| Company Name |
Form Type |
SEC Filings |
|
|
|
|
HYMAN CHARLES D
|
13F-HR
|
|
|
Engrave Wealth Partners LLC
|
13F-HR
|
|
|
RI-1015 Fund III, a series of KittyHawk Heavy SPV AL5, LP
|
D
|
|
|
ON-1017 Fund I, a series of Velocity Capital Ventures, LP
|
D
|
|
|
DRIL-QUIP INC
|
10-Q
|
Financial Statements
|
|
Underground Mushroom Co.
|
C-U
|
|
|
Palmer Thomas Ronald
|
144
|
|
|
NEWMONT Corp /DE/
|
144
|
Financial Statements
|
|
RENTOKIL INITIAL PLC /FI
|
6-K
|
|
|
ARTISANAL CAVES LLC
|
C-U
|
|
|
Horan Capital Advisors, LLC.
|
13F-HR
|
|
|
WEALTHSPAN PARTNERS, LLC
|
13F-HR
|
|
|
WEBSTERROGERS FINANCIAL ADVISORS, LLC
|
13F-HR
|
|
|
Shirai Ryo
|
SC 13D/A
|
|
|
Stephenson Dave
|
144
|
|
|
Next Meats Holdings, Inc.
|
SC 13D/A
|
|
|
Invesco Unit Trusts Taxable Income Series 639
|
497J
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 636
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 577
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 574
|
497J
|
|
|
Marathon Petroleum Corp
|
144
|
Financial Statements
|
|
Rucker Kim K.W.
|
144
|
|
|
Invesco Unit Trusts Taxable Income Series 505
|
497J
|
|
|
KOCH C JAMES
|
4
|
|
|
BOSTON BEER CO INC
|
4
|
Financial Statements
|
|
Invesco Unit Trusts Taxable Income Series 502
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 477
|
497J
|
|
|
Invesco Unit Trusts Taxable Income Series 451
|
497J
|
|
|
Autumn Glory Partners, LLC
|
13F-HR
|
|
|
Van Kampen Unit Trusts Taxable Income Series 408
|
497J
|
|
|
Krilogy Financial LLC
|
13F-HR
|
|
|
ConvexityShares Trust
|
424B3
|
|
|
Van Kampen Unit Trusts Taxable Income Series 407
|
497J
|
|
|
PUTNAM FUNDS TRUST
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 400
|
497J
|
|
|
Trifecta Capital Advisors, LLC
|
13F-HR
|
|
|
Van Kampen Unit Trusts Taxable Income Series 337
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 331
|
497J
|
|
|
Sightline Wealth Advisors, LLC
|
13F-HR
|
|
|
Van Kampen Unit Trusts Taxable Income Series 324
|
497J
|
|
|
Ebel Mark David
|
144
|
|
|
Van Kampen Unit Trusts Taxable Income Series 303
|
497J
|
|
|
Van Kampen Unit Trusts Taxable Income Series 267
|
497J
|
|
|
HEARTLAND GROUP INC
|
NPORT-P
|
|
|
Invesco Unit Trusts Series 2323
|
S-6/A
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
N-CSR
|
|
|
Hyde Matthew C.
|
144
|
|
|
Weave Communications, Inc.
|
144
|
Financial Statements
|
|
PUTNAM INTERNATIONAL EQUITY FUND
|
497J
|
|
|
MADISON FUNDS
|
DEFA14A
|
|
|
D'Ambrosia Brian
|
4
|
|
|
MONRO, INC.
|
4
|
Financial Statements
|
|
Van Kampen Unit Trusts Taxable Income Series 266
|
497J
|
|
|
VAN KAMPEN FOCUS PORTFOLIOS TAXABLE INCOME SERIES 41
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1350
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1339
|
497J
|
|
|
Requisite Capital Management, LLC
|
13F-HR
|
|
|
Invesco Unit Trusts, Municipal Series 1338
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1335
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1319
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1318
|
497J
|
|
|
BORNEMAN J RALPH JR
|
4
|
|
|
Invesco Unit Trusts, Municipal Series 1298
|
497J
|
|
|
Court Place Advisors, LLC
|
13F-HR
|
|
|
Invesco Unit Trusts, Municipal Series 1292
|
497J
|
|
|
Invesco Unit Trusts, Municipal Series 1270
|
497J
|
|
|
Mattern Wealth Management LLC
|
13F-HR
|
|
|
Invesco Unit Trusts, Municipal Series 1266
|
497J
|
|
|
HC CAPITAL TRUST
|
497J
|
|
|
CITY NATIONAL ROCHDALE FUNDS
|
497K
|
|
|
Broderick Michael T
|
4
|
|
|
DIAGEO PLC
|
6-K
|
Financial Statements
|
|
JAMES ADVANTAGE FUNDS
|
497J
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497J
|
|
|
KNAVISH TIMOTHY M
|
4
|
|
|
PPG INDUSTRIES INC
|
4
|
Financial Statements
|
|
Roth James H
|
144
|
|
|
Huron Consulting Group Inc.
|
144
|
Financial Statements
|
|
Braun Kevin D.
|
4
|
|
|
MONRO, INC.
|
8-K
|
Financial Statements
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K
|
|
|
Cubic Asset Management, LLC
|
13F-HR
|
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
Guggenheim Active Allocation Fund
|
4
|
|
|
Barnes Randall C
|
4
|
|
|
Bedi Christopher
|
144
|
|
|
CATERPILLAR FINANCIAL SERVICES CORP
|
10-Q
|
|
|
WOODWARD DIVERSIFIED CAPITAL, LLC
|
13F-HR
|
|
|
MUSHAKOV ANDREY
|
4
|
|
|
LIGHTBRIDGE Corp
|
4
|
Financial Statements
|
|
McCourt Timothy Francis
|
4
|
|
|
CME GROUP INC.
|
4
|
Financial Statements
|
|
GRAE SETH
|
4
|
|
|
NEEDHAM FUNDS INC
|
40-17G
|
|
|
GOLDMAN LARRY
|
4
|
|
|
STOCK YARDS BANK & TRUST CO
|
13F-HR
|
|
|
MARCUS CORP
|
8-K
|
Financial Statements
|
|
Atkinson Robert D
|
144
|
|
|
PRINCIPAL FUNDS, INC.
|
497
|
|
|
AMERICAN NOBLE GAS, INC.
|
8-K
|
|
|
British American Tobacco p.l.c.
|
6-K
|
Financial Statements
|
|
Sprague Suzanne
|
4
|
|
|
PRW Wealth Management LLC
|
13F-HR
|
|
|
Chubby Cattle Philadelphia, LLC
|
C/A
|
|
|
Renasant Bank
|
13F-HR
|
|
|
Sovereign Investment Advisors, LLC
|
13F-HR
|
|
|
CATERPILLAR INC
|
10-Q
|
Financial Statements
|
|
MVP LS FUND CDXXVI LLC
|
D/A
|
|
|
Tidal Trust II
|
485BXT
|
|
|
NewGen Asset Management Ltd
|
13F-HR
|
|
|
Evil Empire Designs, Inc.
|
8-K
|
|
|
FIRST OF LONG ISLAND CORP
|
10-Q
|
Financial Statements
|
|
PETRA FINANCIAL ADVISORS INC
|
13F-HR
|
|
|
Capelight Partners Fund LP
|
D/A
|
|
|
H&E Equipment Services, Inc.
|
8-K
|
Financial Statements
|
|
Pallas Capital Advisors LLC
|
13F-HR
|
|
|
Omnia Family Wealth, LLC
|
13F-HR
|
|
|
LGT Financial Advisors LLC
|
13F-HR
|
|
|
MVP LS FUND CDXVII LLC
|
D/A
|
|
|
MGO Private Wealth, LLC
|
13F-HR
|
|
|
Equitable Financial Life Insurance Co
|
424B3
|
|
|
Albedo Space Corp.
|
D
|
|
|
EQUITABLE FINANCIAL LIFE INSURANCE CO OF AMERICA
|
424B3
|
|
|
Cintrifuse Fund III R2, LLC
|
D
|
|
|
Cintrifuse Fund III N1, LLC
|
D
|
|
|
Cintrifuse Fund III D1, LLC
|
D
|
|
|
Cintrifuse Fund III R1, LLC
|
D
|
|
|
Angel Oak Financials Value Fund, LP
|
D/A
|
|
|
Oakmont Dallas Inline, LLC
|
D
|
|
|
FT 11049
|
497J
|
|
|
Snow Frederick Philip
|
144
|
|
|
FACTSET RESEARCH SYSTEMS INC
|
144
|
Financial Statements
|
|
FT 11026
|
497J
|
|
|
Impact Shares Trust I
|
497
|
|
|
Lifeworks Advisors, LLC
|
13F-HR
|
|
|
SEPARATE ACCOUNT NO. 49
|
497
|
|
|
Empowered Funds, LLC
|
13F-HR
|
|
|
FT 11025
|
497J
|
|
|
Equitable America Variable Account No.70A
|
497
|
|
|
FT 11024
|
497J
|
|
|
Agility Multi-Asset Income Fund
|
SC TO-I
|
|
|
FT 11023
|
497J
|
|
|
UBS FUNDS
|
497J
|
|
|
Independent Family Office, LLC
|
13F-HR
|
|
|
Separate Account No. 70
|
497
|
|
|
DHK Financial Advisors, Inc.
|
13F-HR
|
|
|
Constellation Energy Corp
|
8-K
|
|
|
CONSTELLATION ENERGY GENERATION LLC
|
8-K
|
|
|
Bunge Global SA
|
S-8 POS
|
|
|
FIDELITY CHARLES STREET TRUST
|
497K
|
|
|
Variable Insurance Products Fund V
|
497K
|
|
|
BlackDiamond Wealth Management Inc.
|
13F-HR
|
|
|
Variable Insurance Products Fund V
|
497
|
|
|
FIDELITY CHARLES STREET TRUST
|
497
|
|
|
Lipocine Inc.
|
8-K
|
Financial Statements
|
|
CapWealth Advisors, LLC
|
13F-HR
|
|
|
Pershing Edward
|
4
|
|
|
PROVECTUS BIOPHARMACEUTICALS, INC.
|
4
|
|
|
Principal Street Partners, LLC
|
13F-HR
|
|
|
Braun-Bostich & Associates Inc.
|
13F-HR
|
|
|
EA Series Trust
|
497J
|
|
|
HENNESSY FUNDS TRUST
|
N-CSR
|
|
|
Whooshh Innovations, Inc.
|
C
|
|
|
Ambrx Biopharma, Inc.
|
144
|
|
|
O'Connor Daniel J.
|
144
|
|
|
Aspen Wealth Strategies, LLC
|
13F-HR
|
|
|
Vivakor, Inc.
|
8-K
|
Financial Statements
|
|
FORUM FUNDS II
|
497J
|
|
|
DGI Investment Trust
|
497J
|
|
|
DERMAWOUND, INC.
|
1-A
|
|
|
Principle Wealth Partners LLC
|
13F-HR
|
|
|
Itau Unibanco Holding S.A.
|
6-K
|
Financial Statements
|
|
NATURAL HEALTH TRENDS CORP
|
10-Q
|
Financial Statements
|
|
ZYNEX INC
|
8-K
|
Financial Statements
|
|
CM ADVISORS FAMILY OF FUNDS
|
N-CSRS
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497K
|
|
|
SUNCOR ENERGY INC
|
6-K
|
Financial Statements
|
|
KCK LTD.
|
13F-HR
|
|
|
F/M Funds Trust
|
N-CSR
|
|
|
Desktop Metal, Inc.
|
4
|
Financial Statements
|
|
EBRAHIMI FARHAD FRED
|
4
|
|
|
NORTH EUROPEAN OIL ROYALTY TRUST
|
8-K
|
|
|
Blue Hill Tech, Inc.
|
C/A
|
|
|
LumiraDx Ltd
|
6-K
|
|
|
J.P. Morgan Exchange-Traded Fund Trust
|
497
|
|
|
Morgan Stanley Portfolios, Series 68
|
497
|
|
|
RayzeBio, Inc.
|
8-K
|
|
|
ioneer Ltd
|
6-K
|
|
|
Blackstone Floating Rate Enhanced Income Fund
|
N-23C3A
|
|
|
SuperWarm Inc
|
D
|
|
|
Focused Wealth Management, Inc
|
13F-HR
|
|
|
NOVONIX Ltd
|
6-K
|
|
|
NATURAL HEALTH TRENDS CORP
|
8-K
|
Financial Statements
|
|
T2 Biosystems, Inc.
|
8-K
|
Financial Statements
|
|
FIRST NATIONAL BANK & TRUST CO OF NEWTOWN
|
13F-HR
|
|
|
Bridge Builder Trust
|
497J
|
|
|
Toloue Masoud
|
4
|
|
|
Quanterix Corp
|
4
|
Financial Statements
|
|
MITCHELL SINKLER & STARR/PA
|
13F-HR
|
|
|
CohBar, Inc.
|
8-K
|
Financial Statements
|
|
Pitti Group Wealth Management, LLC
|
13F-HR
|
|
|
HUBSPOT INC
|
8-K
|
Financial Statements
|
|
Bull Oak Capital, LLC
|
13F-HR
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
6-K
|
Financial Statements
|
|
Salinas Anushka
|
144
|
|
|
Rent the Runway, Inc.
|
144
|
Financial Statements
|
|
Rau Andrew
|
144
|
|
|
Donato Brian
|
144
|
|
|
Case Becky
|
144
|
|
|
Hyman Jennifer
|
144
|
|
|
Tam Sarah K
|
144
|
|
|
Schneider National, Inc.
|
8-K
|
Financial Statements
|
|
Thacker Siddharth
|
144
|
|
|
Schembri Cara
|
144
|
|
|
Union Grove Farm Distillery, Inc.
|
D
|
|
|
VANGUARD WHITEHALL FUNDS
|
497
|
|
|
Global Atlantic Investment Advisors, LLC
|
13F-NT
|
|
|
BERKSHIRE HILLS BANCORP INC
|
8-K
|
Financial Statements
|
|
GT Biopharma, Inc.
|
10-Q
|
|
|
MYRIAD GENETICS INC
|
8-K
|
Financial Statements
|
|
Scilex Holding Co
|
8-K
|
|
|
John Hancock Exchange-Traded Fund Trust
|
497J
|
|
|
VANGUARD WHITEHALL FUNDS
|
485BPOS
|
|
|
MFS SERIES TRUST XVII
|
497J
|
|
|
T. Rowe Price Equity Funds, Inc.
|
497
|
|
|
MFS SERIES TRUST XVI
|
497J
|
|
|
PACK Private Wealth, LLC
|
13F-HR
|
|
|
OmniAb, Inc.
|
8-K
|
|
|
Energy Transfer LP
|
425
|
Financial Statements
|
|
Crestwood Equity Partners LP
|
425
|
Financial Statements
|
|
One Wealth Advisors, LLC
|
13F-HR
|
|
|
Calibrate Health NewCo, LLC
|
D
|
|
|
Biechele Royce Advisors
|
13F-HR
|
|
|
America Great Health
|
NT 10-Q
|
|
|
MOSAIC FAMILY WEALTH PARTNERS, LLC
|
13F-HR
|
|
|
US BANK NATIONAL ASSOCIATION
|
ABS-15G
|
|
|
Madison Wealth Partners, Inc
|
13F-HR
|
|
|
Chefs' Warehouse, Inc.
|
8-K
|
Financial Statements
|
|
GRI BIO, Inc.
|
8-K
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
497K
|
|
|
LOWERY THOMAS, LLC
|
13F-HR
|
|
|
BNY Mellon Municipal Bond Funds, Inc.
|
497
|
|
|
AGILENT TECHNOLOGIES, INC.
|
8-K
|
Financial Statements
|
|
ASYMmetric ETFs Trust
|
N-CEN
|
|
|
VANGUARD SCOTTSDALE FUNDS
|
N-CSR
|
|
|
LUTS & GREENLEIGH GROUP, INC
|
13F-HR
|
|
|
SHERWIN WILLIAMS CO
|
8-K
|
Financial Statements
|
|
TRANSAMERICA FUNDS
|
497
|
|
|
VANGUARD WORLD FUND
|
N-CSR
|
|
|
BNY Mellon Intermediate Municipal Bond Fund, Inc.
|
497
|
|
|
BNY Mellon Absolute Insight Funds, Inc.
|
497
|
|
|
BNY Mellon Investment Funds III
|
497
|
|
|
KRAEMATON INVESTMENT ADVISORS, INC
|
13F-HR
|
|
|
VANGUARD MONEY MARKET RESERVES
|
N-CSR
|
|
|
Atara Biotherapeutics, Inc.
|
10-Q
|
Financial Statements
|
|
BNY Mellon Investment Funds VII, Inc.
|
497
|
|
|
BNY Mellon Investment Funds I
|
497
|
|
|
VANGUARD ADMIRAL FUNDS
|
N-CSR
|
|
|
HSBC PRIVATE BANK
|
13F-NT
|
|
|
Calamos Aksia Alternative Credit & Income Fund
|
N-23C3C
|
|
|
FRANKLIN U.S. GOVERNMENT MONEY FUND
|
497K
|
|
|
TRANSAMERICA SERIES TRUST
|
497K
|
|
|
INSTITUTIONAL FIDUCIARY TRUST
|
497K
|
|
|
Heron Bay Capital Management
|
13F-HR
|
|
|
TABACCO JOSEPH J JR
|
4
|
|
|
OVERSTOCK.COM, INC
|
4
|
Financial Statements
|
|
Celsius Holdings, Inc.
|
8-K
|
Financial Statements
|
|
TRANSAMERICA SERIES TRUST
|
497
|
|
|
BioSig Technologies, Inc.
|
8-K
|
Financial Statements
|
|
Atara Biotherapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Graham Holdings Co
|
10-Q
|
Financial Statements
|
|
Eterna Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
Graham Holdings Co
|
8-K
|
Financial Statements
|
|
Cactus Acquisition Corp. 1 Ltd
|
DEFA14A
|
|
|
Empirical Asset Management, LLC
|
13F-HR
|
|
|
NNN REIT, INC.
|
10-Q
|
Financial Statements
|
|
Alpha Tau Medical Ltd.
|
6-K
|
|
|
Trinity Capital Inc.
|
10-Q
|
Financial Statements
|
|
Seagen Inc.
|
10-Q
|
Financial Statements
|
|
Spark Networks SE
|
SC 13D/A
|
Financial Statements
|
|
Osmium Partners, LLC
|
SC 13D/A
|
|
|
JPMORGAN TRUST IV
|
497
|
|
|
NNN REIT, INC.
|
8-K
|
Financial Statements
|
|
Trinity Capital Inc.
|
8-K
|
Financial Statements
|
|
SRM Entertainment, Inc.
|
8-K
|
|
|
SPLUNK INC
|
8-K
|
Financial Statements
|
|
Foresight Autonomous Holdings Ltd.
|
6-K
|
Financial Statements
|
|
Evoke Pharma Inc
|
8-K
|
Financial Statements
|
|
LINDSELL TRAIN GLOBAL EQUITY LLC
|
D/A
|
|
|
ENTERGY TEXAS, INC.
|
8-K
|
|
|
ENTERGY LOUISIANA, LLC
|
8-K
|
Financial Statements
|
|
SYSTEM ENERGY RESOURCES, INC
|
8-K
|
|
|
ENTERGY NEW ORLEANS, LLC
|
8-K
|
|
|
ENTERGY MISSISSIPPI, LLC
|
8-K
|
|
|
ENTERGY CORP /DE/
|
8-K
|
Financial Statements
|
|
ENTERGY ARKANSAS, LLC
|
8-K
|
|
|
NEWMARK GROUP, INC.
|
8-K
|
Financial Statements
|
|
Industrial Tech Acquisitions II, Inc.
|
8-K
|
|
|
vTv Therapeutics Inc.
|
8-K
|
Financial Statements
|
