| Company Name |
Form Type |
SEC Filings |
|
|
|
|
EQUITRUST LIFE VARIABLE ACCOUNT II
|
24F-2NT
|
|
|
ZTO Express
|
6-K
|
Financial Statements
|
|
EQUITRUST LIFE ANNUITY ACCOUNT II
|
24F-2NT
|
|
|
EQUITRUST LIFE VARIABLE ACCOUNT
|
24F-2NT
|
|
|
Ollie's Bargain Outlet Holdings, Inc.
|
8-K
|
Financial Statements
|
|
EQUITRUST LIFE ANNUITY ACCOUNT
|
24F-2NT
|
|
|
HEARTLAND FINANCIAL USA INC
|
4
|
Financial Statements
|
|
JOSEPH N GEBBIA 2024 CRUT
|
144
|
|
|
Airbnb, Inc.
|
144
|
Financial Statements
|
|
Cocks Christian P
|
4
|
|
|
HASBRO, INC.
|
4
|
Financial Statements
|
|
DigitalOcean Holdings, Inc.
|
144/A
|
Financial Statements
|
|
Hobart Lauren R
|
144
|
|
|
Spruill Yancey L.
|
144/A
|
|
|
DICK'S SPORTING GOODS, INC.
|
144
|
Financial Statements
|
|
CONSTELLIUM SE
|
F-3ASR
|
Financial Statements
|
|
Robinson Jeffrey S.
|
4
|
|
|
Whole Earth Brands, Inc.
|
4
|
|
|
Owlet, Inc.
|
4
|
|
|
Scolnick Kathryn R.
|
4
|
|
|
Foyle Jennifer M.
|
144
|
|
|
AMERICAN EAGLE OUTFITTERS INC
|
144
|
Financial Statements
|
|
Fresh Vine Wine, Inc.
|
8-K
|
Financial Statements
|
|
White River Energy Corp.
|
424B3
|
|
|
White River Energy Corp.
|
424B8
|
|
|
Applegate James M
|
3
|
|
|
LANDSTAR SYSTEM INC
|
3
|
Financial Statements
|
|
Anheuser-Busch InBev SA/NV
|
SC 13D/A
|
Financial Statements
|
|
BRC S.a.R.L.
|
SC 13D/A
|
|
|
NKGen Biotech, Inc.
|
8-K
|
|
|
Litman Brian
|
4
|
|
|
GAXOS.AI INC.
|
8-K/A
|
|
|
Morgan Stanley Finance LLC
|
FWP
|
|
|
Fundrise Real Estate Interval Fund, LLC
|
497AD
|
|
|
Vor Biopharma Inc.
|
10-K
|
Financial Statements
|
|
ELECTRO SENSORS INC
|
DEF 14A
|
Financial Statements
|
|
MICRON TECHNOLOGY INC
|
8-K
|
Financial Statements
|
|
NRX Pharmaceuticals, Inc.
|
DEFA14A
|
|
|
Goguen Peter
|
144
|
|
|
Xometry, Inc.
|
144
|
Financial Statements
|
|
CITIGROUP INC
|
DEFA14A
|
Financial Statements
|
|
McVey J. Kyle
|
4
|
|
|
FIRST FINANCIAL BANKSHARES INC
|
4
|
Financial Statements
|
|
Worksport Ltd
|
8-K
|
|
|
Investment Managers Series Trust II
|
497
|
|
|
SELINA HOSPITALITY PLC
|
6-K
|
|
|
MORGAN STANLEY
|
FWP
|
Financial Statements
|
|
Golechha Dipak
|
4
|
|
|
Palo Alto Networks Inc
|
4
|
Financial Statements
|
|
MartelInvest 1 LLC
|
SEC STAFF ACTION
|
|
|
Tenable Holdings, Inc.
|
144
|
Financial Statements
|
|
Thurmond Mark C.
|
144
|
|
|
NORTHERN FUNDS
|
497
|
|
|
Century Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Diem Michael Craig
|
144
|
|
|
HEWITT JOHN R
|
144
|
|
|
MATRIX SERVICE CO
|
144
|
Financial Statements
|
|
DUESER F SCOTT
|
4
|
|
|
Chord Energy Corp
|
144
|
|
|
Peterson Lynn A
|
144
|
|
|
CA-0305 Fund I, a series of Nichole Wischoff SPV 1, LP
|
D
|
|
|
BANK OF MONTREAL /CAN/
|
424B2
|
Financial Statements
|
|
ADAMS DIVERSIFIED EQUITY FUND, INC.
|
40-17G
|
|
|
TOUCHSTONE STRATEGIC TRUST
|
497
|
|
|
Forman Michael C.
|
4
|
|
|
ATLANTICA INC
|
10-K
|
|
|
Global Compliance Applications Corp.
|
D
|
|
|
Touchstone ETF Trust
|
497
|
|
|
TOUCHSTONE VARIABLE SERIES TRUST
|
497
|
|
|
TOUCHSTONE FUNDS GROUP TRUST
|
497
|
|
|
TELECOM ARGENTINA SA
|
6-K
|
|
|
FAMILY WEALTH PARTNERS, LLC
|
13F-HR
|
|
|
BlackRock Private Investments Fund
|
424B3
|
|
|
Calvert Responsible Index Series, Inc.
|
24F-2NT
|
|
|
Advisors' Inner Circle Fund III
|
497
|
|
|
Brightwood Capital Offshore Feeder Fund V-U, LP
|
D
|
|
|
ZUBIRIA BARBARA
|
144
|
|
|
SELINA HOSPITALITY PLC
|
144
|
|
|
BlackRock Funds V
|
497
|
|
|
Bering Partners II, L.P.
|
D/A
|
|
|
FIDELITY D & D BANCORP INC
|
10-K
|
Financial Statements
|
|
Carya Venture Partners, LP - A3
|
D/A
|
|
|
EJF Debt Opportunities Offshore Fund, Ltd.
|
D/A
|
|
|
Launchpoint Electric Propulsion Solutions, Inc.
|
D/A
|
|
|
Nuveen Quality Municipal Income Fund
|
N-23C-2
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
N-23C-2
|
|
|
Nuveen Municipal Credit Income Fund
|
N-23C-2
|
|
|
NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
McNabb Lisbeth
|
144
|
|
|
NEXSTAR MEDIA GROUP, INC.
|
144
|
Financial Statements
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
VIRTUS VARIABLE INSURANCE TRUST
|
24F-2NT
|
|
|
Schutte John
|
4
|
|
|
Stock Yards Bancorp, Inc.
|
4
|
Financial Statements
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
N-23C-2
|
|
|
MARATHON DIGITAL HOLDINGS, INC.
|
8-K/A
|
Financial Statements
|
|
MERGER FUND VL
|
24F-2NT
|
|
|
Parente John
|
4
|
|
|
Nuveen AMT-Free Quality Municipal Income Fund
|
N-23C-2
|
|
|
Recruit.U Holding Corp
|
D
|
|
|
Inovexus Early Stage Fund Master Entity, LP - B3
|
D/A
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
Saunier Edwin S
|
4
|
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
MainStreet Bancshares, Inc.
|
10-K
|
|
|
WORK Medical Technology Group LTD
|
F-1/A
|
|
|
Priebe Stephen M
|
4
|
|
|
MERGER FUND
|
24F-2NT
|
|
|
Shanghai Yuanxin Enterprise Management Partnership
|
144
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
Financial Statements
|
|
NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
Kingsford Alpha Capture Fund, L.P.
|
D/A
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
Bickel Paul J III
|
4
|
|
|
Martin Tennessee, LLC
|
D
|
|
|
ELLIS ADAM CHRISTOPHER
|
4
|
|
|
EXP World Holdings, Inc.
|
8-K
|
Financial Statements
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
N-23C-2
|
|
|
Nuveen California Quality Municipal Income Fund
|
N-23C-2
|
|
|
VIRTUS ASSET TRUST
|
24F-2NT
|
|
|
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
|
N-23C-2
|
|
|
JWass PT Investors, LP - D2
|
D/A
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
N-23C-2
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
N-23C-2
|
|
|
EJF Debt Opportunities Fund, L.P.
|
D/A
|
|
|
Leproust Emily M.
|
144
|
|
|
Twist Bioscience Corp
|
144
|
Financial Statements
|
|
ProtoKinetix, Inc.
|
10-K
|
|
|
STARlab Capital Fund, LP
|
D/A
|
|
|
Virtus Event Opportunities Trust
|
24F-2NT
|
|
|
AMERICAN ELECTRIC POWER CO INC
|
ARS
|
Financial Statements
|
|
CORETEC GROUP INC.
|
8-K
|
|
|
THORBURN JAMES M
|
144
|
|
|
Stenberg Jon
|
4
|
|
|
CITIZENS, INC.
|
4
|
Financial Statements
|
|
Hayes Kevin J
|
4
|
|
|
Seibel Douglas A
|
4
|
|
|
SFR JV-HD 2024-1 Depositor LLC
|
ABS-15G
|
|
|
HELT JAMES
|
4
|
|
|
Weber Jason H
|
4
|
|
|
THE INVESTMENT CENTER, INC.
|
X-17A-5
|
|
|
Berwager Emily E
|
4
|
|
|
Laub Laurie A
|
4
|
|
|
FULK BRETT D
|
4
|
|
|
ArrowMark Financial Corp.
|
N-CSR/A
|
Financial Statements
|
|
SKERRITT SUSAN E
|
4
|
|
|
Goldman Sachs Real Estate Diversified Income Fund
|
N-23C3A
|
|
|
Stratton John G
|
4
|
|
|
GENERAL DYNAMICS CORP
|
4
|
Financial Statements
|
|
Green Paula
|
144
|
|
|
TCW ETF Trust
|
40-APP
|
|
|
Metropolitan West Asset Management, LLC
|
40-APP
|
|
|
TCW INVESTMENT MANAGEMENT Co LLC
|
40-APP
|
|
|
METROPOLITAN WEST FUNDS
|
40-APP
|
|
|
TCW FUNDS INC
|
40-APP
|
|
|
WERT JAMES W
|
4
|
|
|
PARK OHIO HOLDINGS CORP
|
4
|
Financial Statements
|
|
Hyundai Auto Receivables Trust 2024-A
|
8-K
|
|
|
HYUNDAI ABS FUNDING LLC
|
8-K
|
|
|
CYBIN INC.
|
6-K
|
|
|
LITMAN GREGORY FUNDS TRUST
|
497K
|
|
|
Banyai William
|
144
|
|
|
Swann John William III
|
144
|
|
|
SPX Technologies, Inc.
|
144
|
Financial Statements
|
|
Sansar, Inc
|
D
|
|
|
Schumacher Laura J
|
4
|
|
|
LITMAN GREGORY FUNDS TRUST
|
497
|
|
|
ZEEKR Intelligent Technology Holding Ltd
|
F-1/A
|
|
|
Cho Dennis
|
144
|
|
|
ElectraDx, Inc.
|
D
|
|
|
Reynolds Catherine B
|
4
|
|
|
Zero Delta Absolute Return Fund I, LP
|
D/A
|
|
|
Pacer Funds Trust
|
CERT
|
|
|
VISTA GOLD CORP
|
DEFR14A
|
Financial Statements
|
|
VIRTUS ALTERNATIVE SOLUTIONS TRUST
|
24F-2NT
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Nye C Howard
|
4
|
|
|
Slotnik Merger Arbitrage, LP
|
D/A
|
|
|
Supercharge.vc Fund I, LP
|
D
|
|
|
Mill City Holdings, LLC
|
ABS-15G
|
|
|
Hooper Charles W
|
4
|
|
|
ProFunds
|
24F-2NT
|
|
|
IvyRadar Capital, LP
|
D
|
|
|
THIRD AVENUE MANAGEMENT LLC
|
SC 13D/A
|
|
|
Trinity Place Holdings Inc.
|
SC 13D/A
|
Financial Statements
|
|
HANEY CECIL D
|
4
|
|
|
HARBOR SERVICES GROUP INC /TA
|
TA-2
|
|
|
Mitesco, Inc.
|
8-K
|
|
|
JASPER RIDGE DIVERSIFIED, LP
|
D/A
|
|
|
DE LEON RUDY F
|
4
|
|
|
EJF Tactical Opportunities Offshore Fund LP
|
D/A
|
|
|
Vig Rajneesh
|
4
|
|
|
BlackRock TCP Capital Corp.
|
4
|
Financial Statements
|
|
NightFood Holdings, Inc.
|
8-K
|
|
|
RREEF Property Trust, Inc.
|
424B3
|
|
|
Managed Portfolio Series
|
24F-2NT
|
|
|
Capstone Agent Transfer Services LLC
|
D
|
|
|
Volkswagen Auto Loan Enhanced Trust 2023-2
|
10-D
|
|
|
EJF Tactical Opportunities Fund LP
|
D/A
|
|
|
GRAHAM ALTERNATIVE INVESTMENT FUND I LLC
|
8-K
|
|
|
Wu Zhiwei
|
3
|
|
|
Rollins Brad
|
4/A
|
|
|
GREAT SOUTHERN BANCORP, INC.
|
8-K
|
Financial Statements
|
|
GRAHAM ALTERNATIVE INVESTMENT FUND II LLC
|
8-K
|
|
|
BlackRock ESG Capital Allocation Term Trust
|
4
|
|
|
Glazer Capital Management, L.P.
|
D/A
|
|
|
Cornerstone Building Brands, Inc.
|
8-K
|
|
|
Brinker Capital Destinations Trust
|
497
|
|
|
Genpact LTD
|
DEFA14A
|
Financial Statements
|
|
BNY MELLON MUNICIPAL INCOME, INC.
|
4
|
Financial Statements
|
|
ARBITRAGE FUNDS
|
497
|
|
|
Genpact LTD
|
DEF 14A
|
Financial Statements
|
|
abrdn Global Infrastructure Income Fund
|
4
|
|
|
EQUINOR ASA
|
6-K
|
Financial Statements
|
|
Reddit, Inc.
|
CERT
|
|
|
IGNITEDATA
|
D
|
|
|
HENRY CHARLES W
|
4
|
|
|
EASTERN CO
|
4
|
Financial Statements
|
|
BARCLAYS PLC
|
CERT
|
Financial Statements
|
|
PLUMAS BANCORP
|
10-K
|
Financial Statements
|
|
COCA-COLA EUROPACIFIC PARTNERS plc
|
6-K
|
Financial Statements
|
|
Second Curve Partners International, Ltd.
|
D/A
|
|
|
AMG FUNDS III
|
24F-2NT
|
|
|
SCHWAB STRATEGIC TRUST
|
24F-2NT
|
|
|
Grayscale Bitcoin Trust
|
FWP
|
|
|
Ford Andrew
|
4
|
|
|
Rocky Mountain Chocolate Factory, Inc.
|
4
|
Financial Statements
|
|
SCHWAB CAPITAL TRUST
|
24F-2NT
|
|
|
BG Shaker Moreland Holdings, LLC
|
D
|
|
|
STATE STREET VARIABLE INSURANCE SERIES FUNDS INC
|
24F-2NT
|
|
|
AMG Funds II
|
24F-2NT
|
|
|
SCHWAB ANNUITY PORTFOLIOS
|
24F-2NT
|
|
|
Cannae Holdings, Inc.
|
4
|
Financial Statements
|
|
Gravelle Michael L
|
4
|
|
|
CHARLES SCHWAB FAMILY OF FUNDS
|
24F-2NT
|
|
|
Reddit, Inc.
|
8-A12B
|
|
|
1st stREIT Office Inc.
|
253G2
|
|
|
1st stREIT Office Inc.
|
1-U
|
|
|
AMG FUNDS
|
24F-2NT
|
|
|
Diel Steven S.
|
3
|
|
|
UNIVERSAL CORP /VA/
|
3
|
Financial Statements
|
|
ELFUN GOVERNMENT MONEY MARKET FUND
|
24F-2NT
|
|
|
Gillan-Myer Maureen A
|
4
|
|
|
Mutual Fund & Variable Insurance Trust
|
DEF 14C
|
|
|
ELFUN TAX EXEMPT INCOME FUND
|
24F-2NT
|
|
|
Nationwide PPVUL Separate Account 7
|
D/A
|
|
|
NEAR EARTH, LLC
|
X-17A-5
|
|
|
ELFUN TRUSTS
|
24F-2NT
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
AQR Funds
|
24F-2NT
|
|
|
Goodwin Consulting Group, Inc.
|
MA-I
|
|
|
Cadrenal Therapeutics, Inc.
|
EFFECT
|
|
|
Black Hawk Acquisition Corp
|
EFFECT
|
|
|
Reddit, Inc.
|
EFFECT
|
|
|
RSE Collection, LLC
|
QUALIF
|
|
|
APPLIED DNA SCIENCES INC
|
EFFECT
|
Financial Statements
|
|
Corbus Pharmaceuticals Holdings, Inc.
|
EFFECT
|
Financial Statements
|
|
Lexaria Bioscience Corp.
|
EFFECT
|
|
|
Software Effective Solutions, Corp.
|
QUALIF
|
|
|
LOBO EV TECHNOLOGIES LTD
|
EFFECT
|
|
|
Rollins Aaron
|
4
|
|
|
Airsculpt Technologies, Inc.
|
4
|
Financial Statements
|
|
Dean Dennis
|
4
|
|
|
Magazine Todd
|
4
|
|
|
LAU DAVID KWOK HEI
|
4
|
|
|
GigaCloud Technology Inc
|
4
|
Financial Statements
|
|
Montana Technologies Corp.
|
4
|
|
|
Brombach Theodore J
|
4
|
|
|
Spence John Yogi
|
4
|
|
|
Thompson Amanda J
|
4
|
|
|
GAP INC
|
4
|
Financial Statements
|
|
STANGL SANDRA
|
4
|
|
|
Singh Gurmeet
|
4
|
|
|
O'Connell Katrina
|
4
|
|
|
WESTCHESTER CAPITAL PLANNING, INC.
|
X-17A-5
|
|
|
Gruber Julie
|
4
|
|
|
Gilligan Sarah
|
4
|
|
|
Gould Craig
|
4
|
|
|
Binah Capital Group, Inc.
|
4
|
|
|
DICKSON RICHARD
|
4
|
|
|
Breitbard Mark
|
4
|
|
|
Blakeslee Chris
|
4
|
|
|
Barbeito Horacio
|
4
|
|
|
Gould Craig
|
3
|
|
|
Binah Capital Group, Inc.
|
3
|
|
|
Michael Gavin Constantine
|
4
|
|
|
Bakkt Holdings, Inc.
|
4
|
|
|
Zuckerberg Mark
|
4
|
|
|
Meta Platforms, Inc.
|
4
|
Financial Statements
|
|
SPRUCE BIOSCIENCES, INC.
|
SC 13D/A
|
Financial Statements
|
|
Novo Holdings A/S
|
SC 13D/A
|
|
|
Hong Chun K
|
4
|
|
|
NETLIST INC
|
4
|
|
|
Rosalind Advisors, Inc.
|
SC 13G
|
|
|
D'Annunzio Marc
|
4
|
|
|
Elicio Therapeutics, Inc.
|
SC 13D/A
|
Financial Statements
|
|
Clal Biotechnology Industries Ltd.
|
SC 13D/A
|
|
|
ITEM SECOND IRR. TRUST FBO JACOB J. WESTPHAL u/a of JEFFREY R. WESTPHAL dated October 5, 2001
|
4
|
|
