| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Diaz Hope
|
4
|
|
|
TWOHIG PAUL E
|
4
|
|
|
Tripathy Nirmal K
|
4
|
|
|
Shepherd Nicholas P
|
4
|
|
|
RAUCH STACEY
|
4
|
|
|
RECHTSCHAFFEN ANDREW
|
4
|
|
|
JLL Income Property Trust, Inc.
|
424B3
|
|
|
Greystone Financial Group, LLC
|
13F-HR
|
|
|
EATON VANCE MUNICIPALS TRUST
|
N-CEN
|
|
|
ALPS Variable Investment Trust
|
497
|
|
|
DB Fitzpatrick & Co, Inc
|
13F-HR
|
|
|
Horan Securities, Inc.
|
13F-HR
|
|
|
BIG 5 SPORTING GOODS Corp
|
10-Q
|
Financial Statements
|
|
TELEO CAPITAL II, LP
|
D
|
|
|
7G BioVentures I, L.P.
|
D/A
|
|
|
EATON VANCE GROWTH TRUST
|
N-CEN
|
|
|
HUSSMAN INVESTMENT TRUST
|
497K
|
|
|
T. Rowe Price Equity Funds, Inc.
|
497K
|
|
|
Modera Wealth Management, LLC
|
13F-HR
|
|
|
Ultra Clean Holdings, Inc.
|
8-K
|
Financial Statements
|
|
OIKOS HOLDINGS LLC
|
13F-HR
|
|
|
SOUTHERN COPPER CORP/
|
10-Q
|
Financial Statements
|
|
HOLMES FRANK E
|
4
|
|
|
U S GLOBAL INVESTORS INC
|
4
|
Financial Statements
|
|
Morgan Stanley Finance LLC
|
424B2
|
|
|
MORGAN STANLEY
|
424B2
|
Financial Statements
|
|
Fairway Private Equity & Venture Capital Opportunities Fund
|
SC TO-I
|
|
|
VANGUARD WHITEHALL FUNDS
|
497K
|
|
|
Eliot Finkel Investment Counsel, LLC
|
13F-HR
|
|
|
Knight-Swift Transportation Holdings Inc.
|
10-Q
|
Financial Statements
|
|
Cavitation Technologies, Inc.
|
10-Q
|
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
424B3
|
|
|
Tipmefast, Inc.
|
8-K
|
|
|
Investment Managers Series Trust
|
497K
|
|
|
Harvey Peter C
|
4
|
|
|
NEW JERSEY RESOURCES CORP
|
4
|
Financial Statements
|
|
Trust Co of Kansas
|
13F-HR
|
|
|
Harvey Peter C
|
3
|
|
|
NEW JERSEY RESOURCES CORP
|
3
|
Financial Statements
|
|
GSK plc
|
6-K
|
Financial Statements
|
|
Xenous Holdings, Inc.
|
10-Q
|
|
|
J. Streicher Holdings, LLC
|
3
|
|
|
Zalatoris Acquisition Corp.
|
3
|
|
|
Calunius Special Opportunities 2 LP
|
D/A
|
|
|
CYPRESS FUNDS LLC
|
13F-HR
|
|
|
Callicotte Lisa
|
4
|
|
|
PFS FUNDS
|
497J
|
|
|
OAKMONT Corp
|
13F-HR
|
|
|
Otis Gallery LLC
|
1-U
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497VPU
|
|
|
Shetty Reshma P.
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Strategic Storage Trust VI, Inc.
|
424B3
|
|
|
ExcelFin Acquisition Corp.
|
8-K
|
|
|
Martin Investment Management, LLC
|
13F-HR
|
|
|
Federated Hermes Municipal Securities Income Trust
|
497K
|
|
|
Builders FirstSource, Inc.
|
10-Q
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
NOVO NORDISK A S
|
6-K
|
Financial Statements
|
|
Advisors Preferred Trust
|
497J
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
497J
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497VPU
|
|
|
BCG Triad, LLC
|
D
|
|
|
UBS AG
|
424B2
|
|
|
1842 Fund I, LP
|
D
|
|
|
CONX Corp.
|
DEFA14A
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
405 SSTV V Ltd
|
D
|
|
|
Convoi Ventures LP - B3
|
D/A
|
|
|
Csenge Advisory Group
|
13F-HR
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
Strategic Storage Trust VI, Inc.
|
POS EX
|
|
|
BurklandSaaS.vc, LP - B3
|
D/A
|
|
|
SARVADI PAUL J
|
144
|
|
|
INSPERITY, INC.
|
144
|
Financial Statements
|
|
CONX Corp.
|
8-K
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497VPI
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE INSURANCE CO
|
497VPI
|
|
|
Spirit AeroSystems Holdings, Inc.
|
10-Q
|
Financial Statements
|
|
noco-noco Inc.
|
NT 20-F
|
|
|
Federated Hermes Municipal Securities Income Trust
|
497
|
|
|
SEPARATE ACCOUNT A OF PACIFIC LIFE & ANNUITY CO
|
497
|
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
Impact Shares Trust I
|
497K
|
|
|
NEWPARK RESOURCES INC
|
10-Q
|
Financial Statements
|
|
Stapleton Charles D
|
4
|
|
|
DAVEY TREE EXPERT CO
|
4
|
|
|
Tieton Capital Management, LLC
|
13F-HR
|
|
|
Annovis Bio, Inc.
|
8-K
|
Financial Statements
|
|
CX Station at Clift Farm, DST
|
D/A
|
|
|
Peregrine Land Investments I, LP
|
D
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
25-NSE
|
|
|
EARTHSTONE ENERGY INC
|
25-NSE
|
Financial Statements
|
|
WARNKE KARL J
|
4
|
|
|
HELLING LARRY J
|
4
|
|
|
QCR HOLDINGS INC
|
4
|
Financial Statements
|
|
LEGG MASON PARTNERS MONEY MARKET TRUST
|
24F-2NT
|
|
|
ASSET MANAGEMENT FUND
|
497J
|
|
|
Annovis Bio, Inc.
|
424B5
|
Financial Statements
|
|
Hamilton Lane Private Assets Fund
|
SC TO-I
|
|
|
TRANSAMERICA FUNDS
|
497J
|
|
|
HARRIS MATTHEW CHRISTOPHER
|
4
|
|
|
Fenske Tamera
|
4
|
|
|
KIMBERLY CLARK CORP
|
4
|
Financial Statements
|
|
UBS AG
|
424B3
|
|
|
FORUM FUNDS
|
497J
|
|
|
Forbion European Acquisition Corp.
|
SC 13G/A
|
|
|
Feis Lawrence
|
SC 13G/A
|
|
|
ESTEE LAUDER COMPANIES INC
|
10-Q
|
Financial Statements
|
|
Brown Donald C
|
4
|
|
|
Linton Paul Alderman
|
4
|
|
|
FTI CONSULTING, INC
|
4
|
Financial Statements
|
|
Global Strategic Risk Management Offshore, Ltd.
|
D
|
|
|
Virtus Investment Trust
|
497
|
|
|
EA Series Trust
|
25-NSE
|
|
|
Cboe BZX Exchange, Inc.
|
25-NSE
|
|
|
BRUCE FUND INC
|
497J
|
|
|
Shringi Dhruv
|
144
|
|
|
Yatra Online, Inc.
|
144
|
Financial Statements
|
|
LORD ABBETT US GOV & GOV SPONSORED ENTERPR MONEY MARKET FUND
|
497J
|
|
|
MESIROW FINANCIAL INVESTMENT MANAGEMENT - Fixed Income
|
13F-HR
|
|
|
Sound Point Meridian Capital, LLC
|
N-2/A
|
|
|
MongoDB, Inc.
|
144
|
Financial Statements
|
|
MERRIMAN DWIGHT A
|
144
|
|
|
CDAM GLOBAL OPPORTUNITIES FUND
|
D/A
|
|
|
Jefferies Financial Group Inc.
|
FWP
|
Financial Statements
|
|
LUTHERAN CHURCH MISSOURI SYNOD FOUNDATION
|
13F-NT
|
|
|
Mynaric AG
|
6-K
|
Financial Statements
|
|
Silverleafe Capital Partners, LLC
|
13F-HR
|
|
|
FT 11062
|
487
|
|
|
Stepstone Private Credit Fund LLC
|
SC TO-I
|
|
|
Cabanas Humberto
|
4
|
|
|
HINES GLOBAL INCOME TRUST, INC.
|
4
|
|
|
SIMPLEX TRADING, LLC
|
13F-HR
|
|
|
Q30 Sports Science, LLC
|
D
|
|
|
ACREWISE NC PITTS34-001 LLC
|
D
|
|
|
FT 11050
|
487
|
|
|
Putnam Target Date Funds
|
24F-2NT
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
FT 11051
|
487
|
|
|
HALLMARK VENTURE GROUP, INC.
|
10-Q
|
|
|
Mastantuono Gina
|
144
|
|
|
ServiceNow, Inc.
|
144
|
Financial Statements
|
|
Trane Technologies plc
|
10-Q
|
|
|
Virtus Investment Trust
|
497J
|
|
|
SHELTON WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
Roble, Belko & Company, Inc
|
13F-HR
|
|
|
SPDR SERIES TRUST
|
497
|
|
|
VOYA CREDIT INCOME FUND
|
N-23C3A
|
|
|
Stonehage Fleming Investment Management Ltd
|
13F-NT
|
|
|
CoVenture Holding Company, LLC
|
D
|
|
|
GERMAN AMERICAN BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Stonehage Fleming Financial Services Holdings Ltd
|
13F-HR
|
|
|
EQUATOR Beverage Co
|
8-K
|
|
|
Holmes Rudolph H.
|
144
|
|
|
Cadence Bank
|
144
|
Financial Statements
|
|
BARCLAYS BANK PLC
|
6-K
|
|
|
GARRETT JOSEPH L
|
144
|
|
|
PACIFIC PREMIER BANCORP INC
|
144
|
Financial Statements
|
|
iPower Inc.
|
8-K
|
Financial Statements
|
|
Nilsine Partners, LLC
|
13F-HR
|
|
|
Hudson Incentive Holdings II, L.P. - Series 2 - LSF XII
|
D
|
|
|
BOURGEON CAPITAL MANAGEMENT LLC
|
13F-HR
|
|
|
Mesirow Institutional Investment Management, Inc.
|
13F-HR
|
|
|
SA FUNDS INVESTMENT TRUST
|
497J
|
|
|
SunCoke Energy, Inc.
|
10-Q
|
Financial Statements
|
|
Baker Hughes Co
|
144
|
Financial Statements
|
|
BORRAS MARIA C
|
144
|
|
|
KEY TRONIC CORP
|
8-K
|
Financial Statements
|
|
Maduck Sean
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
CONNELL EUGENE C
|
4
|
|
|
JB Investments Management, LLC
|
13F-HR
|
|
|
SIERRA BANCORP
|
8-K
|
Financial Statements
|
|
Ecomax, Inc
|
10-K/A
|
|
|
EA Series Trust
|
485BXT
|
|
|
CULLEN FUNDS TRUST
|
497J
|
|
|
BUNGELTD
|
25-NSE
|
Financial Statements
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Managed Portfolio Series
|
497J
|
|
|
Sibanye Stillwater Ltd
|
6-K
|
|
|
Linares Carlos G.
|
4
|
|
|
PUTNAM INVESTMENT FUNDS
|
24F-2NT
|
|
|
EMFO, LLC
|
13F-HR
|
|
|
Aspen Investment Management Inc
|
13F-HR
|
|
|
Napier Park Europe Loan Management Designated Activity Co
|
D
|
|
|
Putnam ETF Trust
|
DEFA14A
|
|
|
PUTNAM FUNDS TRUST
|
DEFA14A
|
|
|
PUTNAM INVESTMENT FUNDS
|
DEFA14A
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
DEFA14A
|
|
|
PUTNAM SUSTAINABLE LEADERS FUND
|
DEFA14A
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
DEFA14A
|
|
|
PUTNAM LARGE CAP VALUE FUND
|
DEFA14A
|
|
|
GEORGE PUTNAM BALANCED FUND
|
DEFA14A
|
|
|
Hooker Carlen
|
4
|
|
|
Chiarello Guy
|
144
|
|
|
FISERV INC
|
144
|
Financial Statements
|
|
Integrated Media Technology Ltd
|
6-K
|
Financial Statements
|
|
Paquin Natalye
|
4
|
|
|
UNIVEST FINANCIAL Corp
|
4
|
Financial Statements
|
|
PUTNAM FUNDS TRUST
|
24F-2NT
|
|
|
CHECK POINT SOFTWARE TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
Che Austin
|
144
|
|
|
DelSanto Anne
|
144
|
|
|
ADVANCED ENERGY INDUSTRIES INC
|
144
|
Financial Statements
|
|
BLACKSTAR ENTERPRISE GROUP, INC.
|
8-K
|
|
|
Lynett Capital Partners SPV ABL V, LP
|
D
|
|
|
FARRELL MATTHEW
|
4
|
|
|
KRAFT ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
DeSantis Christopher P.
|
3
|
|
|
WASTE MANAGEMENT INC
|
3
|
Financial Statements
|
|
Rakowski Eric
|
5
|
|
|
AMG Pantheon Fund, LLC
|
5
|
|
|
Fish James C Jr
|
4
|
|
|
WASTE MANAGEMENT INC
|
4
|
Financial Statements
|
|
EQT Exeter Real Estate Income Trust, Inc.
|
10-Q
|
|
|
Dierker Richard A
|
4
|
|
|
AZZAD FUNDS
|
497K
|
|
|
Sterling Real Estate Trust
|
8-K
|
|
|
CLEAN HARBORS INC
|
10-Q
|
Financial Statements
|
|
SCHNEEBERGER CAROL A
|
4
|
|
|
PEOPLES BANCORP INC
|
4
|
Financial Statements
|
|
Michael S. Ryan, Inc.
|
13F-HR
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
KWESST Micro Systems Inc.
|
6-K
|
|
|
ATS Corp /ATS
|
6-K
|
|
|
Lyon Joseph Douglas
|
144
|
|
|
Buchert Brian D
|
4
|
|
|
Self-Storage Portfolio XX DST
|
D/A
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2015-C23
|
10-D
|
|
|
SCHNEEBERGER CAROL A
|
3/A
|
|
|
PEOPLES BANCORP INC
|
3/A
|
Financial Statements
|
|
AZZAD FUNDS
|
497J
|
|
|
BARNES PETTEY FINANCIAL ADVISORS, LLC
|
13F-HR
|
|
|
Putnam ETF Trust
|
24F-2NT
|
|
|
PETREDIS INVESTMENT ADVISORS LLC
|
13F-HR
|
|
|
BayFirst Financial Corp.
|
4
|
|
|
LEO ANTHONY N
|
4
|
|
|
8NAP Digital Asset Fund LP
|
D/A
|
|
|
Swisher Daniel N JR
|
144
|
|
|
OLD NATIONAL BANCORP /IN/
|
10-Q
|
Financial Statements
|
|
EnCap Energy Capital Fund IX, L.P.
|
13F-HR
|
|
|
Bruno Barry A.
|
4
|
|
|
Aboaf Eric W.
|
144
|
|
|
STATE STREET CORP
|
144
|
Financial Statements
|
|
Allen Capital Group, LLC
|
13F-HR
|
|
|
SM-1005 Fund II, a series of Coelius Capital, LP
|
D
|
|
|
DTE Electric Securitization Funding II LLC
|
8-K
|
|
|
United Multi-Op #5, LP
|
D
|
|
|
PUTNAM ASSET ALLOCATION FUNDS
|
24F-2NT
|
|
|
Arca U.S. Treasury Fund
|
N-23C3A
|
|
|
PUTNAM GLOBAL HEALTH CARE FUND
|
24F-2NT
|
|
|
Provident Bancorp, Inc. /MD/
|
8-K
|
Financial Statements
|
|
PRUCO LIFE INSURANCE OF NEW JERSEY
|
POS AM
|
|
|
EnCap Energy Capital Fund X, L.P.
|
13F-HR
|
|
|
AmeriPana Global Fund, LP
|
D/A
|
|
|
BP PLC
|
6-K
|
Financial Statements
|
|
EnCap Flatrock Midstream Fund III, L.P.
|
13F-HR
|
|
|
Quilter Investors LTD
|
13F-NT
|
|
|
RBC Capital Markets, LLC
|
MA-I/A
|
|
|
Sigma Lithium Corp
|
6-K
|
|
|
Ranger Gold Corp.
|
8-K
|
|
|
DT Midstream, Inc.
|
10-Q
|
|
|
NORTHWEST WEALTH MANAGEMENT, LLC
|
13F-HR
|
|
|
EnCap Partners GP, LLC
|
13F-NT
|
|
|
CALVERT IMPACT FUND INC
|
497K
|
|
|
CCRM Management Co Holdings, LP
|
D
|
|
|
Quilter Cheviot Ltd
|
13F-NT
|
|
|
EnCap Flatrock Midstream Fund IV, L.P.
|
13F-HR
|
|
|
JUNIPER NETWORKS INC
|
144
|
Financial Statements
|
|
ALBION FINANCIAL GROUP /UT
|
13F-HR
|
|
|
FIDELITY SALEM STREET TRUST
|
497J
|
|
|
EnCap Energy Capital Fund VIII, L.P.
|
13F-HR
|
|
|
Kelly Jason R
|
144
|
|
|
CALVERT IMPACT FUND INC
|
497
|
|
|
Mural Oncology plc
|
CERT
|
|
|
UniBank Fiscal Advisory Services, Inc.
|
MA-I
|
|
|
Hub Cyber Security Ltd.
|
6-K
|
|
|
STIFEL, NICOLAUS & COMPANY, INCORPORATED
|
MA-I
|
|
|
Quilter Cheviot Europe Ltd
|
13F-NT
|
|
|
Flatrock Energy Advisors LLC
|
13F-NT
|
|
|
Truss Software, Inc.
|
D
|
|
|
EnCap Energy Capital Fund XI, L.P.
|
13F-HR
|
|
|
Lipa Later Group Inc.
|
C-U
|
|
|
Koda Vallejo LLC
|
C-U
|
|
|
Rider Michael J
|
144
|
|
|
RESMED INC
|
144
|
Financial Statements
|
|
KEB ASSET MANAGEMENT, LLC
|
13F-HR
|
|
|
Quilter Plc
|
13F-HR
|
|
|
Commongrounds Cooperative
|
C-U
|
|
|
Balu4Lyfe LLC
|
D/A
|
|
|
Caravan Funds Portal LLC
|
CFPORTAL/A
|
|
|
BANK OF MONTREAL /CAN/
|
13F-HR
|
Financial Statements
|
|
KICAZ011 LLC
|
C-U
|
|
|
UNILEVER PLC
|
6-K
|
Financial Statements
|
|
Cosmic Coffee & Beer Garden, LLC
|
D
|
|
|
CRAZY GOOD KITCHEN MIAMI LLC
|
C-U
|
|
