| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Cook Kenneth C
|
4
|
|
|
Invesco Unit Trusts, Municipal Series 1256
|
24F-2NT
|
|
|
Kerin Andrew Charles
|
4
|
|
|
ARROW ELECTRONICS, INC.
|
4
|
Financial Statements
|
|
FT 10041
|
24F-2NT
|
|
|
FT 10012
|
24F-2NT
|
|
|
CF REIT Portfolio, LLC
|
D/A
|
|
|
Brailo Andy
|
4
|
|
|
Premier, Inc.
|
4
|
Financial Statements
|
|
FT 10033
|
24F-2NT
|
|
|
Gamida Cell Ltd.
|
15-12G
|
Financial Statements
|
|
Citigroup Commercial Mortgage Trust 2015-GC29
|
10-D
|
|
|
FT 10042
|
24F-2NT
|
|
|
FT 10045
|
24F-2NT
|
|
|
FT 10003
|
24F-2NT
|
|
|
FT 10043
|
24F-2NT
|
|
|
FT 10004
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 630
|
24F-2NT
|
|
|
First Trust Combined Series 425
|
24F-2NT
|
|
|
FT 10022
|
24F-2NT
|
|
|
FT 10010
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 348
|
24F-2NT
|
|
|
FT 10063
|
24F-2NT
|
|
|
FT 10035
|
24F-2NT
|
|
|
FT 10007
|
24F-2NT
|
|
|
FT 10005
|
24F-2NT
|
|
|
FT 10055
|
24F-2NT
|
|
|
FT 10036
|
24F-2NT
|
|
|
FT 10031
|
24F-2NT
|
|
|
FT 10019
|
24F-2NT
|
|
|
FT 9995
|
24F-2NT
|
|
|
FT 9955
|
24F-2NT
|
|
|
FT 10034
|
24F-2NT
|
|
|
FT 10032
|
24F-2NT
|
|
|
FT 10024
|
24F-2NT
|
|
|
FT 10044
|
24F-2NT
|
|
|
FT 10011
|
24F-2NT
|
|
|
FT 9993
|
24F-2NT
|
|
|
FT 10018
|
24F-2NT
|
|
|
FIRST TRUST COMBINED SERIES 350
|
24F-2NT
|
|
|
Lemek Brian J
|
4
|
|
|
Mercator Convergence Offshore Fund, LP
|
D/A
|
|
|
FS Bancorp, Inc.
|
8-K
|
Financial Statements
|
|
CSP INC /MA/
|
SD
|
Financial Statements
|
|
CUMMINS INC
|
11-K
|
Financial Statements
|
|
WILLIAMSBURG INVESTMENT TRUST
|
NPORT-P
|
|
|
ADAMS J MICHAEL JR
|
4
|
|
|
iSHARES TRUST
|
NPORT-P
|
|
|
Madera Technology Fund, L.P.
|
D/A
|
|
|
Thames Absolute Return Offshore Fund, Ltd
|
D/A
|
|
|
OFS Credit Company, Inc.
|
N-2/A
|
Financial Statements
|
|
BOYD RALPH F JR
|
4
|
|
|
Voya BALANCED PORTFOLIO INC
|
NPORT-P
|
|
|
BRIDGEWAY FUNDS INC
|
NPORT-P
|
|
|
FIRSTHAND FUNDS
|
NPORT-P
|
|
|
2023 ETF Series Trust
|
NPORT-P
|
|
|
5P Distressed Opportunities Fund LP
|
D/A
|
|
|
THIRD AVENUE VARIABLE SERIES TRUST
|
NPORT-P
|
|
|
PENN SERIES FUNDS INC
|
NPORT-P
|
|
|
SEQUOIA FUND INC
|
NPORT-P
|
|
|
BNY Mellon ETF Trust
|
NPORT-P
|
|
|
SIT MID CAP GROWTH FUND INC
|
NPORT-P
|
|
|
SIT LARGE CAP GROWTH FUND INC
|
NPORT-P
|
|
|
Citigroup Commercial Mortgage Trust 2015-GC27
|
10-D
|
|
|
SPX Seafire Fund SPC - SPX Seafire Fund Segregated Portfolio One
|
D/A
|
|
|
FT 11572
|
S-6
|
|
|
Venelite Winter 2024 Access Fund LP
|
D
|
|
|
FT 11571
|
S-6
|
|
|
BASANITE, INC.
|
10-Q
|
|
|
FT 11563
|
S-6
|
|
|
Sandri Marcio A
|
144
|
|
|
Owens Corning
|
144
|
Financial Statements
|
|
OFS Capital Corp
|
N-2/A
|
Financial Statements
|
|
FT 11562
|
S-6
|
|
|
FT 11561
|
S-6
|
|
|
U.S. SILICA HOLDINGS, INC.
|
PREM14A
|
Financial Statements
|
|
Segall Bryant & Hamill Trust
|
NPORT-P
|
|
|
RICHSTONE ELLEN B
|
4
|
|
|
SUPERIOR INDUSTRIES INTERNATIONAL INC
|
4
|
Financial Statements
|
|
McQuay Timothy C
|
4
|
|
|
Bruynesteyn Michael
|
4
|
|
|
Gamida Cell Ltd.
|
8-K
|
Financial Statements
|
|
Humphries Paul
|
4
|
|
|
FT 11588
|
S-6
|
|
|
GIROMINI RICHARD J
|
4
|
|
|
WALTER LUC
|
4
|
|
|
AMPHENOL CORP /DE/
|
4
|
Financial Statements
|
|
Mastercard Foundation Asset Management Corp
|
4
|
|
|
Mastercard Foundation
|
4
|
|
|
Mastercard Inc
|
4
|
Financial Statements
|
|
Mercator Convergence
|
D/A
|
|
|
MASSMUTUAL SELECT FUNDS
|
N-CSRS
|
|
|
Fidelity Greenwood Street Trust
|
497J
|
|
|
CHINA NATURAL RESOURCES INC
|
F-1/A
|
Financial Statements
|
|
MUTUAL FUND SERIES TRUST
|
485BXT
|
|
|
STRYKER CORP
|
SD
|
Financial Statements
|
|
FT 11587
|
S-6
|
|
|
AVALON.AI LLC
|
C
|
|
|
HighVista I Limited Partnership
|
D/A
|
|
|
AICHLER LARRY S
|
144
|
|
|
Professional Diversity Network, Inc.
|
144
|
Financial Statements
|
|
FIDELITY ADVISOR SERIES II
|
485BPOS
|
|
|
LINCOLN NATIONAL CORP
|
S-8
|
Financial Statements
|
|
Edale Europe Absolute Fund LP
|
D/A
|
|
|
MoA Funds Corp
|
NPORT-P
|
|
|
FIDELITY SALEM STREET TRUST
|
485BPOS
|
|
|
COGNEX CORP
|
SD
|
Financial Statements
|
|
Citigroup Commercial Mortgage Trust 2014-GC25
|
10-D
|
|
|
DM Individual Aggregator, LLC
|
4
|
|
|
Dutch Bros Inc.
|
4
|
Financial Statements
|
|
Solar Mosaic LLC
|
ABS-15G
|
|
|
Barr John F.
|
4
|
|
|
aMoon Edge Limited Partnership
|
D/A
|
|
|
DM Trust Aggregator, LLC
|
4
|
|
|
Franklin ETF Trust
|
NPORT-P
|
|
|
FIDELITY MAGELLAN FUND
|
485BPOS
|
|
|
TRANSAMERICA SERIES TRUST
|
NPORT-P
|
|
|
TRANSAMERICA FUNDS
|
NPORT-P
|
|
|
GM Financial Automobile Leasing Trust 2024-1
|
ABS-EE
|
|
|
SALICE THOMAS P
|
4
|
|
|
METTLER TOLEDO INTERNATIONAL INC/
|
4
|
Financial Statements
|
|
Priest Jeffrey W
|
4/A
|
|
|
GENERAL AMERICAN INVESTORS CO INC
|
4/A
|
Financial Statements
|
|
Boersma Travis
|
4
|
|
|
El Toro-3, LLC
|
ABS-15G
|
|
|
Darsana Overseas Fund Ltd.
|
D/A
|
|
|
GM Financial Automobile Leasing Trust 2023-3
|
ABS-EE
|
|
|
Fidelity Colchester Street Trust
|
485BPOS
|
|
|
GM Financial Automobile Leasing Trust 2023-2
|
ABS-EE
|
|
|
GM Financial Automobile Leasing Trust 2023-1
|
ABS-EE
|
|
|
HighVista III, Ltd.
|
D/A
|
|
|
Richardson Gina A
|
4
|
|
|
FARMERS NATIONAL BANC CORP /OH/
|
4
|
Financial Statements
|
|
FEDERATED HERMES CORE TRUST
|
NPORT-P
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
GM Financial Automobile Leasing Trust 2022-3
|
ABS-EE
|
|
|
Quanci John F
|
144
|
|
|
SunCoke Energy, Inc.
|
144
|
Financial Statements
|
|
SA FUNDS INVESTMENT TRUST
|
NPORT-P
|
|
|
GM Financial Automobile Leasing Trust 2022-2
|
ABS-EE
|
|
|
Stadil Simon Seidelin
|
144
|
|
|
LIQTECH INTERNATIONAL INC
|
144
|
Financial Statements
|
|
Federated Hermes Total Return Series, Inc.
|
NPORT-P
|
|
|
RENOVARO INC.
|
8-K
|
Financial Statements
|
|
GM Financial Automobile Leasing Trust 2022-1
|
ABS-EE
|
|
|
Healey William Robert
|
144
|
|
|
Presto Automation Inc.
|
144
|
|
|
Darsana Fund LP
|
D/A
|
|
|
Federated Hermes Short-Intermediate Duration Municipal Trust
|
NPORT-P
|
|
|
Roundhill ETF Trust
|
NPORT-P
|
|
|
Klonne Mike
|
4
|
|
|
XPEL, Inc.
|
4
|
|
|
CIRRUS LOGIC, INC.
|
10-K
|
Financial Statements
|
|
WAUN THOMAS J. SR.
|
4
|
|
|
ADVANCED DRAINAGE SYSTEMS, INC.
|
4
|
Financial Statements
|
|
Guinn Patricia Lynn
|
4
|
|
|
REINSURANCE GROUP OF AMERICA INC
|
4
|
Financial Statements
|
|
Lightwave Logic, Inc.
|
8-K
|
|
|
MARINE PRODUCTS CORP
|
SD
|
Financial Statements
|
|
RPC INC
|
SD
|
Financial Statements
|
|
MAKOWSKI TIM A
|
4
|
|
|
Linkers Industries Ltd
|
RW
|
|
|
North John F
|
4
|
|
|
SURMODICS INC
|
SD
|
Financial Statements
|
|
NuZee, Inc.
|
10-Q
|
|
|
MRC GLOBAL INC.
|
8-K
|
Financial Statements
|
|
UNITEDHEALTH GROUP INC
|
8-K
|
Financial Statements
|
|
Innovid Corp.
|
SC 13G/A
|
|
|
SEQUOIA CAPITAL ISRAEL IV, L.P.
|
SC 13G/A
|
|
|
Sleep Number Corp
|
SD
|
Financial Statements
|
|
Columbia Financial, Inc.
|
8-K
|
Financial Statements
|
|
Chavez Manuel III
|
4
|
|
|
Mobile Infrastructure Corp
|
4
|
Financial Statements
|
|
INTENSITY THERAPEUTICS, INC.
|
8-K
|
|
|
Oxford Lane Capital Corp.
|
N-CEN
|
Financial Statements
|
|
FINCO I LLC
|
3
|
|
|
FIG Buyer GP, LLC
|
3
|
|
|
Foundation Holdco LP
|
3
|
|
|
FIG Parent, LLC
|
3
|
|
|
FINCO I Intermediate Holdco LLC
|
3
|
|
|
FTAI Infrastructure Inc.
|
3
|
|
|
Concord Acquisition Corp II
|
8-K
|
|
|
Xerox Holdings Corp
|
3
|
Financial Statements
|
|
Hung Priscilla
|
3
|
|
|
Mediaco Holding Inc.
|
4
|
|
|
EMMIS CORP
|
4
|
|
|
LILLY ENDOWMENT INC
|
4
|
|
|
ELI LILLY & Co
|
4
|
Financial Statements
|
|
Cue Biopharma, Inc.
|
DEFA14A
|
Financial Statements
|
|
Clarken Megan
|
144
|
|
|
Criteo S.A.
|
144
|
Financial Statements
|
|
Inhibrx Biosciences, Inc.
|
SEC STAFF ACTION
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2320
|
24F-2NT
|
|
|
Schwetz Amy B
|
3
|
|
|
iCapital Venture, L.P.
|
D/A
|
|
|
Loncor Gold Inc.
|
6-K
|
|
|
Hinrichs James F.
|
144
|
|
|
Integer Holdings Corp
|
144
|
Financial Statements
|
|
ONESPAWORLD HOLDINGS Ltd
|
144
|
|
|
McLallen Walter Field
|
144
|
|
|
New Gold Inc. /FI
|
6-K
|
Financial Statements
|
|
Axxes Opportunistic Credit Fund
|
40-APP
|
|
|
Onorato Daniel A.
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2319
|
24F-2NT
|
|
|
iCapital Offshore Strategies - New Alpha Access Fund
|
D/A
|
|
|
Rubicon Technologies, Inc.
|
SC 13G/A
|
|
|
Mizzen Capital, LP
|
SC 13G/A
|
|
|
KRAUSE DOUGLAS PAUL
|
144
|
|
|
EAST WEST BANCORP INC
|
144
|
Financial Statements
|
|
IntelGenx Technologies Corp.
|
1-A-W
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2310
|
24F-2NT
|
|
|
ECG II SPE, LLC
|
4
|
|
|
VERDE INVESTMENTS, INC.
|
4
|
|
|
CARVANA CO.
|
4
|
Financial Statements
|
|
GARCIA ERNEST C. II
|
4
|
|
|
BUCKLE INC
|
8-K
|
Financial Statements
|
|
Invesco Dynamic Credit Opportunity Fund
|
24F-2NT
|
|
|
Atticus Financial Corp Inc.
|
D
|
|
|
NEXTNAV INC.
|
3
|
|
|
Midas Securities Group, Inc.
|
4
|
|
|
BEXIL INVESTMENT TRUST
|
4
|
|
|
Lobach David M Jr
|
4
|
|
|
Embassy Bancorp, Inc.
|
4
|
|
|
Thurmond Mark C.
|
144
|
|
|
Vintz Stephen A
|
144
|
|
|
Africa Partners Fund SPC - SP2
|
D
|
|
|
Tactical Investment Series Trust
|
NPORT-P
|
|
|
FRANKLIN VALUE INVESTORS TRUST
|
497J
|
|
|
ALAMOS GOLD INC
|
6-K
|
Financial Statements
|
|
Foulweather Renaissance, LLC
|
D
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2309
|
24F-2NT
|
|
|
ARAUCO & CONSTITUTION PULP INC
|
6-K
|
|
|
Yoran Amit
|
144
|
|
|
Osisko Development Corp.
|
6-K
|
|
|
Blue Gate Chesapeake Investors, LLC
|
D
|
|
|
Provident Mutual Funds, Inc.
|
NPORT-P
|
|
|
Wall Street EWM Funds Trust
|
NPORT-P
|
|
|
Long Justin M
|
144
|
|
|
Stellar Bancorp, Inc.
|
144
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2308
|
24F-2NT
|
|
|
BUFFALO FUNDS
|
485APOS
|
|
|
CITIGROUP COMMERCIAL MORTGAGE TRUST 2019-GC43
|
10-D
|
|
|
Fleming William Fred Jr
|
4
|
|
|
Singer Benjamin C
|
4
|
|
|
PROCORE TECHNOLOGIES, INC.
|
4
|
Financial Statements
|
|
Courtemanche Craig F. Jr.
|
4
|
|
|
INCLUSIVE CAPITAL PARTNERS, L.P.
|
144
|
|
|
Strategic Education, Inc.
|
144
|
Financial Statements
|
|
Finch Therapeutics Group, Inc.
|
4
|
Financial Statements
|
|
SMISEK JEFFERY A
|
4
|
|
|
Hudson Pacific Properties, Inc.
|
4
|
Financial Statements
|
|
COLEMAN VICTOR J
|
4
|
|
|
LIPPARELLI MARK A
|
4/A
|
|
|
GOLDEN ENTERTAINMENT, INC.
|
4/A
|
Financial Statements
|
|
RA Capital Nexus Fund II, L.P.
|
4
|
|
|
Werewolf Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Shah Rajeev M.
|
4
|
|
|
Kolchinsky Peter
|
4
|
|
|
RA CAPITAL MANAGEMENT, L.P.
|
4
|
|
|
RA Capital Healthcare Fund LP
|
4
|
|
|
Fabrinet
|
4
|
Financial Statements
|
|
LEVINSON FRANK H
|
4
|
|
|
Olson Rollance E.
|
4
|
|
|
DiRocco Derek
|
4
|
|
|
Wright Terrence
|
4/A
|
|
|
Elliott Investment Management L.P.
|
144
|
|
|
PEABODY ENERGY CORP
|
144
|
Financial Statements
|
|
Morrison Briggs
|
4
|
|
|
Xykis Constantine
|
4
|
|
|
POWER SOLUTIONS INTERNATIONAL, INC.
|
4
|
|
|
Atkins Michael B.
|
4
|
|
|
Phathom Pharmaceuticals, Inc.
|
4
|
Financial Statements
|
|
Topper James N
|
4
|
|
|
Chatterjee Meeta
|
4
|
|
|
Parikh Asit
|
4
|
|
|
Sherman Michael A.
|
4
|
|
|
EVNIN LUKE
|
4
|
|
|
COLA MICHAEL F
|
4
|
|
|
Lazarus Alon
|
4
|
|
|
FIELDS HEIDI
|
4
|
|
|
Boyd Bradley L
|
4
|
|
|
KRATOS DEFENSE & SECURITY SOLUTIONS, INC.
|
4
|
Financial Statements
|
|
Cohen Janet L
|
4
|
|
|
Symbotic Inc.
|
4
|
|
|
Hagen Daniel J
|
4
|
|
|
Ladensohn David A
|
4
|
|
|
Dunn Michael David
|
4
|
|
|
NextDecade Corp.
|
SC 13D/A
|
Financial Statements
|
|
York Capital Management Global Advisors, LLC
|
SC 13D/A
|
|
|
KARBE FRANK
|
4
|
|
|
Dinan Management L.L.C.
|
4
|
|
|
Vrattos William C
|
4
|
|
|
York Credit Opportunities Investment Master Fund, L.P.
|
4
|
|
|
York Multi-Strategy Master Fund, L.P.
|
4
|
|
|
NextDecade Corp.
|
4
|
Financial Statements
|
|
York Capital Management Global Advisors, LLC
|
4
|
|
|
YORK CREDIT OPPORTUNITIES FUND LP
|
4
|
|
|
YORK CAPITAL MANAGEMENT L P
|
4
|
|
|
KEMP CHRIS
|
4
|
|
