| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NUVEEN MULTISTATE TRUST III
|
497
|
|
|
NUVEEN MULTISTATE TRUST III
|
497K
|
|
|
NUVEEN MULTISTATE TRUST III
|
DEF 14A
|
|
|
NUVEEN MULTISTATE TRUST IV
|
497
|
|
|
NUVEEN MULTISTATE TRUST IV
|
497K
|
|
|
NUVEEN MULTISTATE TRUST IV
|
DEF 14A
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
424B3
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
8-K
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
424B3
|
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
8-K
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
497
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
497K
|
|
|
NUVEEN MUNICIPAL TRUST/MA
|
DEF 14A
|
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
8-K
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
8-K
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
8-K
|
Financial Statements
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
8-K
|
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
8-K
|
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
8-K
|
Financial Statements
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
8-K
|
|
|
NUVEEN REAL ESTATE INCOME FUND
|
8-K
|
|
|
NUVEEN SELECT MATURITIES MUNICIPAL FUND
|
8-K
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
424B3
|
Financial Statements
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
8-K
|
Financial Statements
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
8-K
|
|
|
NXTP Fund III, L.P.
|
D/A
|
|
|
NZC GUGGENHEIM FUND LLC
|
D/A
|
|
|
NZC GUGGENHEIM FUND LTD
|
D/A
|
|
|
Nabors Energy Transition Corp.
|
425
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Nathoo Amin
|
4
|
|
|
Nebo Wealth Solutions LLC
|
D
|
|
|
NeoVolta Inc.
|
4
|
|
|
Nepsis Inc.
|
13F-HR
|
|
|
Neuberger Berman ETF Trust
|
485BPOS
|
|
|
Neuberger Berman ETF Trust
|
497K
|
|
|
New Enterprise Associates 14, L.P.
|
SC 13D/A
|
|
|
New Oriental Education & Technology Group Inc.
|
6-K
|
Financial Statements
|
|
Newcourt Acquisition Corp
|
8-K
|
|
|
Newport Burgundy, LLC
|
D/A
|
|
|
Newport MMPPT, LLC
|
D/A
|
|
|
Newport Patriot LLC
|
D/A
|
|
|
Next Bridge Hydrocarbons, Inc.
|
8-K
|
|
|
Next Legacy Inflection Fund 2, L.P.
|
D
|
|
|
Nguyen Michael H.
|
3
|
|
|
NightFood Holdings, Inc.
|
10-K
|
|
|
Nikola Corp
|
144
|
Financial Statements
|
|
Noble Hospitality Fund V, L.P.
|
D
|
|
|
Northern Lights Fund Trust
|
24F-2NT
|
|
|
Northern Lights Fund Trust
|
N-CEN
|
|
|
Nova Lifestyle, Inc.
|
S-3
|
Financial Statements
|
|
Novo Integrated Sciences, Inc.
|
8-K
|
|
|
NuCana plc
|
6-K
|
Financial Statements
|
|
Nubia Brand International Corp.
|
8-K
|
|
|
Nushares ETF Trust
|
497
|
|
|
Nushares ETF Trust
|
DEF 14A
|
|
|
Nutanix, Inc.
|
144
|
Financial Statements
|
|
Nutanix, Inc.
|
4
|
Financial Statements
|
|
Nutanix, Inc.
|
PRE 14A
|
Financial Statements
|
|
Nuvalent, Inc.
|
8-K
|
Financial Statements
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
424B3
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
8-K
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
8-K
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
424B3
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
8-K
|
|
|
Nuveen CLO Opportunities Fund LP
|
D/A
|
|
|
Nuveen California Quality Municipal Income Fund
|
8-K
|
|
|
Nuveen Core Equity Alpha Fund
|
8-K
|
|
|
Nuveen Core Plus Impact Fund
|
8-K
|
|
|
Nuveen Credit Strategies Income Fund
|
8-K
|
|
|
Nuveen Dow 30sm Dynamic Overwrite Fund
|
8-K
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
424B3
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
8-K
|
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
424B3
|
|
|
Nuveen Global Cities REIT, Inc.
|
424B3
|
|
|
Nuveen Global Cities REIT, Inc.
|
POS EX
|
|
|
Nuveen Global High Income Fund
|
8-K
|
|
|
Nuveen Investment Trust V
|
497
|
|
|
Nuveen Investment Trust V
|
DEF 14A
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
497
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
DEF 14A
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
8-K
|
|
|
Nuveen Mortgage & Income Fund/MA/
|
8-K
|
|
|
Nuveen Multi-Asset Income Fund
|
8-K
|
|
|
Nuveen Multi-Market Income Fund
|
8-K
|
|
|
Nuveen Municipal Credit Income Fund
|
8-K
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
424B3
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
8-K
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
424B3
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
8-K
|
|
|
Nuveen Preferred & Income Fund
|
8-K
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
424B3
|
|
|
Nuveen Preferred & Income Opportunities Fund
|
8-K
|
|
|
Nuveen Preferred & Income Securities Fund
|
424B3
|
|
|
Nuveen Preferred & Income Securities Fund
|
8-K
|
|
|
Nuveen Preferred & Income Term Fund
|
8-K
|
|
|
Nuveen Quality Municipal Income Fund
|
8-K
|
|
|
Nuveen Real Asset Income & Growth Fund
|
8-K
|
|
|
Nuveen S&P 500 BuyWrite Income Fund
|
8-K
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
424B3
|
|
|
Nuveen S&P 500 Dynamic Overwrite Fund
|
8-K
|
|
|
Nuveen Taxable Municipal Income Fund
|
424B3
|
|
|
Nuveen Taxable Municipal Income Fund
|
8-K
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
8-K
|
|
|
Nvest Financial, LLC
|
13F-HR
|
|
|
Nxu, Inc.
|
4
|
|
|
Nxu, Inc.
|
8-K
|
|
|
Nyle Systems LLC
|
D
|
|
|
O CONNOR KEVIN J
|
4
|
|
|
O'Hara Michelle A.
|
144
|
|
|
OBSTLER DAVID M
|
4
|
|
|
OCEANFIRST FINANCIAL CORP
|
3
|
Financial Statements
|
|
OFS Credit Company, Inc.
|
424B3
|
Financial Statements
|
|
OLAPLEX HOLDINGS, INC.
|
4
|
Financial Statements
|
|
OLD DOMINION ELECTRIC COOPERATIVE
|
8-K
|
|
|
ONEMAIN FINANCE CORP
|
S-3ASR
|
|
|
OPGEN INC
|
424B3
|
Financial Statements
|
|
OPGEN INC
|
424B5
|
Financial Statements
|
|
OPTIMUM INVESTMENT ADVISORS
|
13F-HR
|
|
|
ORIENTAL RISE HOLDINGS Ltd
|
F-1
|
|
|
OceanTech Acquisitions I Corp.
|
425
|
|
|
OceanTech Acquisitions I Corp.
|
8-K
|
|
|
Okta, Inc.
|
144
|
Financial Statements
|
|
Ollagnier Jean-Marc
|
144
|
|
|
Olson Peter C.
|
4
|
|
|
OneAscent Financial Services LLC
|
13F-HR
|
|
|
OneAscent Wealth Management LLC
|
13F-HR
|
|
|
OneMain Holdings, Inc.
|
S-3ASR
|
Financial Statements
|
|
Onex Falcon Direct Lending BDC Fund
|
SC TO-I
|
|
|
OppFi Inc.
|
4
|
|
|
Opy Acquisition Corp. I
|
DEF 14A
|
|
|
Orchid Island Capital, Inc.
|
4
|
Financial Statements
|
|
Osmond John
|
4
|
|
|
Oviedo Tony
|
144
|
|
|
P&F INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
P&F INDUSTRIES INC
|
DEFA14A
|
Financial Statements
|
|
P&F INDUSTRIES INC
|
SC 13D/A
|
Financial Statements
|
|
PACE SELECT ADVISORS TRUST
|
N-CEN
|
|
|
PALATIN TECHNOLOGIES INC
|
8-K
|
Financial Statements
|
|
PARKS AMERICA, INC
|
4
|
|
|
PARTNERS BANCORP
|
8-K
|
|
|
PARTS iD, Inc.
|
8-K
|
|
|
PAYCHEX INC
|
8-K
|
Financial Statements
|
|
PBJ, LLC
|
D
|
|
|
PCH Manager Fund, SPC. - Segregated Portfolio 216
|
D/A
|
|
|
PECK MICHAEL D
|
4
|
|
|
PENNANTPARK INVESTMENT CORP
|
8-K
|
Financial Statements
|
|
PEOPLES FINANCIAL SERVICES CORP.
|
13F-HR
|
Financial Statements
|
|
PETRO USA, INC.
|
10-K
|
|
|
PFG Advisors
|
13F-HR
|
|
|
PFIZER INC
|
8-K
|
Financial Statements
|
|
PGIM Global High Yield Fund, Inc.
|
N-CEN
|
|
|
PGIM High Yield Bond Fund, Inc.
|
N-CEN
|
|
|
PGIM Short Duration High Yield Opportunities Fund
|
N-CEN
|
|
|
PHI GROUP INC
|
10-K
|
|
|
PILGRIMS PRIDE CORP
|
8-K
|
Financial Statements
|
|
PIMCO Private Income Fund Onshore Feeder III LLC
|
D
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
N-CEN
|
|
|
PIPER SANDLER & CO.
|
MA-I/A
|
|
|
PLACE TRADE FINANCIAL, INC.
|
X-17A-5
|
|
|
PLBY Group, Inc.
|
8-K
|
|
|
PMIT Residential Funding XVI LLC
|
ABS-15G
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
8-K
|
Financial Statements
|
|
PNM Energy Transition Bond Co I, LLC
|
SF-1/A
|
|
|
POINT Biopharma Global Inc.
|
SC 14D9
|
|
|
POINT Biopharma Global Inc.
|
SC TO-T
|
|
|
POLK DENNIS
|
4
|
|
|
POLPO CAPITAL LP
|
D/A
|
|
|
POSEY BRUCE K
|
4
|
|
|
PPM Investco LLC
|
D
|
|
|
PREAXIA HEALTH CARE PAYMENT SYSTEMS INC.
|
10-Q
|
|
|
PRIAC VARIABLE CONTRACT ACCOUNT A
|
485APOS
|
|
|
PRINCIPAL FUNDS, INC.
|
497
|
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
PRO DEX INC
|
10-K
|
Financial Statements
|
|
PRO DEX INC
|
8-K
|
Financial Statements
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
8-K
|
Financial Statements
|
|
PROGRESSIVE CORP/OH/
|
144
|
Financial Statements
|
|
PROGRESSIVE CORP/OH/
|
8-K
|
Financial Statements
|
|
PROKIDNEY CORP.
|
4
|
|
|
PROSHARES TRUST
|
485BPOS
|
|
|
PROSHARES TRUST
|
497
|
|
|
PROSHARES TRUST
|
497K
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 2
|
N-CEN
|
|
|
PRUDENTIAL INVESTMENT PORTFOLIOS 5
|
N-CEN
|
|
|
PSI Advisors, LLC
|
13F-HR
|
|
|
PSQ Holdings, Inc.
|
8-K
|
|
|
PUBLIC SERVICE CO OF NEW MEXICO
|
SF-1/A
|
|
|
PURPLE BIOTECH LTD.
|
6-K
|
|
|
Pacer Funds Trust
|
497
|
|
|
Pacific Airport Group
|
6-K
|
Financial Statements
|
|
PagerDuty, Inc.
|
8-K
|
Financial Statements
|
|
PairUp, Inc.
|
D
|
|
|
Palihapitiya Chamath
|
4
|
|
|
Palmer Square Capital BDC Inc.
|
N-2
|
|
|
Palmer Square Opportunistic Income Fund
|
N-CEN
|
|
|
Palogic Value Management, L.P.
|
SC 13D/A
|
|
|
Pando Mine 1 LLC
|
D
|
|
|
Panera Holdings Corp.
|
D/A
|
|
|
Paranovus Entertainment Technology Ltd.
|
SC 13G
|
|
|
Paratte A. Robert
|
4
|
|
|
Parnes Josh
|
4
|
|
|
Pasithea Therapeutics Corp.
|
8-K
|
|
|
Patriot Pointe 168, LLC
|
D
|
|
|
Paycom Software, Inc.
|
8-K
|
Financial Statements
|
|
Peachtree Alternative Strategies Fund
|
SC TO-I
|
|
|
Pellegrino Nancy D
|
4
|
|
|
PennantPark Floating Rate Capital Ltd.
|
8-K
|
Financial Statements
|
|
Penumbra Inc
|
4
|
Financial Statements
|
|
Perception Capital Corp. II
|
425
|
|
|
Perception Capital Corp. II
|
8-K
|
|
|
Performa
|
D/A
|
|
|
Permian Resources Corp
|
144
|
Financial Statements
|
|
Pietrzak Daniel
|
3
|
|
|
PineStone Asset Management Inc.
|
13F-HR
|
|
|
Pioneer Series Trust IV
|
N-CEN
|
|
|
Plainview Place Investors, LLC
|
D
|
|
|
Plainview Place Investors, LLC
|
D/A
|
|
|
Planet Green Holdings Corp.
|
8-K
|
|
|
PodcastOne, Inc.
|
8-K
|
|
|
Pomel Olivier
|
4
|
|
|
Ponder & Co.
|
MA-I/A
|
|
|
Porosity Inc.
|
D
|
|
|
Poynot Steven M
|
4
|
|
|
Prairie Operating Co.
|
4
|
|
|
Prairie Operating Co.
|
8-K
|
|
|
Prairie Operating Co.
|
SC 13D/A
|
|
|
Prast Albert A.
|
4
|
|
|
Primech Holdings Ltd
|
6-K
|
|
|
Principal Exchange-Traded Funds
|
25-NSE
|
|
|
ProFunds
|
N-CEN
|
|
|
Project Energy Reimagined Acquisition Corp.
|
8-K
|
|
|
Protagenic Therapeutics, Inc.\new
|
4
|
|
|
Proteus Master Fund II, LLC
|
D
|
|
|
Prudential Government Money Market Fund, Inc.
|
N-CEN
|
|
|
Przybylinski Pete
|
4
|
|
|
PureBase Corp
|
10-Q
|
|
|
Q2 Holdings, Inc.
|
144
|
Financial Statements
|
|
QUALYS, INC.
|
4
|
Financial Statements
|
|
Qualified Annuity Trust under the Susan Y. Kim 2018-1 Irrevo
|
4
|
|
|
Quanex Building Products CORP
|
4
|
Financial Statements
|
|
Quetta Acquisition Corp
|
4
|
|
|
RAM Investment Partners, LLC
|
13F-HR
|
|
|
RAMASWAMI RAJIV
|
144
|
|
|
RAMASWAMI RAJIV
|
4
|
|
|
RBB FUND, INC.
|
485APOS
|
|
|
REDWOOD GROVE CAPITAL FUND, LP
|
D/A
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
144
|
Financial Statements
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
REMARK HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
RENN Fund, Inc.
|
4
|
|
|
REPUBLIC BANCORP INC /KY/
|
4
|
Financial Statements
|
|
REPUBLIC BANCORP INC /KY/
|
8-K
|
Financial Statements
|
|
RESMED INC
|
DEFR14A
|
Financial Statements
|
|
RETIREMENT GUYS FORMULA LLC
|
13F-HR
|
|
|
RICKS MARY
|
144
|
|
|
RIDGEFIELD ACQUISITION CORP
|
4
|
|
|
RITHOLTZ WEALTH MANAGEMENT
|
13F-HR
|
|
|
RIVERNORTH OPPORTUNITIES FUND, INC.
|
N-CEN
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
485BPOS
|
|
|
RIVERSOURCE VARIABLE ACCOUNT 10
|
497VPI
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
485APOS
|
|
|
RIVERSOURCE VARIABLE LIFE SEPARATE ACCOUNT
|
RW
|
|
|
RLJ Lodging Trust
|
SC 13G/A
|
|
|
RMS 1275 DryCreek, LLC
|
D
|
|
|
ROBINS BRIAN G
|
4
|
|
|
ROBOTTI ROBERT
|
4
|
|
|
ROCKWOOD MULTIFAMILY PARTNERS FEEDER, L.P.
|
D/A
|
|
|
ROYAL BANK OF CANADA
|
424B2
|
Financial Statements
|
|
ROYAL BANK OF CANADA
|
FWP
|
Financial Statements
|
|
RUSSELL MARK A
|
144
|
|
|
RVL Pharmaceuticals plc
|
8-K
|
Financial Statements
|
|
RVL Pharmaceuticals plc
|
SC 13D/A
|
Financial Statements
|
|
Radoff Bradley Louis
|
DFAN14A
|
|
|
Rain Oncology Inc.
|
4
|
Financial Statements
|
|
Rain Oncology Inc.
|
SC 13D/A
|
Financial Statements
|
|
Ralph Bartel 2005 Trust
|
4
|
|
|
Randolph Hospitality LLC
|
D
|
|
|
Rasmuson Zach
|
4
|
|
|
ReShape Lifesciences Inc.
|
8-K
|
Financial Statements
|
|
ReTo Eco-Solutions, Inc.
|
SC 13G
|
Financial Statements
|
|
ReWalk Robotics Ltd.
|
8-K
|
Financial Statements
|
|
Reagan Bosco International Company, Inc.
|
424B4
|
|
|
Real Brokerage Inc
|
6-K
|
|
|
Real Good Food Company, Inc.
|
424B5
|
Financial Statements
|
|
Real Good Food Company, Inc.
|
8-K
|
Financial Statements
|
|
Reborn Coffee, Inc.
|
PRE 14A
|
Financial Statements
|
|
RedHill Biopharma Ltd.
|
F-3
|
Financial Statements
|
|
Redhawk Wealth Advisors, Inc.
|
13F-HR
|
|
|
Redwood Enhanced Income Corp.
|
8-K
|
|
|
Register Financial Advisors LLC
|
13F-HR
|
|
|
Reign Movie, LLC
|
D
|
|
|
Reinhart James G.
|
4
|
|
|
Reliant Investment Management, LLC
|
13F-HR
|
|
|
Remora Capital Partners I LP
|
D/A
|
|
|
Repare Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
Retirement Solution Inc.
|
13F-HR
|
|
|
Revio Pay Inc
|
D
|
|
