
Alibaba Group Holding Ltd
|
6-K
|
Financial Statements
|
|
Kovler Jordan
|
4
|
|
|
Greenidge Generation Holdings Inc.
|
4
|
|
|
Evofem Biosciences, Inc.
|
8-K
|
Financial Statements
|
|
AWARE INC /MA/
|
8-K
|
Financial Statements
|
|
Taika Capital, LP
|
N-PX
|
|
|
RBB FUND, INC.
|
N-CSR
|
|
|
FRANKLIN TEMPLETON TRUST
|
N-MFP3
|
|
|
MONEY MARKET PORTFOLIOS
|
N-MFP3
|
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
N-MFP3
|
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
N-MFP3
|
|
|
TXO Partners, L.P.
|
D
|
|
|
AMERICAN BEACON SELECT FUNDS
|
N-CSRS
|
|
|
Sound Cave Technology Inc.
|
10-Q
|
|
|
Legg Mason ETF Investment Trust
|
DEFA14A
|
|
|
HALSTON WATERLEIGH INVESTORS, LP
|
D
|
|
|
KinderCare Learning Companies, Inc.
|
S-1
|
|
|
BBH Trust
|
N-MFP3
|
|
|
GABELLI CAPITAL SERIES FUNDS INC
|
N-CSRS
|
|
|
Manager Directed Portfolios
|
N-CSRS
|
|
|
Teton Land Holdings LLC
|
D
|
|
|
Light Street Technology Select LLC
|
D/A
|
|
|
GABELLI ASSET FUND
|
N-CSRS
|
|
|
ROI Investments, LLC
|
D
|
|
|
Legal Karma Inc.
|
D
|
|
|
Allakos Inc.
|
144
|
Financial Statements
|
|
Radford Harlan Baird
|
144
|
|
|
HURCO COMPANIES INC
|
10-Q
|
Financial Statements
|
|
Gabelli ETFs Trust
|
N-CSRS
|
|
|
LOCORR INVESTMENT TRUST
|
485BXT
|
|
|
Blackstone Senior Floating Rate 2027 Term Fund
|
IRANNOTICE
|
|
|
MATRIX ADVISORS VALUE FUND INC
|
N-CSR
|
|
|
Strategy Shares
|
497
|
|
|
Monroe Capital Income Plus Corp
|
40-17G
|
|
|
XAI Octagon Floating Rate & Alternative Income Trust
|
40-17G
|
|
|
Shopoff DHS Industrial Development Fund, LLC
|
D/A
|
|
|
Eastside Distilling, Inc.
|
424B5
|
Financial Statements
|
|
DynamicSurgical Inc.
|
D
|
|
|
FRANKLIN TEMPLETON TRUST
|
DEFA14A
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CSR
|
|
|
Desai Samir
|
144
|
|
|
MANNING & NAPIER FUND, INC.
|
485BPOS
|
|
|
REI Capital Growth LLC
|
1-A/A
|
|
|
Qualigen Therapeutics, Inc.
|
424B4
|
Financial Statements
|
|
Tomasi Adam
|
144
|
|
|
Tactical Investment Series Trust
|
N-CSRS
|
|
|
ADVISORS SERIES TRUST
|
N-CSR
|
|
|
THRIVENT MUTUAL FUNDS
|
N-MFP3
|
|
|
Thrivent Cash Management Trust
|
N-MFP3
|
|
|
THRIVENT SERIES FUND INC
|
N-MFP3
|
|
|
SG Unlock Funding LLC
|
ABS-15G
|
|
|
Geiselhart Michael C
|
4
|
|
|
SPIRE INC
|
4
|
Financial Statements
|
|
Al-Thani Jassim Abdulaziz
|
4
|
|
|
IlWaddi Holdings
|
4
|
|
|
AlTi Global, Inc.
|
4
|
|
|
AMERICAN CENTURY CALIFORNIA TAX FREE & MUNICIPAL FUNDS
|
N-MFP3
|
|
|
Matrix Advisors Funds Trust
|
N-CSR
|
|
|
AMERICAN CENTURY MUNICIPAL TRUST
|
N-MFP3
|
|
|
SIGMATRON INTERNATIONAL INC
|
10-K/A
|
Financial Statements
|
|
NFP CONTINUATION PARTNERS MANAGEMENT HOLDCO, LLC
|
D
|
|
|
TCW FUNDS INC
|
N-MFP3
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
N-CSRS
|
|
|
AMERICAN CENTURY INVESTMENT TRUST
|
N-MFP3
|
|
|
AMERICAN CENTURY GOVERNMENT INCOME TRUST
|
N-MFP3
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND
|
N-CSRS
|
|
|
Lober Ralph J II
|
4
|
|
|
CONSUMERS BANCORP INC /OH/
|
4
|
|
|
Advisors Preferred Trust
|
N-CSRS
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
8-A12B
|
|
|
HomesToLife Ltd
|
FWP
|
|
|
CARILLON SERIES TRUST
|
N-CSRS
|
|
|
Patriot Capital Fund LLC
|
D
|
|
|
PG Dallas Uptown Investors, LLC
|
D/A
|
|
|
Enfusion, Inc.
|
SC 13G/A
|
Financial Statements
|
|
BROWN CAPITAL MANAGEMENT LLC
|
SC 13G/A
|
|
|
Cerepak Brad M
|
144
|
|
|
DOVER Corp
|
144
|
Financial Statements
|
|
BIOHARVEST SCIENCES INC.
|
6-K
|
|
|
Octagon XAI CLO Income Fund
|
40-17G
|
|
|
Columbia Spectrum Partners VI-A, L.P.
|
D
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
N-CSRS
|
|
|
PACCAR INC
|
4
|
Financial Statements
|
|
Breber Pierre R
|
4
|
|
|
Jolley David R
|
4
|
|
|
DOMO, INC.
|
4
|
Financial Statements
|
|
Byrna Technologies Inc.
|
4
|
|
|
Ganz Bryan
|
4
|
|
|
Wager Lisa
|
4
|
|
|
SZALAY 2010 RETAINED ANNUITY TRUST
|
144
|
|
|
GENELUX Corp
|
144
|
|
|
Hughes Herbert
|
4
|
|
|
MAK Champion Investment LLC
|
4
|
|
|
Kaufman Michael A
|
4
|
|
|
MAK Capital Fund LP
|
4
|
|
|
MAK CAPITAL ONE LLC
|
4
|
|
|
Champion Homes, Inc.
|
4
|
Financial Statements
|
|
MAK CAPITAL ONE LLC
|
SC 13D/A
|
|
|
Champion Homes, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Smith Maria
|
4
|
|
|
ORACLE CORP
|
4
|
Financial Statements
|
|
PARTNERS GROUP NEXT GENERATION INFRASTRUCTURE, LLC
|
4/A
|
|
|
Focused Compounding Capital Management, LLC
|
4
|
|
|
Kuhn Andrew Mitchel
|
4
|
|
|
Gannon Geoffrey Harvey
|
4
|
|
|
Focused Compounding Fund, LP
|
4
|
|
|
PARKS AMERICA, INC
|
4
|
|
|
YOUNT SAMUEL
|
4
|
|
|
NERDWALLET, INC.
|
4
|
Financial Statements
|
|
Chen Tim Chao-Ming
|
4
|
|
|
StClair Lauren
|
4
|
|
|
GOLISANO B THOMAS
|
4
|
|
|
PAYCHEX INC
|
4
|
Financial Statements
|
|
Kreps Edward Jay
|
4
|
|
|
Confluent, Inc.
|
4
|
Financial Statements
|
|
Star V Partners LLC
|
4
|
|
|
Maso Capital Investments Ltd
|
4
|
|
|
Khurana Sohit
|
4
|
|
|
Duddell Street Holdings Ltd
|
4
|
|
|
Jain Manoj
|
4
|
|
|
FiscalNote Holdings, Inc.
|
4
|
|
|
Maso Capital Partners Ltd
|
4
|
|
|
BLACKWELL PARTNERS LLC - SERIES A
|
4
|
|
|
Sedgley Anna
|
4
|
|
|
McChrystal Stanley A
|
4
|
|
|
Nilsson Keith
|
4
|
|
|
Sweeney Brandon
|
4
|
|
|
Yiu Conrad
|
4
|
|
|
Lee Anthony P
|
4
|
|
|
Roblox Corp
|
4
|
Financial Statements
|
|
Thryv Holdings, Inc.
|
4
|
Financial Statements
|
|
Slater John
|
4
|
|
|
Leon Francisco
|
4
|
|
|
California Resources Corp
|
4
|
Financial Statements
|
|
Mansharamani Leena
|
4
|
|
|
Five9, Inc.
|
4
|
Financial Statements
|
|
Hood Amy
|
4
|
|
|
MICROSOFT CORP
|
4
|
Financial Statements
|
|
Polland Andrew Robert
|
4
|
|
|
BLUE OWL CAPITAL INC.
|
4
|
|
|
Marrs Anna
|
4
|
|
|
DOCUSIGN, INC.
|
4
|
Financial Statements
|
|
DOCUSIGN, INC.
|
3
|
Financial Statements
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
WAGNER SUSAN
|
4
|
|
|
Martell Jorge Garcia
|
4
|
|
|
OneSpan Inc.
|
4
|
Financial Statements
|
|
Nix Robert N.C. III
|
4
|
|
|
FS Credit Opportunities Corp.
|
4
|
|
|
LIVERMORE ANN M
|
4
|
|
|
Chadwick Jonathan
|
4
|
|
|
Dheer Sanjeev
|
144
|
|
|
Primerica, Inc.
|
144
|
Financial Statements
|
|
BOSTROM SUSAN L
|
4
|
|
|
Bluedorn Todd M
|
4
|
|
|
Hargrave Marjorie Anne
|
4
|
|
|
HALLADOR ENERGY CO
|
4
|
Financial Statements
|
|
Kuhlmann Shirley R.
|
4
|
|
|
COLLEGIUM PHARMACEUTICAL, INC
|
4
|
Financial Statements
|
|
Lou Michael H
|
4
|
|
|
Chord Energy Corp
|
4
|
|
|
Bilsland Brent K
|
4
|
|
|
Mendelsohn D. Eric
|
4
|
|
|
NATIONAL HEALTH INVESTORS INC
|
4
|
Financial Statements
|
|
Lovell Heath Aaron
|
4
|
|
|
Tulsi Japjit
|
4
|
|
|
Matterport, Inc./DE
|
4
|
|
|
Zinn Matthew
|
4
|
|
|
Zahnd Sascha
|
4
|
|
|
LOGITECH INTERNATIONAL S.A.
|
4
|
Financial Statements
|
|
Heery Christopher
|
4
|
|
|
Arcellx, Inc.
|
4
|
Financial Statements
|
|
Presunka Peter
|
4
|
|
|
Kaiser Kelly M
|
4
|
|
|
Portillo's Inc.
|
4
|
Financial Statements
|
|
Thomas Deborah
|
4
|
|
|
Burkland Michael
|
4
|
|
|
Remley Jay
|
4
|
|
|
Fay James Daniel
|
4
|
|
|
Ng Kwok Wang
|
4
|
|
|
PITTMAN RAYMOND J
|
4
|
|
|
Montgomery Neela
|
4
|
|
|
Short Richard George
|
4
|
|
|
MERCER INTERNATIONAL INC.
|
4
|
Financial Statements
|
|
Mahoney Owen
|
4
|
|
|
LAO MARJORIE
|
4
|
|
|
Jones Christopher Richardson
|
4
|
|
|
Alexandria Venture Investments, LLC
|
144
|
|
|
Intra-Cellular Therapies, Inc.
|
144
|
Financial Statements
|
|
GECHT GUY
|
4
|
|
|
Bugnion Edouard
|
4
|
|
|
Lehrman Thomas D
|
4
|
|
|
Ibotta, Inc.
|
4
|
|
|
Becker Wendy
|
4
|
|
|
McKenney Richard P
|
4
|
|
|
Unum Group
|
4
|
Financial Statements
|
|
Casalena Anthony
|
4
|
|
|
Squarespace, Inc.
|
4
|
Financial Statements
|
|
Allan Donald
|
4
|
|
|
Behrens Scott W
|
4
|
|
|
ACI WORLDWIDE, INC.
|
4
|
Financial Statements
|
|
AEBISCHER PATRICK
|
4
|
|
|
Qureshi Danish J.
|
144/A
|
|
|
LifeStance Health Group, Inc.
|
144/A
|
Financial Statements
|
|
Kuruvilla Abraham
|
4
|
|
|
Sidhu Someit
|
4
|
|
|
Zura Bio Ltd
|
4
|
|
|
Goughnour Holly G.
|
144
|
|
|
INTERNATIONAL PAPER CO /NEW/
|
144
|
Financial Statements
|
|
Silva Alessandro
|
4
|
|
|
Sidhu Someit
|
4/A
|
|
|
Zura Bio Ltd
|
4/A
|
|
|
LendingClub Corp
|
4
|
Financial Statements
|
|
Sanborn Scott
|
4
|
|
|
Imhoff John E
|
4
|
|
|
GUIDED THERAPEUTICS INC
|
4
|
|
|
Munshi Amit
|
4/A
|
|
|
Howell Michael
|
4/A
|
|
|
BlackRock Funds III
|
N-MFP3
|
|
|
Cambria Hillsboro Brookwood Fund, LLC
|
D
|
|
|
QUHUO Ltd
|
F-3
|
Financial Statements
|
|
AG Net Lease Realty Fund V-A, L.P.
|
D/A
|
|
|
XORTX Therapeutics Inc.
|
6-K
|
|
|
IT TECH PACKAGING, INC.
|
DEF 14A
|
Financial Statements
|
|
Alignment Healthcare, Inc.
|
4
|
Financial Statements
|
|
JOYCE CHRISTOPHER J
|
4
|
|
|
GUINNESS ATKINSON FUNDS
|
N-CSRS
|
|
|
TREASURE GLOBAL INC
|
8-K
|
Financial Statements
|
|
STAR DEPOSITOR SFR IV, L.P.
|
ABS-15G
|
|
|
T Stamp Inc
|
S-3/A
|
|
|
TETE Technologies Inc
|
F-4/A
|
|
|
Freeman Robert Thomas
|
4
|
|
|
Innovex International, Inc.
|
8-K
|
Financial Statements
|
|
FIRST NORTHERN COMMUNITY BANCORP
|
8-K
|
|
|
Sprott Physical Gold Trust
|
F-X
|
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
Notion Capital Opportunities III SCSp
|
D
|
|
|
Advisors' Inner Circle Fund III
|
N-CSRS
|
|
|
BBCMS Mortgage Trust 2024-5C29
|
ABS-15G
|
|
|
Barclays Commercial Mortgage Securities LLC
|
ABS-15G
|
|
|
Wax Asset Management, LLC
|
SC 13G/A
|
|
|
AMTECH SYSTEMS INC
|
SC 13G/A
|
Financial Statements
|
|
WYNN RESORTS LTD
|
8-K
|
Financial Statements
|
|
Crypto Co
|
8-K
|
|
|
Starke Clifford
|
4
|
|
|
Flora Growth Corp.
|
4
|
Financial Statements
|
|
White Todd R
|
4
|
|
|
SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST
|
F-10
|
|
|
SPIERKEL GREGORY M
|
4
|
|
|
PARKS AMERICA, INC
|
8-K
|
|
|
Partners Group Private Equity
|
SC TO-I/A
|
|
|
Doran Patrick Joseph
|
4
|
|
|
SYNCHRONOSS TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Gabrys Christina
|
4
|
|
|
T. Rowe Price OHA Flexible Credit Income Fund
|
POS AMI
|
|
