| Company Name |
Form Type |
SEC Filings |
|
|
|
|
NLS Pharmaceutics Ltd.
|
424B5
|
|
|
SPENCE ROBERT
|
4
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-3
|
10-K
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-2
|
10-K
|
|
|
TRUST FOR PROFESSIONAL MANAGERS
|
24F-2NT
|
|
|
EMPOWER FUNDS, INC.
|
DEF 14C
|
|
|
GM Financial Consumer Automobile Receivables Trust 2021-1
|
10-K
|
|
|
Homology Medicines, Inc.
|
8-K/A
|
Financial Statements
|
|
UMH PROPERTIES, INC.
|
8-K
|
Financial Statements
|
|
Morgan Creek - Exos Risk-Managed Bitcoin Fund, LP
|
D/A
|
|
|
Innovatus Lower Middle Market Value Fund I, LP
|
D/A
|
|
|
Okabena Bond Fund, LLC
|
D/A
|
|
|
AmeriCredit Automobile Receivables Trust 2019-3
|
10-K
|
|
|
Amplify Commodity Trust
|
FWP
|
|
|
INVESCO DB US DOLLAR INDEX BEARISH FUND
|
424I
|
|
|
Lux Marshall
|
4
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
4
|
Financial Statements
|
|
Innovatus Life Sciences Offshore Fund I-A, LP
|
D/A
|
|
|
MyndTec Inc.
|
D
|
|
|
PRUDENTIAL SHORT-TERM CORPORATE BOND FUND, INC.
|
24F-2NT
|
|
|
Ceres Classic L.P.
|
10-K
|
|
|
Innovatus Life Sciences Lending Fund I, LP
|
D/A
|
|
|
Nuveen Global Cities REIT, Inc.
|
10-K
|
|
|
Innovatus Lower Middle Market Value Offshore Fund I, LP
|
D/A
|
|
|
PREFORMED LINE PRODUCTS CO
|
DEF 14A
|
Financial Statements
|
|
Invesco DB Precious Metals Fund
|
424I
|
|
|
116 Cedar Bluff Rd LLC
|
D
|
|
|
PRUDENTIAL SERIES FUND
|
24F-2NT
|
|
|
AmeriCredit Automobile Receivables Trust 2023-2
|
10-K
|
|
|
FORD CREDIT FLOORPLAN MASTER OWNER TRUST A
|
10-D
|
|
|
YORK WATER CO
|
ARS
|
Financial Statements
|
|
AmeriCredit Automobile Receivables Trust 2022-1
|
10-K
|
|
|
CANADIAN IMPERIAL BANK OF COMMERCE /CAN/
|
424B2
|
Financial Statements
|
|
AmeriCredit Automobile Receivables Trust 2021-3
|
10-K
|
|
|
AmeriCredit Automobile Receivables Trust 2020-3
|
10-K
|
|
|
Springhill Global Feeder Fund Ltd
|
D/A
|
|
|
Selipsky Adam
|
144
|
|
|
AMAZON COM INC
|
144
|
Financial Statements
|
|
PROCTER & GAMBLE Co
|
11-K
|
Financial Statements
|
|
Wallace Hart Momentum Fund, LP
|
D/A
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
MORGAN STANLEY VARIABLE INSURANCE FUND INC.
|
24F-2NT
|
|
|
CNA FINANCIAL CORP
|
ARS
|
Financial Statements
|
|
DIXIE GROUP INC
|
DEF 14A
|
Financial Statements
|
|
PRUDENTIALS GIBRALTAR FUND
|
24F-2NT
|
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
24F-2NT
|
|
|
TORO CO
|
8-K
|
Financial Statements
|
|
CNA FINANCIAL CORP
|
DEF 14A
|
Financial Statements
|
|
Morgan Stanley Long Duration Government Opportunities Fund
|
24F-2NT
|
|
|
AmeriCredit Automobile Receivables Trust 2020-2
|
10-K
|
|
|
Invesco DB Oil Fund
|
424I
|
|
|
INTELLIGENT BIO SOLUTIONS INC.
|
D
|
|
|
MORGAN STANLEY TAX FREE DAILY INCOME TRUST
|
24F-2NT
|
|
|
Okabena Special Opportunities Fund, LLC
|
D/A
|
|
|
PGIM Credit Income Fund
|
24F-2NT
|
|
|
YORK WATER CO
|
DEF 14A
|
Financial Statements
|
|
Okabena Marketable Alternatives Fund, LLC
|
D/A
|
|
|
YORK WATER CO
|
DEFA14A
|
Financial Statements
|
|
Morgan Stanley California Tax-Free Daily Income Trust
|
24F-2NT
|
|
|
CAMPANA ROBERT M
|
4
|
|
|
Okabena Diversified Equity Fund, LLC
|
D/A
|
|
|
WELSH BETH
|
4
|
|
|
ACR Opportunity, L.P.
|
D/A
|
|
|
Moonstone Nutrition Inc.
|
D
|
|
|
Okabena Fixed Income Fund, LLC
|
D/A
|
|
|
Morgan Stanley Insight Fund
|
24F-2NT
|
|
|
Advisors Disciplined Trust 2229
|
S-6/A
|
|
|
Sunrise Capital V, L.P.
|
D
|
|
|
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
|
424B3
|
Financial Statements
|
|
CERES TACTICAL SYSTEMATIC L.P.
|
10-K
|
|
|
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
|
424B3
|
Financial Statements
|
|
INVESCO DB BASE METALS FUND
|
424I
|
|
|
EDWARD D JONES & CO LP /TA
|
TA-2
|
|
|
BWG Prime Hedge Fund LP
|
D
|
|
|
SAND CAPITAL LLC
|
X-17A-5/A
|
|
|
Highfield HFRI LLC
|
D
|
|
|
Eaton Vance Tax-Managed Buy-Write Income Fund
|
424B3
|
|
|
CERES ORION L.P.
|
10-K
|
|
|
ENI SPA
|
6-K
|
Financial Statements
|
|
Spinelli Anthony W.
|
4
|
|
|
Invech Holdings, Inc.
|
S-1/A
|
|
|
LUB LIQUIDATING TRUST
|
10-K
|
|
|
YIELD10 BIOSCIENCE, INC.
|
8-K
|
Financial Statements
|
|
CLEARWATER INVESTMENT TRUST
|
24F-2NT
|
|
|
Tall Trees Capital Partners, LP
|
D/A
|
|
|
MERRIMACK PHARMACEUTICALS INC
|
DEFA14A
|
Financial Statements
|
|
INVESCO DB AGRICULTURE FUND
|
424I
|
|
|
INTERCONTINENTAL HOTELS GROUP PLC /NEW/
|
6-K
|
Financial Statements
|
|
Spinnaker ETF Series
|
8-A12B
|
|
|
SMITH PHILIP W III
|
4
|
|
|
Ceres Tactical Commodity L.P.
|
10-K
|
|
|
Carrhae Capital Fund LP
|
D/A
|
|
|
Chadsey Deborah J Esq.
|
4
|
|
|
Mullen Patrick J.
|
4
|
|
|
Invesco DB Commodity Index Tracking Fund
|
424I
|
|
|
ADVISORS SERIES TRUST
|
NPORT-P
|
|
|
ADVANCED SERIES TRUST
|
24F-2NT
|
|
|
Creal Thomas K IV
|
4
|
|
|
Verdis Hedged Strategies Fund, L.P.
|
D/A
|
|
|
IDX Funds
|
24F-2NT
|
|
|
VERDIS OPPORTUNISTIC GLOBAL EQUITY PARTNERS, L.P.
|
D/A
|
|
|
Watson Scott J
|
4
|
|
|
Invesco Exchange-Traded Self-Indexed Fund Trust
|
485APOS
|
|
|
Revelyst, Inc.
|
425
|
|
|
Vista Outdoor Inc.
|
425
|
Financial Statements
|
|
SOLITARIO RESOURCES CORP.
|
10-K
|
Financial Statements
|
|
EQUIFAX INC
|
ARS
|
Financial Statements
|
|
814 Manhattan Owner LLC
|
D
|
|
|
Torchio Louis J
|
4
|
|
|
EQUIFAX INC
|
DEFA14A
|
Financial Statements
|
|
EQUIFAX INC
|
DEF 14A
|
Financial Statements
|
|
Invesco CurrencyShares Swiss Franc Trust
|
424I
|
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
497K
|
|
|
Meegan John P
|
4
|
|
|
Intellia Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Hunter Timothy M
|
4
|
|
|
FRANKLIN MUTUAL SERIES FUNDS
|
497
|
|
|
Farrugia Marc
|
4/A
|
|
|
SUN COMMUNITIES INC
|
4/A
|
Financial Statements
|
|
CymaBay Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Fannin Timothy B
|
4
|
|
|
GILEAD SCIENCES, INC.
|
8-K
|
Financial Statements
|
|
Cullman Bancorp, Inc. /MD/
|
10-K
|
|
|
Kingsoft Cloud Holdings Ltd
|
6-K
|
Financial Statements
|
|
Invesco CurrencyShares Japanese Yen Trust
|
424I
|
|
|
DAVIS WILBUR R
|
4
|
|
|
KENNY THOMAS J
|
4
|
|
|
AFLAC INC
|
4
|
Financial Statements
|
|
DEFENSE TECHNOLOGY SYSTEMS, INC.
|
REVOKED
|
|
|
PARKE BANCORP, INC.
|
8-K
|
Financial Statements
|
|
Lord Abbett Special Situations Income Fund
|
N-23C3A
|
|
|
FIRST COMMUNITY BANCORP INC /GA/
|
REVOKED
|
|
|
Lord Abbett Floating Rate High Income Fund
|
N-23C3A
|
|
|
Principal Real Estate Income Fund
|
DEFA14A
|
|
|
MCMORGAN & COMPANY CAPITAL ADVISORS LLC
|
X-17A-5
|
|
|
Lord Abbett Credit Opportunities Fund
|
N-23C3A
|
|
|
Cygnar Devin T
|
4
|
|
|
Balbec SC Evergreen Fund, L.P.
|
D/A
|
|
|
INVESTORS BROKERAGE OF TEXAS, LTD.
|
X-17A-5
|
|
|
Vitru Ltd
|
6-K
|
Financial Statements
|
|
Balbec SC Evergreen Feeder Fund, L.P.
|
D/A
|
|
|
Invesco CurrencyShares Euro Trust
|
424I
|
|
|
Wilton Reassurance Life Co of New York Variable Life Separate Account A
|
24F-2NT
|
|
|
JOCOM HOLDINGS CORP.
|
NT 10-K
|
|
|
Franklin Templeton ETF Trust
|
497K
|
|
|
SMARTSHEET INC
|
8-K
|
Financial Statements
|
|
SURO CAPITAL CORP.
|
8-K
|
|
|
CMFG VARIABLE LIFE INSURANCE ACCOUNT
|
N-VPFS
|
|
|
ABB LTD
|
6-K
|
Financial Statements
|
|
Audacity Fund, L.P.
|
D/A
|
|
|
Burke & Herbert Financial Services Corp.
|
10-K
|
|
|
COHEN & STEERS, INC.
|
DEF 14A
|
Financial Statements
|
|
Franklin Templeton ETF Trust
|
497
|
|
|
Haleon plc
|
SC 13D/A
|
|
|
PFIZER INC
|
SC 13D/A
|
Financial Statements
|
|
DOUGLAS DYNAMICS, INC
|
ARS
|
Financial Statements
|
|
NUCOR CORP
|
ARS
|
Financial Statements
|
|
TURKCELL ILETISIM HIZMETLERI A S
|
6-K
|
Financial Statements
|
|
LKQ CORP
|
DEFA14A
|
Financial Statements
|
|
Invesco CurrencyShares Canadian Dollar Trust
|
424I
|
|
|
JANUS HENDERSON GROUP PLC
|
DEFA14A
|
Financial Statements
|
|
Distelburger Brian
|
4
|
|
|
Yext, Inc.
|
4
|
Financial Statements
|
|
LKQ CORP
|
DEF 14A
|
Financial Statements
|
|
3D SYSTEMS CORP
|
8-K
|
Financial Statements
|
|
NORWOOD FINANCIAL CORP
|
8-K
|
Financial Statements
|
|
JANUS HENDERSON GROUP PLC
|
DEF 14A
|
Financial Statements
|
|
ROGERS CORP
|
DEFA14A
|
Financial Statements
|
|
Shin Ho
|
4
|
|
|
DRDGOLD LTD
|
SD
|
Financial Statements
|
|
CMFG VARIABLE ANNUITY ACCOUNT
|
N-VPFS
|
|
|
LKQ CORP
|
ARS
|
Financial Statements
|
|
NUCOR CORP
|
DEFA14A
|
Financial Statements
|
|
Bond Darryl
|
4
|
|
|
SERVOTRONICS INC /DE/
|
10-K
|
Financial Statements
|
|
AUNA S.A.
|
6-K
|
|
|
ROGERS CORP
|
DEF 14A
|
Financial Statements
|
|
PGIM Ultra Short Bond Fund of the Prudential Trust Co Institutional Business Trust
|
D/A
|
|
|
UNITED GUARDIAN INC
|
10-K
|
Financial Statements
|
|
JANUS HENDERSON GROUP PLC
|
ARS
|
Financial Statements
|
|
Almacenes Exito S.A.
|
6-K
|
|
|
PARKE BANCORP, INC.
|
DEF 14A
|
Financial Statements
|
|
QT IMAGING HOLDINGS, INC.
|
8-K
|
|
|
NUCOR CORP
|
DEF 14A
|
Financial Statements
|
|
Wilton Reassurance Life Co of New York Variable Annuity Account
|
24F-2NT
|
|
|
Shuttle Pharmaceuticals Holdings, Inc.
|
8-K
|
|
|
UNITED GUARDIAN INC
|
8-K
|
Financial Statements
|
|
CASSAVA SCIENCES INC
|
ARS
|
Financial Statements
|
|
Sovos Brands, Inc.
|
15-12G
|
Financial Statements
|
|
Wheeler Real Estate Investment Trust, Inc.
|
ARS
|
|
|
Angel Oak Funds Trust
|
NPORT-P
|
|
|
Angel Oak Strategic Credit Fund
|
NPORT-P
|
|
|
Angel Oak Financial Strategies Income Term Trust
|
NPORT-P
|
|
|
Future Africa III LP
|
D/A
|
|
|
Invesco CurrencyShares Australian Dollar Trust
|
424I
|
|
|
Mobile Infrastructure Corp
|
10-K
|
Financial Statements
|
|
Wheeler Real Estate Investment Trust, Inc.
|
DEFA14A
|
|
|
FIRST BUSEY CORP /NV/
|
8-K
|
Financial Statements
|
|
Wheeler Real Estate Investment Trust, Inc.
|
DEF 14A
|
|
|
Edoc Acquisition Corp.
|
25-NSE
|
|
|
Checkpoint Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
NB Direct Access Offshore Fund II LP
|
D/A
|
|
|
CNBX Pharmaceuticals Inc.
|
8-K
|
|
|
Kraft Heinz Co
|
ARS
|
Financial Statements
|
|
BRUNO ELIZABETH P
|
4
|
|
|
BRADY CORP
|
4
|
Financial Statements
|
|
Kraft Heinz Co
|
DEFA14A
|
Financial Statements
|
|
DUET Acquisition Corp.
|
425
|
|
|
Kraft Heinz Co
|
DEF 14A
|
Financial Statements
|
|
Invesco CurrencyShares British Pound Sterling Trust
|
424I
|
|
|
Cheyne Total Return Credit Fund L.P.
|
D/A
|
|
|
DAHL AMY E
|
4
|
|
|
TORO CO
|
4
|
Financial Statements
|
|
NB Direct Access Fund II LP
|
D/A
|
|
|
CorpAcq Group Plc
|
425
|
|
|
Churchill Capital Corp VII
|
425
|
|
|
Hipp Mark
|
4
|
|
|
CARTERS INC
|
4
|
Financial Statements
|
|
DUET Acquisition Corp.
|
8-K/A
|
|
|
Churchill Capital Corp VII
|
DEFA14A
|
|
|
Foresight Autonomous Holdings Ltd.
|
6-K
|
Financial Statements
|
|
Terreno Realty Corp
|
ARS
|
Financial Statements
|
|
Cheyne Thematic Long Short Equity Fund Cayman Feeder L.P.
|
D/A
|
|
|
STAR EQUITY HOLDINGS, INC.
|
8-K
|
|
|
Terreno Realty Corp
|
DEFA14A
|
Financial Statements
|
|
Barinthus Biotherapeutics plc.
|
ARS
|
Financial Statements
|
|
CFCRE 2016-C4 Mortgage Trust
|
10-D
|
|
|
Maris Tech Ltd.
|
POS AM
|
|
|
Terreno Realty Corp
|
DEF 14A
|
Financial Statements
|
|
Barinthus Biotherapeutics plc.
|
DEFA14A
|
Financial Statements
|
|
COHEN & STEERS, INC.
|
ARS
|
Financial Statements
|
|
Cheyne Global Equity Feeder Fund L.P.
|
D/A
|
|
|
AFFILIATED MANAGERS GROUP, INC.
|
CERT
|
Financial Statements
|
|
PNC Ohio Trust Co
|
13F-NT
|
|
|
Summit Midstream Partners, LP
|
425
|
Financial Statements
|
|
SIFY TECHNOLOGIES LTD
|
6-K
|
Financial Statements
|
|
VinFast Auto Ltd.
|
424B3
|
|
|
JOHN ROSATTI REVOCABLE TRUST
|
4
|
|
|
BurgerFi International, Inc.
|
4
|
|
|
AlTi Global, Inc.
|
8-K
|
|
|
Duke Energy CORP
|
ARS
|
Financial Statements
|
|
Barinthus Biotherapeutics plc.
|
DEF 14A
|
Financial Statements
|
|
Sintx Technologies, Inc.
|
424B5
|
Financial Statements
|
|
Catcha Investment Corp
|
DEFA14A
|
|
|
Cheyne Global Equity Feeder Fund, a sub-fund of Cheyne Select Feeder Fund ICAV
|
D/A
|
|
|
AlTi Global, Inc.
|
10-K
|
|
|
Grayscale Bitcoin Trust
|
PRE 14C
|
|
|
APTARGROUP, INC.
|
ARS
|
Financial Statements
|
|
Summit Midstream Partners, LP
|
8-K
|
Financial Statements
|
|
PNC Investments LLC
|
13F-NT/A
|
|
|
Cogent Biosciences, Inc.
|
8-K
|
|
|
APTARGROUP, INC.
|
DEFA14A
|
Financial Statements
|
|
Catcha Investment Corp
|
425
|
|
|
Duke Energy CORP
|
DEFA14A
|
Financial Statements
|
|
APTARGROUP, INC.
|
DEF 14A
|
Financial Statements
|
|
Duke Energy CORP
|
DEF 14A
|
Financial Statements
|
|
ROGERS COMMUNICATIONS INC
|
6-K
|
Financial Statements
|
|
TC Bancshares, Inc.
|
10-K
|
|
|
Catcha Investment Corp
|
8-K
|
|
|
Clubhouse Media Group, Inc.
|
10-K
|
|
|
PNC Delaware Trust Co
|
13F-NT/A
|
|
|
DOUGLAS DYNAMICS, INC
|
DEF 14A
|
Financial Statements
|
|
Morgan Stanley ETF Trust
|
CERT
|
|
|
PNC BANK, NATIONAL ASSOCIATION
|
13F-NT/A
|
|
|
MEYERCORD F DUFFIELD
|
4
|
|
|
PNC FINANCIAL SERVICES GROUP, INC.
|
13F-HR/A
|
Financial Statements
|
|
FEDERAL REALTY INVESTMENT TRUST
|
ARS
|
|
|
Yan Zheng
|
144
|
|
|
Qifu Technology, Inc.
|
144
|
Financial Statements
|
|
KASS STEVEN A
|
4
|
|
|
KONINKLIJKE PHILIPS NV
|
6-K
|
Financial Statements
|
|
FEDERAL REALTY INVESTMENT TRUST
|
DEFA14A
|
|
|
FEDERAL REALTY INVESTMENT TRUST
|
DEF 14A
|
|
|
Maris Tech Ltd.
|
6-K
|
|
|
Helmick Kevin J
|
4
|
|
|
FARMERS NATIONAL BANC CORP /OH/
|
4
|
Financial Statements
|
|
Horst Peter D.
|
4
|
|
|
AstroNova, Inc.
|
8-K
|
Financial Statements
|
|
Zhiqiang He
|
144
|
|
|
Aquaron Acquisition Corp.
|
PRE 14A
|
|
|
Hyzon Motors Inc.
|
10-K
|
|
|
VIRTUS OPPORTUNITIES TRUST
|
497
|
|
|
ERIE INDEMNITY CO
|
ARS
|
Financial Statements
|
|
GRAMIGNA EDWARD A JR
|
4
|
|
|
CORNING INC /NY
|
DEFA14A
|
Financial Statements
|
|
ILLINOIS TOOL WORKS INC
|
DEFA14A
|
Financial Statements
|
|
SmartRent, Inc.
|
8-K
|
Financial Statements
|
|
ERIE INDEMNITY CO
|
DEF 14C
|
Financial Statements
|
|
Latham Group, Inc.
|
ARS
|
Financial Statements
|
|
Summit Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
ILLINOIS TOOL WORKS INC
|
DEF 14A
|
Financial Statements
|
|
CURTISS WRIGHT CORP
|
ARS
|
Financial Statements
|
|
Fundrise Income Real Estate Fund, LLC
|
24F-2NT
|
|
|
INDIVIOR PLC
|
6-K
|
|
|
DAINGERFIELD RICHARD
|
4
|
|
|
KEYCORP /NEW/
|
ARS
|
Financial Statements
|
|
Plum Acquisition Corp. I
|
425
|
|
|
Minai-Azary Jennifer Lynn
|
4
|
|
|
Context Therapeutics Inc.
|
4
|
Financial Statements
|
