| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Qomolangma Acquisition Corp.
|
DEF 14A
|
|
|
Autozi Internet Technology
|
F-1/A
|
|
|
HUNZIKER HANS JORG
|
4
|
|
|
WILLIS LEASE FINANCE CORP
|
4
|
Financial Statements
|
|
LORD ABBETT DISTRIBUTOR LLC
|
X-17A-5
|
|
|
Smales Kelly
|
144/A
|
|
|
Gellert Edward
|
4/A
|
|
|
LEGG MASON PARTNERS INCOME TRUST
|
NPORT-P
|
|
|
Legg Mason Global Asset Management Trust
|
NPORT-P
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
BNY Mellon Investment Funds VII, Inc.
|
485BPOS
|
|
|
BARCLAYS BANK PLC
|
424B2
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
WP COREalpha
|
D
|
|
|
WP COREalpha VII LP
|
D
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
Simon Frederic
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Presidio Capital Partners LP
|
D/A
|
|
|
ALTI PRIVATE EQUITY ACCESS & COMMITMENTS FUND
|
SC TO-I
|
|
|
BASSETT FURNITURE INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
Becker James Frank
|
4
|
|
|
ASTROTECH Corp
|
4
|
Financial Statements
|
|
RenovoRx, Inc.
|
DEF 14A
|
|
|
Federal Home Loan Bank of Dallas
|
8-K
|
|
|
ORANCO INC
|
S-1/A
|
|
|
Gebbia Joseph
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
EATON VANCE MUNICIPALS TRUST
|
485BPOS
|
|
|
Tang Michael
|
4
|
|
|
AGILENT TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Equitybee 22-21364, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
NEGRON EDUARDO J.
|
4
|
|
|
POPULAR, INC.
|
4
|
Financial Statements
|
|
McMahon Robert W.
|
4
|
|
|
Federated Hermes Core Trust III
|
N-CSRS
|
|
|
MCDONNELL PADRAIG
|
4
|
|
|
Grau Dominique
|
4
|
|
|
SIMPPLE LTD.
|
F-1/A
|
|
|
Advisers Investment Trust
|
NPORT-P
|
|
|
Gonsalves Rodney
|
4
|
|
|
Eaton Vance Series Fund, Inc
|
497K
|
|
|
Collaborative Investment Series Trust
|
497K
|
|
|
Binns Philip
|
4
|
|
|
Ancher-Jensen Henrik
|
4
|
|
|
HSBC USA INC /MD/
|
424B2
|
|
|
AMERICAN BALANCED FUND
|
NPORT-P
|
|
|
American Funds Emerging Markets Bond Fund
|
NPORT-P
|
|
|
ConvexityShares Trust
|
8-K
|
|
|
USQ Core Real Estate Fund
|
NPORT-P
|
|
|
MATTHEWS INTERNATIONAL FUNDS
|
NPORT-P
|
|
|
Equitybee 22-34169, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Bluegreen Vacations Holding Corp
|
DEF 14A
|
|
|
NEW PERSPECTIVE FUND
|
NPORT-P
|
|
|
SMALLCAP WORLD FUND INC
|
NPORT-P
|
|
|
EUROPACIFIC GROWTH FUND
|
NPORT-P
|
|
|
LOOMBA CAPITAL PARTNERS LLC
|
D
|
|
|
LAU MICHAEL WILLIS
|
4
|
|
|
Gold Flora Corp.
|
4
|
|
|
Equels Thomas K
|
4
|
|
|
AIM ImmunoTech Inc.
|
4
|
|
|
Federal Home Loan Bank of New York
|
8-K
|
|
|
Momentix Capital Corp
|
D
|
|
|
Eaton Vance Series Fund, Inc
|
485BPOS
|
|
|
Bowen Tony G
|
144
|
|
|
H&R BLOCK INC
|
144
|
Financial Statements
|
|
AMERICAN HIGH INCOME TRUST
|
NPORT-P
|
|
|
Federated Hermes Adviser Series
|
497K
|
|
|
Equitybee 22-88806, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Popular Income Plus Fund, Inc.
|
NPORT-P
|
|
|
Popular High Grade Fixed-Income Fund, Inc.
|
NPORT-P
|
|
|
Unicoin Inc.
|
8-K/A
|
|
|
Investcorp US Real Estate Employee Co-Investment Incentive, L.P.
|
D
|
|
|
BMO 2023-C7 Mortgage Trust
|
FWP
|
|
|
BMO Commercial Mortgage Securities LLC
|
FWP
|
|
|
Equitybee 22-76399, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
NEUBERGER BERMAN ADVISERS MANAGEMENT TRUST
|
NPORT-P
|
|
|
TB I HOLDINGS LTD.
|
D/A
|
|
|
LEE SPENCER S
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
WESTERN ASSET FUNDS INC
|
NPORT-P
|
|
|
WESTERN ASSET EMERGING MARKETS DEBT FUND INC.
|
NPORT-P
|
|
|
THOR INDUSTRIES INC
|
8-K
|
Financial Statements
|
|
AllSquare Wealth Management LLC
|
13F-HR
|
|
|
Aon Corp
|
25-NSE
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
Aon plc
|
25-NSE
|
Financial Statements
|
|
CLEARWATER INVESTMENT TRUST
|
NPORT-P
|
|
|
EAGLERIDGE REALTY TRUST, INC.
|
D/A
|
|
|
DICK JEFF W
|
4
|
|
|
MainStreet Bancshares, Inc.
|
4
|
|
|
Equitybee 22-98559, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
DW WYOMING 3 LP
|
D/A
|
|
|
Total Fund Solution
|
485BXT
|
|
|
WisdomTree Trust
|
NPORT-P
|
|
|
EVERSPIN TECHNOLOGIES INC
|
424B5
|
Financial Statements
|
|
HARRIS ASSOCIATES INVESTMENT TRUST
|
NPORT-P
|
|
|
OBERWEIS FUNDS
|
NPORT-P
|
|
|
Federated Hermes Adviser Series
|
485BPOS
|
|
|
Sweater Cashmere Fund
|
NPORT-P
|
|
|
Asia Realty Fund IV
|
D/A
|
|
|
Wells Fargo Commercial Mortgage Trust 2016-C37
|
8-K
|
|
|
L16HT LP
|
D
|
|
|
Equitybee 22-41036, a Series of Equitybee cFund Master LLC
|
D/A
|
|
|
Tidal Trust II
|
497J
|
|
|
Cadenza Innovation, Inc.
|
D/A
|
|
|
BASS CHARLIE
|
4
|
|
|
SOCKET MOBILE, INC.
|
4
|
Financial Statements
|
|
Revise Capital Fund, LLC
|
D
|
|
|
CentrePoint Fund I, LP
|
D
|
|
|
Kennedy Sheryl Lynn
|
144
|
|
|
COGENT COMMUNICATIONS HOLDINGS, INC.
|
144
|
Financial Statements
|
|
Vado Corp.
|
3
|
|
|
Lelong David Richard
|
3
|
|
|
Carhart Ryan
|
3
|
|
|
BMO 2023-C7 Mortgage Trust
|
ABS-EE
|
|
|
BMO Commercial Mortgage Securities LLC
|
ABS-EE
|
|
|
AG Capital Recovery VIII Holdings, L.P.
|
D/A
|
|
|
Benaron Reeve
|
3
|
|
|
MATRIX ADVISORS VALUE FUND INC
|
NPORT-P
|
|
|
Matrix Advisors Funds Trust
|
NPORT-P
|
|
|
PE Secondaries Fund
|
D
|
|
|
PUTNAM INVESTMENT FUNDS
|
497K
|
|
|
FNC AG STOCK, LLC
|
X-17A-5
|
|
|
PE Secondaries Fund
|
D
|
|
|
Innovator ETFs Trust
|
8-A12B
|
|
|
EA Northern Parc, LP
|
D
|
|
|
ASSET MANAGEMENT FUND
|
NPORT-P
|
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
UBS AG
|
424B2
|
|
|
PUTNAM INVESTMENT FUNDS
|
485BPOS
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
Vado Corp.
|
8-A12G
|
|
|
Sword Performance, Inc.
|
D
|
|
|
Scannell John
|
4
|
|
|
MOOG INC.
|
4
|
|
|
EA Series Trust
|
485APOS
|
|
|
Fund I, a series of MIH Capital, LP
|
D
|
|
|
Pedersen Bret Allen
|
4
|
|
|
Envela Corp
|
4
|
|
|
HEYMAN WILLIAM H
|
144
|
|
|
TRAVELERS COMPANIES, INC.
|
144
|
Financial Statements
|
|
StealthPoint Fund I, L.P.
|
D/A
|
|
|
FINNSSON ERIC J.
|
4
|
|
|
Eastside Distilling, Inc.
|
4
|
Financial Statements
|
|
AG Capital Recovery Partners VIII, L.P.
|
D/A
|
|
|
TCH Group, Inc.
|
D/A
|
|
|
NATIONAL RURAL UTILITIES COOPERATIVE FINANCE CORP /DC/
|
424B3
|
|
|
TCIH-Clearwater 110th Ave, LLC
|
D
|
|
|
Salvation Nutraceuticals Inc.
|
D/A
|
|
|
BOSTAPH KARL R.
|
4
|
|
|
ASHLAND INC.
|
4
|
Financial Statements
|
|
NORTHERN FUNDS
|
NPORT-P
|
|
|
DXII Fund, LP
|
D/A
|
|
|
Schutte John
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
Federated Hermes Municipal Bond Fund, Inc.
|
N-CSRS
|
|
|
Elements Ventures Group Inc.
|
S-1/A
|
|
|
LORD PATRICK J
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
Antalek John
|
3
|
|
|
GREENE COUNTY BANCORP INC
|
3
|
Financial Statements
|
|
Betz Stephen F.
|
144
|
|
|
Crinetics Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Saunier Edwin S
|
4
|
|
|
POPULAR TOTAL RETURN FUND INC
|
NPORT-P
|
|
|
Mitchell Adrian V
|
4
|
|
|
Macy's, Inc.
|
4
|
Financial Statements
|
|
Cook Cerontie LeVar
|
3
|
|
|
GENERATION INCOME PROPERTIES, INC.
|
3
|
|
|
Priebe Stephen M
|
4
|
|
|
Bickel Paul J III
|
4
|
|
|
EQ ADVISORS TRUST
|
NPORT-P
|
|
|
Quinn Sean Edward
|
4
|
|
|
CIMPRESS plc
|
4
|
Financial Statements
|
|
PSYCHEMEDICS CORP
|
8-K
|
Financial Statements
|
|
EQ PREMIER VIP TRUST
|
NPORT-P
|
|
|
Limitless Investment Fund, LLC
|
D
|
|
|
Tidal Trust II
|
8-A12B
|
|
|
Prasanna Capital II, LP - D1
|
D
|
|
|
NELSON MARK JON
|
4
|
|
|
LATTICE SEMICONDUCTOR CORP
|
4
|
Financial Statements
|
|
Gaingels Seismic Therapeutics LLC
|
D
|
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
LEUTHOLD FUNDS INC
|
NPORT-P
|
|
|
hhgregg, Inc.
|
8-K
|
|
|
Browne Colin
|
144
|
|
|
Under Armour, Inc.
|
144
|
Financial Statements
|
|
RIZE GROWTH MARKET FUND LLC
|
D
|
|
|
Kryger Event Fund Ltd
|
D/A
|
|
|
Tapiero Jacques
|
4
|
|
|
MCCORMICK & CO INC
|
4
|
Financial Statements
|
|
Blade Air Mobility, Inc.
|
4
|
|
|
Love Reginald
|
4
|
|
|
Agility Multi-Asset Income Fund
|
NPORT-P
|
|
|
PRESTON MARGARET M V
|
4
|
|
|
Ilumivu, Inc.
|
D
|
|
|
Gukowski Christopher
|
144
|
|
|
Iris Energy Ltd
|
144
|
Financial Statements
|
|
REYNOLDS FUNDS INC
|
24F-2NT
|
|
|
Biguet Stephane
|
144
|
|
|
SCHLUMBERGER LIMITED/NV
|
144
|
Financial Statements
|
|
DRIEHAUS MUTUAL FUNDS
|
NPORT-P
|
|
|
Connexa Sports Technologies Inc.
|
10-Q
|
Financial Statements
|
|
Boss HOG Resources LLC
|
D/A
|
|
|
High Tide Inc.
|
6-K
|
|
|
Gaingels Puzzle LLC
|
D
|
|
|
Sigma Lithium Corp
|
6-K
|
|
|
Brigade High Yield Offshore Fund Ltd.
|
D
|
|
|
Ryosan Company, Ltd
|
CB
|
|
|
Ryoyo Electro Corp
|
CB
|
|
|
Tidal ETF Trust
|
497J
|
|
|
Gilson Snow, Inc.
|
D
|
|
|
Greenbriar Sustainable Living Inc.
|
6-K
|
|
|
MFS SERIES TRUST X
|
497K
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT SEVEN
|
N-VP/A
|
|
|
BNY MELLON OPPORTUNITY FUNDS
|
N-CSR
|
|
|
SEPARATE ACCOUNT A OF UNION SECURITY LIFE INS CO OF NEW YORK
|
497
|
|
|
VARIABLE ACCOUNT D OF UNION SECURITY INSURANCE CO
|
497
|
|
|
UNION SECURITY LIFE INSURANCE CO OF NEW YORK
|
424B3
|
|
|
UNION SECURITY INSURANCE CO
|
424B3
|
|
|
Diamond Edge IT Consulting Inc.
|
D
|
|
|
MFS SERIES TRUST X
|
485BPOS
|
|
|
Tidal ETF Trust
|
497K
|
|
|
REYNOLDS FUNDS INC
|
N-CEN
|
|
|
SMITH MARK D
|
4
|
|
|
SMITH A O CORP
|
4
|
Financial Statements
|
|
DriveWealth ETF Trust
|
NPORT-P
|
|
|
CHINA PETROLEUM & CHEMICAL CORP
|
6-K
|
|
|
Rep Data, Inc
|
D
|
|
|
Spok Holdings, Inc
|
144
|
Financial Statements
|
|
WALLACE MICHAEL W
|
144
|
|
|
Cordillera Media & IP IV, L.P.
|
D
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSUR CO SEPARATE ACCOUNT THREE
|
497
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
497VPU
|
|
|
TALCOTT RESOLUTION LIFE INSURANCE CO SEPARATE ACCOUNT THREE
|
497
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497VPU
|
|
|
Graham Gary John
|
144
|
|
|
SOBR Safe, Inc.
|
144
|
|
|
TALCOTT RESOLUTION LIFE & ANNUITY INSURANCE CO SEPARATE ACCOUNT SEVEN
|
497
|
|
|
BNY MELLON STRATEGIC MUNICIPALS, INC.
|
N-CSR
|
Financial Statements
|
|
Tidal ETF Trust
|
8-A12B
|
|
|
First Tryon Advisors, LLC
|
MA-I/A
|
|
|
Alpha Alternative Assets Fund
|
NPORT-P
|
|
|
Krane Shares Trust
|
485BXT
|
|
|
Innes Guy Archibald
|
4
|
|
|
VOLITIONRX LTD
|
4
|
Financial Statements
|
|
HSBC BANK PLC
|
424B2
|
|
|
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc.
|
N-CSRS
|
|
|
APA Corp
|
4
|
Financial Statements
|
|
Hoyt Rebecca A
|
4
|
|
|
Chase Income Fund I LLC
|
D
|
|
|
BlackRock Hedge Fund Guided Portfolio Solution
|
NPORT-P
|
|
|
CHRISTMANN JOHN J
|
4
|
|
|
FORUM FUNDS II
|
NPORT-P
|
|
|
Voya PARTNERS INC
|
NPORT-P
|
|
|
Voya VARIABLE FUNDS
|
NPORT-P
|
|
|
Capital Product Partners L.P.
|
6-K
|
Financial Statements
|
|
STOVER DAVID L
|
4
|
|
|
Vested 2023 Summer Opportunity Fund, LP
|
D/A
|
|
|
Fidelity Central Investment Portfolios LLC
|
NPORT-P
|
|
|
FIDELITY ABERDEEN STREET TRUST
|
NPORT-P
|
|
|
VARIABLE INSURANCE PRODUCTS FUND III
|
NPORT-P
|
|
|
SHAW THOMAS J
|
4
|
|
|
RETRACTABLE TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Ragauss Peter A
|
4
|
|
|
Sculptor Capital Management, Inc.
|
15-12G
|
Financial Statements
|
|
Gaingels Cambium LLC
|
D
|
|
|
Variable Insurance Products Fund V
|
NPORT-P
|
|
|
FT 11221
|
S-6
|
|
|
VARIABLE INSURANCE PRODUCTS FUND II
|
NPORT-P
|
|
|
FIDELITY GARRISON STREET TRUST
|
NPORT-P
|
|
|
VARIABLE INSURANCE PRODUCTS FUND
|
NPORT-P
|
|
|
VARIABLE INSURANCE PRODUCTS FUND IV
|
NPORT-P
|
|
|
Golub Capital BDC 3, Inc.
|
SC 13D/A
|
|
|
STRS OHIO
|
SC 13D/A
|
|
|
MFS SERIES TRUST VII
|
497K
|
|
|
FT 11220
|
S-6
|
|
|
FT 11201
|
S-6
|
|
|
Rabun Daniel Wayne
|
4
|
|
|
FT 11200
|
S-6
|
|
|
OP-0530 Fund I, a series of Roll Up Vehicles, LP
|
D
|
|
|
Dhanasekaran Satish
|
144
|
|
|
Keysight Technologies, Inc.
|
144
|
Financial Statements
|
|
FT 11199
|
S-6
|
|
|
FT 11198
|
S-6
|
|
|
Nelson Amy H
|
4
|
|
|
FIDELITY TREND FUND
|
NPORT-P
|
|
|
FIDELITY CHARLES STREET TRUST
|
NPORT-P
|
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
N-CSR
|
Financial Statements
|
|
GLOBALFOUNDRIES Inc.
|
144
|
Financial Statements
|
