| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Canterbury Park Holding Corp
|
4
|
Financial Statements
|
|
SAMPSON RANDALL D
|
4
|
|
|
Kantz Erik
|
4
|
|
|
AMERICAN CENTURY ETF TRUST
|
CERT
|
|
|
Centinel Spine, LLC
|
D
|
|
|
Chafkin Casey
|
4
|
|
|
Skillz Inc.
|
4
|
|
|
NewLake Capital Partners, Inc.
|
4
|
|
|
Weinstein David L.
|
4
|
|
|
Innovator ETFs Trust
|
NT NPORT-P
|
|
|
Yakult Honsha Co., LTD/ADR
|
F-6EF
|
|
|
JPMorgan Chase Bank, N.A. - ADR Depositary
|
F-6EF
|
|
|
NERGES JOSEPH R
|
4
|
|
|
CSP INC /MA/
|
4
|
Financial Statements
|
|
Piedmont Lithium Inc.
|
3
|
Financial Statements
|
|
HICKTON DAWNE S
|
3
|
|
|
Fourth Sail Discovery Offshore Fund LP
|
D/A
|
|
|
SECURITIES MANAGEMENT AND RESEARCH, INC.
|
X-17A-5
|
|
|
DEUTSCHE BANK AKTIENGESELLSCHAFT
|
424B2
|
Financial Statements
|
|
J.P. Morgan Chase Commercial Mortgage Securities Trust 2013-C16
|
10-K
|
|
|
Mahoney Ruth H
|
4
|
|
|
Saratoga Capital, Inc.
|
D
|
|
|
VICTORY VARIABLE INSURANCE FUNDS
|
24F-2NT
|
|
|
APPELROUTH STEWART
|
4
|
|
|
AIM ImmunoTech Inc.
|
4
|
|
|
Rodino Peter W III
|
4
|
|
|
Equels Thomas K
|
4
|
|
|
Dehmer Randy J
|
4
|
|
|
VICTORY PORTFOLIOS
|
24F-2NT
|
|
|
Outpoint Capital Partners, LP
|
D/A
|
|
|
LAUDER GARY M
|
4
|
|
|
ESTEE LAUDER COMPANIES INC
|
4
|
Financial Statements
|
|
Nunez Arturo
|
4
|
|
|
Fourth Sail Discovery Onshore Fund LP
|
D/A
|
|
|
Educational Foundation of America
|
PX14A6G
|
|
|
Walt Disney Co
|
PX14A6G
|
Financial Statements
|
|
Goliath Film & Media Holdings
|
10-Q
|
|
|
CFCRE 2016-C3 Mortgage Trust
|
10-K
|
|
|
PARSONS RICHARD D
|
4
|
|
|
NatWest Group plc
|
6-K
|
Financial Statements
|
|
ZANNINO RICHARD F
|
4
|
|
|
PermRock Royalty Trust
|
8-K
|
|
|
Tejada Jennifer
|
4
|
|
|
Financial Gym, Inc.
|
D
|
|
|
UNITED STATES STEEL CORP
|
DEFA14A
|
Financial Statements
|
|
ETO IV Feeder A, LP
|
D/A
|
|
|
Enhanced Timberland Opportunities IV, LP
|
D/A
|
|
|
STERNLICHT BARRY S
|
4
|
|
|
Hyman Jennifer
|
4
|
|
|
FRIBOURG PAUL J
|
4
|
|
|
Lloyds Banking Group plc
|
6-K
|
Financial Statements
|
|
CITIGROUP INC
|
424B3
|
Financial Statements
|
|
Citigroup Global Markets Holdings Inc.
|
424B3
|
|
|
Burns Patrick Shannon
|
4
|
|
|
ENERPAC TOOL GROUP CORP
|
4
|
|
|
BARSHEFSKY CHARLENE
|
4
|
|
|
Dong Angela Wei
|
4
|
|
|
FORESTER LYNN
|
4
|
|
|
PREFERRED CAPITAL PRIVATE EQUITY FUND, LLC - UL FUND 2
|
D
|
|
|
SE-0614 Fund I AL Vehicle, a series of Capital Factory, LP
|
D
|
|
|
SE-0614 Fund I, a series of Capital Factory, LP
|
D
|
|
|
CYBIN INC.
|
6-K
|
|
|
Security Federal Corp/TA
|
TA-2
|
|
|
Peters Gregory K
|
144
|
|
|
NETFLIX INC
|
144
|
Financial Statements
|
|
Hyle Shaunastar
|
4
|
|
|
AR-1031 Fund III, a series of AX-RN-Funds, LP
|
D
|
|
|
Dawson Patrick James
|
4
|
|
|
WFRBS Commercial Mortgage Trust 2014-LC14
|
10-D/A
|
|
|
Soncini Jason W.
|
4
|
|
|
ACACIA RESEARCH CORP
|
4
|
Financial Statements
|
|
Ambrx Biopharma, Inc.
|
15-12G
|
|
|
Trencher Daniel
|
144
|
|
|
Teladoc Health, Inc.
|
144
|
Financial Statements
|
|
Linqto Liquidshares LLC
|
D
|
|
|
Li Tie
|
3/A
|
|
|
Nature's Miracle Holding Inc.
|
3/A
|
|
|
Sarnoff Dafna
|
144
|
|
|
CarGurus, Inc.
|
144
|
Financial Statements
|
|
Zhang Zhiyi
|
3/A
|
|
|
PMF Central Florida III LLC
|
D
|
|
|
CYNDX ADVISORS LLC
|
X-17A-5
|
|
|
HORIZON BANCORP INC /IN/
|
ARS
|
Financial Statements
|
|
Halliday Sarah A
|
4
|
|
|
Astra Energy, Inc.
|
8-K
|
|
|
ROYCE CAPITAL FUND
|
24F-2NT
|
|
|
WFRBS Commercial Mortgage Trust 2013-C13
|
10-K
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C33
|
10-K
|
|
|
Kingsley Scott Allen
|
4
|
|
|
LOCUST WOOD CAPITAL LP
|
D/A
|
|
|
INSTITUTIONAL BOND NETWORK, LLC
|
MA-I
|
|
|
ROBERT W. BAIRD & CO. INCORPORATED
|
MA-I/A
|
|
|
Investment Solutions Automation 2023 Access Fund LP
|
D/A
|
|
|
Fat Brands, Inc
|
4
|
Financial Statements
|
|
WIEDERHORN ANDREW
|
4
|
|
|
Widman Fredrik
|
4
|
|
|
INTUITIVE SURGICAL INC
|
4
|
Financial Statements
|
|
LOCUST WOOD CAPITAL OFFSHORE LTD
|
D/A
|
|
|
VERIZON COMMUNICATIONS INC
|
424B2
|
Financial Statements
|
|
PRICE T ROWE GROUP INC
|
DEFA14A
|
Financial Statements
|
|
Clifford Stephen M
|
4
|
|
|
FERRELLGAS PARTNERS L P
|
4
|
|
|
HSBC HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Bosco John Joseph
|
3
|
|
|
SKK Access Income Fund
|
3
|
|
|
UBS Commercial Mortgage Trust 2018-C12
|
10-K
|
|
|
PRICE T ROWE GROUP INC
|
DEF 14A
|
Financial Statements
|
|
Here Collection LLC
|
1-U
|
|
|
Vidal Daniel
|
144
|
|
|
Expensify, Inc.
|
144
|
Financial Statements
|
|
Shevorenkova Olga
|
144
|
|
|
EVgo Inc.
|
144
|
Financial Statements
|
|
VIVOS INC
|
10-K
|
|
|
A&Q Multi-Strategy Fund
|
SC TO-I/A
|
|
|
WATT JOHN H JR
|
4
|
|
|
REED COLIN V
|
4
|
|
|
Ryman Hospitality Properties, Inc.
|
4
|
Financial Statements
|
|
CADMAN SECURITIES, LLC
|
X-17A-5
|
|
|
LW Holdco LLC
|
D
|
|
|
A&Q Technology Fund LLC
|
SC TO-I/A
|
|
|
Kramer Sheila G.
|
4
|
|
|
DONALDSON Co INC
|
4
|
Financial Statements
|
|
Richmond C Bradford
|
4
|
|
|
BJs RESTAURANTS INC
|
4
|
Financial Statements
|
|
CRAWFORD & CO
|
8-K
|
|
|
Dageville Benoit
|
144
|
|
|
Snowflake Inc.
|
144
|
Financial Statements
|
|
A&Q Long/Short Strategies Fund LLC
|
SC TO-I/A
|
|
|
Epic Rain Ventures LLC
|
D
|
|
|
Managed Portfolio Series
|
NPORT-P
|
|
|
Hancock Park Corporate Income, Inc.
|
10-K
|
|
|
SAN JUAN BASIN ROYALTY TRUST
|
8-K
|
|
|
FIORAVANTI MARK
|
4
|
|
|
Campbell Elizabeth S
|
144
|
|
|
Cencora, Inc.
|
144
|
Financial Statements
|
|
WeCapital Holdings, Inc.
|
10-Q
|
|
|
PFS FUNDS
|
NPORT-P
|
|
|
HIMALAYA TECHNOLOGIES, INC
|
8-K/A
|
|
|
Golub Capital BDC 4, Inc.
|
4
|
|
|
Golub David
|
4
|
|
|
Lynn Scott J
|
4
|
|
|
GS Finance Corp.
|
FWP
|
|
|
GOLDMAN SACHS GROUP INC
|
FWP
|
Financial Statements
|
|
Golub Lawrence E
|
4
|
|
|
Denham Sean
|
4
|
|
|
SEI INVESTMENTS CO
|
4
|
Financial Statements
|
|
TORONTO DOMINION BANK
|
424B2
|
Financial Statements
|
|
Vex Registry, LLC
|
TA-2
|
|
|
Muller Luis A
|
4
|
|
|
COHU INC
|
4
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C19
|
10-K
|
|
|
PEOPLES BANK /MS/
|
TA-2
|
|
|
Maybell Quantum Industries, Inc.
|
D
|
|
|
Golub Capital BDC 4, Inc.
|
8-K
|
|
|
Peuse David J
|
4
|
|
|
NATIONAL PRESTO INDUSTRIES INC
|
4
|
Financial Statements
|
|
Hutcheson Jennifer L
|
4
|
|
|
Swede Hill Riverfront Group LLC
|
D
|
|
|
Zuckerman Steven J
|
4
|
|
|
Customers Bancorp, Inc.
|
4
|
Financial Statements
|
|
Way T Lawrence
|
4
|
|
|
Denham Sean
|
3
|
|
|
SEI INVESTMENTS CO
|
3
|
Financial Statements
|
|
ATIF Holdings Ltd
|
10-Q
|
|
|
Date Rajeev V
|
4
|
|
|
ROTHERMEL DANIEL K
|
4
|
|
|
Mackay Robert Neil
|
4
|
|
|
BUFORD ROBERT J
|
4
|
|
|
Banks Bernard Bennett
|
4
|
|
|
Allon Andrea R.
|
4
|
|
|
Chaffin Patrick S
|
4
|
|
|
CROSS TIMBERS ROYALTY TRUST
|
8-K
|
|
|
Mitchell Uwayne A.
|
3
|
|
|
Data Storage Corp
|
3
|
|
|
KAMPFER THOMAS D
|
4
|
|
|
CGM TRUST
|
N-8F/A
|
|
|
GOLUB CAPITAL DIRECT LENDING CORP
|
8-K
|
|
|
GREENBERG M SUSAN
|
4
|
|
|
GREENBERG FAMILY TRUST
|
4
|
|
|
GREENBERG ROBERT
|
4
|
|
|
SKECHERS USA INC
|
4
|
Financial Statements
|
|
DNB Holdco, LLC
|
144
|
|
|
Dun & Bradstreet Holdings, Inc.
|
144
|
Financial Statements
|
|
QuantmRE HEI Holdings 1, LLC
|
SEC STAFF ACTION
|
|
|
HUGOTON ROYALTY TRUST
|
8-K
|
|
|
Jones Jeffrey D
|
4
|
|
|
Misasi J. Ryan
|
4
|
|
|
FARMERS & MERCHANTS BANCORP
|
4
|
|
|
MF Aloha Fund 2, LLC
|
D/A
|
|
|
SMITH A O CORP
|
8-K
|
Financial Statements
|
|
PRINCIPAL FUNDS, INC.
|
497K
|
|
|
KeyStar Corp.
|
DEF 14C
|
|
|
Becker James Frank
|
4
|
|
|
BOHRSON CHRISTOPHER
|
4
|
|
|
WRIGHT CHRISTOPHER
|
144
|
|
|
ROPER TECHNOLOGIES INC
|
144
|
Financial Statements
|
|
Wells Fargo Commercial Mortgage Trust 2016-C33
|
10-K
|
|
|
WPP plc
|
6-K
|
Financial Statements
|
|
Morgan Jeffery Alan
|
4
|
|
|
CodeRabbit Inc.
|
D
|
|
|
Schoenberg Mark
|
144
|
|
|
UroGen Pharma Ltd.
|
144
|
Financial Statements
|
|
Mushandirapamwe Knowledge Arts, P.B.C.
|
D
|
|
|
Graff Michael
|
4
|
|
|
TransDigm Group INC
|
4
|
Financial Statements
|
|
SVP Deal Fund II - restor3d LP
|
D/A
|
|
|
Jefferies Financial Group Inc.
|
424B2
|
Financial Statements
|
|
WFRBS Commercial Mortgage Trust 2014-C21
|
10-K
|
|
|
CLS Therapeutics, LLC
|
SC 13D/A
|
|
|
Xenetic Biosciences, Inc.
|
SC 13D/A
|
Financial Statements
|
|
1145 Forrest Investors, LLC
|
D
|
|
|
Wells Fargo Commercial Mortgage Trust 2019-C53
|
10-K
|
|
|
Ferrari N.V.
|
6-K
|
Financial Statements
|
|
TALOS ENERGY INC.
|
8-K
|
Financial Statements
|
|
BlackRock Private Opportunities Fund V
|
D/A
|
|
|
M FINANCIAL HOLDINGS INC
|
D
|
|
|
EQUAPATH CAPITAL, LLC
|
X-17A-5
|
|
|
Doroghazi Krisztina
|
144
|
|
|
TechnipFMC plc
|
144
|
Financial Statements
|
|
Becklund Irene
|
144
|
|
|
Hims & Hers Health, Inc.
|
144
|
|
|
Collaborative Investment Series Trust
|
N-CSR/A
|
|
|
POWERSCHOOL HOLDINGS, INC.
|
8-K
|
Financial Statements
|
|
Private Shares Fund
|
24F-2NT
|
|
|
Impact Shares Trust I
|
25-NSE
|
|
|
NYSE ARCA, INC.
|
25-NSE
|
|
|
Genius Group Ltd
|
6-K
|
Financial Statements
|
|
IMA Tech Inc.
|
10-Q
|
|
|
Linares Carlos G.
|
4
|
|
|
CHURCH & DWIGHT CO INC /DE/
|
4
|
Financial Statements
|
|
Enertopia Corp.
|
10-K/A
|
|
|
McAfee Matthew
|
3
|
|
|
FRP HOLDINGS, INC.
|
3
|
Financial Statements
|
|
Smith Lee Matthew
|
4
|
|
|
NEW YORK COMMUNITY BANCORP, INC.
|
4
|
Financial Statements
|
|
FINISTERRE HEDGE FUND, L.P.
|
D/A
|
|
|
Kanvas Biosciences, Inc.
|
D
|
|
|
Kuleana Spirits, Inc.
|
C/A
|
|
|
Kudo Snacks Inc.
|
D
|
|
|
Spann Rick
|
4
|
|
|
BURRELL JONATHAN
|
4
|
|
|
GARMIN LTD
|
4
|
Financial Statements
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
497K
|
|
|
Gi Property 75 LLC
|
D
|
|
|
BANK OF NOVA SCOTIA
|
FWP
|
Financial Statements
|
|
Hooker Carlen
|
4
|
|
|
SMC Entertainment, Inc.
|
10-12G/A
|
|
|
Citigroup Global Markets Holdings Inc.
|
FWP
|
|
|
Onfolio Holdings, Inc
|
424B3
|
|
|
INTELLIGENT BIO SOLUTIONS INC.
|
424B3
|
|
|
FARRELL MATTHEW
|
4
|
|
|
Gloeckler Markus
|
144
|
|
|
FIRST SOLAR, INC.
|
144
|
Financial Statements
|
|
Kara Water, Inc.
|
C/A
|
|
|
CITIGROUP INC
|
FWP
|
Financial Statements
|
|
Universa Black Swan Protection Protocol LXIII L.P.
|
D/A
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
DEFA14A
|
Financial Statements
|
|
Dierker Richard A
|
4
|
|
|
Verma Kuntal Kumar
|
144
|
|
|
Ispire Technology Inc.
|
S-1/A
|
|
|
PAR PACIFIC HOLDINGS, INC.
|
DEF 14A
|
Financial Statements
|
|
Koch Charles F
|
4
|
|
|
VWF Bancorp, Inc.
|
4
|
|
|
FINANCIAL INVESTORS TRUST
|
NPORT-P
|
|
|
MAG IA, INC.
|
D
|
|
|
U.S. Builder Land Finance Fund II, LLC
|
D/A
|
|
|
OLD REPUBLIC INTERNATIONAL CORP
|
8-K
|
Financial Statements
|
|
CITIZENS, INC.
|
8-K
|
Financial Statements
|
|
AVALONBAY COMMUNITIES INC
|
11-K
|
Financial Statements
|
|
EDENOR
|
6-K
|
Financial Statements
|
|
FT 11340
|
487
|
|
|
DE MAYNADIER PATRICK D
|
4
|
|
|
FT 11305
|
487
|
|
|
NATHAN GILBERT E
|
4
|
|
|
Ready Capital Corp
|
4
|
Financial Statements
|
|
CSAIL 2015-C2 Commercial Mortgage Trust
|
10-K
|
|
|
WeTrade Group Inc.
|
DEF 14C
|
Financial Statements
|
|
FT 11304
|
487
|
|
|
FT 11306
|
487
|
|
|
NEW AMERICA HIGH INCOME FUND INC
|
40-17G
|
|
|
Buchert Brian D
|
4
|
|
|
GUGGENHEIM DEFINED PORTFOLIOS, SERIES 2391
|
487
|
|
|
SULLIVAN KATHRYN D
|
4
|
|
|
INTERNATIONAL PAPER CO /NEW/
|
4
|
Financial Statements
|
|
WYO VC Fund I LP
|
D
|
|
|
TOCQUEVILLE TRUST
|
40-17G
|
|
|
Gill Kirsty
|
144
|
|
|
ARM HOLDINGS PLC /UK
|
144
|
|
|
DeLong Mark Jeffrey
|
144
|
|
|
Apellis Pharmaceuticals, Inc.
|
144
|
Financial Statements
|
|
Grey Wind Capital LLC
|
D
|
|
|
Biophytis SA
|
6-K
|
Financial Statements
|
|
CALADO MIGUEL M
|
144
|
|
|
HNI CORP
|
144
|
Financial Statements
|
|
DV EQUITIES, LLC
|
X-17A-5
|
|
|
Harrell Joanne R
|
4
|
|
|
HomeStreet, Inc.
|
4
|
Financial Statements
|
|
Malan Daniel H
|
4
|
|
|
KELLY SERVICES INC
|
4
|
Financial Statements
|
|
BNY Mellon Investment Funds I
|
497
|
|
