| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Clough Global Opportunities Fund
|
4
|
|
|
Clough Charles JR
|
4
|
|
|
MA-0207 Gaingels Fund I, a series of Zachary Ginsburg Funds, LP
|
D
|
|
|
AR-0308 Fund II, a series of Roll Up Vehicles, LP
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2021-C61
|
8-K
|
|
|
SMITH & NEPHEW PLC
|
8-A12B
|
Financial Statements
|
|
InMed Pharmaceuticals Inc.
|
8-K
|
|
|
Clough Global Equity Fund
|
4
|
|
|
3650R 2022-PF2 Commercial Mortgage Trust
|
8-K
|
|
|
BMO 2022-C1 Mortgage Trust
|
8-K
|
|
|
Alpha Motor Corp
|
C/A
|
|
|
Banco Santander, S.A.
|
S-8
|
Financial Statements
|
|
EJF Income Fund, LP
|
D/A
|
|
|
TORONTO DOMINION BANK
|
FWP
|
Financial Statements
|
|
Six Circles Trust
|
24F-2NT
|
|
|
Benchmark 2023-V2 Mortgage Trust
|
8-K
|
|
|
TRABERT MARK JOSEPH
|
4
|
|
|
MOOG INC.
|
4
|
|
|
BANK OF NOVA SCOTIA
|
424B2
|
Financial Statements
|
|
KKR Global Climate Fund
|
D
|
|
|
Pershing Square SPARC Holdings, Ltd./DE
|
10-K
|
|
|
Vertera L.L.C.
|
D/A
|
|
|
BOROUGHS TIMOTHY ALAN
|
144
|
|
|
Chubb Ltd
|
144
|
Financial Statements
|
|
OffGridBox, Inc.
|
C/A
|
|
|
Bamford Lynn M
|
4
|
|
|
CURTISS WRIGHT CORP
|
4
|
Financial Statements
|
|
Lolaark Vision Inc.
|
C/A
|
|
|
Stark Drones Corp
|
C/A
|
|
|
Universa Black Swan Protection Protocol LXXXIV L.P.
|
D/A
|
|
|
Rayment Kevin
|
4
|
|
|
GenesisAI Corp
|
C/A
|
|
|
O2 REGENTECH LLC
|
C/A
|
|
|
LUCYDX LLC
|
C/A
|
|
|
Freda Robert F
|
4
|
|
|
SticNstac LLC
|
C/A
|
|
|
Universa Black Swan Protection Protocol LXXXIII L.P.
|
D/A
|
|
|
Listed Funds Trust
|
24F-2NT
|
|
|
Roadsider, Inc.
|
C/A
|
|
|
Ogilby Gary A
|
4
|
|
|
CMN, INC.
|
C/A
|
|
|
WILLIAMS DEREK G
|
4
|
|
|
CONSUMERS BANCORP INC /OH/
|
4
|
|
|
ARRIOLA DENNIS V
|
3
|
|
|
COMMERCIAL METALS Co
|
3
|
Financial Statements
|
|
Universa Black Swan Protection Protocol LXXXII L.P.
|
D/A
|
|
|
Watts John C
|
4
|
|
|
Ferdenzi Paul J
|
4
|
|
|
Universa Black Swan Protection Protocol LXXXI L.P.
|
D/A
|
|
|
BBCMS Mortgage Trust 2022-C15
|
8-K
|
|
|
GULATI HARDEEP
|
4
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
4
|
Financial Statements
|
|
Universa Black Swan Protection Protocol LXXX L.P.
|
D/A
|
|
|
KENNY THOMAS J
|
144
|
|
|
AFLAC INC
|
144
|
Financial Statements
|
|
Advisors Disciplined Trust 2218
|
497J
|
|
|
Mobile-health Network Solutions
|
F-1/A
|
|
|
Farkas K Christopher
|
4
|
|
|
WAVEDANCER, INC.
|
10-K
|
|
|
Universa Black Swan Protection Protocol LXXIX L.P.
|
D/A
|
|
|
UBS AG
|
424B3
|
|
|
A/PA/WCS Group Holdco, LLC
|
D
|
|
|
Lane Kenneth Todd
|
4
|
|
|
OLIN Corp
|
4
|
Financial Statements
|
|
Terra Top Farms, LLC
|
D
|
|
|
Investment Grade R.E. Income Fund, L.P.
|
1-SA/A
|
|
|
Universa Black Swan Protection Protocol LXXVIII L.P.
|
D/A
|
|
|
DTE Electric Securitization Funding II LLC
|
10-K
|
|
|
DW WYOMING #6 LP
|
D
|
|
|
UNITED BANCORP INC /OH/
|
10-K
|
Financial Statements
|
|
Roundhill ETF Trust
|
24F-2NT
|
|
|
Shinn John
|
4
|
|
|
RAMBUS INC
|
4
|
Financial Statements
|
|
DTE Electric Securitization Funding I LLC
|
10-K
|
|
|
MS&AD Insurance Group Holdings, Inc.
|
F-6 POS
|
|
|
BANK OF NEW YORK / ADR DIVISION
|
F-6 POS
|
|
|
Newsom Mikella D
|
4
|
|
|
SOUTH PLAINS FINANCIAL, INC.
|
4
|
Financial Statements
|
|
SMALLEY GARY G.
|
144
|
|
|
TUTOR PERINI CORP
|
144
|
Financial Statements
|
|
Kanan Ibrahim
|
3
|
|
|
BLACKROCK ENHANCED CAPITAL & INCOME FUND, INC.
|
3
|
|
|
Terra Tech LLC
|
C-AR
|
|
|
PISMO COAST VILLAGE INC
|
8-K
|
|
|
GR-0815 Fund II, a series of Gold Dragon Ventures, LP
|
D
|
|
|
APPALACHIAN POWER CO
|
8-K
|
|
|
Seraphin Luc
|
4
|
|
|
Cooprider Troy
|
3
|
|
|
STONERIDGE INC
|
3
|
Financial Statements
|
|
Aspiration Funds
|
497
|
|
|
SPAR Business Services Inc
|
4
|
|
|
SPAR Group, Inc.
|
4
|
Financial Statements
|
|
MCDONALDS CORP
|
PRE 14A
|
Financial Statements
|
|
Quint Digital Ltd
|
4
|
|
|
LEE ENTERPRISES, Inc
|
4
|
Financial Statements
|
|
Heidbreder Christian
|
144
|
|
|
INDIVIOR PLC
|
144
|
|
|
Caffeinated Capital Aven SPV III, LLC
|
D
|
|
|
Alpha Europe Long Only LP
|
D/A
|
|
|
Shell plc
|
6-K/A
|
|
|
LYTTON LAURENCE W
|
SC 13G
|
|
|
WILLIAMS COMPANIES, INC.
|
DEFA14A
|
Financial Statements
|
|
Radoff Bradley Louis
|
SC 13G
|
|
|
KVH INDUSTRIES INC \DE\
|
SC 13G
|
Financial Statements
|
|
Alpha Europe Long Only Ltd.
|
D/A
|
|
|
Brew ND, LLC
|
D/A
|
|
|
Farmers Variable Life Separate Account A
|
24F-2NT
|
|
|
2023 ETF Series Trust
|
497
|
|
|
Valneva SE
|
6-K
|
Financial Statements
|
|
Varadarajan Seshasayee
|
4
|
|
|
LAM RESEARCH CORP
|
4
|
Financial Statements
|
|
FUJI PHOTO FILM CO LTD /FI
|
F-6 POS
|
|
|
Nuvera Communications, Inc.
|
10-K/A
|
|
|
EJF Financial Services Offshore Fund, Ltd.
|
D/A
|
|
|
SYNTAX ETF TRUST
|
24F-2NT
|
|
|
ATHENE VARIABLE LIFE ACCOUNT A
|
NT N-CEN
|
|
|
UNITED BANCORP INC /OH/
|
DEF 14A
|
Financial Statements
|
|
THE SILVERFERN GROUP, INC.
|
X-17A-5
|
|
|
AIR U.S. Life Fund V, LP
|
D/A
|
|
|
Universal Life Separate Account Fortune VII
|
24F-2NT
|
|
|
HATTERAS CAPITAL DISTRIBUTORS, LLC
|
X-17A-5
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VII
|
24F-2NT
|
|
|
EJF Financial Services Fund, LP
|
D/A
|
|
|
Sachs Adam David
|
144
|
|
|
Kelly William John
|
144
|
|
|
Khalifa Sammy
|
144
|
|
|
Vicarious Surgical Inc.
|
144
|
|
|
Apex Debt Fund I, LP
|
D
|
|
|
Milliman Variable Insurance Trust
|
24F-2NT
|
|
|
OLIVEIRA RAFAEL
|
144
|
|
|
Kraft Heinz Co
|
144
|
Financial Statements
|
|
Sysmex Corporation/ADR
|
F-6 POS
|
|
|
NAV Consulting, Inc.
|
TA-2
|
|
|
Lightning Capital Partners LP
|
D/A
|
|
|
OHIO VALLEY BANC CORP
|
8-K
|
Financial Statements
|
|
Millstreet Capital Management LLC
|
144
|
|
|
DIEBOLD NIXDORF, Inc
|
144
|
Financial Statements
|
|
USEDC Opportunity Zone III LP
|
D/A
|
|
|
HALEY MARK T
|
4
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
4
|
|
|
BLACKROCK ALLOCATION TARGET SHARES
|
497
|
|
|
TRANSAMERICA FUNDS
|
24F-2NT
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
ARROWHEAD EQUITY FUND LLC
|
D
|
|
|
GTJ REIT, INC.
|
8-K
|
|
|
TRIMAS CORP
|
8-K
|
Financial Statements
|
|
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST
|
SC 13D
|
|
|
SIT INVESTMENT ASSOCIATES INC
|
SC 13D
|
|
|
Apex Acquisition Fund I, LP
|
D
|
|
|
Sri Smitha Kanaparthy, MD, PC
|
D
|
|
|
QUARTZ MOUNTAIN RESOURCES LTD
|
6-K
|
|
|
ADAMS JOSEPH W
|
4
|
|
|
NORWOOD FINANCIAL CORP
|
4
|
Financial Statements
|
|
Banco Santander, S.A.
|
CERT
|
Financial Statements
|
|
RTAC SYSTEM, INC.
|
D
|
|
|
C21 Investments Inc.
|
6-K
|
|
|
Aristides Fund QP, LP
|
D/A
|
|
|
EMPOWER INVESTING LLC
|
D
|
|
|
TX Capital Value Fund
|
D/A
|
|
|
Paralel Technologies LLC
|
TA-2
|
|
|
Pearl Diver Nautilus Master Fund LP
|
D/A
|
|
|
Principal Real Estate Income Fund
|
DEFA14A
|
|
|
TRANSAMERICA SERIES TRUST
|
24F-2NT
|
|
|
Federal Home Loan Bank of Topeka
|
8-K
|
|
|
McNabb Lisbeth
|
4
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
4
|
Financial Statements
|
|
Weinstein Boaz
|
4
|
|
|
Saba Capital Management, L.P.
|
4
|
|
|
Invesco Pennsylvania Value Municipal Income Trust
|
4
|
|
|
ARISTIDES FUND LP
|
D/A
|
|
|
PERUSAHAAN PERSEROAN PERSERO PT TELEKOMUNIKASI INDONESIA TBK
|
6-K
|
Financial Statements
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
333 52nd Owner LLC
|
D
|
|
|
PLA Doral LLC
|
D
|
|
|
Wheaton Precious Metals Corp.
|
6-K
|
Financial Statements
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
4
|
|
|
PACE SELECT ADVISORS TRUST
|
NPORT-P
|
|
|
New Residential Funding 2024-RTL1 LLC
|
ABS-15G
|
|
|
Private Investor Club Feeder Fund 2022-G LLC
|
D
|
|
|
JinkoSolar Holding Co., Ltd.
|
6-K
|
Financial Statements
|
|
DREYFUS GOVERNMENT CASH MANAGEMENT FUNDS
|
485APOS
|
|
|
Crescent Point Energy Corp.
|
6-K
|
Financial Statements
|
|
Legion Works, Inc.
|
1-A-W
|
|
|
Ares Senior Direct Lending Access Fund III, L.P.
|
D
|
|
|
Nuveen Core Plus Impact Fund
|
4
|
|
|
Pacer Funds Trust
|
8-A12B
|
|
|
Nuveen Multi-Asset Income Fund
|
4
|
|
|
ImmunoPrecise Antibodies Ltd.
|
6-K
|
|
|
Pacer Funds Trust
|
497J
|
|
|
Pacer Funds Trust
|
497K
|
|
|
Pacer Funds Trust
|
485BPOS
|
|
|
Coterra Energy Inc.
|
DEFA14A
|
Financial Statements
|
|
Red Oak Capital Fund VI, LLC
|
1-A POS
|
|
|
GRAYBAR ELECTRIC CO INC
|
10-K
|
|
|
Coterra Energy Inc.
|
DEF 14A
|
Financial Statements
|
|
Mount Nebo Lagunari Fund, LP
|
D
|
|
|
SY-1009 Fund I, a series of Jolt VC, LP
|
D
|
|
|
FALLBROOK CAPITAL SECURITIES CORP.
|
X-17A-5
|
|
|
Pioneer Municipal High Income Opportunities Fund, Inc.
|
4
|
|
|
Coterra Energy Inc.
|
ARS
|
Financial Statements
|
|
FIRST BANCORP /NC/
|
DEF 14A
|
Financial Statements
|
|
MainStay CBRE Global Infrastructure Megatrends Term Fund
|
4
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Texas Pacific Land Corp
|
4
|
|
|
STAHL MURRAY
|
4
|
|
|
HORIZON KINETICS ASSET MANAGEMENT LLC
|
4
|
|
|
Banco Santander, S.A.
|
8-A12B
|
Financial Statements
|
|
Citigroup Commercial Mortgage Trust 2014-GC21
|
10-D
|
|
|
ERICSSON LM TELEPHONE CO
|
6-K
|
Financial Statements
|
|
FIRST TRUST EXCHANGE-TRADED FUND IV
|
CERT
|
|
|
Citigroup Commercial Mortgage Trust 2014-GC19
|
10-D
|
|
|
Miller Elizabeth Michelle
|
4
|
|
|
Usio, Inc.
|
4
|
|
|
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC.
|
4
|
|
|
TRC Optimum Fund LLC
|
D/A
|
|
|
Vizsla Silver Corp.
|
6-K
|
|
|
Glazer Enhanced Offshore Fund, Ltd.
|
D/A
|
|
|
RENN Fund, Inc.
|
4
|
|
|
WOODROCK SECURITIES, L.P.
|
X-17A-5/A
|
|
|
TKO Group Holdings, Inc.
|
8-K
|
|
|
Glazer Enhanced Fund, L.P.
|
D/A
|
|
|
SensaSure Technologies, Inc.
|
10-Q/A
|
|
|
SAKAL PRIVATE SERIES FUND SERIES 2, LLC
|
D/A
|
|
|
ALTA GLOBAL GROUP LTD
|
CERT
|
|
|
Exeter Automobile Receivables Trust 2024-2
|
ABS-EE
|
|
|
EFCAR, LLC
|
ABS-EE
|
|
|
FT 11441
|
S-6
|
|
|
FT 11440
|
S-6
|
|
|
Sokolich Mark
|
4/A
|
|
|
ConnectOne Bancorp, Inc.
|
4/A
|
Financial Statements
|
|
Beyer del la Garza Ernesto R
|
4
|
|
|
FT 11439
|
S-6
|
|
|
FT 11438
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2406
|
S-6
|
|
|
Nova Digital Opportunities Fund Ltd
|
D/A
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2405
|
S-6
|
|
|
Burgundy Credit Fund, LP
|
D
|
|
|
Century Park Growth & Income Fund LP
|
D/A
|
|
|
FT 11437
|
S-6
|
|
|
INCA Latin American Offshore Fund, Ltd.
|
D/A
|
|
|
Princeton Everest Fund
|
SC TO-I
|
|
|
Nationwide PPVUL Separate Account - 4
|
D/A
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-2
|
ABS-EE
|
|
|
VOLKSWAGEN AUTO LEASE/LOAN UNDERWRITTEN FUNDING, LLC
|
ABS-EE
|
|
|
SensaSure Technologies, Inc.
|
10-K/A
|
|
|
Almond Roger Kent
|
144
|
|
|
NETSOL TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
PowerPollen, Inc.
|
D
|
|
|
FT 11443
|
S-6
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2404
|
S-6
|
|
|
Nationwide PPVUL Separate Account - 3
|
D/A
|
|
|
SMITH & NEPHEW PLC
|
6-K
|
Financial Statements
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2403
|
S-6
|
|
|
INX Transfer Agent, LLC
|
TA-2
|
|
|
Daniele Philip B.
|
144
|
|
|
AUTOZONE INC
|
144
|
Financial Statements
|
|
Credit Suisse Commodity Strategy Funds
|
497
|
|
|
CREDIT SUISSE OPPORTUNITY FUNDS
|
497
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2402
|
S-6
|
|
|
Alcoa Corp
|
DEFA14A
|
Financial Statements
|
|
KEMPER Corp
|
DEFA14A
|
Financial Statements
|
|
Barnes Stephen H.
|
4
|
|
|
Accolade, Inc.
|
4
|
Financial Statements
|
|
Nationwide PPVUL Separate Account - AC1
|
D/A
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-1
|
ABS-EE
|
|
|
Bender Blaise
|
4
|
|
|
Mama Technologies Inc.
|
D
|
|
|
KEMPER Corp
|
DEF 14A
|
Financial Statements
|
|
Cavanaugh Robert N
|
4
|
|
|
Karaivanov Dimitar
|
4
|
|
|
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT
|
D/A
|
|
|
DELOITTE CORPORATE FINANCE LLC
|
X-17A-5
|
|
|
Volkswagen Auto Loan Enhanced Trust 2021-1
|
ABS-EE
|
|
|
AUL AMERICAN INDIVIDUAL VARIABLE LIFE UNIT TRUST
|
24F-2NT
|
|
|
Paysafe Ltd
|
IRANNOTICE
|
|
|
SINGH RAJEEV
|
4
|
|
|
Roth James H
|
4
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
RAYMOND JAMES FINANCIAL INC
|
8-K
|
Financial Statements
|
|
Musaffa, Inc.
|
C
|
|
|
Alpert Jordan M.
|
4
|
|
|
SUPERIOR GROUP OF COMPANIES, INC.
|
4
|
Financial Statements
|
|
Rollins Brad
|
4
|
|
|
Volkswagen Auto Lease Trust 2023-A
|
ABS-EE
|
|
|
IC HEDGE FUND SERIES, L.P. / SERIES BALANCED INTERESTS
|
D/A
|
|
|
NEWTOPIA INVESTMENTS I LLC
|
D/A
|
|
|
Nova Digital Opportunities Fund, L.P.
|
D/A
|
|
|
HILTON MICHAEL W
|
4
|
|
|
Nationwide Private Placement Variable Account - E
|
D/A
|
|
|
AUL AMERICAN UNIT TRUST
|
24F-2NT
|
|
|
TAPLIN FRANK F
|
4
|
|
|
HYSTER-YALE MATERIALS HANDLING, INC.
|
4
|
Financial Statements
|
|
INCA Latin American Fund, LP
|
D/A
|
|
|
ARCH LEASING CORP
|
REVOKED
|
|
|
Investcorp Strategic Capital Partners II Incentive Limited Partnership
|
D
|
|
|
APA Corp
|
SC 13D/A
|
Financial Statements
|
|
ELFUN INTERNATIONAL EQUITY FUND
|
24F-2NT
|
|
|
RCP VI Access Fund LP
|
D/A
|
|
|
Nationwide PPVUL Separate Account - 5
|
D/A
|
|
|
MATTHEWS INTERNATIONAL FUNDS
|
24F-2NT
|
|
