| Company Name |
Form Type |
SEC Filings |
|
|
|
|
PALOMINO BONILLA LUIS MIGUEL
|
4
|
|
|
SOUTHERN COPPER CORP/
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C9
|
10-D
|
|
|
PGIM Rock ETF Trust
|
497K
|
|
|
Cartesia AI Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
Beacon Financial Advisory LLC
|
13F-HR
|
|
|
Smith Ronald G.
|
4
|
|
|
REGIONS FINANCIAL CORP
|
4
|
Financial Statements
|
|
Almacenes Exito S.A.
|
6-K
|
|
|
UBS Commercial Mortgage Trust 2018-C10
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C9
|
ABS-EE
|
|
|
PGIM Rock ETF Trust
|
497
|
|
|
SCHWARTZ STEVEN D
|
4
|
|
|
BIO-RAD LABORATORIES, INC.
|
4
|
Financial Statements
|
|
STRYKER CORP
|
10-Q
|
Financial Statements
|
|
New York City Comptroller's Office on behalf of the New York City Pension Funds
|
PX14A6G
|
|
|
BlackRock Inc.
|
PX14A6G
|
Financial Statements
|
|
Glass Wealth Management Co LLC
|
13F-HR
|
|
|
Spann Rick
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Caine John
|
144
|
|
|
Shutterstock, Inc.
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2018-C10
|
ABS-EE
|
|
|
CORPORATE SPONSORED VUL SEPARATE ACCOUNT I
|
497J
|
|
|
Baxter Credit Union
|
13F-NT
|
|
|
Kitowski Nicole M
|
4
|
|
|
ASSOCIATED BANC-CORP
|
4
|
Financial Statements
|
|
ADVANCED SERIES TRUST
|
497J
|
|
|
MEITAV PROVIDENT FUNDS & PENSION LTD
|
13F-NT
|
|
|
UBS Commercial Mortgage Trust 2019-C16
|
10-D
|
|
|
SEIZERT CAPITAL PARTNERS, LLC
|
13F-HR
|
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
STAHL MURRAY
|
4
|
|
|
RENN Fund, Inc.
|
4
|
|
|
NorthWestern Energy Group, Inc.
|
144
|
|
|
Schroeppel Bobbi L
|
144
|
|
|
MEITAV PORTFOLIO MANAGEMENT LTD
|
13F-NT
|
|
|
Tarr Mark J
|
4
|
|
|
Encompass Health Corp
|
4
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2019-C16
|
ABS-EE
|
|
|
FRONTIER FUNDS, INC.
|
497
|
|
|
NEW YORK LIFE INS & ANNUITY CORP VAR UNIV LIFE SEP ACC I
|
497J
|
|
|
MEITAV MUTUAL FUNDS LTD
|
13F-NT
|
|
|
HOUSEL DAVID E
|
4
|
|
|
AUBURN NATIONAL BANCORPORATION, INC
|
4
|
Financial Statements
|
|
Linares Carlos G.
|
4
|
|
|
First Mining Gold Corp.
|
6-K
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
10-D
|
|
|
LLANY SEPARATE ACCOUNT S FOR FLEXIBLE PREMIUM VARIABLE LIFE INSURANCE
|
497
|
|
|
MEITAV INVESTMENT HOUSE LTD
|
13F-HR
|
|
|
Alta Wealth Advisors LLC
|
13F-HR
|
|
|
Tricon Residential Inc.
|
S-8 POS
|
|
|
LINCOLN NEW YORK ACCOUNT N FOR VARIABLE ANNUITIES
|
497
|
|
|
UBS Commercial Mortgage Trust 2017-C7
|
ABS-EE
|
|
|
Ascent Wealth Partners, LLC
|
13F-HR
|
|
|
Martin Carol
|
4
|
|
|
COMMUNITY BANCORP /VT
|
4
|
|
|
Umstetter Luke J.
|
144
|
|
|
WORLD ACCEPTANCE CORP
|
144
|
Financial Statements
|
|
Fairfield University
|
13F-HR
|
|
|
Hooker Carlen
|
4
|
|
|
Mirae Asset Global Investments Co., Ltd.
|
13F-HR
|
|
|
Horan Capital Advisors, LLC.
|
13F-HR
|
|
|
DuPont de Nemours, Inc.
|
10-Q
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C3
|
10-D
|
|
|
MONY VARIABLE ACCOUNT L
|
497
|
|
|
Tricon Residential Inc.
|
SC 13E3/A
|
|
|
UBS Commercial Mortgage Trust 2017-C3
|
ABS-EE
|
|
|
Swisher Daniel N JR
|
144
|
|
|
CORCEPT THERAPEUTICS INC
|
144
|
Financial Statements
|
|
FARRELL MATTHEW
|
4
|
|
|
iSHARES TRUST
|
N-CSR
|
|
|
PPL Corp
|
10-Q
|
Financial Statements
|
|
PPL ELECTRIC UTILITIES CORP
|
10-Q
|
|
|
LOUISVILLE GAS & ELECTRIC CO /KY/
|
10-Q
|
|
|
KENTUCKY UTILITIES CO
|
10-Q
|
|
|
UBS Commercial Mortgage Trust 2019-C18
|
10-D
|
|
|
Proteus Series Feeder Fund I, LLC - Series 1C
|
D/A
|
|
|
Frenzy Apr 2024 a Series of CGF2021 LLC
|
D
|
|
|
BlackRock Variable Series Funds II, Inc.
|
497
|
|
|
Dierker Richard A
|
4
|
|
|
Texas Pacific Land Corp
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
PRUDENTIAL SERIES FUND
|
497J
|
|
|
Instant Connect Holdings Corp
|
D
|
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2019-C18
|
ABS-EE
|
|
|
HUMPHREYS STEVEN
|
4
|
|
|
Identiv, Inc.
|
4
|
Financial Statements
|
|
Securian Funds Trust
|
497J
|
|
|
LARSON JAMES R II
|
4
|
|
|
BlackRock Variable Series Funds, Inc.
|
497K
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
10-D
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
EATON VANCE INVESTMENT TRUST
|
497K
|
|
|
EMPOWER FUNDS, INC.
|
497J
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
10-D
|
|
|
Current at 37, LLC
|
D
|
|
|
UBS Commercial Mortgage Trust 2017-C4
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2017-C2
|
ABS-EE
|
|
|
UBS Commercial Mortgage Trust 2018-C15
|
ABS-EE
|
|
|
Forth Steven D
|
4
|
|
|
Electra Battery Materials Corp
|
NT 20-F
|
|
|
UBS Commercial Mortgage Trust 2017-C6
|
10-D
|
|
|
Holtaway Jonathan
|
4
|
|
|
Financial Advocates Investment Management
|
13F-HR
|
|
|
AmBase Corp
|
8-K
|
|
|
GREENE JEFFREY M
|
144
|
|
|
TRIMAS CORP
|
144
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C6
|
ABS-EE
|
|
|
Versor Trend Following LLC
|
D/A
|
|
|
MONY VARIABLE ACCOUNT A
|
497
|
|
|
DELAWARE GROUP LIMITED-TERM GOVERNMENT FUNDS
|
497K
|
|
|
Buchert Brian D
|
4
|
|
|
BMO 2023-C6 Mortgage Trust
|
10-D
|
|
|
UBS Commercial Mortgage Trust 2019-C17
|
10-D
|
|
|
MONTAG & CALDWELL, LLC
|
13F-HR
|
|
|
Lottery.com Inc.
|
8-K
|
|
|
AerCap Holdings N.V.
|
6-K
|
Financial Statements
|
|
BMO 2023-C6 Mortgage Trust
|
ABS-EE
|
|
|
LEE SPENCER S
|
4
|
|
|
CHEMED CORP
|
4
|
Financial Statements
|
|
Business First Bancshares, Inc.
|
425
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2019-C17
|
ABS-EE
|
|
|
M FUND INC
|
497K
|
|
|
JAMES INVESTMENT RESEARCH INC
|
13F-HR
|
|
|
ROCHE VINCENT
|
144
|
|
|
ANALOG DEVICES INC
|
144
|
Financial Statements
|
|
Headlight SPV I, LP
|
D
|
|
|
Wellspring Financial Advisors, LLC
|
13F-HR
|
|
|
Stephenson Dave
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Bruno Barry A.
|
4
|
|
|
Maple Block Holdings, LLC
|
D
|
|
|
Wilcox McClelland W
|
4
|
|
|
Hanover Bancorp, Inc. /NY
|
4
|
Financial Statements
|
|
Dover Street Fund XI Private Investors, LLC
|
D
|
|
|
Silver Spike Investment Corp.
|
8-K
|
Financial Statements
|
|
Meadow Real Estate Fund VI LP
|
D/A
|
|
|
iShares, Inc.
|
N-CSRS
|
|
|
Gryphon Financial Partners LLC
|
13F-HR
|
|
|
UBS Commercial Mortgage Trust 2017-C1
|
10-D
|
|
|
MARRIOTT INTERNATIONAL INC /MD/
|
10-Q
|
Financial Statements
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT III
|
497J
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT IV
|
497J
|
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT H
|
497
|
|
|
RELX PLC
|
6-K
|
Financial Statements
|
|
UBS Commercial Mortgage Trust 2017-C1
|
ABS-EE
|
|
|
FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT I
|
497J
|
|
|
Equitable America Variable Account L of Equitable Financial Life Insurance Co of America
|
497
|
|
|
EMPIRE FIDELITY INVESTMENTS VARIABLE ANNUITY ACCOUNT A
|
497J
|
|
|
FIDELITY INVESTMENTS VARIABLE LIFE ACCOUNT I
|
497J
|
|
|
Empire Fidelity Investments Variable Life Account A
|
497J
|
|
|
Cornerstone Capital, Inc.
|
13F-HR
|
|
|
MAINSTAY VP FUNDS TRUST
|
497K
|
|
|
Stellared I - Stellared LLC
|
D/A
|
|
|
Counterweight Ventures, LLC
|
13F-HR
|
|
|
Franklin Investors Securities Trust
|
497K
|
|
|
LINCOLN LIFE & ANNUITY FLEXIBLE PREMIUM VARIABLE LIFE ACCOUNT M
|
497
|
|
|
Madison International Realty Holdings, LLC
|
13F-HR
|
|
|
TEMPLETON INSTITUTIONAL FUNDS
|
497K
|
|
|
ALLSPRING UTILITIES & HIGH INCOME FUND
|
N-CSRS
|
|
|
Franklin Investors Securities Trust
|
497
|
|
|
PARADIGM FUNDS
|
497J
|
|
|
BMO 2023-C7 Mortgage Trust
|
10-D
|
|
|
iSHARES TRUST
|
N-CSRS
|
|
|
BMO 2023-C5 Mortgage Trust
|
10-D
|
|
|
Syal Rajeev
|
144
|
|
|
Nushares ETF Trust
|
497K
|
|
|
HUNTINGTON BANCSHARES INC /MD/
|
144
|
Financial Statements
|
|
BMO 2023-C7 Mortgage Trust
|
ABS-EE
|
|
|
BMO 2023-C5 Mortgage Trust
|
ABS-EE
|
|
|
Sarachek Russell M
|
4
|
|
|
BERKSHIRE FUNDS
|
497J
|
|
|
FREQUENCY ELECTRONICS INC
|
4
|
Financial Statements
|
|
Centana Growth Partners III, L.P.
|
D
|
|
|
Lepard Lawrence Ward
|
4
|
|
|
Rise Gold Corp.
|
4
|
|
|
Tricon Residential Inc.
|
6-K
|
|
|
BlackRock Variable Series Funds, Inc.
|
497J
|
|
|
Woodhams Mark
|
144
|
|
|
BLACKLINE, INC.
|
144
|
Financial Statements
|
|
PRUCO LIFE OF NEW JERSEY VARIABLE APPRECIABLE ACCOUNT
|
497J
|
|
|
BMO 2022-C2 Mortgage Trust
|
10-D
|
|
|
Stellantis N.V.
|
6-K
|
|
|
Parkside Financial Bank & Trust
|
13F-HR
|
|
|
ALLSPRING FUNDS TRUST
|
N-CSRS
|
|
|
EXXON MOBIL CORP
|
DEFA14A
|
Financial Statements
|
|
BMO 2022-C2 Mortgage Trust
|
ABS-EE
|
|
|
Applied Bioplastics Corp.
|
C-TR
|
|
|
Dover Street Fund XI Private Investors Offshore SICAV-RAIF S.C.Sp.
|
D
|
|
|
SilverCrest Metals Inc.
|
6-K
|
Financial Statements
|
|
Equitable America Variable Account A of Equitable Financial Life Insurance Co of America
|
497
|
|
|
Cohen & Steers Preferred Securities & Income SMA Shares, Inc.
|
497
|
|
|
Cohen & Steers Low Duration Preferred & Income Fund, Inc.
|
497
|
|
|
Cohen & Steers Real Assets Fund, Inc.
|
497
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
497
|
|
|
BMO 2022-C3 Mortgage Trust
|
10-D
|
|
|
Nushares ETF Trust
|
497
|
|
|
FIRST INTERSTATE BANK
|
13F-HR
|
|
|
WILMINGTON FUNDS
|
497K
|
|
|
BMO 2022-C3 Mortgage Trust
|
ABS-EE
|
|
|
Resource Royalty XXII, LLC
|
D
|
|
|
JAG CAPITAL MANAGEMENT, LLC
|
13F-HR
|
|
|
Texas Capital Funds Trust
|
497J
|
|
|
TFF Pharmaceuticals, Inc.
|
424B4
|
Financial Statements
|
|
Glendale BTR DST
|
D/A
|
|
|
Innovative Eyewear Inc
|
8-K
|
|
|
Applied Bioplastics Corp.
|
C-AR
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT II
|
497J
|
|
|
NYLIAC VARIABLE ANNUITY SEPARATE ACCOUNT I
|
497J
|
|
|
SmartTrust 656
|
487
|
|
|
Midas Series Trust
|
497K
|
|
|
BMO 2023-C4 Mortgage Trust
|
10-D
|
|
|
COHEN & STEERS PREFERRED SECURITIES & INCOME FUND, INC.
|
497K
|
|
|
LINCOLN LIFE & ANNUITY VARIABLE ANNUITY ACCOUNT L
|
497
|
|
|
BMO 2024-5C3 Mortgage Trust
|
10-D
|
|
|
STANDARD MOTOR PRODUCTS, INC.
|
8-K
|
Financial Statements
|
|
SOTHERLY HOTELS LP
|
8-K
|
|
|
Sotherly Hotels Inc.
|
8-K
|
Financial Statements
|
|
Innovative Eyewear Inc
|
424B5
|
|
|
BMO 2023-C4 Mortgage Trust
|
ABS-EE
|
|
|
STOPKO JEFFREY A
|
4
|
|
|
AMERISERV FINANCIAL INC /PA/
|
4
|
Financial Statements
|
|
PUORRO MICHAEL P
|
4
|
|
|
BMO 2024-5C3 Mortgage Trust
|
ABS-EE
|
|
|
Kaufman, Hall & Associates, LLC
|
MA-I
|
|
|
LATHROP INVESTMENT MANAGEMENT CORP
|
13F-HR
|
|
|
GritSquad LLC
|
C
|
|
|
BMO 2023-5C2 Mortgage Trust
|
10-D
|
|
|
ALLIANCEBERNSTEIN L.P.
|
40-APP
|
|
|
AB MUNICIPAL INCOME FUND, INC.
|
40-APP
|
|
|
Huron Consulting Group Inc.
|
144
|
Financial Statements
|
|
MCCARTNEY JOHN
|
144
|
|
|
VARIABLE ANNUITY-2 SERIES ACCOUNT
|
497
|
|
|
Variable Annuity-2 Series Account
|
497
|
|
|
MSCI Inc.
|
4
|
Financial Statements
|
|
Crum Scott A
|
4
|
|
|
SEACOAST BANKING CORP OF FLORIDA
|
8-K
|
Financial Statements
|
|
Chang Hung-Lun
|
4
|
|
|
APPLIED OPTOELECTRONICS, INC.
|
4
|
Financial Statements
|
|
Lin Chih-Hsiang
|
4
|
|
|
Yeh Shu-Hua
|
4
|
|
|
Dahya Hanif
|
144
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
144
|
Financial Statements
|
|
Murry Stefan J.
|
4
|
|
|
Kuo David C
|
4
|
|
|
Mauricio Maxine Lum
|
4
|
|
|
EMCOR Group, Inc.
|
4
|
Financial Statements
|
|
Vaxcyte, Inc.
|
144
|
|
|
PICKERING GRANT
|
144
|
|
|
ABBOTT LABORATORIES
|
8-K
|
Financial Statements
|
|
STONEHENGE CAPITAL FUND LOUISIANA III, LLC
|
D
|
|
|
Metagenomi, Inc.
|
8-K
|
|
|
KAZIA THERAPEUTICS LTD
|
6-K
|
Financial Statements
|
|
Knowles Corp
|
8-K
|
Financial Statements
|
|
Win Win Tech Inc.
|
D
|
|
|
KORU Medical Systems, Inc.
|
8-K
|
|
|
STF Management LP
|
13F-HR
|
|
|
FMC CORP
|
8-K
|
Financial Statements
|
|
Swanson Jim A
|
4
|
|
|
COLUMBIA SPORTSWEAR CO
|
4
|
Financial Statements
|
|
MONOLITHIC POWER SYSTEMS INC
|
8-K
|
Financial Statements
|
|
Sarepta Therapeutics, Inc.
|
10-Q
|
Financial Statements
|
|
CONX Corp.
|
SC 13G/A
|
|
|
MOORE CAPITAL MANAGEMENT, LP
|
SC 13G/A
|
|
|
Sigma Lithium Corp
|
40-F
|
|
|
Moatable, Inc.
|
8-K
|
Financial Statements
|
|
Omega Flex, Inc.
|
8-K
|
Financial Statements
|
|
ETAO International Co., Ltd.
|
6-K
|
|
|
ETAO International Co., Ltd.
|
NT 20-F
|
|
|
Schrodinger, Inc.
|
8-K
|
Financial Statements
|
|
Inspire Medical Systems, Inc.
|
4
|
Financial Statements
|
|
NELSON MARILYN C
|
4
|
|
|
Eydelman Mikhail
|
144
|
|
|
Cunningham Paul
|
144
|
|
|
CADENCE DESIGN SYSTEMS INC
|
144
|
Financial Statements
|
|
UNITED STATES LIME & MINERALS INC
|
10-Q
|
Financial Statements
|
|
STRATTEC SECURITY CORP
|
SC 13D/A
|
Financial Statements
|
|
GAMCO INVESTORS, INC. ET AL
|
SC 13D/A
|
|
|
Backblaze, Inc.
|
S-3
|
Financial Statements
|
|
Moore Global Investments, LLC
|
4
|
|
|
MMF LT, LLC
|
4
|
|
|
CONX Corp.
|
4
|
|
|
MOORE CAPITAL MANAGEMENT, LP
|
4
|
|
|
MOORE CAPITAL ADVISORS LLC
|
4
|
|
|
BACON LOUIS M
|
4
|
|
|
Standpoint Asset Management, LLC
|
13F-HR
|
|
|
MidCap Financial Investment Corp
|
425
|
|
|
YANCOPOULOS GEORGE
|
4
|
|
|
REGENERON PHARMACEUTICALS, INC.
|
4
|
Financial Statements
|
|
Fusion Fuel Green PLC
|
F-3/A
|
|
|
MICROSTRATEGY Inc
|
10-Q
|
Financial Statements
|
|
AtriCure, Inc.
|
8-K
|
Financial Statements
|
|
LAKELAND INDUSTRIES INC
|
DEF 14A
|
Financial Statements
|
|
Greenidge Generation Holdings Inc.
|
8-K
|
|
|
DiPrima James C
|
3
|
|
|
Mike the Pike Productions, Inc.
|
3
|
|
|
Woodruff William Matthew
|
144
|
|
