| Company Name |
Form Type |
SEC Filings |
|
|
|
|
101 Breakers Associates LLC
|
D
|
|
|
10610453 Canada Inc.
|
D
|
|
|
10X Capital / Gaingels Diversity Fund, LP - C1
|
D
|
|
|
10X Capital Venture Acquisition Corp. II
|
425
|
|
|
10X Capital Venture Acquisition Corp. II
|
8-K
|
|
|
1124 N High Point LLC
|
D
|
|
|
1351 Fawcett LLC
|
D
|
|
|
2023 ETF Series Trust
|
497
|
|
|
2023 ETF Series Trust II
|
N-1A/A
|
|
|
215 N Fair Oaks LLC
|
D
|
|
|
3RC/BCG Holdings Blocker Inc.
|
D
|
|
|
3RC/BCG Holdings LLC
|
D
|
|
|
3RC/BCG Invesco LLC
|
D
|
|
|
4Front Ventures Corp.
|
8-K
|
|
|
626 Financial, LLC
|
13F-HR
|
|
|
AAR CORP
|
144
|
Financial Statements
|
|
AAR CORP
|
4
|
Financial Statements
|
|
AB PR Real Estate Equity Plus Fund LP
|
D/A
|
|
|
ABSHER JODY K
|
4
|
|
|
ACKMAN WILLIAM A
|
4
|
|
|
ACM Research, Inc.
|
144
|
Financial Statements
|
|
ACT WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
ADREX Multifamily I DST
|
D/A
|
|
|
AE INDUSTRIAL PARTNERS AEROSPACE LEASING FUND II, LP
|
D
|
|
|
AE INDUSTRIAL PARTNERS AEROSPACE LEASING FUND II-A, LP
|
D
|
|
|
AE Wealth Management LLC
|
13F-HR
|
|
|
AEHR TEST SYSTEMS
|
4
|
Financial Statements
|
|
AERWINS Technologies Inc.
|
DEFA14A
|
|
|
AFEYAN NOUBAR
|
144
|
|
|
AFS SENSUB CORP.
|
8-K
|
|
|
AG Twin Brook Capital Income Fund
|
40-17G
|
|
|
AGINCOURT CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
ALGER FUNDS
|
40-33
|
|
|
ALGER FUNDS II
|
40-33
|
|
|
ALGER INSTITUTIONAL FUNDS
|
40-33
|
|
|
ALGER PORTFOLIOS
|
40-33
|
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
POS AM
|
|
|
ALLIANZ LIFE INSURANCE CO OF NORTH AMERICA
|
S-1
|
|
|
ALLIANZ LIFE VARIABLE ACCOUNT B
|
485BPOS
|
|
|
ALPS Series Trust
|
497
|
|
|
ALTO 5 Securitization Depositor, LLC
|
ABS-15G
|
|
|
AMERICAN BATTERY MATERIALS, INC.
|
425
|
|
|
AMERICAN BATTERY MATERIALS, INC.
|
8-K
|
|
|
AMERICAN BEACON FUNDS
|
NPORT-P
|
|
|
AMERICAN EQUITY INVESTMENT LIFE HOLDING CO
|
DEFM14A
|
Financial Statements
|
|
AMERICAN VANGUARD CORP
|
SC 13G
|
Financial Statements
|
|
ANIDO ARMANDO
|
4
|
|
|
ANSYS INC
|
144
|
Financial Statements
|
|
ANTERO RESOURCES Corp
|
8-K
|
Financial Statements
|
|
APA Corp
|
4
|
Financial Statements
|
|
ARGAN INC
|
4
|
Financial Statements
|
|
ARJUNA FUND PTE. LTD.
|
D/A
|
|
|
ARJUNA OFFSHORE FUND LP
|
D/A
|
|
|
ARMSTRONG ADVISORY GROUP, INC
|
13F-HR
|
|
|
ASE Technology Holding Co., Ltd.
|
6-K
|
Financial Statements
|
|
ASR Acquisition Company, LLC
|
D
|
|
|
ATHERSYS, INC / NEW
|
8-K
|
Financial Statements
|
|
AUSTIN ROXANNE S
|
4
|
|
|
AZEK Co Inc.
|
4
|
Financial Statements
|
|
AZEK Co Inc.
|
8-K
|
Financial Statements
|
|
Abacus Planning Group, Inc.
|
13F-HR
|
|
|
Abdiel Capital Advisors, LP
|
4
|
|
|
Abdiel Capital LP
|
4
|
|
|
Abdiel Capital Management, LLC
|
4
|
|
|
Abdiel Qualified Master Fund LP
|
4
|
|
|
Abdiel Qualified Master Fund LP
|
SC 13D/A
|
|
|
Acadia Healthcare Company, Inc.
|
8-K
|
Financial Statements
|
|
Acasti Pharma Inc.
|
8-K
|
Financial Statements
|
|
Accolade, Inc.
|
144
|
Financial Statements
|
|
Achari Ventures Holdings Corp. I
|
8-K
|
|
|
Acretrader 231, LLP
|
D
|
|
|
Acropolis Investment Management, LLC
|
13F-HR
|
|
|
Adams Asset Advisors, LLC
|
13F-HR
|
|
|
Adams Laura Lee
|
4
|
|
|
Aditxt, Inc.
|
8-K
|
|
|
Adtalem Global Education Inc.
|
144
|
Financial Statements
|
|
Adviser Investments LLC
|
13F-HR
|
|
|
Affiance Financial, LLC
|
13F-HR
|
|
|
Affinity Capital Advisors, LLC
|
13F-HR
|
|
|
Aflatooni Robert
|
144
|
|
|
Aflatooni Robert
|
4
|
|
|
Ahrens Douglas T
|
4
|
|
|
AirWise Solutions, Inc.
|
D/A
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Airbnb, Inc.
|
4
|
Financial Statements
|
|
Aircastle LTD
|
10-Q
|
|
|
Aithentic inc.
|
D
|
|
|
Alder Park Holdings LLC
|
D
|
|
|
Alera Investment Advisors, LLC
|
13F-HR
|
|
|
Alfasigma S.p.A.
|
SC TO-T
|
|
|
Alfonso Humberto P
|
4
|
|
|
Align Partners Korea
|
D
|
|
|
Allander Biotechnologies, Inc.
|
D
|
|
|
Allen Bertrand Marc
|
4
|
|
|
Allen David T.
|
4
|
|
|
Allocate - Cresset Ventures I, L.P.
|
D/A
|
|
|
Allocate - PWH Fund 1, L.P.
|
D/A
|
|
|
Ally Financial Inc.
|
8-K
|
Financial Statements
|
|
Alpha Omega Wealth Management LLC
|
13F-HR
|
|
|
AlphaMark Investment Trust
|
N-CEN
|
|
|
Alpine Flagship Onshore Fund
|
D/A
|
|
|
Altera Storage Fund 4, LLC
|
D/A
|
|
|
AmBase Corp
|
4
|
|
|
Amara VC, LP - A4
|
D
|
|
|
Ambow Education Holding Ltd.
|
6-K
|
Financial Statements
|
|
American Acquisition Opportunity Inc.
|
8-K
|
|
|
Anebulo Pharmaceuticals, Inc.
|
3
|
Financial Statements
|
|
Anebulo Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Angel Collective Opportunity Fund, LP - C4
|
D
|
|
|
Anixa Biosciences Inc
|
4
|
Financial Statements
|
|
Annexon, Inc.
|
8-K
|
Financial Statements
|
|
Antiaging Quantum Living Inc.
|
3
|
Financial Statements
|
|
Antiaging Quantum Living Inc.
|
SC 13G
|
Financial Statements
|
|
Apera Private Debt Fund III SCSp
|
D/A
|
|
|
Apex Syndication I LLC
|
D/A
|
|
|
Arbutus Biopharma Corp
|
8-K
|
Financial Statements
|
|
Ardmore Shipping Corp
|
144
|
Financial Statements
|
|
Argen John
|
4
|
|
|
Ark 21Shares Bitcoin ETF
|
S-1/A
|
|
|
Ark ETF Trust
|
N-CEN
|
|
|
Ark Venture Fund
|
N-CEN
|
|
|
Arntz Michael
|
4/A
|
|
|
Arrived Homes 3, LLC
|
1-A POS
|
|
|
ArrowMark Financial Corp.
|
4
|
Financial Statements
|
|
Ascendis Pharma A/S
|
6-K
|
Financial Statements
|
|
Ascent Solar Technologies, Inc.
|
8-K
|
|
|
Aspen Technology, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Astria Therapeutics, Inc.
|
8-K
|
|
|
Atakama Inc.
|
C
|
|
|
Atlas Financial Advisors, Inc.
|
13F-HR
|
|
|
Atlas Private Wealth Advisors
|
13F-HR
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
Ausbil Investment Management Ltd
|
13F-HR
|
|
|
Austen Access Fund QP, LP - C3
|
D
|
|
|
Austen Access Fund, LP - C3
|
D
|
|
|
Austin Gold Corp.
|
6-K
|
Financial Statements
|
|
Auto-Owners Insurance Co
|
13F-HR
|
|
|
Averroes Software LLC
|
C/A
|
|
|
Aviation Series 2 Vantage Multi-Strategy Fund L.P.
|
D/A
|
|
|
Avid Bioservices, Inc.
|
4
|
Financial Statements
|
|
Avricore Health Inc.
|
6-K
|
|
|
Axsome Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
BALOGH ARISTOTLE N
|
4
|
|
|
BANK OF AMERICA CORP /DE/
|
424B2
|
Financial Statements
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
BANK OF MONTREAL /CAN/
|
FWP
|
Financial Statements
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
BANK VONTOBEL AG
|
13F-NT
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
BARCLAYS BANK PLC
|
FWP
|
|
|
BASSWOOD CO-INVESTMENT FUND, LTD.
|
D
|
|
|
BBCMS Mortgage Trust 2023-C22
|
ABS-15G
|
|
|
BEGEMANN BRETT D
|
4
|
|
|
BERRY GLOBAL GROUP, INC.
|
4
|
Financial Statements
|
|
BIGAL MARCELO
|
3
|
|
|
BIGAL MARCELO
|
4
|
|
|
BIOADAPTIVES, INC.
|
1-A
|
|
|
BIORA THERAPEUTICS, INC.
|
8-K
|
|
|
BLACKROCK INVESTMENT QUALITY MUNICIPAL TRUST, INC.
|
PREC14A
|
|
|
BLACKROCK MUNIYIELD MICHIGAN QUALITY FUND, INC.
|
PREC14A
|
|
|
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND
|
PREC14A
|
|
|
BLACKROCK VIRGINIA MUNICIPAL BOND TRUST
|
PREC14A
|
|
|
BMW AUTO LEASING LLC
|
8-K
|
|
|
BMW Vehicle Lease Trust 2023-2
|
8-K
|
|
|
BO-0814 Fund IV, a series of Roll Up Vehicles, LP
|
D
|
|
|
BONDURANT ROBERT D
|
4
|
|
|
BOUCHER NATHAN
|
3
|
|
|
BRASKEM SA
|
6-K
|
Financial Statements
|
|
BRINKS CO
|
8-K
|
Financial Statements
|
|
BROOKFIELD Corp /ON/
|
425
|
|
|
BROOKFIELD Corp /ON/
|
F-4/A
|
|
|
BROOKFIELD Corp /ON/
|
SC TO-I
|
|
|
BSQUARE CORP /WA
|
8-K
|
Financial Statements
|
|
BSQUARE CORP /WA
|
SC 14D9
|
Financial Statements
|
|
BU-0809 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
BUTLER ERIC L
|
4
|
|
|
Bagel Kitchen LLC
|
C/A
|
|
|
Banas Kristy D
|
4
|
|
|
Banco Santander, S.A.
|
6-K
|
Financial Statements
|
|
Bandwidth Inc.
|
4
|
Financial Statements
|
|
Bank Vontobel Europe AG
|
13F-NT
|
|
|
Bank of America Europe Designated Activity Co
|
ABS-15G
|
|
|
Barclays Commercial Mortgage Securities LLC
|
ABS-15G
|
|
|
Barnes Stephen H.
|
144
|
|
|
Barnett Eva Renee
|
4
|
|
|
Bates Ann Torre
|
144
|
|
|
Baudax Bio, Inc.
|
3
|
|
|
Bawa Aparna
|
4
|
|
|
Bawabeh Morris
|
4
|
|
|
Bawabeh Morris
|
SC 13D/A
|
|
|
Bayraktar Haluk L.
|
SC 13D
|
|
|
Beachbody Company, Inc.
|
ARS
|
|
|
Beachbody Company, Inc.
|
DEF 14A
|
|
|
Beachbody Company, Inc.
|
DEFA14A
|
|
|
Beck Martin S A
|
4
|
|
|
Beech Hill Advisors, Inc.
|
13F-HR
|
|
|
Belizean Kaban Growth Fund, LLC
|
D
|
|
|
Ben-Yohanan Amir
|
144
|
|
|
Bender Timothy S
|
4
|
|
|
Benioff Marc
|
4
|
|
|
Benjamin Thomas
|
4
|
|
|
Benson Investment Management Company, Inc.
|
13F-HR
|
|
|
Berenbaum Daniel
|
4
|
|
|
Bergman Artur
|
4
|
|
|
Bernard Thierry
|
4
|
|
|
Better For You Wellness, Inc.
|
8-K
|
|
|
Better Science, LLC
|
D/A
|
|
|
Beuting Florus
|
4
|
|
|
Bhatia Sangeeta N.
|
4
|
|
|
Biggs M. Brett
|
4
|
|
|
Biltmore Wealth Management, LLC
|
13F-HR
|
|
|
Binstock Joan
|
4
|
|
|
BioCardia, Inc.
|
8-K
|
|
|
BioNexus Gene Lab Corp
|
8-K
|
|
|
Bioceres Crop Solutions Corp.
|
6-K
|
Financial Statements
|
|
Bionano Genomics, Inc.
|
424B5
|
Financial Statements
|
|
Bionano Genomics, Inc.
|
8-K
|
Financial Statements
|
|
BlackRock ETF Trust
|
SC 13G
|
|
|
BlackRock Innovation & Growth Term Trust
|
SC 13D/A
|
|
|
Blackburne & Brown Equity Preservation Fund, LLC
|
D/A
|
|
|
Blecharczyk Nathan
|
144
|
|
|
Bloom Retirement Holdings Inc.
|
SC 13D/A
|
|
|
Bloomin' Brands, Inc.
|
4
|
Financial Statements
|
|
Bluejay Diagnostics, Inc.
|
3
|
|
|
BofA Finance LLC
|
424B2
|
|
|
BofA Finance LLC
|
FWP
|
|
|
Bonini Sheila
|
4
|
|
|
Bonney Amber
|
4
|
|
|
Bonumose, Inc.
|
D
|
|
|
Borneo Rudolph J
|
4
|
|
|
Boston Common Asset Management, LLC
|
13F-HR
|
|
|
Bouvel Investment Partners, LLC
|
13F-HR
|
|
|
Bowen Adam
|
3
|
|
|
Bowman Consulting Group Ltd.
|
144
|
Financial Statements
|
|
Boxer Asset Management Inc.
|
4
|
|
|
Boxer Asset Management Inc.
|
4/A
|
|
|
Boxer Capital, LLC
|
4
|
|
|
Boxer Capital, LLC
|
4/A
|
|
|
Braly Angela F
|
4
|
|
|
Braze, Inc.
|
144
|
Financial Statements
|
|
Brewability Lab, LLC
|
C/A
|
|
|
Bridgetown Holdings Ltd
|
8-K
|
|
|
Brighthouse Funds Trust I
|
40-17F2
|
|
|
Broadstone Net Lease, Inc.
|
8-K
|
Financial Statements
|
|
Brookfield Asset Management Ltd.
|
424B3
|
Financial Statements
|
|
Brookfield Asset Management Ltd.
|
F-4/A
|
Financial Statements
|
|
Brookfield Asset Management Private Institutional Capital Ad
|
40-APP/A
|
|
|
Brookfield Infrastructure Income Fund Inc.
|
40-APP/A
|
|
|
Brookfield Reinsurance Ltd.
|
425
|
|
|
Brookfield Reinsurance Ltd.
|
6-K
|
|
|
Brookfield Reinsurance Ltd.
|
F-4/A
|
|
|
Brown Capital Management Mutual Funds
|
40-17G/A
|
|
|
Brown Roger A
|
4
|
|
|
Bruen Michael
|
144
|
|
|
Bryan David
|
4
|
|
|
Burns Alistair
|
4
|
|
|
Burt Wealth Advisors
|
13F-HR
|
|
|
Butler John P.
|
4
|
|
|
C2C Wealth Management, LLC
|
13F-HR
|
|
|
C3.ai, Inc.
|
8-K
|
Financial Statements
|
|
CAMPBELL SOUP CO
|
8-K
|
Financial Statements
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
CAPITAL MANAGEMENT INVESTMENT TRUST
|
NPORT-P
|
|
|
CAPITAL SOUTHWEST CORP
|
8-K
|
Financial Statements
|
|
CAPRICOR THERAPEUTICS, INC.
|
4
|
Financial Statements
|
|
CASHMAN JAMES E III
|
4
|
|
|
CATHEY JAMES J
|
144
|
|
|
CATHEY JAMES J
|
4
|
|
|
CBAK Energy Technology, Inc.
|
4
|
Financial Statements
|
|
CC Neuberger Principal Holdings II Sponsor LLC
|
SC 13G/A
|
|
|
CCP Napier Park DV II, LP
|
D/A
|
|
|
CDI Zen Holdings, LP
|
D
|
|
|
CE-0714 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
CEA Industries Inc.
|
PRE 14A
|
|
|
CECO ENVIRONMENTAL CORP
|
4
|
Financial Statements
|
|
CENTERSPACE
|
8-K
|
|
|
CENTRAL PUERTO S.A.
|
6-K
|
Financial Statements
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
425
|
Financial Statements
|
|
CENTRAL VALLEY COMMUNITY BANCORP
|
8-K
|
Financial Statements
|
|
CENTRUS ENERGY CORP
|
4
|
Financial Statements
|
|
CENTRUS ENERGY CORP
|
SC 13D/A
|
Financial Statements
|
|
CEOF Holdings LP
|
3
|
|
|
CEOF Holdings LP
|
4
|
|
|
CFM WEALTH PARTNERS LLC
|
13F-HR
|
|
|
CHAMPIONS ONCOLOGY, INC.
|
4
|
Financial Statements
|
|
CHARLEY RAY T
|
4
|
|
|
CHEGG, INC
|
S-8
|
Financial Statements
|
|
CHEN FUSEN ERNIE
|
144
|
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
CHOICE HOTELS INTERNATIONAL INC /DE
|
4
|
Financial Statements
|
|
CHUNGHWA TELECOM CO LTD
|
6-K
|
Financial Statements
|
|
CINCINNATI FINANCIAL CORP
|
4
|
Financial Statements
|
|
CINTAS CORP
|
144
|
Financial Statements
|
|
CION Investment Corp
|
8-K
|
|
|
CITIGROUP INC
|
424B2
|
Financial Statements
|
|
CITIZENS & NORTHERN CORP
|
4
|
Financial Statements
|
|
CLEANSPARK, INC.
|
8-K
|
|
|
CMG ELLENSBURG FUND LLC
|
D
|
|