| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Equity Stock Transfer, LLC
|
TA-1/A
|
|
|
INX Transfer Agent, LLC
|
TA-1/A
|
|
|
Cowen Financial Products LLC
|
SBSE/A
|
|
|
CONSERVATIVE BROADCAST MEDIA & PUBLISHING, INC.
|
D
|
|
|
10X Capital Venture Acquisition Corp. III
|
425
|
|
|
10X Capital Venture Acquisition Corp. III
|
8-K
|
|
|
16534 Arrow Apartments, LLC
|
D
|
|
|
180 Life Sciences Corp.
|
8-K
|
|
|
26 Capital Acquisition Corp.
|
15-12G
|
|
|
5E Advanced Materials, Inc.
|
4
|
|
|
8601 E Old Spanish Trail LLC
|
D
|
|
|
900 W Leonard LLC
|
D/A
|
|
|
A. D. Beadell Investment Counsel, Inc.
|
13F-HR
|
|
|
AB Private Credit Investors Corp
|
40-17G/A
|
|
|
ABERCROMBIE & FITCH CO /DE/
|
SC 13G
|
Financial Statements
|
|
ABM INDUSTRIES INC /DE/
|
144
|
Financial Statements
|
|
ACELYRIN, Inc.
|
SC 13G
|
|
|
ACM Research, Inc.
|
4
|
Financial Statements
|
|
ADT Inc.
|
8-K
|
Financial Statements
|
|
ADVISORS SERIES TRUST
|
N-CEN
|
|
|
AEA GROWTH EQUITY FUND LP
|
SC 13D/A
|
|
|
AFEYAN NOUBAR
|
4
|
|
|
AFF Services, Inc.
|
144
|
|
|
AFF Services, Inc.
|
4
|
|
|
AFL CIO HOUSING INVESTMENT TRUST
|
497
|
|
|
AFS Financial Group, LLC
|
13F-HR
|
|
|
AG Essential Housing - 1 Holdings, L.P.
|
D/A
|
|
|
AGILITI, INC. \DE
|
3
|
Financial Statements
|
|
AGILITI, INC. \DE
|
4
|
Financial Statements
|
|
AGNC Investment Corp.
|
424B5
|
Financial Statements
|
|
AGNC Investment Corp.
|
8-K
|
Financial Statements
|
|
AHS Ventures
|
D
|
|
|
AI Educators, LLC
|
C/A
|
|
|
AILERON THERAPEUTICS INC
|
10-Q
|
Financial Statements
|
|
AIM COUNSELOR SERIES TRUST
|
485BXT
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
485BPOS
|
|
|
AIM ImmunoTech Inc.
|
PREC14A
|
|
|
AIM SECTOR FUNDS
|
485BPOS
|
|
|
AIMPERA Fiber Coinvest LP
|
D/A
|
|
|
ALKALINE WATER Co INC
|
8-K
|
Financial Statements
|
|
ALTERNATIVE RE HOLDINGS LTD
|
D/A
|
|
|
ALX ONCOLOGY HOLDINGS INC
|
SC 13G
|
Financial Statements
|
|
AMANSA CAPITAL PTE. LTD.
|
13F-HR
|
|
|
AMEREN CORP
|
S-3ASR
|
Financial Statements
|
|
AMERICAN EAGLE OUTFITTERS INC
|
144
|
Financial Statements
|
|
AMERICAN FUNDS COLLEGE TARGET DATE SERIES
|
485APOS
|
|
|
AMERICAN HONDA RECEIVABLES LLC
|
ABS-EE
|
|
|
AMERICAN REALTY INVESTORS INC
|
8-K
|
Financial Statements
|
|
AMKOR TECHNOLOGY, INC.
|
4
|
Financial Statements
|
|
AMP, Ltd.
|
D/A
|
|
|
AMREP CORP.
|
4
|
Financial Statements
|
|
AMYRIS, INC.
|
8-K
|
Financial Statements
|
|
ANALOG DEVICES INC
|
8-K
|
Financial Statements
|
|
ANI PHARMACEUTICALS INC
|
144
|
Financial Statements
|
|
ANTOLIK DAVID G
|
4
|
|
|
APTARGROUP, INC.
|
8-K
|
Financial Statements
|
|
APi Group Corp
|
8-K
|
|
|
ARCH RESOURCES, INC.
|
144
|
Financial Statements
|
|
ARMSTRONG SHAW ASSOCIATES INC/CT
|
13F-HR
|
|
|
ARTS WAY MANUFACTURING CO INC
|
10-Q
|
Financial Statements
|
|
ASA Gold & Precious Metals Ltd
|
SC 13D
|
Financial Statements
|
|
ATAI Life Sciences N.V.
|
8-K
|
Financial Statements
|
|
AUDACY, INC.
|
8-K
|
|
|
AUSTIN ROXANNE S
|
4
|
|
|
AVID TECHNOLOGY, INC.
|
4
|
Financial Statements
|
|
AZZURRO CAPITAL INC
|
4
|
|
|
AbCellera Biologics Inc.
|
8-K
|
Financial Statements
|
|
Abacus Life, Inc.
|
4
|
|
|
Absher Scott W
|
4
|
|
|
Absolute Return Credit Cayman Feeder Fund Ltd
|
D/A
|
|
|
Absolute Return Credit US Fund LP
|
D/A
|
|
|
Academy Sports & Outdoors, Inc.
|
4
|
Financial Statements
|
|
Acadian China A Shares Equity Fund, LLC
|
D/A
|
|
|
Acadian Hedged Alpha Equity Fund, LLC
|
D/A
|
|
|
Accenture plc
|
144
|
Financial Statements
|
|
Activision Blizzard, Inc.
|
25-NSE
|
Financial Statements
|
|
Activision Blizzard, Inc.
|
8-K
|
Financial Statements
|
|
Activision Blizzard, Inc.
|
POS AM
|
Financial Statements
|
|
Activision Blizzard, Inc.
|
S-8 POS
|
Financial Statements
|
|
Adamantium Capital LLC
|
D
|
|
|
Adams Diane
|
144
|
|
|
AdaptHealth Corp.
|
4
|
|
|
Adar Holdings, Inc.
|
D
|
|
|
Adlai Nortye Ltd.
|
SC 13G
|
|
|
Adtalem Global Education Inc.
|
SC 13G/A
|
Financial Statements
|
|
Advance Capital Management, Inc.
|
13F-HR
|
|
|
Advancing Eco Agriculture, Inc.
|
C/A
|
|
|
AdvisorShares Trust
|
25-NSE
|
|
|
Advisors Disciplined Trust 2210
|
S-6
|
|
|
Aegis Special Situations QP Fund, LLC - Series Medtech XIII
|
D
|
|
|
Agate Pass Investment Management, LLC
|
13F-HR
|
|
|
Agrawal Neeraj
|
4
|
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
Akili, Inc.
|
4
|
|
|
Alector, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Alford Christine
|
4
|
|
|
Alford Tony L
|
4
|
|
|
Allakos Inc.
|
SC 13G
|
Financial Statements
|
|
Allen John Stephen
|
3
|
|
|
Allen John Stephen
|
4
|
|
|
Allison Eric
|
144
|
|
|
Alpha Star Acquisition Corp
|
8-K
|
|
|
AltEnergy Acquisition Corp
|
8-K
|
|
|
Alterra Africa Accelerator Fund L.P.
|
D
|
|
|
Amandla MK Trust
|
4
|
|
|
Ameren Illinois Co
|
S-3ASR
|
|
|
AmeriFunds Secured Income Fund II, LLC
|
D/A
|
|
|
America Great Health
|
10-K
|
|
|
American Funds Target Date Retirement Series
|
485APOS
|
|
|
American Oncology Network, Inc.
|
8-K
|
|
|
American Oncology Network, Inc.
|
S-1
|
|
|
American Oncology Network, Inc.
|
SC 13D/A
|
|
|
American Picture House Corp
|
10-12G/A
|
|
|
Amos James F
|
4
|
|
|
Amylyx Pharmaceuticals, Inc.
|
8-K
|
Financial Statements
|
|
Andira Medicine Inc.
|
D
|
|
|
Andurand Commodities Fund
|
D/A
|
|
|
Annovis Bio, Inc.
|
8-K
|
Financial Statements
|
|
Anson Advisors Inc.
|
4
|
|
|
Anson Funds Management LP
|
4
|
|
|
Anson Funds Management LP
|
SC 13D/A
|
|
|
Anson Management GP LLC
|
4
|
|
|
Ao Guangrong
|
SC 13G
|
|
|
Apothewell, Inc.
|
D
|
|
|
Applied Digital Corp.
|
4
|
Financial Statements
|
|
Applied Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
Aprea Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
AquaBounty Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Aquarian FA Fund I LP
|
D
|
|
|
Aquarian FA Fund II LP
|
D
|
|
|
Aquarian FA Fund III LP
|
D
|
|
|
Aquarian FA Fund IV LP
|
D
|
|
|
Aquarian FA Opportunities I LP
|
D
|
|
|
Arcana Stephen
|
4
|
|
|
Arcimoto Inc
|
8-K
|
Financial Statements
|
|
Ares Acquisition Corp
|
424B3
|
Financial Statements
|
|
Ares Acquisition Corp
|
DEF 14A
|
Financial Statements
|
|
Argosy Healthcare Partners I, L.P.
|
D
|
|
|
Aries Financial, Inc.
|
C/A
|
|
|
Ark7 Properties Plus LLC
|
1-SA/A
|
|
|
Arkadios Wealth Advisors
|
13F-HR
|
|
|
Arpeggio Opportunities Fund, L.P.
|
D
|
|
|
Arrow Alexander K.
|
4
|
|
|
Arrow Investments Trust
|
N-CEN
|
|
|
Arteris, Inc.
|
4
|
Financial Statements
|
|
Artificial Intelligence Technology Solutions Inc.
|
8-K
|
|
|
Ascension Alpha Fund, LLC
|
D/A
|
|
|
Ascent Private Co-Investment Fund III, L.P.
|
D
|
|
|
Ascent Solar Technologies, Inc.
|
PRE 14A
|
|
|
Aspen Technology, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Aspira Women's Health Inc.
|
8-K
|
|
|
Associated Capital Group, Inc.
|
4
|
Financial Statements
|
|
Athyrium Opportunities IV Acquisition 2 LP
|
SC 13D/A
|
|
|
Ativo Capital Management LLC
|
13F-HR
|
|
|
Atlanta Braves Holdings, Inc.
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Atrevida Multi-Strategy Offshore Charter Fund, L.P.
|
D/A
|
|
|
Augmedix, Inc.
|
8-K
|
Financial Statements
|
|
Auour Investments LLC
|
13F-HR
|
|
|
Aura Fat Projects Acquisition Corp
|
425
|
|
|
Aura Fat Projects Acquisition Corp
|
8-K
|
|
|
Avalon Advisory Group
|
13F-HR
|
|
|
Avalon GloboCare Corp.
|
8-K
|
Financial Statements
|
|
Avalon PE Investments, L.P.
|
D
|
|
|
Avid Bioservices, Inc.
|
4
|
Financial Statements
|
|
Avidian Wealth Solutions, LLC
|
13F-HR
|
|
|
Axogen, Inc.
|
4
|
Financial Statements
|
|
BA CAHST Financing LLC
|
D/A
|
|
|
BANGFU TECHNOLOGY GROUP CO., LTD.
|
10-K
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BARTEL RALPH
|
4
|
|
|
BAYVK R PD 2 Loan, LLC
|
40-APP/A
|
|
|
BBCMS Mortgage Trust 2023-C22
|
FWP
|
|
|
BDT Capital Partners Fund 4
|
D/A
|
|
|
BDT Capital Partners Fund 4
|
D/A
|
|
|
BDT Capital Partners Fund 4
|
D/A
|
|
|
BDT Capital Partners Fund 4, L.P.
|
D/A
|
|
|
BEASLEY BROADCAST GROUP INC
|
8-K
|
Financial Statements
|
|
BGO Industrial Real Estate Income Trust, Inc.
|
424B3
|
|
|
BIORA THERAPEUTICS, INC.
|
8-K
|
|
|
BK Technologies Corp
|
8-K
|
Financial Statements
|
|
BLA Technology, LLC
|
D/A
|
|
|
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST
|
N-CEN
|
|
|
BLACKROCK EMERGING MARKETS FUND, INC.
|
497
|
|
|
BLACKROCK FUNDS
|
N-CEN
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIASSETS FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNICIPAL INCOME FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNICIPAL INCOME QUALITY TRUST
|
N-CEN
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST
|
N-CEN
|
|
|
BLACKROCK MUNICIPAL INCOME TRUST II
|
N-CEN
|
|
|
BLACKROCK MUNIHOLDINGS CALIFORNIA QUALITY FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIHOLDINGS FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIHOLDINGS NEW YORK QUALITY FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIHOLDINGS QUALITY FUND II, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIVEST FUND II, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIVEST FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD NEW YORK QUALITY FUND, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND II, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND III, INC.
|
N-CEN
|
|
|
BLACKROCK MUNIYIELD QUALITY FUND, INC.
|
N-CEN
|
|
|
BLACKROCK NEW YORK MUNICIPAL INCOME TRUST
|
N-CEN
|
|
|
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST
|
N-CEN
|
|
|
BMO 2023-5C2 Mortgage Trust
|
ABS-15G
|
|
|
BMO Commercial Mortgage Securities LLC
|
ABS-15G
|
|
|
BNY MELLON APPRECIATION FUND, INC.
|
40-17F2
|
|
|
BNY MELLON CALIFORNIA AMT-FREE MUNICIPAL BOND FUND, INC.
|
40-17F2
|
|
|
BNY MELLON INDEX FUNDS, INC.
|
40-17F2
|
|
|
BNY MELLON INVESTMENT PORTFOLIOS
|
40-17F2
|
|
|
BNY MELLON MIDCAP INDEX FUND, INC.
|
40-17F2
|
|
|
BNY MELLON MUNICIPAL FUNDS, INC.
|
40-17F2
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
40-17F2
|
Financial Statements
|
|
BNY MELLON NEW JERSEY MUNICIPAL BOND FUND, INC.
|
40-17F2
|
|
|
BNY MELLON NEW YORK AMT-FREE MUNICIPAL BOND FUND
|
40-17F2
|
|
|
BNY MELLON OPPORTUNITY FUNDS
|
40-17F2
|
|
|
BNY MELLON RESEARCH GROWTH FUND, INC.
|
40-17F2
|
|
|
BNY MELLON SHORT TERM MUNICIPAL BOND FUND
|
40-17F2
|
|
|
BNY MELLON STOCK FUNDS
|
40-17F2
|
|
|
BNY MELLON STOCK INDEX FUND, INC.
|
40-17F2
|
|
|
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC.
|
40-17F2
|
|
|
BNY MELLON STRATEGIC MUNICIPALS, INC.
|
40-17F2
|
Financial Statements
|
|
BNY MELLON SUSTAINABLE U.S. EQUITY PORTFOLIO, INC.
|
40-17F2
|
|
|
BNY MELLON VARIABLE INVESTMENT FUND
|
40-17F2
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
40-17F2
|
|
|
BNY Mellon Advantage Funds, Inc.
|
40-17F2
|
|
|
BNY Mellon ETF Trust
|
40-17F2
|
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
40-17F2
|
|
|
BNY Mellon Investment Funds V, Inc.
|
40-17F2
|
|
|
BNY Mellon Investment Funds VI
|
40-17F2
|
|
|
BNY Mellon Large Cap Securities Fund, Inc.
|
40-17F2
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
40-17F2
|
|
|
BNY Mellon Municipal Bond Infrastructure Fund, Inc.
|
40-17F2
|
|
|
BNY Mellon New York Tax Exempt Bond Fund, Inc.
|
40-17F2
|
|
|
BNY Mellon Opportunistic Municipal Securities Fund
|
40-17F2
|
|
|
BNY Mellon Strategic Funds, Inc.
|
40-17F2
|
|
|
BNY Mellon Sustainable U.S. Equity Fund, Inc.
|
40-17F2
|
|
|
BNY Mellon U.S. Mortgage Fund, Inc.
|
40-17F2
|
|
|
BNY Mellon Worldwide Growth Fund, Inc.
|
40-17F2
|
|
|
BOBO DONALD E JR
|
4
|
|
|
BODC Multifamily Impact Fund LP
|
D
|
|
|
BOGART STACY L
|
4
|
|
|
BOGGS SCOTT M
|
4
|
|
|
BOK Financial Private Wealth, Inc.
|
13F-HR
|
|
|
BOWER HUW
|
4
|
|
|
BPC Kodiak LLC
|
D
|
|
|
BRAVE ASSET MANAGEMENT INC
|
13F-HR
|
|
|
BRAZILIAN ELECTRIC POWER CO
|
6-K
|
Financial Statements
|
|
BRENNAN EDWARD F
|
4
|
|
|
BRIGADE CREDIT RELATIVE VALUE OFFSHORE FUND LTD.
|
D/A
|
|
|
BRISTOL INVESTMENT FUND LTD
|
SC 13D/A
|
|
|
BRONSON STEVEN N
|
4
|
|
|
BRONSON STEVEN N
|
SC 13D/A
|
|
|
BROOKFIELD REAL ESTATE INCOME TRUST INC.
|
8-K
|
|
|
BRUCE FUND INC
|
DEF 14A
|
|
|
BSOF Parallel Offshore Fund Ltd.
|
D/A
|
|
|
BSOF Parallel Onshore Fund L.P.
|
D/A
|
|
|
BSQUARE CORP /WA
|
SC 13D/A
|
Financial Statements
|
|
BUNGELTD
|
8-K
|
Financial Statements
|
|
BUTLER NATIONAL CORP
|
SC 13D/A
|
|
|
Bain Capital Public Equity Global Long Equity Fund
|
D/A
|
|
|
Bain Capital Public Equity Global Long Equity Fund, L.P
|
D/A
|
|
|
Baker Cary
|
144
|
|
|
Ball Christopher O
|
4
|
|
|
Ballentine Private Real Assets Fund, LP
|
D
|
|
|
Barclays Commercial Mortgage Securities LLC
|
FWP
|
|
|
Bark, Inc.
|
4
|
|
|
Barrett David Michael
|
4
|
|
|
Barry James Christopher
|
3
|
|
|
Barstad Melanie W.
|
144
|
|
|
Bartscherer Gayle
|
4
|
|
|
Bates Ann Torre
|
4
|
|
|
Battery Future Acquisition Corp.
|
8-K
|
|
|
Battery Future Acquisition Corp.
|
PRE 14A
|
|
|
Baudax Bio, Inc.
|
8-K
|
|
|
Baugh & Associates, LLC
|
13F-HR
|
|
|
Baylor-Henry Minnie
|
4
|
|
|
Beckwith Van H.
|
144
|
|
|
Belfry Fund, L.P. - Core Portfolio
|
D/A
|
|
|
Bellerophon Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Benchmark Financial Wealth Advisors, LLC
|
13F-HR
|
|
|
Benioff Marc
|
4
|
|
|
Better Home & Finance Holding Co
|
8-K
|
|
|
Bhattacharya Ashis Nayan
|
4
|
|
|
BigBear.ai Holdings, Inc.
|
4
|
|
|
BioXcel Therapeutics, Inc.
|
SC 13G/A
|
Financial Statements
|
|
Biofrontera Inc.
|
8-K
|
|
|
Biopower Operations Corp
|
8-K
|
|
|
Biopower Operations Corp
|
NT 10-Q
|
|
|
Bird Bettyann
|
3
|
|
|
Bird Bettyann
|
4
|
|
