| Company Name |
Form Type |
SEC Filings |
|
|
|
|
5E Advanced Materials, Inc.
|
424B3
|
|
|
Crupi William
|
3
|
|
|
HealthLynked Corp
|
3
|
|
|
Dendritic Investment Holdings Ltd
|
D
|
|
|
Batdorff Douglas J.
|
4
|
|
|
Canary IV, L.P.
|
D
|
|
|
Masterworks Vault 5, LLC
|
1-A POS
|
|
|
Landman Yoav
|
144
|
|
|
JFrog Ltd
|
144
|
|
|
REGIONS FINANCIAL CORP
|
11-K
|
Financial Statements
|
|
VANTA DEVELOPMENT GROUP INC
|
D
|
|
|
NRX Pharmaceuticals, Inc.
|
8-K
|
|
|
Noble Ryan S.
|
4
|
|
|
FEDERATIVE REPUBLIC OF BRAZIL
|
18-K/A
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C30
|
10-D
|
|
|
SPIRE INC
|
11-K
|
Financial Statements
|
|
Carlyle Credit Opportunities Fund III
|
D
|
|
|
BlackRock Alpha Strategies Fund
|
SC TO-I
|
|
|
Ranade Mandar
|
4
|
|
|
Soder Douglas L
|
4
|
|
|
TTM TECHNOLOGIES INC
|
4
|
Financial Statements
|
|
Metris FlexB Fund, LP
|
D
|
|
|
Blackstone Inc.
|
4
|
Financial Statements
|
|
CONSOL Energy Inc.
|
144
|
Financial Statements
|
|
Brock James A
|
144
|
|
|
Carisma Therapeutics Inc.
|
4
|
Financial Statements
|
|
ZWEIFACH SANFORD S
|
4
|
|
|
JOHN WILEY & SONS, INC.
|
8-K
|
Financial Statements
|
|
Phillips Elizabeth D
|
4
|
|
|
Landman Yoav
|
4
|
|
|
JFrog Ltd
|
4
|
|
|
OmniAb, Inc.
|
4
|
|
|
FOEHR MATTHEW W
|
4
|
|
|
NLCA DG Investment Grade Portfolio 1 DST
|
D/A
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C29
|
10-D
|
|
|
PROFESSIONALLY MANAGED PORTFOLIOS
|
NPORT-P
|
|
|
CONTINUUS INVESTMENT LLC
|
D
|
|
|
Light David
|
4
|
|
|
TechnipFMC plc
|
4
|
Financial Statements
|
|
Swales Richard
|
144
|
|
|
Paysafe Ltd
|
144
|
|
|
L3HARRIS TECHNOLOGIES, INC. /DE/
|
11-K
|
Financial Statements
|
|
Morrison Briggs
|
4
|
|
|
23andMe Holding Co.
|
PRE 14A
|
|
|
NLS Pharmaceutics Ltd.
|
6-K
|
|
|
Benchmark 2019-B14 Mortgage Trust
|
10-D
|
|
|
Knife River Corp
|
8-K
|
|
|
Acocella Kerry
|
4
|
|
|
Datadog, Inc.
|
4
|
Financial Statements
|
|
Purcell Paul Martin
|
144
|
|
|
Sezzle Inc.
|
144
|
|
|
LISATA THERAPEUTICS, INC.
|
8-K
|
Financial Statements
|
|
Hohneker John
|
4
|
|
|
CITIGROUP INC
|
11-K
|
Financial Statements
|
|
Heilbron Jack Kendrick
|
4/A
|
|
|
Presidio Property Trust, Inc.
|
4/A
|
|
|
MPC FED 2024 Energy Fund II, LLC
|
D
|
|
|
Masterworks Vault 2, LLC
|
1-U
|
|
|
BANK OF AMERICA CORP /DE/
|
FWP
|
Financial Statements
|
|
Benchmark 2019-B14 Mortgage Trust
|
ABS-EE
|
|
|
HIDDEN HARBOR CAPITAL PARTNERS III-A, L.P.
|
D
|
|
|
Nushares ETF Trust
|
NPORT-P
|
|
|
Nuveen Managed Accounts Portfolios Trust
|
NPORT-P
|
|
|
TIAA-CREF FUNDS
|
NPORT-P
|
|
|
Nuveen Dynamic Municipal Opportunities Fund
|
NPORT-P
|
|
|
BofA Finance LLC
|
FWP
|
|
|
Nuveen AMT-Free Municipal Value Fund
|
NPORT-P
|
|
|
GCM Suggestivist I Offshore Partners, LP
|
D
|
|
|
Torok Michael
|
4
|
|
|
Alpha Teknova, Inc.
|
8-K
|
Financial Statements
|
|
HIDDEN HARBOR CAPITAL PARTNERS III, L.P.
|
D
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C28
|
10-D
|
|
|
Price Jonathan
|
144
|
|
|
Q2 Holdings, Inc.
|
144
|
Financial Statements
|
|
Strategic Student & Senior Housing Trust, Inc.
|
8-K
|
|
|
Masterworks 189, LLC
|
1-U
|
|
|
GoLogiq, Inc.
|
10-Q/A
|
|
|
Ollie's Bargain Outlet Holdings, Inc.
|
3
|
Financial Statements
|
|
Zender Christopher
|
3
|
|
|
TENNANT CO
|
11-K
|
Financial Statements
|
|
NeuBase Therapeutics, Inc.
|
POS AM
|
Financial Statements
|
|
CLEANSPARK, INC.
|
8-K
|
|
|
Masterworks 188, LLC
|
1-U
|
|
|
FVCBankcorp, Inc.
|
4
|
Financial Statements
|
|
FERRICK PATRICIA A
|
4
|
|
|
HUANG JEN HSUN
|
144
|
|
|
NVIDIA CORP
|
144
|
Financial Statements
|
|
Hiebler Jessica M
|
4
|
|
|
PRICE T ROWE GROUP INC
|
4
|
Financial Statements
|
|
Affinity Asset Advisors, LLC
|
SC 13G
|
|
|
NextCure, Inc.
|
SC 13G
|
Financial Statements
|
|
BlackRock Private Investments Fund
|
SC TO-I/A
|
|
|
S&P Global Inc.
|
8-K
|
Financial Statements
|
|
Dolger Joshua
|
4
|
|
|
FUELCELL ENERGY INC
|
4
|
Financial Statements
|
|
Archer Aviation Inc.
|
8-K
|
|
|
Benchmark 2019-B11 Mortgage Trust
|
10-D
|
|
|
JPMBB Commercial Mortgage Securities Trust 2015-C27
|
10-D
|
|
|
NeuBase Therapeutics, Inc.
|
8-K
|
Financial Statements
|
|
Coast Bridge Investments Ltd
|
144
|
|
|
Sea Ltd
|
144
|
Financial Statements
|
|
MORGAN STANLEY INSTITUTIONAL FUND INC
|
485BPOS
|
|
|
PIJOR DAVID W
|
4
|
|
|
BO-1215 Fund V, a series of Roll Up Vehicles, LP
|
D
|
|
|
American Healthcare REIT, Inc.
|
4
|
|
|
Streiff Mathieu B.
|
4
|
|
|
Sea of Stars Ltd
|
144
|
|
|
WK Kellogg Co
|
11-K
|
|
|
FARADAY FUTURE INTELLIGENT ELECTRIC INC.
|
8-K
|
|
|
KINGSTONE COMPANIES, INC.
|
DEF 14A
|
Financial Statements
|
|
Benchmark 2019-B11 Mortgage Trust
|
ABS-EE
|
|
|
Medalist Diversified REIT, Inc.
|
8-K
|
Financial Statements
|
|
Zuckerberg Mark
|
144
|
|
|
Meta Platforms, Inc.
|
144
|
Financial Statements
|
|
Oaktree Strategic Credit Fund
|
8-K
|
|
|
Hello Prolog Inc
|
D
|
|
|
SPEER FOUNDATION
|
4
|
|
|
DG Capital Management, LLC
|
SC 13G
|
|
|
FENNEC PHARMACEUTICALS INC.
|
SC 13G
|
Financial Statements
|
|
PROCYON CORP
|
4
|
|
|
PUBLIC SERVICE CO OF COLORADO
|
8-K
|
|
|
XCEL ENERGY INC
|
8-K
|
Financial Statements
|
|
GoDaddy Inc.
|
8-K
|
Financial Statements
|
|
Elicio Therapeutics, Inc.
|
424B5
|
Financial Statements
|
|
Verve Therapeutics, Inc.
|
SC 13G
|
Financial Statements
|
|
MILLENNIUM MANAGEMENT LLC
|
SC 13G
|
|
|
FIRST BUSEY CORP /NV/
|
11-K
|
Financial Statements
|
|
ILLUMINA, INC.
|
8-K/A
|
Financial Statements
|
|
Tamboran Resources Corp
|
424B4
|
|
|
MasterBrand, Inc.
|
8-K
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C26
|
10-D
|
|
|
VACCINEX, INC.
|
S-3
|
Financial Statements
|
|
Daniels Jon G
|
4
|
|
|
CARMAX INC
|
4
|
Financial Statements
|
|
Pacer Funds Trust
|
485BXT
|
|
|
SPIEGELMAN DANIEL K
|
4
|
|
|
Canna-Global Acquisition Corp
|
8-K
|
|
|
Carisma Therapeutics Inc.
|
8-K
|
Financial Statements
|
|
MP63 FUND INC
|
485BPOS
|
|
|
Dwyer Robert J
|
4
|
|
|
BIMINI CAPITAL MANAGEMENT, INC.
|
4
|
|
|
Al-Marzooqi Fahed
|
4
|
|
|
Worthington Steel, Inc.
|
4
|
|
|
KLINGLER JEFFREY R
|
4
|
|
|
GCM Suggestivist I Partners, LP
|
D
|
|
|
FIRST HORIZON CORP
|
11-K
|
Financial Statements
|
|
GoLogiq, Inc.
|
10-K/A
|
|
|
PLAINS GP HOLDINGS LP
|
8-K
|
Financial Statements
|
|
Averill Howard M
|
4
|
|
|
CAMPBELL SOUP CO
|
4
|
Financial Statements
|
|
Hohl Benjamin
|
144
|
|
|
Enliven Therapeutics, Inc.
|
144
|
Financial Statements
|
|
Western New England Bancorp, Inc.
|
11-K
|
Financial Statements
|
|
Brau Donnelly Julia
|
144
|
|
|
PINTEREST, INC.
|
144
|
Financial Statements
|
|
Olmstead Nathan
|
4
|
|
|
SMART Global Holdings, Inc.
|
4
|
Financial Statements
|
|
Witt Steven R
|
4
|
|
|
AZZ INC
|
8-K
|
Financial Statements
|
|
Phillips Anne M.
|
4
|
|
|
NORFOLK SOUTHERN CORP
|
11-K
|
Financial Statements
|
|
CARMAX INC
|
8-K
|
Financial Statements
|
|
Resonate Blends, Inc.
|
PRER14C
|
|
|
Abbott Secondary Opportunities III Cayman, L.P.
|
D/A
|
|
|
Kinetik Holdings Inc.
|
11-K
|
|
|
ENTRAVISION COMMUNICATIONS CORP
|
S-8
|
Financial Statements
|
|
GILMORE GEOFFREY G
|
4
|
|
|
World Funds Trust
|
497
|
|
|
V2X, Inc.
|
4
|
|
|
WENSINGER JEREMY C
|
4
|
|
|
McLoughlin Keith R
|
4
|
|
|
ADAMS TIMOTHY A
|
4
|
|
|
THRIVENT MUTUAL FUNDS
|
N-CSRS
|
|
|
Focus Impact Acquisition Corp.
|
425
|
|
|
APARTMENT INVESTMENT & MANAGEMENT CO
|
11-K
|
Financial Statements
|
|
Abbott Secondary Opportunities III, L.P.
|
D/A
|
|
|
Arhaus, Inc.
|
3
|
Financial Statements
|
|
Burgdoerfer Stuart B
|
3
|
|
|
Golub Capital Private Credit Fund
|
424B3
|
|
|
Kintz Samuel
|
4
|
|
|
Enliven Therapeutics, Inc.
|
4
|
Financial Statements
|
|
Extra Space Storage Inc.
|
11-K
|
Financial Statements
|
|
Ault Disruptive Technologies Corp
|
425
|
|
|
Eco Wave Power Global AB
|
6-K
|
Financial Statements
|
|
Hofstetter Sarah
|
4
|
|
|
GOYAL ARJUN
|
4
|
|
|
Centessa Pharmaceuticals plc
|
4
|
Financial Statements
|
|
Great Ajax Corp.
|
3
|
Financial Statements
|
|
Rithm Capital Corp.
|
3
|
|
|
WISA TECHNOLOGIES, INC.
|
424B3
|
Financial Statements
|
|
Pinstripes Holdings, Inc.
|
8-K
|
|
|
Hedley Mary Lynne
|
4
|
|
|
Olivan Javier
|
144
|
|
|
Liu Ying Christina
|
144
|
|
|
Confluent, Inc.
|
144
|
Financial Statements
|
|
NKGen Biotech, Inc.
|
S-1/A
|
|
|
GigaCloud Technology Inc
|
144
|
Financial Statements
|
|
DCM Affiliates Fund IV L P
|
144
|
|
|
NARAYEN SHANTANU
|
144
|
|
|
ADOBE INC.
|
144
|
Financial Statements
|
|
Hilado Maria Teresa
|
4
|
|
|
Kintara Therapeutics, Inc.
|
S-4/A
|
|
|
MODEL N, INC.
|
S-8 POS
|
Financial Statements
|
|
Hukkelhoven Mathias
|
4
|
|
|
Cummings Martha
|
4
|
|
|
Marqeta, Inc.
|
4
|
Financial Statements
|
|
Benson Hill, Inc.
|
8-K
|
|
|
TRUIST FINANCIAL CORP
|
11-K
|
Financial Statements
|
|
Keller Stephen
|
4
|
|
|
Envista Holdings Corp
|
4
|
Financial Statements
|
|
Thrivent Core Funds
|
N-CSRS
|
|
|
Schmidt Kurt
|
4
|
|
|
TransUnion
|
8-K
|
Financial Statements
|
|
Thrivent Cash Management Trust
|
N-CSRS
|
|
|
Kulkarni Samarth
|
4
|
|
|
PLEAS CHARLES III
|
4
|
|
|
KIRKLAND'S, INC
|
4
|
Financial Statements
|
|
Lavoro Ltd
|
6-K
|
|
|
Ullal Jayshree
|
144
|
|
|
Arista Networks, Inc.
|
144
|
Financial Statements
|
|
Blue Owl Technology Income Corp.
|
8-K
|
|
|
Gold Flora Corp.
|
RW
|
|
|
RIGEL PHARMACEUTICALS INC
|
8-K
|
Financial Statements
|
|
Audax Senior Loan Fund I
|
D/A
|
|
|
SANDSTORM GOLD LTD
|
6-K
|
|
|
Studer Fred
|
144
|
|
|
Starbox Group Holdings Ltd.
|
6-K
|
Financial Statements
|
|
Stuckley Carol
|
4
|
|
|
Dakota Gold Corp.
|
424B5
|
|
|
HERZFELD CARIBBEAN BASIN FUND INC
|
N-2/A
|
|
|
Corner Growth Acquisition Corp.
|
8-K
|
|
|
J&J SNACK FOODS CORP
|
8-K
|
Financial Statements
|
|
AGILE THERAPEUTICS INC
|
RW
|
Financial Statements
|
|
ALLETE INC
|
11-K
|
Financial Statements
|
|
Miller Kenneth Bradley
|
144
|
|
|
JUNIPER NETWORKS INC
|
144
|
Financial Statements
|
|
Pioneer Series Trust IV
|
NPORT-P
|
|
|
JPMBB Commercial Mortgage Securities Trust 2014-C25
|
10-D
|
|
|
PIONEER ASSET ALLOCATION TRUST
|
NPORT-P
|
|
|
LoLa Capital Partners I, LP
|
D
|
|
|
ZBAR BRETT I W
|
4
|
|
|
LIBERTY ALL STAR GROWTH FUND INC.
|
DEF 14A
|
|
|
Bright Mountain Media, Inc.
|
8-K
|
|
|
QuidelOrtho Corp
|
4
|
Financial Statements
|
|
TC Group VI Cayman, L.P.
|
4
|
|
|
Carlyle Partners VI Cayman Holdings, L.P.
|
4
|
|
|
TC Group VI Cayman, L.L.C.
|
4
|
|
|
CG Subsidiary Holdings L.L.C.
|
4
|
|
|
TC Group Cayman Investment Holdings Sub L.P.
|
4
|
|
|
Carlyle Holdings II L.L.C.
|
4
|
|
|
Carlyle Holdings II GP L.L.C.
|
4
|
|
|
Carlyle Group Inc.
|
4
|
Financial Statements
|
|
TC Group Cayman Investment Holdings, L.P.
|
4
|
|
|
Ault Disruptive Technologies Corp
|
8-K
|
|
|
Graphex Group Ltd
|
6-K
|
Financial Statements
|
|
Ostin Technology Group Co., Ltd.
|
6-K
|
Financial Statements
|
|
Shimojima Chris
|
4
|
|
|
Mikael Cho
|
4
|
|
|
Getty Images Holdings, Inc.
|
4
|
Financial Statements
|
|
Teaster Michael
|
4
|
|
|
Vaughan Elizabeth Anne
|
4
|
|
|
Orlowsky Peter
|
4
|
|
|
Peters Craig Warren
|
4
|
|
|
Kellough Kjelti Wilkes
|
4
|
|
|
Mainardis Kenneth Arrigo
|
4
|
|
|
Gandert Nathaniel
|
4
|
|
|
Leyden Jennifer
|
4
|
|
|
Thompson Michael Charles
|
4
|
|
|
authID Inc.
|
4
|
Financial Statements
|
|
Garchik Stephen Jeffrey
|
4
|
|
|
Foca Gene
|
4
|
|
|
Laird Superfood, Inc.
|
S-8
|
Financial Statements
|
|
BlackRock Institutional Trust Company, N.A.
|
MA/A
|
|
|
Nasdaq BX, Inc
|
1/A
|
|
|
NASDAQ GEMX, LLC
|
1/A
|
|
|
NASDAQ ISE, LLC
|
1/A
|
|
|
NASDAQ MRX, LLC
|
1/A
|
|
|
Nasdaq Stock Market LLC
|
1/A
|
|
|
Nasdaq PHLX LLC
|
1/A
|
|
|
NYSE NATIONAL, INC.
|
1/A
|
|
|
NYSE AMERICAN LLC
|
1/A
|
|
|
NEW YORK STOCK EXCHANGE LLC
|
1/A
|
|
|
NYSE CHICAGO, INC.
|
1/A
|
|
|
NYSE ARCA, INC.
|
1/A
|
|
|
Water Street Public Finance, LLC
|
MA-I
|
|
|
RAYMOND JAMES & ASSOCIATES, INC.
|
MA/A
|
|
|
Citigroup Global Markets Ltd
|
SBSE-A/A
|
|
|
SPEEDROUTE LLC
|
X-17A-5
|
|
|
FIRST FINANCIAL SECURITIES OF AMERICA, INC.
|
X-17A-5
|
|
|
WESTPAC CAPITAL MARKETS LLC
|
X-17A-5
|
|
|
KKR CAPITAL MARKETS II LLC
|
X-17A-5
|
|
|
WATERVIEW SECURITIES, INC.
|
X-17A-5
|
|
|
INTELLIVEST SECURITIES, INC.
|
X-17A-5
|
|
|
MUTUAL OF AMERICA SECURITIES LLC
|
X-17A-5
|
|
|
FORESIDE DISTRIBUTION SERVICES, L.P.
|
X-17A-5
|
|
|
CHERRY TREE & ASSOCIATES, LLC
|
X-17A-5
|
|
