| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Axxes Opportunistic Credit Fund
|
3
|
|
|
Bachman Gary J
|
3
|
|
|
Enstar Group LTD
|
SC 13E3/A
|
Financial Statements
|
|
HELIOS TECHNOLOGIES, INC.
|
8-K
|
|
|
Sharps Technology Inc.
|
8-K
|
|
|
Cerebelly Inc.
|
D
|
|
|
Jerry Karrie J.
|
3
|
|
|
Joseph Ray
|
3
|
|
|
Thomas Eric
|
3
|
|
|
SOBR Safe, Inc.
|
8-K
|
|
|
DaGrosa Joseph Jr.
|
3
|
|
|
Kaplan Adam L
|
3
|
|
|
Wiz National Tour LLC
|
D
|
|
|
PAINREFORM LTD.
|
6-K
|
|
|
Huchro Paul
|
3
|
|
|
Bejar Martha Helena
|
3
|
|
|
SCWorx Corp.
|
10-Q
|
|
|
Hatten Butler Gwendolyn
|
3
|
|
|
ASMOne, Inc.
|
D
|
|
|
Jedar Capital Africa Fund I, LP
|
D/A
|
|
|
Bryant Adrain Lambert
|
3
|
|
|
INTEGRATED RAIL & RESOURCES ACQUISITION CORP
|
PRE 14A
|
|
|
Strong Global Entertainment, Inc.
|
POS AM
|
|
|
Bonumose, Inc.
|
D/A
|
|
|
Apogem Secondary Fund VII Coinvestments, LP
|
D
|
|
|
MASCARENAS PAUL ANTHONY
|
4
|
|
|
SHYFT GROUP, INC.
|
4
|
|
|
GraniteShares ETF Trust
|
485BXT
|
|
|
FOCUS Wealth Advisors, LLC
|
13F-HR
|
|
|
Fundrise East Coast Opportunistic REIT, LLC
|
1-A/A
|
|
|
Esposito Carl A.
|
4
|
|
|
MorganRosel Wealth Management, LLC
|
13F-HR
|
|
|
Carnegie Investment Counsel
|
13F-HR
|
|
|
MORGAN STANLEY PATHWAY FUNDS
|
485BXT
|
|
|
Retirement Planning Group, LLC
|
13F-HR
|
|
|
Click Holdings Ltd.
|
6-K
|
|
|
PIMCO FUNDS
|
DEF 14A
|
|
|
Annex Advisory Services, LLC
|
13F-HR
|
|
|
Mountain Crest Acquisition Corp. V
|
PRE 14A
|
|
|
Kings Path Partners LLC
|
13F-HR
|
|
|
TORONTO DOMINION BANK
|
6-K
|
Financial Statements
|
|
Mechanics Bank Trust Department
|
13F-HR
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
SC 13G/A
|
Financial Statements
|
|
ONEX CORP
|
SC 13G/A
|
|
|
GUARDIAN INVESTMENT MANAGEMENT
|
13F-HR
|
|
|
Texas Capital Funds Trust
|
40-17G
|
|
|
SURO CAPITAL CORP.
|
8-K
|
|
|
PIMCO Equity Series VIT
|
DEF 14A
|
|
|
PIMCO VARIABLE INSURANCE TRUST
|
DEF 14A
|
|
|
Johnson Bixby & Associates, LLC
|
13F-HR
|
|
|
Netcapital Inc.
|
S-1
|
|
|
McCarthy & Cox
|
13F-HR
|
|
|
CAFG Wealth Management
|
13F-NT
|
|
|
AMON CRISTIANO R
|
4
|
|
|
QUALCOMM INC/DE
|
4
|
Financial Statements
|
|
Ai Fundamental Fund LP
|
D/A
|
|
|
CrescendoAI Inc.
|
D
|
|
|
FACTORY MUTUAL INSURANCE CO
|
13F-HR
|
|
|
ACE HEATHER S
|
4
|
|
|
CHAPLIN ANN C
|
4
|
|
|
POWELL THOMAS W
|
SC 13D/A
|
|
|
POWELL INDUSTRIES INC
|
SC 13D/A
|
Financial Statements
|
|
Palkhiwala Akash J.
|
4
|
|
|
Joshua Tree Growth Partners, LP
|
D
|
|
|
ROGERS ALEXANDER H
|
4
|
|
|
ESSEX INVESTMENT MANAGEMENT CO LLC
|
13F-HR
|
|
|
THOMPSON JAMES H
|
4
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
Unicycive Therapeutics, Inc.
|
4
|
|
|
Aggarwal Gaurav
|
4
|
|
|
PIMCO Equity Series
|
DEF 14A
|
|
|
PIMCO ETF Trust
|
DEF 14A
|
|
|
FENNEC PHARMACEUTICALS INC.
|
4
|
Financial Statements
|
|
RALLIS CHRIS A
|
4
|
|
|
BlackRock ETF Trust
|
485BPOS
|
|
|
SilverCrest Metals Inc.
|
6-K
|
Financial Statements
|
|
KULR Technology Group, Inc.
|
DEFA14A
|
|
|
Widenius Ulf Michael
|
3
|
|
|
MariaDB plc
|
3
|
|
|
Pickleball Brothers CT, LLC
|
D
|
|
|
Chefaro Ireland Designated Activity Co
|
CERT
|
|
|
Sauer Richard Harry
|
4
|
|
|
Workday, Inc.
|
4
|
Financial Statements
|
|
Biswas Sanjit
|
4
|
|
|
Samsara Inc.
|
4
|
Financial Statements
|
|
TRIMBLE INC.
|
8-K
|
Financial Statements
|
|
KULR Technology Group, Inc.
|
DEF 14A
|
|
|
Synaptogenix, Inc.
|
S-3
|
|
|
Loncor Gold Inc.
|
20-F/A
|
|
|
Mysk Orlando Growth Fund LLC
|
C/A
|
|
|
Bicket John
|
4
|
|
|
Omega Pharma International NV
|
CERT
|
|
|
Mommenpop Co.
|
D
|
|
|
WisdomTree Trust
|
497
|
|
|
Demitrack Mark
|
4
|
|
|
TREVENA INC
|
4
|
Financial Statements
|
|
Virpax Pharmaceuticals, Inc.
|
10-K/A
|
Financial Statements
|
|
MSC INDUSTRIAL DIRECT CO INC
|
8-K
|
Financial Statements
|
|
Beaumont Securities Holdings, LLC
|
ABS-15G
|
|
|
Shin Barry
|
4
|
|
|
MG Ladera Investments L.P.
|
D
|
|
|
Ultra Clean Holdings, Inc.
|
8-K
|
Financial Statements
|
|
Bourdow Carrie L.
|
4
|
|
|
SURO CAPITAL CORP.
|
D/A
|
|
|
Ares Management Corp
|
8-A12B
|
Financial Statements
|
|
Siguler Guff Advisers, LLC
|
SC 13G/A
|
|
|
PATRIOT NATIONAL BANCORP INC
|
SC 13G/A
|
Financial Statements
|
|
CLOVER HEALTH INVESTMENTS, CORP. /DE
|
8-K
|
|
|
Athena Neurosciences, LLC
|
CERT
|
|
|
AGL Private Credit Income Fund
|
3
|
|
|
Gilpin Edward U
|
3
|
|
|
Intus Care Inc.
|
D/A
|
|
|
PSYENCE BIOMEDICAL LTD.
|
424B3
|
|
|
Tilray Brands, Inc.
|
10-Q
|
Financial Statements
|
|
T Stamp Inc
|
8-K
|
|
|
Thoughtworks Holding, Inc.
|
PRER14C
|
Financial Statements
|
|
Fredlake James J.
|
4
|
|
|
Lazydays Holdings, Inc.
|
4
|
Financial Statements
|
|
DEVINCENZI ROBERT THOMAS
|
4
|
|
|
Comstock Jerry M. JR
|
4
|
|
|
Tager Suzanne
|
4
|
|
|
Scarola Susan
|
4
|
|
|
Gnat Jordan
|
4
|
|
|
Furlong Stephen
|
4
|
|
|
Neuronetics, Inc.
|
4
|
Financial Statements
|
|
MACAN WILLIAM ANDREW
|
4
|
|
|
Aerovate Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Yan Yin
|
4/A
|
|
|
Bio Essence Corp
|
4/A
|
|
|
Warma Neil K
|
4
|
|
|
ProMIS Neurosciences Inc.
|
4
|
|
|
SUPERNUS PHARMACEUTICALS, INC.
|
8-K
|
Financial Statements
|
|
Omega Pharma Ltd
|
CERT
|
|
|
Crestmont Private Wealth LLC
|
13F-HR
|
|
|
Cocrystal Pharma, Inc.
|
8-K
|
Financial Statements
|
|
NXG Cushing Midstream Energy Fund
|
497AD
|
|
|
Talis Biomedical Corp
|
SC 13D/A
|
Financial Statements
|
|
BAKER BROS. ADVISORS LP
|
SC 13D/A
|
|
|
AVSF - Impulse Space 2024, LLC
|
D
|
|
|
Grove Collaborative Holdings, Inc.
|
8-K
|
|
|
Enstar Group LTD
|
PRER14A
|
Financial Statements
|
|
Braemar Hotels & Resorts Inc.
|
3
|
Financial Statements
|
|
Shah Jay H
|
3
|
|
|
EDUCATIONAL DEVELOPMENT CORP
|
10-Q
|
Financial Statements
|
|
REI Capital Growth LLC
|
1-A/A
|
|
|
American Water Works Company, Inc.
|
8-K
|
Financial Statements
|
|
Hempacco Co., Inc.
|
8-K
|
Financial Statements
|
|
JP MORGAN MUTUAL FUND INVESTMENT TRUST
|
DEFA14A
|
|
|
Aujla Sandeep
|
144
|
|
|
INTUIT INC.
|
144
|
Financial Statements
|
|
Yao Huiwen
|
4
|
|
|
AST SpaceMobile, Inc.
|
4
|
|
|
Silexion Therapeutics Corp
|
PRE 14A
|
|
|
GIFMS Capital Company, LLC
|
SBSE/A
|
|
|
Romano Sarah
|
4
|
|
|
Entero Therapeutics, Inc.
|
4
|
|
|
BIONOMICS LIMITED/FI
|
8-K
|
Financial Statements
|
|
PodcastOne, Inc.
|
8-K
|
|
|
LiveOne, Inc.
|
8-K
|
|
|
Alpha Technology Group Ltd
|
6-K
|
|
|
Mega Matrix Inc
|
8-A12B
|
|
|
VOXX International Corp
|
S-8
|
Financial Statements
|
|
Mulligan Funding, LLC
|
ABS-15G
|
|
|
Magic Cactus Co Inc.
|
D
|
|
|
Elan Pharmaceuticals, LLC
|
CERT
|
|
|
AGL Private Credit Income Fund
|
8-K
|
|
|
Bright Power, Inc.
|
D
|
|
|
Cannon-Brookes Michael
|
4
|
|
|
Atlassian Corp
|
4
|
Financial Statements
|
|
JPMORGAN TRUST II
|
DEFA14A
|
|
|
AIM INTERNATIONAL MUTUAL FUNDS
|
485APOS
|
|
|
Farquhar Scott
|
4
|
|
|
Carlyle Secured Lending, Inc.
|
FWP
|
Financial Statements
|
|
Omega Pharma Innovation & Development NV
|
CERT
|
|
|
BanQu, Inc.
|
D
|
|
|
Chen Yunhao
|
4
|
|
|
Massimo Group
|
4
|
|
|
Community Impact Property Fund I, LLC
|
D
|
|
|
Bridgecrest Lending Auto Securitization Trust 2024-4
|
FWP
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
8-K
|
Financial Statements
|
|
Hyperscale Data, Inc.
|
8-K
|
|
|
JPMorgan Trust I
|
DEFA14A
|
|
|
TPG GP A, LLC
|
3
|
|
|
Ceribell, Inc.
|
3
|
|
|
WINKELRIED JON
|
3
|
|
|
COULTER JAMES G
|
3
|
|
|
BONDERMAN DAVID
|
3
|
|
|
HCR Wealth Advisors
|
13F-HR
|
|
|
PMI Branded Pharmaceuticals, Inc.
|
CERT
|
|
|
Levy Oded
|
4
|
|
|
Cardio Diagnostics Holdings, Inc.
|
4
|
|
|
ARBOR REALTY TRUST INC
|
8-K
|
|
|
DF Growth REIT, LLC
|
1-K
|
|
|
LATAM AIRLINES GROUP S.A.
|
6-K
|
|
|
Bridgecrest Auto Funding LLC
|
FWP
|
|
|
Arora Nikesh
|
144
|
|
|
Palo Alto Networks Inc
|
144
|
Financial Statements
|
|
Aspiration Funds
|
497
|
|
|
Avondale Wealth Management
|
13F-HR
|
|
|
Bridgecrest Lending Auto Securitization Trust 2024-4
|
424H
|
|
|
Bridgecrest Auto Funding LLC
|
424H
|
|
|
Perrigo Management Co
|
CERT
|
|
|
Lau Stanley K.
|
4
|
|
|
Ares Management Corp
|
8-K
|
Financial Statements
|
|
NORGES BANK
|
SC 13G
|
|
|
PLUG POWER INC
|
SC 13G
|
Financial Statements
|
|
ClearBridge MLP & Midstream Total Return Fund Inc.
|
SC 13G/A
|
|
|
Advisors Asset Management, Inc.
|
SC 13G/A
|
|
|
Ember Infrastructure Fund II, LP
|
D/A
|
|
|
Compassion International Inc
|
SC 13G
|
|
|
ShiftPixy, Inc.
|
SC 13G
|
Financial Statements
|
|
StreamLayer Inc.
|
D
|
|
|
Larson Capital Student Housing STL, LLC
|
D
|
|
|
LCSH Blocker, LLC
|
D
|
|
|
ELITE PHARMACEUTICALS INC /NV/
|
8-K
|
|
|
Perrigo Finance
|
CERT
|
|
|
Intrater James
|
4
|
|
|
Loar Holdings Inc.
|
8-K/A
|
|
|
Younessi Ramin
|
4
|
|
|
CARPENTER TECHNOLOGY CORP
|
4
|
Financial Statements
|
|
MF1 REIT III LLC
|
ABS-15G
|
|
|
WARD JR STEPHEN M
|
4
|
|
|
JOHN HANCOCK VARIABLE INSURANCE TRUST
|
PRE 14A
|
|
|
Toro CombineCo, Inc.
|
S-4/A
|
|
|
LIGOCKI KATHLEEN
|
4
|
|
|
Ember Infrastructure Fund II-A, LP
|
D/A
|
|
|
HL Scope RIC LLC
|
N-8A
|
|
|
Robbins Brian
|
4
|
|
|
Paramount Global
|
4
|
Financial Statements
|
|
CHEEKS GEORGE
|
4
|
|
|
McCarthy Christopher D.
|
4
|
|
|
Perrigo Americas Holdings, Inc.
|
CERT
|
|
|
MCLANE CHARLES DOUGLAS JR
|
4
|
|
|
Burton Paul Frederick
|
4
|
|
|
VESF II FEEDER FUND, LP
|
D/A
|
|
|
Finance of America Reverse Funding LLC
|
ABS-15G
|
|
|
Pritchett Colleen
|
4
|
|
|
AEHR TEST SYSTEMS
|
8-K
|
Financial Statements
|
|
Ember Infrastructure Fund II-B, LP
|
D/A
|
|
|
ProMIS Neurosciences Inc.
|
8-K
|
|
|
AB PR Real Estate Equity Plus Fund LP
|
D/A
|
|
|
Guerin Emmanuelle
|
3
|
|
|
O-I Glass, Inc. /DE/
|
3
|
Financial Statements
|
|
Playa Hotels & Resorts N.V.
|
SC 13D/A
|
Financial Statements
|
|
DAVIDSON KEMPNER CAPITAL MANAGEMENT LP
|
SC 13D/A
|
|
|
KAROL STEVEN E
|
4
|
|
|
Taylor Alan
|
4
|
|
|
Weave Communications, Inc.
|
4
|
Financial Statements
|
|
Gr8ness, LLC
|
CERT
|
|
|
INGLIS I MARTIN
|
4
|
|
|
Sacks Parente Golf, Inc.
|
424B5
|
|
|
J.P. Morgan Acceptance Corp II
|
ABS-15G
|
|
|
KKR Income Opportunities Fund
|
N-14 8C
|
|
|
HART ANASTASIOS JOHN
|
4
|
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
S-8
|
Financial Statements
|
|
ACTELIS NETWORKS INC
|
8-K
|
Financial Statements
|
|
Rezolute, Inc.
|
PRE 14A
|
|
|
Mural Shawn
|
4
|
|
|
V2X, Inc.
|
4
|
|
|
TREVENA INC
|
8-K
|
Financial Statements
|
|
Principal Private Credit Fund I
|
40-17G/A
|
|
|
Principal Real Asset Fund
|
40-17G/A
|
|
|
TELECOM ARGENTINA SA
|
6-K
|
|
|
AtlasClear Holdings, Inc.
|
DEFA14A
|
|
|
ACOFF VIOLA L
|
4
|
|
|
KB HOME
|
8-K
|
Financial Statements
|
|
Ultra Blue Capital Diversified Fund, LP
|
D
|
|
|
Perrigo Corp Designated Activity Co
|
CERT
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
Cerence Inc.
|
S-8
|
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
S-1
|
Financial Statements
|
|
Arise Capital, LLC
|
D
|
|
|
GS MORTGAGE SECURITIES CORP
|
ABS-15G
|
|
|
STARWOOD PROPERTY TRUST, INC.
|
8-K
|
|
|
CARPENTER TECHNOLOGY CORP
|
8-K
|
Financial Statements
|
|
Verratti Mark
|
4
|
|
|
MYRIAD GENETICS INC
|
4
|
Financial Statements
|
|
LIFECORE BIOMEDICAL, INC. \DE\
|
POS AM
|
Financial Statements
|
|
Bellevue Life Sciences Acquisition Corp.
|
425
|
|
|
Performance Food Group Co
|
ARS
|
Financial Statements
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
Perrigo Holdings Unlimited Co
|
CERT
|
|
|
Burns Matteson Capital Management, LLC
|
13F-HR
|
|
|
Mashal Robert
|
4
|
|
|
Nuvation Bio Inc.
|
4
|
|
|
Bellevue Life Sciences Acquisition Corp.
|
8-K
|
|
|
Denny Mark David
|
4
|
|
|
Vital Energy, Inc.
|
4
|
Financial Statements
|
|
Hill Kathryn Anne
|
4
|
|
|
PRECIGEN, INC.
|
8-K
|
Financial Statements
|
|
Crandall Tracy D.
|
3
|
|
|
RPM INTERNATIONAL INC/DE/
|
3
|
Financial Statements
|
|
Muzzey Dale
|
4
|
|
|
Lemmerman Bryan
|
4
|
|
|
RENOVARO INC.
|
10-K
|
Financial Statements
|
|
Sunstone Hotel Investors, Inc.
|
8-K
|
Financial Statements
|
|
Perrigo Investments, LLC
|
CERT
|
|
|
Chojnowski David
|
4
|
|
|
Walmart Inc.
|
4
|
Financial Statements
|
|
Fredette Stephen
|
4
|
|