| Company Name |
Form Type |
SEC Filings |
|
|
|
|
Alexander Michael J.
|
4
|
|
|
Bancorp 34, Inc.
|
10-K
|
Financial Statements
|
|
JOHN WILEY & SONS, INC.
|
10-Q
|
Financial Statements
|
|
LANDY SAMUEL A
|
4
|
|
|
Mendonca Rogerio
|
4
|
|
|
LUMICELL, INC.
|
D
|
|
|
ALLSPRING FUNDS TRUST
|
485BPOS
|
|
|
BURRELL JONATHAN
|
144
|
|
|
GARMIN LTD
|
144
|
Financial Statements
|
|
Schweitzer Pascal
|
4
|
|
|
NUVEEN CALIFORNIA AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
RYANAIR HOLDINGS PLC
|
6-K
|
Financial Statements
|
|
Alternative Investment Partners Absolute Return Fund
|
N-CSR
|
|
|
Cohesive Capital Partners IV
|
D/A
|
|
|
Cohesive Capital Partners IV, L.P.
|
D/A
|
|
|
Hammersmith Alicia
|
4
|
|
|
SEPARATE ACCOUNT NO. 49
|
N-CEN
|
|
|
SEPARATE ACCOUNT NO. 45
|
N-CEN
|
|
|
Separate Account No. 70
|
N-CEN
|
|
|
SEPARATE ACCOUNT I
|
N-CEN
|
|
|
SEPARATE ACCOUNT A
|
N-CEN
|
|
|
Equitable America Variable Account K
|
N-CEN
|
|
|
SEPARATE ACCOUNT FP
|
N-CEN
|
|
|
SEPARATE ACCOUNT NO. 301
|
N-CEN
|
|
|
Equitable America Variable Account No.70A
|
N-CEN
|
|
|
1707 Capital Growth Fund I, LP
|
D/A
|
|
|
Nuveen Multi-Asset Income Fund
|
3
|
|
|
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc.
|
N-CSRS
|
|
|
Nuveen Municipal Credit Opportunities Fund
|
3
|
|
|
Radoff Bradley Louis
|
SC 13D/A
|
|
|
EMCORE CORP
|
SC 13D/A
|
Financial Statements
|
|
SLC Student Loan Trust 2010-1
|
10-D
|
|
|
Rust Jay
|
144
|
|
|
RiverNorth Flexible Municipal Income Fund II, Inc.
|
N-CSRS
|
|
|
Macro Bank Inc.
|
6-K
|
Financial Statements
|
|
NUVEEN MUNICIPAL INCOME FUND INC
|
3
|
|
|
Investment House Funds
|
N-CSRS/A
|
|
|
Golden Royal Development Inc.
|
10-Q
|
|
|
COMMERCE BANCSHARES INC /MO/
|
ARS
|
Financial Statements
|
|
KEYNOTE SERIES ACCOUNT /NY/
|
N-30B-2
|
|
|
Clark Mary Katherine
|
3
|
|
|
HORMEL FOODS CORP /DE/
|
3
|
Financial Statements
|
|
Invesco Unit Trusts Series 2351
|
487
|
|
|
Nuveen Minnesota Quality Municipal Income Fund
|
3
|
|
|
TRANSAMERICA VARIABLE FUNDS
|
N-30B-2
|
|
|
RiverNorth Managed Duration Municipal Income Fund II, Inc.
|
N-CSRS
|
|
|
COMMERCE BANCSHARES INC /MO/
|
DEFA14A
|
Financial Statements
|
|
Masterworks Vault 3, LLC
|
1-U
|
|
|
NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
RiverNorth Capital & Income Fund, Inc.
|
N-CSRS
|
|
|
Lucas GC Ltd
|
6-K
|
|
|
COMMERCE BANCSHARES INC /MO/
|
DEF 14A
|
Financial Statements
|
|
FT 11036
|
S-6
|
|
|
CPS TECHNOLOGIES CORP/DE/
|
8-K
|
Financial Statements
|
|
SYLVESTER CARA A
|
144
|
|
|
TARGET CORP
|
144
|
Financial Statements
|
|
Absolute Shares Trust
|
N-CSRS
|
|
|
AEGIS FUNDS
|
N-CSR
|
|
|
NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUND
|
3
|
|
|
ING GROEP NV
|
6-K
|
Financial Statements
|
|
Valley Forge Fund XIV, LP
|
D
|
|
|
Lipesky Scott D.
|
144
|
|
|
Robinson Kenneth B.
|
144
|
|
|
RiverNorth Managed Duration Municipal Income Fund, Inc.
|
N-CSRS
|
|
|
HARMONY GOLD MINING CO LTD
|
6-K
|
Financial Statements
|
|
FT 11408
|
S-6
|
|
|
FT 11407
|
S-6
|
|
|
NUVEEN NEW YORK MUNICIPAL VALUE FUND
|
3
|
|
|
RiverNorth Flexible Municipal Income Fund, Inc.
|
N-CSRS
|
|
|
Delek US Holdings, Inc.
|
144
|
Financial Statements
|
|
Spiegel Reuven
|
144
|
|
|
Cohen & Steers Real Estate Opportunities & Income Fund
|
N-CSR
|
|
|
LOPEZ GEORGE A
|
144
|
|
|
ICU MEDICAL INC/DE
|
144
|
Financial Statements
|
|
BERRY GLOBAL GROUP, INC.
|
4
|
Financial Statements
|
|
Thomas Peter T
|
4
|
|
|
First Trust Hedged Strategies Fund
|
N-23C3A
|
|
|
Collaborative Investment Series Trust
|
N-CSR
|
|
|
LPLA SEPARATE ACCOUNT ONE
|
24F-2NT
|
|
|
GCDP II REIT Feeder, LLC
|
D/A
|
|
|
NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
Tobin Jack J
|
4
|
|
|
CME GROUP INC.
|
4
|
Financial Statements
|
|
Harper Meredith
|
4
|
|
|
Sequoia Mortgage Trust 2013-8
|
10-D
|
|
|
WINLO MANAGEMENT GROUP, LLC
|
X-17A-5
|
|
|
CORPORATE PARTNERS & CO. LLC
|
X-17A-5
|
|
|
RiverNorth Opportunistic Municipal Income Fund, Inc.
|
N-CSRS
|
|
|
Landcadia Holdings IV, Inc.
|
15-12G
|
|
|
Photozou Holdings, Inc.
|
10-K
|
|
|
Crump Rachael Ann Bertrandt
|
144
|
|
|
INSIGHT ENTERPRISES INC
|
144
|
Financial Statements
|
|
FSL SEPARATE ACCOUNT M
|
24F-2NT
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C32
|
10-K
|
|
|
CLOZEX MEDICAL, INC.
|
D
|
|
|
Wichman Gordon Douglas
|
4
|
|
|
AAON, INC.
|
4
|
Financial Statements
|
|
COHEN & STEERS REIT & PREFERRED & INCOME FUND INC
|
N-CSR
|
|
|
KC Absolute Offshore Merger Fund Ltd.
|
D/A
|
|
|
WHITEHALL CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
Wakefield Stephen E
|
4
|
|
|
C & F FINANCIAL CORP
|
ARS
|
Financial Statements
|
|
TCG Global Income Fund Ltd
|
D/A
|
|
|
MyScholar, LLC
|
D
|
|
|
IC-SB Kelsey, LP
|
D
|
|
|
Thompson Rebecca
|
4
|
|
|
Wellington Management Investors
|
D/A
|
|
|
Voya PARTNERS INC
|
497
|
|
|
Voya VARIABLE PORTFOLIOS INC
|
497
|
|
|
TIMOTHY PLAN
|
N-CSR
|
|
|
KC Absolute Merger Fund LP
|
D/A
|
|
|
Chuang Shun-Chih
|
144
|
|
|
NOCERA, INC.
|
144
|
|
|
Voya Mortgage Investment Master Fund
|
D/A
|
|
|
Teis Robert
|
4
|
|
|
TRAVIS NIGEL
|
144
|
|
|
Killoy Christopher John
|
144
|
|
|
STURM RUGER & CO INC
|
144
|
Financial Statements
|
|
Nuveen Enhanced High Yield Municipal Bond Fund
|
3
|
|
|
SOLCAP Generate 2024 LLC
|
D
|
|
|
ICF Kelsey, LP
|
D
|
|
|
Kidwell Casey
|
4
|
|
|
Che Austin
|
144
|
|
|
Ginkgo Bioworks Holdings, Inc.
|
144
|
|
|
Sequoia Mortgage Trust 2013-7
|
10-D
|
|
|
LITMAN GREGORY FUNDS TRUST
|
485BXT
|
|
|
Cohen & Steers Select Preferred & Income Fund, Inc.
|
N-CSR
|
|
|
GAZDER XERXES P
|
4
|
|
|
FORBIDDEN BROADWAY ON BROADWAY Ltd LIABILITY Co
|
D
|
|
|
Nuveen Core Plus Impact Fund
|
3
|
|
|
Loma Negra Compania Industrial Argentina Sociedad Anonima
|
6-K
|
Financial Statements
|
|
Fields Gary D
|
4
|
|
|
Advisors' Inner Circle Fund II
|
497J
|
|
|
SYNTAX ETF TRUST
|
N-CSR
|
|
|
C & F FINANCIAL CORP
|
DEF 14A
|
Financial Statements
|
|
Eason Christopher Douglas
|
4
|
|
|
Nuveen Variable Rate Preferred & Income Fund
|
3
|
|
|
Sequoia Mortgage Trust 2013-6
|
10-D
|
|
|
Driveitaway Holdings, Inc.
|
10-Q
|
|
|
DFP HOLDINGS Ltd
|
8-K/A
|
|
|
Alternative Investment Partners Absolute Return Fund
|
N-CEN
|
|
|
Alternative Investment Partners Absolute Return Fund STS
|
N-CEN
|
|
|
Sequoia Mortgage Trust 2013-4
|
10-D
|
|
|
AIP Multi-Strategy Fund A
|
N-CEN
|
|
|
NUVEEN VIRGINIA QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
Theleme Special Purpose Fund I LP
|
D/A
|
|
|
Driveitaway Holdings, Inc.
|
10-K
|
|
|
COHEN & STEERS TOTAL RETURN REALTY FUND INC
|
N-CSR
|
|
|
AIP Multi-Strategy Fund P
|
N-CEN
|
|
|
Avenues Cafe LLC
|
C/A
|
|
|
Mundy Robert P.
|
4
|
|
|
PACKAGING CORP OF AMERICA
|
4
|
Financial Statements
|
|
BARON SELECT FUNDS
|
24F-2NT
|
|
|
Curavit Clinical Research Corp
|
D/A
|
|
|
Sequoia Mortgage Trust 2013-3
|
10-D
|
|
|
Felicitas Private Markets Fund
|
N-CSRS
|
|
|
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
COHEN & STEERS QUALITY INCOME REALTY FUND INC
|
N-CSR
|
|
|
Puerto Rico Residents Tax-Free Fund VI, Inc.
|
N-CSRS
|
|
|
Column Park Partners LP
|
D/A
|
|
|
Managed Portfolio Series
|
N-CEN
|
|
|
PRINCIPAL VARIABLE CONTRACTS FUNDS INC
|
24F-2NT
|
|
|
Sequoia Mortgage Trust 2013-2
|
10-D
|
|
|
Outerbridge Special Opportunities Fund II, LP
|
D/A
|
|
|
Cohen & Steers Ltd Duration Preferred & Income Fund, Inc.
|
N-CSR
|
|
|
Column Park Offshore Fund Ltd.
|
D/A
|
|
|
FIRST TRUST EXCHANGE-TRADED FUND VIII
|
SC 13G/A
|
|
|
FIRST TRUST PORTFOLIOS LP
|
SC 13G/A
|
|
|
Managed Portfolio Series
|
485BXT
|
|
|
Peterson Neil
|
4
|
|
|
FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND II
|
SC 13G/A
|
|
|
Sequoia Mortgage Trust 2012-6
|
10-D
|
|
|
G2 INVESTMENT PARTNERS OFFSHORE LTD
|
D/A
|
|
|
NUVEEN NEW YORK AMT-FREE QUALITY MUNICIPAL INCOME FUND
|
3
|
Financial Statements
|
|
Column Park Master Fund Ltd.
|
D/A
|
|
|
Huron Consulting Group Inc.
|
4
|
Financial Statements
|
|
LOCKHART H EUGENE
|
4
|
|
|
Virtus Stone Harbor Emerging Markets Income Fund
|
SC 13G/A
|
|
|
Transitional Funding Partners, L.P.
|
D/A
|
|
|
MorphoSys AG
|
6-K
|
Financial Statements
|
|
NUVEEN MUNICIPAL VALUE FUND INC
|
3
|
|
|
Cohen & Steers Closed-End Opportunity Fund, Inc.
|
N-CSR
|
|
|
SouthState Corp
|
DEFA14A
|
Financial Statements
|
|
Raha Samraat S.
|
144
|
|
|
PDW Holdings, Inc.
|
D
|
|
|
Six Circles Trust
|
N-CSRS
|
|
|
SouthState Corp
|
DEF 14A
|
Financial Statements
|
|
WARING SUMNER J III
|
4
|
|
|
SERVICE CORP INTERNATIONAL
|
4
|
Financial Statements
|
|
Nuveen AMT-Free Municipal Value Fund
|
3
|
|
|
Two Roads Shared Trust
|
N-CSR
|
|
|
BCE INC
|
6-K
|
Financial Statements
|
|
SHEFFIELD PARTNERS L P
|
D/A
|
|
|
Koch Holdings, LLC
|
D
|
|
|
Terra Alpha Fund LP
|
D/A
|
|
|
Nuveen AMT-Free Municipal Credit Income Fund
|
3
|
|
|
NEVADA AGENCY & TRANSFER CO /TA
|
TA-1/A
|
|
|
TORONTO DOMINION BANK
|
424B3
|
Financial Statements
|
|
Spectrum Value Partners, LP
|
D/A
|
|
|
TRUST CO OF VERMONT
|
13F-HR
|
|
|
FIDELITY PURITAN TRUST
|
497K
|
|
|
KfW
|
424B5
|
|
|
Dockendorff Charles J
|
144
|
|
|
FIDELITY PURITAN TRUST
|
497
|
|
|
KOCH INDUSTRIES INC
|
D
|
|
|
VARIABLE ANNUITY 1 SERIES ACCOUNT
|
497VPU
|
|
|
NUVEEN CALIFORNIA SELECT TAX FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
3G Capital Partners L.P.
|
D/A
|
|
|
FORD MOTOR CREDIT CO LLC
|
8-K
|
|
|
Column Park Fund of One Ltd.
|
D/A
|
|
|
ADVISORS SERIES TRUST
|
N-CSRS
|
|
|
VARIABLE INSURANCE PRODUCTS FUND III
|
497K
|
|
|
Marein-Efron Melanie
|
144
|
|
|
URBAN OUTFITTERS INC
|
144
|
Financial Statements
|
|
VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY
|
497VPU
|
|
|
VARIABLE INSURANCE PRODUCTS FUND III
|
497
|
|
|
Terra Alpha Global Equity Fund LP
|
D/A
|
|
|
Liberty Energy Inc.
|
144
|
Financial Statements
|
|
Kimble William F
|
144
|
|
|
Mutual Fund & Variable Insurance Trust
|
24F-2NT
|
|
|
Dunbar David A.
|
4
|
|
|
STANDEX INTERNATIONAL CORP/DE/
|
4
|
Financial Statements
|
|
FT 11359
|
497J
|
|
|
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND
|
3
|
|
|
VARIABLE ANNUITY I SER ACC OF GRT WEST LI & ANNU INS CO OF NY
|
497
|
|
|
FIDELITY ADVISOR SERIES I
|
497K
|
|
|
FIDELITY ADVISOR SERIES I
|
497
|
|
|
ATTINGER CREDIT LLC
|
D/A
|
|
|
Hegarty Kieran
|
4
|
|
|
TEREX CORP
|
4
|
Financial Statements
|
|
VMC Asset Depositor, LLC
|
ABS-15G
|
|
|
NUVEEN NEW YORK SELECT TAX -FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
LEAP HEALTH, INC.
|
D
|
|
|
STRATCAP SECURITIES, LLC
|
X-17A-5
|
|
|
Parker Aaron Jerrod
|
144
|
|
|
Hillman Solutions Corp.
|
144
|
Financial Statements
|
|
Emerald Industrial Innovation Fund
|
D/A
|
|
|
Blue Owl Real Estate Exchange I DST
|
D/A
|
|
|
ASIAN DEVELOPMENT BANK
|
DSTRBRPT
|
|
|
KINETICS PORTFOLIOS TRUST
|
N-CEN
|
|
|
KINETICS MUTUAL FUNDS INC
|
N-CEN
|
|
|
NUVEEN SELECT TAX FREE INCOME PORTFOLIO
|
3
|
Financial Statements
|
|
FaZe Holdings Inc.
|
25-NSE
|
|
|
Nasdaq Stock Market LLC
|
25-NSE
|
|
|
Emerald Global Energy Transformation Fund
|
D/A
|
|
|
BNY Mellon Strategic Funds, Inc.
|
497
|
|
|
GABELLI ASSET FUND
|
N-CSR
|
|
|
Crexendo, Inc.
|
144
|
|
|
MIHAYLO STEVEN G
|
144
|
|
|
Morgan Stanley Bank of America Merrill Lynch Trust 2016-C31
|
10-K
|
|
|
Nuveen Municipal Credit Income Fund
|
3
|
|
|
VARIABLE ANNUITY 1 SERIES ACCOUNT
|
497
|
|
|
GABELLI VALUE 25 FUND INC
|
N-CSR
|
|
|
GABELLI GROWTH FUND
|
N-CSR
|
|
|
Putnam Investor Services, Inc.
|
TA-2
|
|
|
Nuveen NASDAQ 100 Dynamic Overwrite Fund
|
3
|
|
|
Gabelli ETFs Trust
|
N-CSR
|
|
|
SA FUNDS INVESTMENT TRUST
|
N-CSRS
|
|
|
Gaingels Addi LLC
|
D/A
|
|
|
Xylem Inc.
|
8-K
|
Financial Statements
|
|
Gabelli Healthcare & WellnessRx Trust
|
N-CSR
|
|
|
GABELLI GLOBAL UTILITY & INCOME TRUST
|
N-CSR
|
|
|
FIDELITY DEVONSHIRE TRUST
|
497
|
|
|
GABELLI DIVIDEND & INCOME TRUST
|
N-CSR
|
Financial Statements
|
|
GABELLI EQUITY TRUST INC
|
N-CSR
|
|
|
Narrow River Capital Partners, Ltd.
|
D/A
|
|
|
INNOVATE Corp.
|
8-K
|
|
|
GABELLI UTILITY TRUST
|
N-CSR
|
|
|
Gabelli Global Small & Mid Cap Value Trust
|
N-CSR
|
|
|
SIEGEL LAURIE
|
4
|
|
|
CECO ENVIRONMENTAL CORP
|
4
|
Financial Statements
|
|
Marpai, Inc.
|
8-K
|
Financial Statements
|
|
WALLMAN RICHARD F
|
4
|
|
|
ROBOTTI ROBERT
|
SC 13D/A
|
|
|
TIDEWATER INC
|
SC 13D/A
|
Financial Statements
|
|
GAMCO Natural Resources, Gold & Income Trust
|
N-CSR
|
Financial Statements
|
|
GABELLI MULTIMEDIA TRUST INC.
|
N-CSR
|
|
|
GABELLI UTILITIES FUND
|
N-CSR
|
|
|
IRSA INVESTMENTS & REPRESENTATIONS INC
|
6-K
|
Financial Statements
|
|
Narrow River Capital Partners, LP
|
D/A
|
|
|
GABELLI INVESTOR FUNDS INC
|
N-CSR
|
|
|
TCW ETF Trust
|
NPORT-P
|
|
|
GAMCO Global Gold, Natural Resources & Income Trust
|
N-CSR
|
|
|
Davis Mark Burton
|
4
|
|
|
TILE SHOP HOLDINGS, INC.
|
4
|
|
|
ADMA BIOLOGICS, INC.
|
4
|
Financial Statements
|
|
LENZ BRIAN
|
4
|
|
|
HANDLER RICHARD B
|
4
|
|
|
Jefferies Financial Group Inc.
|
4
|
Financial Statements
|
|
KINDER JOSEPH
|
4
|
|
|
Grossman Adam S
|
4
|
|
|
Alphatec Holdings, Inc.
|
4
|
Financial Statements
|
|
Miles Patrick
|
4
|
|
|
Lath Hitesh
|
3
|
|
|
C3.ai, Inc.
|
3
|
Financial Statements
|
|
Thirot Olivier
|
4
|
|
|
KELLY SERVICES INC
|
4
|
Financial Statements
|
|
Blackford Quentin S.
|
4
|
|
|
Hartung Michael P
|
4
|
|
|
FLEX LTD.
|
4
|
Financial Statements
|
